R E S E A R C H
Open Access
Multiple positive solutions for a class of
Kirchhoff type equations in
R
N
Lian-bing She
1, Xin Sun
2and Yu Duan
2**Correspondence:
2Collect of Science, GuiZhou
University of Engineering Science, BiJie, Guizhou 551700, People’s Republic of China
Full list of author information is available at the end of the article
Abstract
In this paper, we study the following nonlinear Kirchhoff type equation:
–
a+b
RN|∇u|
2dxu+Vu=f(u) +h(x), x∈RN,
wherea,b,Vare positive constants,N= 2 or 3. Under appropriate assumptions onf andh, we get that the equation has two positive solutions by using variational methods.
MSC: 35J60; 35B09; 35A15
Keywords: Kirchhoff type equation; variational methods; Pohozaev equality; monotonicity trick
1 Introduction and main results
We consider the following nonlinear Kirchhoff type equation:
–
a+b
RN|∇
u|2dx
u+Vu=f(u) +h(x), x∈RN, (1.1)
wherea,b,Vare positive constants,N= 2 or 3.
In recent years, the existence or multiplicity of solutions for the following Kirchhoff type equation
–
a+b
RN|∇
u|2dx
u+V(x)u=f(x,u), x∈RN,
wherea,b are positive constants,N= 1, 2, 3, has been widely investigated by many au-thors, for example [1–6], etc. But in those papers, the nonlinearityfsatisfies 3-superlinear growth at infinity, which assures the boundedness of any Palais-Smale sequence or Cerami sequence.
Very recently, Guo [7], Li and Ye [8], Liu and Guo [9], Tang and Chen [10] studied re-spectively the following equation:
–
a+b
R3|∇u|
2dx
u+V(x)u=f(u), x∈R3,
wherea,bare positive constants,f only needs to satisfy superlinear growth at infinity. By using the Pohozaev equality, it is easy to obtain a bounded Palais-Smale sequence. Thus they obtained the existence of positive solution.
Inspired by [7–10], we study equation (1.1); in here, very weak conditions are assumed onf. Exactly,f ∈C(R+,R) satisfies
(f1) when N = 2, there exists p∈ (2, +∞) such that limt→+∞tfp–1(t) = 0; when N = 3,
limt→+∞ft(5t)= 0;
(f2) limt→0+ f(t)
t =m∈(–∞,V);
(f3) limt→+∞f(tt)= +∞.
Onh, we make the following hypotheses:
(h1) h∈L2(RN)∩C1(RN)is nonnegative andh≡0;
(h2) whenN= 2,0≤(∇h(x),x)∈L2(R2); whenN= 3,(∇h(x),x)∈L2(R3);
(h3) his radially symmetric.
By using Ekeland’s variational principle [11] and Struwe’s monotonicity trick [12], we get the following.
Theorem 1.1 Suppose that(f1)-(f3)and(h1)-(h3)hold.Then there exists m0> 0such that,
when(RNh2dx) 1
2 <m0,equation(1.1)has two positive solutions.
Whenf(t) < 0, by (f2) and (f3), there existsl> 0 such thatf(t) +lt≥0 for allt≥0. Thus
equation (1.1) is equivalent to the following equation:
–
a+b
RN|∇u|
2dx
u+Wu=k(u) +h(x), x∈RN, (1.2)
whereW=V+l> 0 andk(t) =f(t) +lt∈C(R+,R+) satisfies
(k1) when N = 2, there exists p∈ (2, +∞) such that limt→+∞tkp–1(t) = 0; when N = 3,
limt→+∞kt(5t)= 0;
(k2) limt→0+ k(t)
t =m+l:=d∈[0,W);
(k3) limt→+∞k(tt) = +∞.
Hence in order to prove Theorem 1.1, we only need to prove the following.
Theorem 1.2 Suppose that(k1)-(k3)and(h1)-(h3)hold.Then there exists m0> 0such that when(RNh2dx)
1
2 <m0,equation(1.2)has two positive solutions.
2 Preliminaries
From now on, we will use the following notations.
• E:={u∈H1(RN) :u(x) =u(|x|)}is the usual Sobolev space endowed with the norm
u=
RN|∇
u|2+u2dx
1 2
.
• D1,2(RN)is completion ofC∞
0 (RN)with respect to the norm uD1,2(RN)=
RN|∇u|
2dx
1 2
.
• For any1≤p<∞,Lp(RN)denotes the Lebesgue space and its norm is denoted by
|u|p=
RN|u|
pdx
1 p
.
• ·,·denotes the action of dual,(·,·)denotes the inner product inRN. • C,Cidenote various positive constants.
