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ARTICLE

Uptake of Varicella Vaccination Among Young

Children in the United States: A Success Story in

Eliminating Racial and Ethnic Disparities

Elizabeth T. Luman, PhD, Pamela L. Y. H. Ching, SD, Aisha O. Jumaan, PhD, Jane F. Seward, MBBS, MPH

National Immunization Program, Centers for Disease Control and Prevention, Atlanta, Georgia

The authors have indicated they have no financial relationships relevant to this article to disclose.

ABSTRACT

OBJECTIVE.To examine uptake of varicella vaccine, a live attenuated vaccine licensed in 1995 and recommended in 1996 for routine vaccination of US children 12 to 18 months of age.

METHODS.Data were for 178 616 children (19 –35 months of age) and were collected in the 1997 to 2004 National Immunization Survey. The main outcome measures were estimated varicella vaccine coverage from 1997 to 2004, coverage among susceptible children (ie, those without a history of varicella disease), racial/ethnic disparities, risk factors for nonvaccination, missed opportunities to vaccinate si-multaneously with other recommended vaccines, and projected increases in cov-erage after elimination of missed opportunities for simultaneous vaccination.

RESULTS.Varicella vaccine coverage rates increased from 26% in 1997 to 87% in 2004. State-specific coverage rates increased 44 to 80 percentage points and were

⬎80% in 42 states and⬎90% in 13 states by 2004. Coverage among susceptible

children increased from 62% in 1999 to 88% in 2004. From 1998 onward, no statistically significant differences in coverage were found between white and black children, whereas Hispanic children had higher coverage rates than white children in 1998 to 2001 and 2004. Risk factors for undervaccination included

living in the Midwest region, living in a household with ⬎1 child, living in

nonmetropolitan areas, living below the poverty level, having a mother who did not have a college degree, and having public providers. If missed opportunities for simultaneous vaccination had been eliminated, then coverage rates would have increased from 58% to 94% in 1999 and from 87% to 96% in 2004.

CONCLUSIONS.Uptake of varicella vaccine has been steady and is an example of successful elimination of racial and ethnic disparities. Additional focus should be placed on reducing missed opportunities for simultaneous vaccination, improving coverage in rural areas and the Midwest region, and closing remaining gaps related to maternal education, provider type, and multiple-children households.

www.pediatrics.org/cgi/doi/10.1542/ peds.2005-1201

doi:10.1542/peds.2005-1201

Dr Jumaan’s current address is: Agency for Toxic Substances and Disease Registry, Atlanta, GA 30333.

Key Words

varicella vaccine, racial disparities, vaccination coverage, immunization

Abbreviations

CDC—Centers for Disease Control and Prevention

NIS—National Immunization Survey MSA—metropolitan statistical area MMR—measles-mumps-rubella Hib—Haemophilus influenzaetype b DTaP— diphtheria-tetanus-acellular pertussis

VFC—Vaccines for Children

SCHIP—State Children’s Health Insurance Program

Accepted for publication Aug 19, 2005

Address correspondence to Elizabeth T. Luman, PhD, National Immunization Program, Centers for Disease Control and Prevention, 1600 Clifton Rd NE, MS E62, Atlanta, GA 30333. E-mail: ELC7@cdc.gov

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B

EFORE THE AVAILABILITY of vaccine, almost every-one developed varicella disease (ie, chickenpox)

during their lifetimes, with ⬃4 million cases occurring

annually in the United States and leading to an esti-mated 11 000 to 13 500 hospitalizations and 100 to 150

deaths per year.1–5 A live attenuated varicella vaccine

was licensed in March 1995 and was made available to private providers in May 1995. It became available to the public sector in May 1996; in July 1996, it was recom-mended for routine vaccination of US children 12 to 18 months of age (1 dose) and for susceptible older

chil-dren, adolescents, and adults6,7by the Advisory

Commit-tee for Immunization Practices. The United States was the first country to implement a universal vaccination

program for childhood varicella. By 2004, ⬎40 million

doses of varicella vaccine had been distributed in the United States (Centers for Disease Control and Preven-tion [CDC], unpublished data, 2004), and disease inci-dence, hospitalizations, and deaths had decreased dra-matically.4,5,8,9

Increasing varicella vaccination coverage to⬎90% is

a national Healthy People 2010 goal, and eliminating racial/ethnic health disparities is an overarching

objec-tive.10In the United States, varicella vaccination

cover-age among children 19 to 35 months of cover-age has been measured since 1997 through the National

Immuniza-tion Survey (NIS) and reported annually by the CDC.11

In this study, we evaluate the uptake of varicella vaccine from 1997 through 2004, estimate vaccine coverage af-ter adjustment for history of varicella disease, examine racial/ethnic disparities in coverage, determine risk fac-tors associated with lack of vaccination, and assess missed opportunities to vaccinate simultaneously with other recommended vaccines. We also project increases in vaccination coverage that could result from elimina-tion of missed opportunities for simultaneous vaccina-tion.

