Hospital
and
Home
Support
during
Infancy:
Impact
on Maternal
Attachment,
Child
Abuse
and
Neglect,
and
Health
Care
Utilization
Earl Siegel, MD, MPH, Karl E. Bauman, PhD, Earl S. Schaefer, PhD,
Minta M. Saunders, PhD, and Deborah D. Ingram, BA
From the Department of Maternal and Child Health, School of Public Health, University of North Carolina at Chapel Hill
ABSTRACT. Effects of early and extended postpartum
contact and paraprofessional home visits on maternal
attachment, reports ofchild abuse and neglect, and health
care utilization were determined by random assignment
of 321 low-income women to intervention or control
groups immediately after delivery. Observations of
ma-ternal attachment were made at four months and 12
months. Hospital, health and welfare agency records, and
interviews were used to determine reports of child abuse
and neglect and health care utilization. After establishing
a control for maternal background variables, early and
extended contact explained statistically significant but
small amounts of variance in several of the attachment
measures. There were no statistically significant effects
of the home visit interventions on maternal attachment,
and neither intervention was related to reports of child
abuse and neglect and health care utilization. Although
the study supported earlier findings that early and
ex-tended contact has a significant effect, additional
inter-ventions are needed to support mother-infant
attach-ment. Pediatrics 66:183-190, 1980; early and extended
mother-infant contact, home visit program, maternal
attachment, child abuse and neglect, health care utili-zation.
Klaus and associates’ first reported research on
humans suggesting that early and extended contact
between a mother and her newborn infant pro-moted maternal-infant bonding. These findings as
well as later research by Kennell et al2’3 and others4’5 have been widely considered with respect to their implications for child health and development. Our research was stimulated in a large part by the promise shown in these earlier studies.
Received for publication Sept 19, 1979; accepted Nov 12, 1979. Reprint requests to (E.S.) Professor of Maternal and Child
Health, School of Public Health, University of North Carolina,
Chapel Hill, NC 27514.
PEDIATRICS (ISSN 0031 4005). Copyright © 1980 by the American Academy of Pediatrics.
Our research was also influenced by evidence that a mother’s behavior with her infant may
sta-bilize during the early weeks ofllfe and that home
visit programs for parents with young children had
positive effects for child health and development.”
From this we reasoned that adequately trained and
supervised paraprofessionals visiting with mothers
in their homes to support them and their
relation-ships with their infants might also have positive
impact on mother-infant attachment
From these studies we hypothesized that early
and extended contact between a mother and her newborn infant and frequent paraprofessional home support visits during the first three months
post-partum would influence maternal attachment. We
also hypothesized that the hospital and home inter-ventions would reduce child abuse and neglect since our concept of abuse and neglect is one extreme on
a continuum of maternal attachment. Finally, we
hypothesized that the interventions would affect
health care utilization. Both the hospital and home interventions, through their influence on
attach-ment, could enhance maternal concern for the
health needs of the infant, resulting in increased preventive health care and fewer emergency room
visits and hospitalizations. Health care utilization could also be influenced by the home intervention because a component of that program was the
pro-vision of information about the infant’s health
needs and the services that could directly respond to those needs.
METHODS
Sample
Jan 1, 1976, and Oct 15, 1977, were eligible for study
if the following criteria were met: they had
uncom-plicated pregnancy and no previous delivery of a
dead baby; they were not expecting twins; they
intended to remain in the area for one year or more;
they were not already in the study; and they did
not have a family member in the study. There were 525 women who met these criteria, and data from 321 of the women were included in the analyses
presented in this paper. The reasons for excluding
women eligible for study were: 79 refused to
partic-ipate; 53 delivered before completing the interview
during pregnancy; 41 did not receive the
interven-tions as described below; 23 could not be located
for interview during pregnancy; and 8 could not participate for a variety of other reasons. For the
analyses involving measures of maternal
attach-ment at 4 and 12 months of age described below, an
additional 84 cases were excluded due to missing
information on these variables. These 84 cases were distributed randomly across experimental and con-trol groups, and the differences on the background variables described below between these cases and
the 237 retained for analyses were negligible. Thus,
data from 237 women were available when viewing
attachment as a dependent variable, whereas for all other dependent variables, information was avail-able from 321 women. Approximately one quarter
of the 321 mothers were white, and about one third
were currently married. They averaged 0.8 babies before the index pregnancy, had attained about 11
years education, and averaged 21 years of age. Of the 321 women, 202 had a normal labor and delivery and a normal infant. They were assigned randomly at the time of delivery to one of four groups: (1) both early and extended hospital contact
and home visits by a paraprofessional infant care
worker; (2) early and extended hospital contact
only; (3) home visits only, and (4) routine hospital
and follow-up care without early and extended
con-tact or home visits. Obstetric and newborn compli-cation criteria employed by the hospital at the time of the study resulted in placement of the remaining
119 infants in the observation nursery for 24 hours
of close survefflance. Thus, it was not possible to implement early contact between these mothers and infants. When these infants were discharged
from the nursery within 24 hours, they were
ran-domly assigned to receive either a combination of
extended contact and home visits or no interven-tion. The research design is shown by diagram in
the Figure.