Since we are looking for positive solution, we may assume thatk(t) = 0 for allt< 0. Under the assumptions onkandh, it is obvious that the functionalI:E→Rdefined by
I(u) =a 2
RN|∇
u|2dx+b 4
RN|∇
u|2dx
2
+W 2
RN
u2dx–
RN
K(u)dx–
RN
hu dx
is of classC1, whereK(t) =t
0k(s)dsand
I(u),v =
a+b
RN|∇u|
2dx
RN(∇u,∇v)dx+W
RNuv dx–
RNk(u)v dx
–
RN
hv dx,
for allu,v∈E. As is well known, the weak solution of equation (1.2) is the critical point of
IinE.
3 Proof of the main results
Next lemma can be viewed as a generalization of Struwe’s monotonicity trick [12] and is the main tool for obtaining a bounded Palais-Smale sequence.
Lemma 3.1(see [13] or [14]) Let X be a Banach space equipped with a norm · X,and let J⊂R+be an interval.We consider a family{μ}μ∈Jof C1-functionals on X of the form
μ(u) =A(u) –μB(u), ∀μ∈J,
where B(u)≥0for all u∈X and such that either A(u)→+∞or B(u)→+∞asuX→
+∞.We assume that there are two points v1,v2in X such that cμ=inf
γ∈tmax∈[0,1]μ
where
=γ ∈C[0, 1],X:γ(0) =v1,γ(1) =v2
.
Then,for almost everyμ∈J,there is a bounded(PS)cμsequence forμ,that is,there exists
a sequence{un} ⊂X such that (1) {un}is bounded inX, (2) μ(un)→cμ,
(3) μ(un)→0inX∗,whereX∗is the dual ofX.
Remark 3.2 In [13], it is also proved that, under the assumptions of Lemma 3.1, the map
μ→cμis left-continuous.
In the paper, we set X:=E, · X:= · andJ:= [12, 1]. Let us defineIμ:E→Rby
Iμ(u) =A(u) –μB(u), where
A(u) =a 2
RN|∇
u|2dx+b 4
RN|∇
u|2dx
2
+W 2
RN
u2dx–
RN
hu dx,
B(u) =
RNK(u)dx.
Then I1(u) =I(u). By (k1)-(k3) and (h1), it is obvious thatIμ∈C1(E,R),B(u)≥0 for all
u∈EandA(u)≥min{2a,W}u2–C|h|2u →+∞asu →+∞.
Lemma 3.3 Assume that(k1)-(k3)and(h1)hold.Then there existρ> 0,α> 0and m0> 0
such that Iμ(u)|u=ρ≥αfor all h satisfying|h|2<m0and for allμ∈J.
Proof First, we considerN= 2. It follows from (k1) and (k2) that, for allt∈R, we have
K(t)≤W+d 4 |t|
2+C|t|p. (3.1)
By (3.1), the Hölder inequality and the Sobolev inequality, for allμ∈Jandu∈E, one has
Iμ(u)≥
a
2
R2|∇u|
2dx+W
2
R2u
2dx–
R2K(u)dx–
R2hu dx
≥ a
2
R2|∇u|
2dx+W
2
R2u
2dx–W+d
4
R2u
2dx–C
R2|u|
pdx–|h|2|u|2
≥ min{2a,W–d}
4 u
2–C1up–C2|h|2u
=u
min{2a,W–d}
4 u–C1u
p–1–C2|h|2
.
Letg1(t) =min{2a4,W–d}t–C1tp–1fort≥0. Sincep> 2, we know that there exists a constant
ρ> 0 such thatmaxt≥0g1(t) =g1(ρ) > 0. Choosem0=2C12g1(ρ), then there existsα> 0 such
thatIμ(u)|u=ρ≥αfor allhsatisfying|h|2<m0.
Next whenN= 3, it follows from (k1) and (k2) that, for allt∈R, we have
K(t)≤W+d 4 |t|
By (3.2), the Hölder inequality and the Sobolev inequality, for allμ∈Jandu∈E, one has
Iμ(u)≥
a
2
R3|∇u|
2dx+W
2
R3u
2dx–
R3K(u)dx–
R3hu dx
≥ a
2
R3|∇u|
2dx+W
2
R3u
2dx–W+d
4
R3u
2dx–C
R3|u|
6dx–|h|2|u|2
≥ min{2a,W–d}
4 u
2–C3u6–C4|h|2u
=u
min{2a,W–d}
4 u–C3u
5–C4|h|2
.
Letg2(t) = min{2a4,W–d}t–C3t5fort≥0, we know that there exists a constantρ> 0 such
that maxt≥0g2(t) =g2(ρ) > 0. Choose m0= 21C4g2(ρ), then there existsα > 0 such that
Iμ(u)|u=ρ≥αfor allhsatisfying|h|2<m0.
Lemma 3.4 Assume that(k1)-(k3)and(h1)hold.Then–∞<c:=inf{I(u) :u ≤ρ}< 0,
whereρis given by Lemma3.3.