METHODS

NIS

The NIS has been conducted by the CDC since 1994, to estimate state- and national-level vaccination coverage rates for children between the ages of 19 and 35 months. The NIS is a random-digit-dialing telephone survey of households with age-eligible children, followed by a mail survey of the children’s vaccination providers to

validate immunization information.12

Beginning in 1997, varicella vaccination coverage has been estimated by the NIS. The current study was based on data collected from 1997 to 2004, during which

pe-riod ⬎30 000 household interviews were completed

each year (89 –94% of households identified with age-eligible children). Analysis was restricted to children whose immunization history was verified by their health care providers (65–71%). In total, we analyzed data for

178 616 children (21 310 –23 642 children per year). These data are weighted to account for nonresponding households and vaccination providers, as well as lower vaccination coverage among children in households without telephones, to ensure that estimations of cov-erage are representative of all children 19 to 35 months

of age for each of the 8 survey years.12,13

Outcomes Measured

The primary outcome for this study was valid varicella vaccination coverage, defined as receipt of varicella vac-cine at or after 12 months of age. We assessed annual coverage rates for the nation and for each census region and state (including the District of Columbia). In addi-tion, we examined the percentage of children who re-ceived varicella vaccine on time, as recommended by the Advisory Committee on Immunization Practices (ie,

12–18 months of age).14

In addition to vaccination, children can acquire im-munity to varicella through occurrence of disease and

thus are not required to receive vaccine.7Beginning in

1999, respondents were queried regarding the occur-rence of varicella disease among their children. For 1999 to 2004, we evaluated vaccination coverage among sus-ceptible children by excluding children with reported disease.

Some children in the 1997 and 1998 NIS were born

before July 1995 and thus were ⱖ12 months of age

when the recommendation to vaccinate all children 12 to 18 months of age was published. Because those chil-dren had less opportunity to be vaccinated than did

those who were ⬍12 months of age at the time of the

recommendation, we also evaluated coverage rates ex-cluding them.

To identify risk factors associated with undervaccina-tion or slow vaccine uptake, we evaluated vaccine cov-erage according to various characteristics of the child, household, and immunization providers. In the house-hold portion of the survey, parents or caregivers re-ported race/ethnicity of the child (Hispanic, non-His-panic black or white, or mixed/other) and maternal education level. Poverty status was determined on the basis of household size, composition, and income re-ported by the survey respondents, as defined by the US

Census Bureau.15 Urbanicity (metropolitan statistical

area [MSA] central city, MSA central city, or non-MSA) was determined on the basis of respondents’ tele-phone area code/exchange. Provider facility type (pub-lic, private, or other/mixed) was reported by the providers.

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ad-ministration of several other vaccines overlap that of varicella, including measles-mumps-rubella (MMR) vac-cine at 12 to 15 months of age, the third dose of polio-virus vaccine at 6 to 18 months of age, the fourth dose of diphtheria-tetanus-acellular pertussis (DTaP) vaccine at

15 to 18 months of age, and the booster dose of

Hae-mophilus influenzae type b (Hib) vaccine at 12 to 15

months of age.14 For children who had not received

varicella vaccine, we calculated the proportion who had

received another vaccine atⱖ12 months of age, which

we defined as a missed opportunity for simultaneous vaccination. Finally, we projected improvements in vari-cella vaccination coverage levels that would be achieved if these missed opportunities for simultaneous vaccina-tion were eliminated.

Statistical Analyses

Percentage estimates, odds ratios, adjusted odds ratios, and 95% confidence intervals were calculated with

SUDAAN software, version 8.0.16Bivariate analyses and

factor-level␹2tests were conducted to assess risk factors

for lack of varicella vaccination. Multivariate logistic re-gression analysis was used to evaluate the effect of race/ ethnicity before and after controlling for other demo-graphic factors (poverty status, maternal education level, type of vaccination provider, number of children in the household, and urbanicity). The level of significance was set a priori at .05. All analyses were weighted and

ac-counted for the complex sampling design of the NIS.12

RESULTS

Vaccine Uptake

Varicella vaccine coverage rates increased significantly during the study period, from an estimated 26% in 1997 to 87% in 2004 (Fig 1). On-time vaccination rates in-creased from 18% in 1997 to 82% in 2004. The Midwest had the lowest coverage in each year of the study period, ie, 2 to 17 percentage points below rates for other census

regions (P⬍.01) (Table 1). Initial uptake varied widely

by state, from 3% in South Dakota to 40% in Maryland and Pennsylvania in 1997 (median: 23%) (Table 1). By 2004, coverage rates had increased 44 to 80 percentage points in each state, reaching 70% in Wyoming to 94% in Arkansas (median: 86%). In 2004, varicella vaccine

coverage rates were⬎80% in 42 states and⬎90% in 13

states.