Hospital and Home Support Interventions
The early and extended contact intervention comprised at least 45 minutes of mother-infant
contact during the first three hours after delivery
(“early contact”) and at least five additional hours
each day during the hospital stay (“extended
con-tact”). Most mothers in our control groups had the
traditional, brief contact with their infants following
delivery and approximately 2#{189}hours of routine
contact each day while in the hospital.
The major functions of the home intervention were to promote the mother’s involvement with
their infants and to support mothers in coping with
the range of situational stresses that might be
con-fronting them. The workers first visited with the
mother in the hospital and then made nine home
visits during the first three months of the infant’s
life. The home visit intervention was carried out by
paraprofessionals who were carefully recruited and
given 200 hours of preservice training as well as
continuous supervision. Preservice training and
su-pervision were provided by the project field director who had an advanced degree in child development and considerable experience in training and
super-vising paraprofessional infant care workers in the
study community. Public health nurses participated
in the preservice training and served as continuing
resources to the infant care workers. The project
office was located in the health department which
facilitated close relationships between the infant
care workers and the nurses. The preservice
train-ing program included three months of multi-method
classroom learning experiences plus field work
dur-ing the last month of training. The training began
with an orientation to the research project and then covered the following topics: mother-infant
attach-ment; child care and development; importance of
play and stimulation for infant learning and
lan-guage development; special needs of mothers and
infants during the early months; use of community
resources appropriate to meeting these needs; skills
in relating to mothers; other family members and
community resources; and infant care workers as a
mutually supporting team. (A description of the
training program may be obtained from Minta
Saunders, PhD, Assistant Secretary, Department
of Human Resources, 325 N Salisbury St, Raleigh,
NC 27611.) During the first six months of visits to
the homes of subjects, infant care workers met as a
group with the field director for three hours twice a week and thereafter once a week for three hours.
The field director also was available to the workers
for advice and support as needed.
Data Collection
Data were collected by interview during the last
trimester of pregnancy, by interviews and
observa-tions in the home when the infant was 4 months
I
N = 202With Uncomplicated Labor and Delivery
and Normal Infants
N =47
N = 119
N =52
With Complicated Labor and/or
Delivery: Infants in
Observation Nursery for 24 hours
N =59
N=50 N=53
[lYandnJ
I
ContactN=60
[Txtended Contact +
Home Visit
No Extended Contact
No Home Visit
Low-Income Pregnant Women
with Uncomplicated Pregnancies
N = 321
[arly and Extended
Contact
+ Home Visit
No Early
and Extended
Contact
No Home
________
______
VisitFigure. Experimental and control group samples for hospital and home support study.
and welfare agency records. The investigators with-held information regarding intervention group membership from all data collectors.
