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Individual Prediction

Michael W. Kattan, Ph.D.

Professor of Medicine, Epidemiology and Biostatistics,

Cleveland Clinic Lerner College of Medicine of Case

Western Reserve University

Chairman, Department of Quantitative Health Sciences,

Cleveland Clinic

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Disclosures

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Hodgkin’s Disease Prognosis

Time 0 1 Su rvi va l I II III

IV

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Many clinical counseling tools are not designed to predict accurately

Problems with my prediction:

Didn’t feel very tailored!

Not adjusted for age, comorbidities

Categories (e.g., extent of disease) were very broad

Was this staging system really optimized for

prediction?

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When The Patient Wants A Prediction, What Options Does The Clinician Have?

• Quote an overall average to all patients

• Assign the patient to a risk group, i.e. high, intermediate, or low

• Apply a model • Predict based on

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Biopsy Gleason Grade ≤ 2+ ≤ 2 3+3 ≤ 3+≥ 4

≤ 2+3 ≥ 4+ ?

Total Points 0 20 40 60 80 100 120 140 160 180 200

60 Month Rec. Free Prob. .96 .93 .9 .85 .8 .7 .6 .5 .4 .3 .2 .1 .05 3+ ≤ 2

Clinical Stage T1c T1ab

T2a T2c T3a

T2b

Points 0 10 20 30 40 50 60 70 80 90 100

PSA 0.1 1 2 3 4 6 7 8 9 10 12 16 20 30 45 70 110

Preoperative Nomogram for Prostate Cancer Recurrence

Instructions for Physician: Locate the patient’s PSA on the PSA axis. Draw a line straight upwards to the Points axis to determine how many

points towards recurrence the patient receives for his PSA. Repeat this process for the Clinical Stage and Biopsy Gleason Sum axes, each time drawing straight upward to the Points axis. Sum the points achieved for each predictor and locate this sum on the Total Points axis. Draw a line straight down to find the patient’s probability of remaining recurrence free for 60 months assuming he does not die of another cause first.

Instruction to Patient: “Mr. X, if we had 100 men just like you, we would expect <predicted percentage from nomogram> to remain free of their

disease at 5 years following radical prostatectomy, and recurrence after 5 years is very rare.”

1997 Michael W. Kattan and Peter T. Scardino

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CaPSURE

Heterogeneity within Risk Groups

Risk Group

Nomogram Values by Prostate Cancer Risk Group

Pr eo p er ativ e No m o g ra m Pr ed icted Pr o b ab ility

Low Intermediate High

1.0 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 J Urol. 2005 Apr;173(4):1126-31

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The consequence of risk stratification relative to a statistical model

Mr. X, from the Cleveland Clinic:

PSA=6, clinical stage = T2c, biopsy Gleason sum=9, planned dose of 66.6 Gy without neoadjuvant hormones

Radiation risk stratification: 81% @ 5 yr.

Surgery nomogram: 68% @ 5yr.

Radiation therapy nomogram: 24% @ 5yr.

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Heterogeneity within stages for gastric cancer

0 10 20 30 0.0 0.2 0.4 0.6 0.8 1.0 0 5 10 15 20 0 2 4 6 8 0 2 4 6 8 0 5 10 15 20 0 5 10 20

Nomogram Predicted Probability of 5-Year Disease-Specific Survival

P er ce nt o f P at ient s w ithi n A JC C S tage AJCC IV (32) II (117) IA (102) IB (115) IIIA (69) IIIB (24)

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Continuous Models vs. Staging/Grouping Systems

Model Comparator CI (M vs C)

Preop L/I/H Risk Groups 0.67 vs. 0.64

Preop + IL6/TGFβ1 L/H Risk Groups 0.84 vs. 0.73

Pre XRT L/I/H Risk Groups 0.76 vs. 0.69

Melanoma SLN+ AJCC Stage 0.69 vs. 0.66

Pancreatic Ca AJCC Stage 0.64 vs. 0.56

Gastric Ca AJCC Stage 0.77 vs. 0.75

Breast Ca NPI Groups 0.69 vs. 0.64

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When The Patient Wants A Prediction, What Options Does The Clinician Have?

• Quote an overall average to all patients

• Assign the patient to a risk group, i.e. high, intermediate, or low

• Apply a model • Predict based on

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Urologists vs. Preoperative Nomogram

10 case descriptions from 1994 MSKCC patients presented to 17 urologists

– In addition to PSA, biopsy Gleason grades, and clinical stage, urologists were provided with patient age, systematic biopsy details, previous biopsy results, and PSA history.

Preoperative nomogram was provided.

Urologists were asked to make their own predictions of 5 year

progression-free probabilities with or without use of the preoperative nomogram.

Concordance indices: – Nomogram = 0.67

– Urologists = 0.55, p<0.05

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Nomogram for predicting the likelihood of additional nodal metastases in breast cancer patients with a positive sentinel node biopsy

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Breast Cancer Prediction: 17 Clinicians vs. Nomogram on 33 Patients Nomogram AUC 0.72 Clinician AUC 0.54 Areas 0.75 0.72 Nomogram 0.68 0.65 0.65 0.63 0.59 0.58 0.55 0.55 0.53 0.52 0.50 0.49 0.47 0.43 0.42 0.40

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Dendreon: Proprietary and Confidential

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Dendreon: Proprietary and Confidential

Survey Results

nomo doc2 doc8 doc11 doc18 doc14 doc24 doc13 doc22 doc5 doc1 doc7 doc9 doc17 doc12 doc15 doc16 doc4 doc21 doc20 doc23 doc10 doc3 doc19 doc6 C onc or danc e i ndex 0 .0 0 .2 0 .4 0 .6 0 .8 1 .0

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Comparative Effectiveness

Treatment options

Benefits

T1

T2

B1

B2

Harms

H1

H2

Must tailor the probabilities to the individual patient.

(18)

Risk Calculator

- using EHR data

from EPIC

(19)
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EPIC

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Conclusions

Data from the EHR, while imperfect, yield reasonably accurate statistical prediction models.

The many modeling options should be compared with respect to predictive accuracy.

Patients should be provided with individual predictions for choices with no easy answers (i.e., involving trade offs).

The most accurate predictions presently available should be used, and these are likely from regression models.

Clinician judgment, risk groups, risk factor counting, overall treatment effects from RCTs, are all less helpful.

Free web software should help with dissemination.

References

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