Rates of reported history of varicella disease among children 19 to 35 months of age decreased steadily, from 10% in 1999 to 3% in 2004. Vaccine coverage rates among susceptible children increased from 62% in 1999 to 88% in 2004 (Fig 1). Susceptible children had higher vaccine coverage rates than all children; this difference decreased from 5 percentage points in 1999 to 1 percent-age point in 2004.

In the 1997 and 1998 NIS, 7373 (31%) and 98 (⬍1%)

of the sampled children, respectively, were born before

July 1995 and thus wereⱖ12 months of age at the time

routine varicella vaccination was recommended offi-cially by the Advisory Committee on Immunization Practices. When these children were excluded from the analysis, coverage rates increased from 26% to 29% in 1997 but remained unchanged (43%) in 1998.

Racial/Ethnic Disparities and Other Risk Factors

After lower uptake the first year among Hispanic and black children, coverage rates increased substantially for both of these groups (Fig 2). From 1998 onward, there were no statistically significant differences in coverage rates between white and black children, whereas His-panic children had significantly higher coverage rates than white children in 1998 to 2001 and 2004 (Figs 2 and 3). After controlling for poverty status, maternal education level, type of vaccination provider, number of children in the household, and urbanicity, initial uptake values were statistically equivalent between white and

black children (adjusted odds ratio: 0.9; P ⫽ .3), and

FIGURE 1

Uptake of varicella vaccine among all children in the United States 19 to 35 months of age and susceptible children, ie, children 19 to 35 months of age without a reported history of varicella disease. The estimated percentages of children receiving varicella vaccina-tion at12 months of age are shown (data from the NIS, 1997– 2004).aInformation regarding varicella disease history was not

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TABLE 1 Rates of Varicella Vaccination Coverage (Receipt of Varicella Vaccine at>12 Months of Age) According to State and Census Region in

the NIS, 1997 to 2004

Coverage Rate, Mean (SD), %

1997 1998 1999 2000 2001 2002 2003 2004

Alabama 26.5 (4.9) 52.5 (5.5) 71.3 (5.0) 75.5 (4.7) 88.1 (3.3) 89.3 (3.8) 91.3 (3.7) 89.9 (4.7)

Alaska 11.9 (4.1) 13.4 (4.0) 29.9 (5.3) 47.4 (6.3) 60.7 (6.1) 63.6 (6.5) 81.1 (5.1) 76.5 (6.5)

Arizona 27.4 (4.2) 46.4 (5.0) 59.3 (4.7) 65.2 (4.4) 74.2 (3.9) 78.6 (3.9) 81.5 (3.7) 85.8 (3.4)

Arkansas 15.5 (4.2) 27.9 (5.3) 58.0 (6.4) 77.2 (5.2) 83.0 (4.1) 88.7 (4.1) 88.3 (5.0) 94.0 (2.9)

California 33.4 (4.0) 55.2 (4.2) 69.8 (3.8) 75.4 (3.4) 82.9 (3.2) 85.1 (3.2) 89.7 (2.8) 90.2 (2.4)

Colorado 19.2 (4.7) 39.3 (6.3) 52.9 (6.0) 59.5 (5.7) 78.2 (4.6) 79.8 (5.5) 78.9 (5.6) 86.1 (4.6)

Connecticut 26.5 (5.3) 45.4 (6.3) 62.7 (6.0) 76.2 (5.3) 83.9 (5.0) 86.5 (4.6) 93.2 (3.2) 92.7 (4.1)

Delaware 28.7 (5.9) 45.6 (6.3) 61.4 (6.0) 69.0 (5.7) 80.5 (4.9) 86.0 (4.2) 81.5 (6.1) 87.6 (5.5)

District of Columbia 34.8 (6.7) 59.9 (6.9) 77.9 (5.4) 83.8 (5.0) 86.6 (4.4) 91.1 (4.8) 88.8 (4.9) 92.3 (3.5)

Florida 26.9 (4.3) 36.0 (4.9) 50.7 (5.1) 60.6 (4.9) 72.2 (4.4) 80.8 (4.4) 87.6 (4.0) 91.3 (3.0)

Georgia 24.7 (4.5) 43.6 (5.1) 61.7 (5.4) 75.0 (4.6) 87.1 (3.5) 89.2 (3.4) 90.5 (3.5) 91.6 (4.1)