The observations in the home included
approxi-mately 30 items of specific mother and infant
at-tachment behavior that were recorded by two
ob-servers immediately after each of the mother-infant
interaction situations of bathing, dressing, feeding, and play at 4 months and bathing, dressing, and play at 12 months of age. Ratings on a 92-item Attachment Inventory that was designed to de-scribe maternal acceptance vs rejection and in-volvement vs detachment were also completed after the home interviews and observations. Factor
anal-yses of the 4-month observations and Attachment
Inventory items yielded three factors: mother’s
ac-ceptance of the infant (“Acceptance”), mother’s
interaction/stimulation of the infant (“Interaction/
Stimulation”), and mother’s consoling ofthe crying
infant (“Consoling of Crying Infant”). The
accept-ance and interaction/stimulation factors emerged
again in the factor analyses of the 12 months
obser-vation and Attachment Inventory items, while the consoling factor was replaced by a factor infant’s
positive vs negative behavior (“Infant’s Positive/
Negative Behavior”). It should be noted that
4-month factors and 12-month factors, even when
assigned the same label, were not composed of
identical items since the observation and
Attach-ment Inventory items used at four and 12 months were not identical. Thus differences in the 4- and
12-month factor structures may reflect, in part, differences in factor definitions and not changes in
attachment over time. A more detailed discussion
of the concepts, methods, and factor structures has
been reported.’2
Ofthe 237 subjects included in the factor analyses
that produced the attachment factors described above, 47 lacked data for either the 4-month data collection point or for the 12-month data collection point. Two analyses of these factors, one including the 47 subjects and one excluding them, produced
virtually the same results. Hence, the analyses
which included the 47 subjects are reported here.
Reports of child abuse and neglect through 1 year of age were obtained from the county unit for protective services and the state central registry. These agencies were provided with the names of subjects in the study and each searched their files for reported cases. Data regarding health care
uti-lization by the infant were abstracted from clinic,
emergency room, and hospital records, and these variables were also measured by interviews with
the mothers at 4 and 12 months. An infant was considered to have received services if so indicated in any of these data sources.
Statistical Procedures
.5 CI) 0 S i0 0 z -V S .5 o. .5 Cl) 0 S
I
a w o ©
_C, used were: race, marital status, parity, education,
age, and a score derived from a shortened version of the Peabody Picture Vocabulary Test.13 Data in Table 1 show that the differences between compar-ison groups on these background variables were not statistically significant at P < .05, thereby increas-ing our confidence that the random allocation pro-cedure produced comparable experimental and con-trol groups with respect to most variables other than the interventions. However, for some multiple
regression analyses we further increased control of
these background variables by entering them in the
analyses first and then adding the intervention var-iables. This analysis strategy had the advantages of reducing error variability in the dependent vari-ables, and it allowed assessment of the relative contribution of the interventions after the
back-ground variables had explained variance in the
de-pendent variables.
RESULTS
The results of the multiple regressions on the
three attachment factors at 4 months and at 12
months of age for the mothers whose infants were not placed in the observation nursery for 24 hours are shown in Table 2. At 4 months, 22% of the
variance in Acceptance was accounted for by the
background variables (P < .0001), and early and
extended contact added 2.5% to the amount of
variance explained (P < .04), but neither the home
visit nor home visit interaction with early and
ex-tended contact increased the amount of variance explained. Although the background variables were related to Interaction/Stimulation (P < .0001),
none of the interventions improved the prediction of this attachment factor. Slightly more than 10% of the variance in Consoling of Crying Infant was explained by the background variables (P <
.03),
early and extended contact added 2.5% (P < .05), but again neither home visit nor home visit inter-action with early and extended contact increased the amount of variance explained. At 12 months of age, the set of background and intervention van-ables were not significantly related to Acceptance. The background variables were related to Interac-tion/Stimulation (P < .0001), but none of the inter-ventions explained additional amounts of variance in that factor. Early and extended contact was the only variable significantly related to the Infant’s Positive/Negative Behavior (P < .04), explaining
3.2% of the variance.
The analogous analyses for the mothers whose
infants were placed in the observation nursery dur-ing the first 24 hours of life are shown in Table 3. The background variables explained a significant
17.2% of the variance in Acceptance at 4 months (P
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TABLE 2. Regression Analysis of Selected Variables on
Nursery during First 24 Hours of Life (N = 149)
Attachment Factors of Infants Not Placed in Observation
Attachment Factors
Backgroundt Home Visit
Variables
Early and Extended Contact
Home Visit Plus Early
and Extended Contact
Total Model
Acceptance
4 mo 0.217, P < .0001 0.221, NS 0.245, P < .04 0.258, NS P < .0001
12 mo 0.084, NS 0.085, NS 0.085, NS 0.091, NS NS
Interaction/stimulation
4 mo 0.198, P < .0001 0.198, NS 0.203, NS 0.209, NS P < .0002
12 mo 0.190, P < .0001 0.193, NS 0.201, NS 0.203, NS P < .004
Consoling of crying infant
4 mo 0.102, P < .03 0.110, NS 0.135, P < .05 0.136, NS P < .02
Infant’s positive/negative
behavior
12 mo 0.046, NS 0.046, NS 0.078, P < .04 0.078, NS NS
SCumulative variance and significance levels (significance level of the increase in predicted variance).