Hawaii 32.5 (6.4) 52.8 (6.4) 63.1 (6.1) 77.6 (5.4) 80.7 (5.0) 81.6 (5.2) 89.6 (4.2) 91.7 (3.4)

Idaho 6.1 (2.6) 8.2 (3.3) 16.1 (4.3) 38.0 (5.5) 55.9 (5.7) 65.9 (6.0) 72.8 (6.1) 77.1 (5.7)

Illinois 20.1 (4.1) 25.8 (4.2) 43.6 (4.9) 47.8 (4.9) 56.6 (4.9) 69.9 (5.1) 77.8 (4.7) 85.9 (3.7)

Indiana 16.7 (3.7) 30.2 (4.9) 42.8 (5.6) 56.1 (5.5) 58.8 (5.3) 70.0 (5.3) 73.1 (6.3) 80.3 (5.4)

Iowa 17.5 (4.4) 33.0 (5.3) 46.0 (5.9) 50.5 (6.4) 62.4 (5.9) 66.5 (6.2) 71.6 (6.4) 85.9 (5.4)

Kansas 24.7 (5.5) 42.5 (6.4) 53.5 (5.9) 56.9 (6.3) 64.4 (7.0) 76.2 (5.5) 74.8 (6.1) 77.8 (6.5)

Kentucky 29.1 (5.6) 49.4 (6.2) 61.7 (6.2) 62.7 (5.9) 77.0 (5.0) 78.3 (6.0) 91.6 (4.2) 89.6 (5.8)

Louisiana 17.1 (4.1) 37.6 (5.7) 61.0 (5.4) 65.2 (5.5) 72.4 (5.2) 83.4 (4.0) 83.3 (4.4) 82.2 (5.2)

Maine 12.5 (3.9) 31.3 (5.4) 43.1 (6.2) 55.1 (6.0) 61.4 (5.8) 73.0 (6.0) 81.0 (4.8) 83.8 (5.1)

Maryland 40.2 (5.4) 53.2 (5.5) 71.7 (4.9) 82.3 (4.6) 87.2 (3.4) 87.7 (4.8) 90.4 (4.3) 90.2 (4.1)

Massachusetts 22.5 (4.6) 47.7 (5.4) 66.0 (5.6) 78.7 (4.7) 82.7 (4.0) 87.0 (3.9) 89.1 (4.3) 90.6 (3.8)

Michigan 15.7 (3.9) 29.6 (5.0) 43.5 (5.4) 69.8 (5.1) 75.2 (4.9) 83.0 (5.0) 88.8 (3.8) 88.0 (4.3)

Minnesota 39.1 (5.9) 46.1 (6.1) 61.6 (6.5) 61.4 (6.3) 73.4 (5.3) 73.6 (6.2) 78.2 (6.4) 83.3 (6.3)

Mississippi 10.5 (3.8) 27.7 (5.8) 39.4 (6.4) 53.3 (6.4) 61.8 (6.3) 77.5 (5.9) 88.5 (4.5) 90.6 (4.4)

Missouri 23.3 (5.3) 36.4 (6.6) 51.4 (5.9) 59.9 (6.2) 68.7 (6.1) 77.1 (5.8) 83.9 (4.8) 85.1 (5.0)

Montana 19.8 (4.4) 35.4 (5.8) 44.6 (6.1) 53.4 (6.4) 66.0 (5.7) 59.2 (6.9) 74.6 (5.6) 74.9 (5.8)

Nebraska 23.6 (4.9) 35.1 (5.5) 58.5 (6.3) 63.4 (5.9) 69.2 (5.7) 74.8 (5.8) 75.3 (6.8) 82.2 (5.0)

Nevada 10.8 (3.9) 28.7 (5.8) 48.3 (6.2) 60.4 (5.5) 66.9 (5.9) 74.7 (6.1) 78.1 (5.6) 80.7 (4.9)

New Hampshire 28.1 (5.3) 41.4 (5.9) 54.0 (6.5) 65.7 (5.5) 73.1 (5.2) 73.9 (6.2) 83.3 (4.9) 85.6 (5.3)

New Jersey 28.1 (5.7) 51.3 (7.1) 59.7 (5.8) 68.0 (5.5) 75.0 (5.2) 80.2 (5.4) 76.9 (6.0) 86.8 (4.8)

New Mexico 20.0 (5.5) 35.5 (6.6) 53.5 (6.5) 67.9 (5.9) 72.4 (5.4) 80.5 (5.9) 84.7 (5.4) 87.5 (4.7)

New York 25.1 (4.1) 46.1 (5.0) 59.2 (4.5) 70.4 (4.1) 78.8 (3.7) 81.0 (4.1) 87.3 (3.2) 89.1 (3.6)