t
Race, marital status, parity, education, age, and Peabody Picture Vocabulary Test.TABLE 3. Regression Analysis of Selected Variables on Attachment Fa
Placed in Observation Nursery during First 24 Hours of Life (N = 88)
ctors of Infants
Attachment Factors Variable
Backgroundt Extended Contact and Total Model
Home Visit
Acceptance
4 mo 0.172, P < .03 0.172,
NS
P < .0512 mo 0.061, NS 0.086, NS NS
Interaction/stimulation
4 mo 0.129, NS 0.131, NS NS
12 mo 0.209, P < .007 0.213, NS P < .0119
Consoling of crying infant
4 mo 0.082, NS 0.124, NS NS
Infant’s positive/negative behavior
12 mo 0.135, NS 0.137, NS NS
SCumulative variances and significance levels (significance level ofthe increase in predicted variance).
1Race, marital status, parity, education, age, and Peabody Picture Vocabulary Test.
< .03), but the program of combined extended con-tact and home visits did not add to the amount of
variance explained in Acceptance. At 4 months,
none of the variables entering the regression
ex-plained Interaction/Stimulation or Consoling of the
Crying Infant. At 12 months, the background van-ables explained a significant 20.9% of the variance in Interaction/Stimulation (P < .007). However, the background variables were not significantly re-lated to the other two attachment factors. Finally, the extended contact and home visit intervention was not related to any of the three attachment measures.
The distribution of reports of abuse and neglect is shown in Table 4 for both groups of study moth-ers. Whether infants were or were not placed in the observation nursery provided no data to suggest a relationship between type of intervention and re-ports of abuse and neglect to the county unit for
protective services or to the state central registry.
In Table 5 we show the number of
hospitaliza-tions, number of emergency room visits, mean num-ber of preventive care visits, and the mean number of immunizations for infants who were and infants who were not placed in the observation nursery. There was no indication in these data that a rela-tionship exists between type of intervention and health care utilization.
DISCUSSION
Although the major hypotheses of our research focused on the effects of the hospital and home support interventions, the background variables ex-plained substantially more variance in maternal behavior than did these interventions. Specifically the background variables played a substantial role in explaining, at age 4 months, the mother’s accept-ance of the infant, positive interaction and stimu-lation of the infant, and consoling of crying infant and in explaining, at age 12 months, the mother’s
Observation Nursery Total No Observation Nursery Total
Reported Not Reported Reported Not Reported
Early and extended 3 56 59 4 43 47
contact plus home
visit
Early and extended 3 47 5J
contact
Home visit 7 46 53
No extended contact 3 57 60 3 49 52
and no home visit
Total 6 113 119 17 185 202
TABLE 4. Reports of Child Abuse and Neglect by Hospital and Home Visit Intervention
Child Abuse and Neglect
Type of Intervention
TABLE 5. Hospitalizations, Emergency Room Visits, Preve
Home Visit Intervention at Age 12 Months5
ntive Care Visits, and Immunizatio us by Hospital and
Type of Intervention Hospitalizations Emergency Room Visits
Preventive Care Visits
Immunizations
Observation nursery
Extended contact plus home visit (N 4 25 3.9 4.8
=60) .
No extended contact and no home 7 17 4.2 4.8
visit (N = 59)
No observation nursery
Early and extended contact plus 4 9 3.8 4.7
home visit (N
=
47)Early and extended contact (N = 50)
Homevisit(N=53)
1 4
13 11
3.8 4.1
4.4 5.1
No early and extended contact and 3 13 4.1 4.5
. no home visit (N = 52)
4)No statistically significant differences were observed between groups for these variables.
economic, and other stresses associated with the background variables are burdens often intergen-erational in nature that are not easily altered. Our
background variable data provide support for
rec-ommendations for a comprehensive national policy for families and children.
A number of studies have reported favorable effects of early and extended contact on maternal behavior during the first postpartum days.”3’4”’6 Other studies, with follow-up periods of several months, suggest that the length of breast-feeding,’7 the amount of affectional behaviors,”2’#{176} and eye-to-eye contact”7’#{176} also are enhanced. But only a few studies have demonstrated effects be-yond the first year of life. Ringler et al5 from a two-year follow-up of a sub-sample of the original sam-ple of full-term infants by Klaus et al’ reported that mothers who experienced early and extended con-tact provided more language stimulation to their children. O’Connor et al21 randomly assigned 301
infants to rooming-in (extended contact) or to
rou-tine care (control). After an interval of 12 to 24 months, one rooming-in infant and nine of the control infants experienced parenting disorders.
Our findings indicated that, after control for
background and other variables, early and extended contact explained variance in several but not all
dimensions of maternal attachment when the infant
was 4 and 12 months of age. In contrast to the above reports, we analyzed the amount of variance in maternal attachment explained by early and extended contact in addition to level of statistical
significance. We found at 4 months that the size of
the contributed variance is only 2.4% for acceptance and 2.5% for consoling the crying infant. At 12 months only 3.5% of the variance was contributed for infant’s positive vs negative behavior. Each of these relationships are statistically significant, but
the amount of contributed variance is small and the
relatively limited impacts at 4 months were even less noteworthy at 12 months. For mothers whose
infants were placed in the observation
nursery-potentially vulnerable child syndrome infants-the
interventions did not explain a statistically
signifi-cant amount of the variance in any of the attach-ment factors at either 4 or 12 months. The absence of differences between early and extended contact and control groups in reports of child abuse and neglect and in health care utilization were
for maternal attachment. Thus the effects of early and extended contact at 4 months appear to be shortlived, tending to deteriorate as life stresses outweigh them.
Although home visit programs directed at older
children have been effective, particularly in relation
to cognitive development,#{176}’1 we found few home
visit intervention studies with the objectives of
enhancing maternal attachment, reducing abuse
and neglect, or improving health care utilization among infants. Gray et al carried out a controlled investigation of the effects of a health visitor and a single, permanent pediatrician on infants at high
risk of abuse and neglect. They demonstrated an impact of this intervention on the incidence of child abuse but none on neglect. We found no evidence in our study to support the hypothesis that the
home visit intervention program influenced
mater-nal attachment. Our findings also failed to indicate
that the home visit intervention was related to
reports of abuse and neglect or to health care
utili-zation.
Although it might be questioned whether our
infant care workers had the required level of skills
that could impact on maternal stresses, promote
attachment, and improve maternal care, we can only reiterate that the workers were carefully re-cruited, were given 200 hours of preservice training and had continuous, high quality supervision. It
also may be suggested that the three-month home
visit intervention was too brief, or that our
mea-sures were taken too long after the interventions,
but it should be noted that maternal attachment
measures were obtained within one month of the
end of home visiting before the effects of the inter-vention should have dissipated. A reasonable hy-pothesis is that the home visit intervention started
too late, a comment the infant care workers fre-quently made. They reported that, after delivery, the mother was so busy trying to cope with the new baby and with often overwhelming personal prob-lems, crises, and stresses that she had little time to spare for the unknown infant care worker. The
infant care workers felt that if they had visited with
the mother during her pregnancy, they could have
established the rapport with her that they needed
in order to be effective in their roles. They also could have helped the mother prepare more ade-quately for the baby and address some of her
per-sonal problems so that she would have less stress
after the baby’s birth. However, these are
hy-potheses rather than conclusions from our study.
CONCLUSIONS
What are the implications for child health care in
this large scale, controlled research of two specific,
short-term interventions intended to influence
ma-ternal behavior, child abuse and neglect, and health
care utilization? Despite the small variances ex-plained in attachment by early and extended
con-tact, the findings were statistically significant and
concordant with other studies, therefore supporting action by health professionals and hospitals.