North Carolina 32.4 (5.9) 59.8 (6.1) 59.4 (6.2) 76.3 (5.2) 82.4 (4.5) 81.8 (5.9) 86.0 (4.8) 89.9 (4.6)

North Dakota 24.0 (5.3) 36.4 (5.6) 45.9 (6.0) 59.2 (5.8) 68.8 (5.4) 67.4 (6.7) 71.8 (6.0) 79.6 (5.2)

Ohio 23.0 (4.0) 36.7 (4.8) 53.0 (4.9) 60.1 (5.2) 71.9 (4.2) 75.4 (4.4) 81.5 (4.4) 84.2 (4.2)

Oklahoma 25.7 (5.5) 49.5 (7.0) 66.4 (6.1) 71.6 (5.6) 82.1 (4.5) 81.0 (5.8) 83.9 (6.2) 89.6 (4.6)

Oregon 28.9 (5.4) 43.4 (6.0) 57.9 (6.4) 76.5 (5.4) 73.9 (5.6) 73.7 (5.6) 87.0 (4.4) 84.8 (5.0)

Pennsylvania 40.1 (5.2) 57.7 (5.0) 67.0 (5.3) 73.8 (4.9) 79.5 (4.4) 84.7 (4.9) 85.9 (4.5) 91.9 (3.4)

Rhode Island 36.7 (5.6) 56.3 (6.2) 76.5 (5.7) 81.7 (4.3) 89.6 (3.2) 88.9 (4.9) 90.7 (4.6) 91.7 (3.6)

South Carolina 26.9 (5.4) 51.4 (6.5) 65.1 (5.6) 70.0 (5.6) 80.3 (4.9) 86.0 (5.4) 86.0 (5.0) 90.2 (4.7)

South Dakota 2.6 (2.0) 12.9 (4.1) 17.6 (4.7) 39.9 (6.1) 51.8 (6.4) 71.2 (6.5) 68.4 (6.7) 79.4 (5.9)

Tennessee 21.9 (3.5) 41.6 (4.4) 57.0 (4.5) 69.6 (4.3) 80.4 (3.6) 81.1 (4.1) 87.8 (3.5) 89.0 (3.5)

Texas 23.8 (4.0) 44.1 (4.3) 58.9 (4.0) 73.7 (3.6) 83.5 (2.9) 82.9 (4.1) 87.6 (2.7) 84.8 (3.2)

Utah 14.3 (4.2) 23.7 (5.0) 41.6 (6.4) 51.3 (6.2) 67.6 (5.7) 78.1 (5.5) 79.0 (6.1) 84.8 (4.6)

Vermont 21.3 (4.5) 37.8 (5.9) 46.8 (6.0) 56.8 (5.9) 61.4 (5.5) 66.5 (6.0) 71.2 (5.9) 72.8 (6.2)

Virginia 30.5 (5.6) 50.4 (6.4) 64.6 (6.3) 76.5 (5.6) 82.9 (6.0) 83.0 (5.4) 87.0 (5.1) 88.5 (5.0)

Washington 12.2 (3.0) 21.2 (3.7) 32.1 (4.3) 48.3 (4.6) 56.7 (4.8) 65.1 (5.1) 66.6 (4.9) 77.6 (4.4)

West Virginia 20.0 (4.8) 42.5 (6.0) 51.3 (6.1) 59.7 (6.4) 72.8 (5.6) 81.8 (4.8) 76.5 (7.0) 81.7 (6.1)

Wisconsin 22.1 (3.7) 32.8 (4.4) 49.1 (4.8) 57.0 (4.9) 66.9 (4.8) 79.9 (4.0) 84.4 (4.2) 88.6 (3.3)

Wyoming 10.4 (3.5) 30.4 (5.4) 46.1 (6.1) 56.9 (5.6) 61.0 (6.1) 65.2 (6.5) 68.6 (6.1) 70.4 (6.4)

Northeast 28.6 (2.2) 49.3 (2.5) 61.7 (2.4) 71.7 (2.2) 78.6 (2.0) 82.4 (2.1) 85.5 (1.9) 89.4 (1.8)

Midwest 21.4 (1.5) 32.8 (1.8) 48.2 (1.9) 57.8 (1.9) 66.4 (1.8) 74.8 (1.8) 80.1 (1.7) 84.7 (1.6)

South 25.9 (1.5) 44.8 (1.6) 59.6 (1.6) 71.0 (1.5) 80.6 (1.3) 83.5 (1.5) 87.6 (1.2) 88.5 (1.2)

West 27.5 (2.4) 45.9 (2.5) 59.9 (2.3) 68.3 (2.1) 76.6 (1.9) 80.1 (2.0) 84.4 (1.7) 86.9 (1.5)

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black children were significantly more likely than white children to have received varicella vaccine in 1999,

2000, and 2002 (adjusted odds ratio: 1.2–1.3;P⬍.05) (Fig

3). Similarly, controlling for the aforementioned factors increased the odds ratios for Hispanic versus white chil-dren, and Hispanic children were significantly more likely

than white children to have received varicella vaccine from

1998 onward (adjusted odds ratio: 1.2–1.6;P⬍.05).

Statistically significant (P⬍.05) gaps in varicella

vac-cination coverage were identified for other characteris-tics of the child, household, and vaccination provider(s) (Fig 2). Children living at or below the poverty level had FIGURE 2

Uptake of varicella vaccine according to demographic factors. CC indicates central city.aAll within-year factor-level differences were significant at theP.05 level except for

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3 to 12 percentage points lower coverage rates than did those living above the poverty level from 1997 to 2000, but differences were eliminated by 2002. Similarly, up-take rates were initially 12 to 16 percentage points lower among children whose mothers did not have a college degree, compared with those who did, and 22

percent-age points lower among those who had public providers, compared with private providers, but these gaps nar-rowed to 3 and 2 percentage points, respectively, by 2004. Coverage rates were consistently 3 to 8 percentage

points lower among children in families with⬎1 child,

compared with those with 1 child, and 3 to 13 percent-FIGURE 3

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age points lower among children living in non-MSA areas, compared with those living in MSA central cities or MSA non-central cities.

Simultaneous Vaccination (1999 –2004)

Among children who received varicella vaccine, most received a dose of another vaccine on the same date. This proportion increased steadily, from 71% in 1999 to 86% in 2004. Most commonly, children received vari-cella vaccine simultaneously with MMR vaccine; this proportion increased from 55% in 1999 to 70% in 2004. A substantial percentage of children also received vari-cella vaccine with Hib vaccine (29 –37%), DTaP vaccine (19 –26%), poliovirus vaccine (16 –31%), and hepatitis B vaccine (7–23%).

Most children who had not received varicella vaccine

had a medical visit at ageⱖ12 months during whichⱖ1

other vaccination was given. These missed opportunities for simultaneous vaccination decreased consistently be-tween 1999 and 2004 (from 86% to 64% among chil-dren who had not received varicella vaccine and from 37% to 8% among all children) (Fig 4). White children were consistently more likely than black or Hispanic children to have had a missed opportunity for simulta-neous vaccination (2–5 percentage points more than

black children; P ⬍ .05 for each year; 3–7 percentage

points more than Hispanic children; P ⬍.001 for each

year). If missed opportunities for simultaneous vaccina-tion had been eliminated, then varicella vaccinavaccina-tion cov-erage would have increased from 58% to 94% in 1999 and from 85% to 96% in 2004 (reaching 93–95%

among Hispanic and black children). Simultaneous ad-ministration with MMR vaccine alone would have in-creased varicella vaccination coverage rates to 91% in 1999 and 94% in 2004.

DISCUSSION

Nine years after vaccine introduction, varicella vaccine coverage rates among children 19 to 35 months of age have increased dramatically, from 26% in 1997 to 87% in 2004. These findings parallel observed declines in varicella disease incidence and morbidity and mortality

rates.4,5,8Although increases in varicella vaccination

cov-erage levels were most rapid in the first few years after licensure, coverage rates are continuing to increase and are likely to reach the Healthy People 2010 goal of 90% well ahead of schedule. In fact, by 2004, 13 states had achieved 90% coverage and all except 9 states had rates

of⬎80%. Furthermore, because NIS data represent

vari-cella vaccine administered up to 3 years before the end of the reporting year, current coverage levels are likely higher than the estimates provided here.

Our data suggest that one of the greatest opportuni-ties for improving varicella vaccine coverage is simulta-neous administration with other vaccines at existing health care visits. An MMR-varicella combination vac-cine was licensed in the United States in September 2005. With national MMR vaccine coverage at 93% in

2004,11 widespread use of an MMR-varicella

combina-tion vaccine could boost varicella vaccine coverage im-mediately. In addition, missed opportunities for vaccina-tion can be minimized by encouraging parents and

FIGURE 4

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providers to deliver varicella vaccine to children at their

first health care visit atⱖ12 months of age.