But, based on our research on a low-income sam-ple of women and infants who entered the study and for whom data were collected at 4 and 12 months of age, a compelling conclusion emerges. Even though we found some enhancement of
ma-ternal attachment during the first year of life by
early and extended contact, it appears that
pro-grams other than early and extended contact and
home visitation must be developed to produce
sub-stantial influences on attachment, reports of abuse
and neglect, and health care utilization among mothers comparable to those in our study. A corn-bination of actions including recommendations of
the major health professional organizations,’ for
changes in prenatal, labor and delivery, and
post-partum practices, may be needed to promote the
positive outcome hypothesized in this research.
ACKNOWLEDGMENTS
This investigation was supported by grant
5-ROl-HD09003 from the National Institute of Child Health and
Human Development, Bethesda, MD and by a grant from
the William T. Grant Foundation, New York.
A number of agencies and persons in Greensboro, NC,
provided advice and support to the research project:
RObert Difiard, MD, Martha Sharpless, MD, and Wilma
K. Deal, RN of Moses H. Cone Hospital; Sarah T.
Mor-row, MD, MPH, and Lois Isler, BSN, MPH, of the
Department of Social Services deserve special recogni-tion. Jean Wall, PhD, served as field project director
during the later phases of infant care worker supervision
and data collection.
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stability, and predictability of maternal attachment to the
infant. Presented at the annual meeting of the American
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13. Dunn LM: Peabody Picture Vocabulary Test Manual.
Min-neapolis, American Guidance Service, mc, 1965
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behavior, in Klaus MH, Kennell JH (ed): Maternal-Infant
Bonding. St. Louis, CV Mosby Co., 1976, pp 38-98 15. de Chateau P, Wiberg B: Long term effect on mother-infant
behavior of extra contact during the first hour postpartum.
I. First observations at 36 hours. Acta Paediatr Scand 66:
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16. Carlsson 5G. Fagerberg H, Horneman G: Effects of amount of contact between mother and child on the mother’s nursing
behavior. Dcv Psychobiol 11:143, 1978
17. de Chateau P, Wiberg B: Long term effect on mother-infant behavior of extra contact during the first hour postpartum.
II. Follow up at three months. Acta Paediatr Scand 66:145,
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18. Hales DJ, Lozoff B, Sosa R, et al: Defining the limits of the maternal sensitive perod. Dev Med Child Neurol 19:454, 1977
19. Sosa R, Kennell JH, Klaus M, et al: Breastfeeding and the
mother: The effect of early mother-infant contact on breast-feeding, infection and growth. Ciba FoundSymp 45:179, 1976 20. Kontos D: A study of the effects of extended mother-infant
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21. O’Connor S, Sherrod KB, Sandier HM, et al: The effect of extended postpartum contact on problems with parenting: A controlled study of 301 families. Birth Family J 5:231, 1978
22. Gray J, Cutler C, Dean J, et al: Prediction and prevention of
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23. American Medical Association: Statement on parent-infant
bonding. Washington DC, House of Delegates, 1977 24. Interprofessional Task Force on Health Care of Women and
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FETAL HYDANTOIN SYNDROME
At the annual meeting of the Teratology Society (Pocono Manor, PA,
May 12, 1975) J. W. Hanson and D. W. Smith ofSeattle expanded the description
of the fetal hydantoin syndrome. They observed five unrelated affected children,
whose mothers were given hydantoin anticonvulsant therapy (100 to 400 mg
daily) for idiopathic epilepsy throughout pregnancy. The children had
charac-teristic craniofacial abnormalities, defects of the fingers and toes (including
hypoplasia of the nails), and deficiencies in growth and performance. (Persons
with epilepsy treated with diphenythydantoin have developed lymphoma or
pseudolymphoma. Hence, there is a possibility of transplacental induction of
these neoplasms in the offspring of women treated during pregnancy. In this
connection, physicians who see young children with lymphoma or
pseudolym-phoma might especially examine their fingernails and toenails for hypoplasia.)
Hanson and Smith examined 36 other children because their mothers had been
on hydantoin anticonvulsant therapy during pregnancy. Four of the 36 had the
syndrome and eight others had minor manifestations of it. The frequency of
milder effects has been confirmed by the authors in a study of 103 children of
treated mothers as compared with matched controls in the Collaborative
Peri-natal Study conducted by the National Institute of Neurologic Diseases and
Stroke (NIH).
Robert W. Miller, MD
National Cancer Institute-National Institutes of Health