Disparities in vaccination coverage between white children and black or Hispanic children have been de-scribed for most universally recommended childhood

vaccinations.17–21 In 2004, coverage among black

chil-dren 19 to 35 months of age continued to lag behind that among white children by an estimated 3 percentage points for 3 doses of Hib vaccine and for 1 dose of MMR vaccine and by 7 percentage points for 4 doses of DTaP

vaccine (P⬍.01 for each comparison). Differences for 3

doses of hepatitis B vaccine (2 percentage points; P

.06) and poliovirus vaccine (1 percentage point;P⫽.14)

were smaller. The black/white disparity was⬃8

percent-age points for the standard combined series of these

vaccines (P⬍.001), and Chu et al22found that this gap

widened from 1996 to 2001 by an average of 1.1 per-centage points per year. Differences between white and Hispanic children were smaller but were statistically sig-nificant for 4 doses of DTaP, 3 doses of Hib, and the

combined series of vaccines (P⬍.01 for each

compari-son). In contrast, we found that, although initial uptake of varicella vaccine was higher among white children, differences between white and black children were not statistically significant after 1997 and Hispanic children had significantly higher coverage rates than did white children in 5 of the 8 years. Furthermore, after control-ling for poverty status, maternal education level, type of vaccination provider, number of children in the house-hold, and urbanicity, initial uptake rates were not statis-tically different between white children and either black or Hispanic children, whereas black children were sig-nificantly more likely than white children to have re-ceived varicella vaccine in 1999, 2000, and 2002 and Hispanic children were more likely than white children to have received varicella vaccine in all years except 1997.

Reasons for the lack of disparity are not completely clear. We found that white children were more likely than either black or Hispanic children to have missed an opportunity to receive varicella vaccine with other vac-cines administered after 12 months of age. In addition, timing of varicella vaccine introduction may be a factor. Varicella was the first new vaccine to be recommended universally after implementation of the Vaccines for Children (VFC) program in 1994. The goal of VFC was to reduce vaccine cost barriers by providing free vaccine to uninsured and underinsured children. Because black children are twice as likely as white children to be

eligi-ble for VFC (66% vs 31%;P⬍.001; CDC, unpublished

data, 2002), the program might have had a dispropor-tionately positive effect on black children. Similarly, the State Children’s Health Insurance Program (SCHIP) was established in October 1997 with the goal of expanding health insurance, including well-child care and

immu-nizations, to children whose family income is above Medicaid eligibility but not high enough for purchase of private insurance. Although all recommended childhood vaccinations are included in VFC and SCHIP benefits, these programs might have had a greater impact on administration of newly recommended vaccines and they might have helped to prevent some missed oppor-tunities for simultaneous vaccination.

Other risk factors that we identified for slow uptake of varicella vaccine, such as living below the poverty level, having a mother who did not have a college degree,

living in a household with⬎1 child, and having public

vaccination providers, were similar to risk factors

de-scribed previously for undervaccination in general.18,23–27

However, we found that gaps in varicella vaccine cover-age between these groups narrowed over the study pe-riod, which suggests that the associated barriers are be-ing overcome successfully. Unlike for other vaccines, living in a non-MSA area was a strong and persistent risk factor for lack of varicella vaccination, consistent with

previous findings.18 Storage and handling are

substan-tially more complicated for varicella vaccine than for other vaccines, because varicella vaccine must be kept

frozen at less than ⫺13°C; deep freezers may not be

readily available in rural areas, and their purchase may be more cost-prohibitive for practices with relatively few young children. In addition, pediatricians, who are more likely to offer varicella vaccine to their patients than are

family physicians or general practitioners,28,29are

under-represented in rural areas.30,31

Before implementation and during the early years of the program, concerns were raised regarding uptake for

varicella vaccine.32,33Identified barriers to use mirrored

those described for the introduction of other childhood vaccines, including safety, availability, cost, reimburse-ment, storage and handling, effectiveness, duration of immunity, effects of vaccination on the epidemiologic features of the disease, absence of child care and school requirements, and the perception that the disease is not serious enough to warrant routine childhood

vaccina-tion.8,34–37 Our data indicated that uptake of varicella

vaccination increased rapidly after vaccine introduction, which suggests that these barriers are being overcome.

Previously published varicella vaccination coverage rates underestimated true coverage, because they did not adjust for children with a history of varicella disease. Although information on disease history was not col-lected in the NIS during 1997 to 1998, it is likely that this bias was even greater for these years, because surveil-lance data suggested that disease incidence was still

high.8,9 Because of the dramatic decreases in varicella

(9)

Adolescents and adults are at increased risk of

mor-bidity and death resulting from varicella.1,2As

opportu-nities for exposure to varicella disease decrease, it be-comes increasingly critical (1) to ensure high vaccination coverage rates among young children, to prevent them from reaching adolescence or adulthood without having immunity to varicella, and (2) to monitor vaccine coverage and disease history among older children, ad-olescents, and adults and to vaccinate those without evidence of immunity. Information on vaccination cov-erage among older children and adults is not currently available in the NIS, and mechanisms for collecting this information should be developed.

In addition to a lack of information on the vaccination status of older children and adults, this study is subject to several limitations. First, the NIS is a telephone survey; although data are weighted to adjust for households without telephones and for nonresponse, some bias may remain. Second, history of varicella disease was reported by the caregivers and was not confirmed medically. However, because varicella disease is recognized easily, we expect misclassification to be minimal. Third, we do not have information on health care visits during which no vaccinations were administered or on vaccinations given after data collection, which limits our ability to evaluate more completely missed opportunities for vac-cination and catch-up doses. Finally, the NIS was not designed to provide county-level coverage estimates, which limits our ability to identify geographically local-ized groups of children who have not received varicella vaccine.

Achievement of the Healthy People 2010 goal of 90% coverage for varicella vaccine will require continued cooperation between providers and parents to ensure that children are vaccinated as recommended. Addi-tional focus should be placed on reducing missed opportunities for simultaneous vaccination, improving coverage in rural areas and the Midwest region, and continuing to close gaps related to maternal education, provider type, and multiple-children households. The success of varicella vaccination in eliminating racial dis-parities is encouraging and should be studied more ex-tensively, to identify factors that could be applied to other currently recommended vaccines and to new vac-cines on the horizon.

ACKNOWLEDGMENTS

This research and the NIS were conducted with funding and approval from the CDC, US Department of Health and Human Services.

We acknowledge Dr Abigail Shefer for review of the manuscript and Ron Nuse for graphical support.

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6. American Academy of Pediatrics, Committee on Infectious Dis-eases. Recommendations for the use of live attenuated varicella vaccine.Pediatrics.1995;95:791–796

7. Centers for Disease Control and Prevention. Prevention of varicella: recommendations of the Advisory Committee on Im-munization Practices (ACIP).MMWR Recomm Rep. 1996;45(RR-11):1–27

8. Seward JF, Watson BM, Peterson CL, et al. Varicella disease after introduction of varicella vaccine in the United States, 1995–2000.JAMA.2002;287:606 – 611

9. Centers for Disease Control and Prevention. Decline in annual incidence of varicella: selected states, 1990 –2001.MMWR Morb Mortal Wkly Rep.2003;52:884 – 885

10. US Department of Health and Human Services.Healthy People 2010. 2nd ed. Washington, DC: US Government Printing Office; 2000

11. Centers for Disease Control and Prevention. National, state, and urban area vaccination coverage among children aged 19 –35 months: United States, 2003.MMWR Morb Mortal Wkly Rep.2004;53:658 – 661

12. Smith PJ, Battaglia MP, Huggins V, et al. Overview of the sampling design and the statistical methods used in the Na-tional Immunization Survey.Am J Prev Med.2001;20(suppl): 17–24

13. Frankel MR, Srinath KP, Hoaglin DC, et al. Adjustments for non-telephone bias in random-digit-dialling surveys.Stat Med. 2003;22:1611–1626

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15. Dalaker J.Current Population Report, Series P60-207: Poverty in the United States, 1998. Washington, DC: US Government Printing Office; 1999

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17. Centers for Disease Control and Prevention. Vaccination cov-erage by race/ethnicity and poverty level among children aged 19 –35 months: United States, 1997.MMWR Morb Mortal Wkly Rep.1998;47:956 –959

18. Luman ET, Barker LE, Simpson DM, Rodewald LE, Szilagyi PG, Zhao Z. National, state, and urban-area vaccination-coverage levels among children aged 19 –35 months, United States, 1999.Am J Prev Med.2001;20(suppl):88 –153

19. Institute of Medicine. Introduction and literature review. In: Unequal Treatment: Confronting Racial and Ethnic Disparities in Health Care.Washington, DC: National Academy Press; 2002: 21– 62

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Child.1998;79:470 – 471

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DOI: 10.1542/peds.2005-1201

2006;117;999

Pediatrics

Elizabeth T. Luman, Pamela L. Y. H. Ching, Aisha O. Jumaan and Jane F. Seward

Success Story in Eliminating Racial and Ethnic Disparities

Uptake of Varicella Vaccination Among Young Children in the United States: A

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DOI: 10.1542/peds.2005-1201

2006;117;999

Pediatrics

Elizabeth T. Luman, Pamela L. Y. H. Ching, Aisha O. Jumaan and Jane F. Seward

Success Story in Eliminating Racial and Ethnic Disparities

Uptake of Varicella Vaccination Among Young Children in the United States: A

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Figure

FIGURE 1Uptake of varicella vaccine among all children in the United States
TABLE 1Rates of Varicella Vaccination Coverage (Receipt of Varicella Vaccine at >12 Months of Age) According to State and Census Region inthe NIS, 1997 to 2004
FIGURE 2
FIGURE 3
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