Proof Sinceh∈L2(RN) andh≡0, then forε= |h|2
2 , there existsφ∈C0∞(RN) such that |h–φ|2<ε. Thus
RN
h2–hφdx≤
RN
h2–hφdx≤ |h–φ|2|h|2<ε|h|2,
and then
RNh
φdx≥ |h|22–ε|h|2=|h|
2 2
2 > 0. Hence
I(tφ)≤at
2
2
RN|∇
φ|2dx+bt
4
4
RN|∇
φ|2dx
2
+Wt
2
2
RN
φ2dx–t
RNh
φdx< 0
fort> 0 small enough. Then we getc=inf{I(u) :u ≤ρ}< 0.c> –∞is obvious. In order to prove the compactness, we defineg(t) =k(t) –dt,∀t∈R. Then, by (k1) and (k2), we get that
lim t→0+
g(t)
t = 0, (3.3)
and whenN= 2,
lim t→+∞
g(t)
tp–1 = 0, (3.4)
whenN= 3,
lim t→+∞
g(t)
Lemma 3.5 Suppose that(k1)-(k3), (h1)and(h3)hold.Assume that{un} ⊂E is a bounded Palais-Smale sequence of Iμfor eachμ∈J.Then{un}has a convergent subsequence in E.
Proof Since{un}is bounded inEandE →Ls(R3),∀s∈(2, 6),E →Ls(R2),∀s∈(2, +∞) are
compact (see [15]), up to a subsequence, we can assume that there existsu∈Esuch that
unuinE,un→uinLs(R3),∀s∈(2, 6),un→uinLs(R2),∀s∈(2, +∞),un(x)→u(x)
a.e. inRN.
By (3.3) and (3.4), for anyε> 0, we have
g(t)≤ε|t|+Cε|t|p–1, ∀t≥0. (3.6)
Then, by (3.6) and the Hölder inequality, one has
R2g
(un)(un–u)dx
≤ε
R2|un||un–u|dx+Cε
R2|un|
p–1|u n–u|dx
≤ε|un|2|un–u|2+Cε
R2|un|
pdx
p–1 p
|un–u|p ≤Cε+on(1).
Similarly, we can obtain that
R2g(u)(un–u)dx =on(1).
By (3.3) and (3.5), for anyε> 0, we have
g(t)≤ε|t|+|t|5+Cε|t|3, ∀t≥0. (3.7)
Hence, by (3.7) and the Hölder inequality, one has
R3g(un)(un–u)dx
≤ε
R3|
un||un–u|dx+ε
R3|
un|5|un–u|dx+Cε
R3|
un|3|un–u|dx
≤ε|un|2|un–u|2+ε
R3|un|
6dx
5 6
|un–u|6+Cε
R3|un| 9 2dx
2 3
|un–u|3 ≤Cε+on(1).
Similarly, we can obtain that
R3
g(u)(un–u)dx
Hence whenN= 2 or 3, one has
RN
g(un) –g(u)
(un–u)dx
=on(1).
It is clear that
Iμ(un) –Iμ(u),un–u =on(1)
and
b
RN
|∇u|2–|∇u n|2
dx
RN
∇u,∇(un–u)
dx=on(1).
Note that
Iμ(un) –Iμ(u),un–u =
a+b
RN|∇un|
2dx
RN
∇(un–u) 2
dx
+ (W–μd)
RN|un–u|
2dx
–b
RN
|∇u|2–|∇u n|2
dx
RN
∇u,∇(un–u)
dx
–μ
RN
g(un) –g(u)
(un–u)dx ≥min{a,W–μd}un–u2
–b
RN
|∇u|2–|∇u n|2
dx
RN
∇u,∇(un–u)
dx
–μ
RN
g(un) –g(u)
(un–u)dx.
Therefore we get thatun–u →0 asn→ ∞. Proof of the first solution of Theorem1.2 By Lemma 3.4 and Ekeland’s variational principle [11], there exists a sequence{un} ⊂Esuch thatun ≤ρ,I(un)→candI(un)→0 as n→ ∞. From Lemma 3.5 withμ= 1, there existsu0∈Esuch thatun→u0inEand then I(u0) = 0 andI(u0) =c< 0. Putu–0:=max{–u0, 0}, one has
0 =I(u0),u–0
= –a
RN ∇u–
0 2
dx–b
RN|∇u0|
2dx
RN ∇u–
0 2
dx–W
RN u–02dx
–
RN
hu–0dx, (3.8)
which implies that u–0 = 0 and then u0≥0. By the strong maximum principle, we get
u0> 0.
Lemma 3.6 Assume that(k1)-(k3)and(h1)hold.Then
(∗) ∃v2∈Ewithv2>ρsuch thatIμ(v2) < 0,∀μ∈J.
(∗∗) cμ=infγ∈maxt∈[0,1]Iμ(γ(t)) >max{Iμ(0),Iμ(v2)},∀μ∈J,where
=γ ∈C[0, 1],E:γ(0) = 0,γ(1) =v2.
Proof It follows from (k3) that, for anyL> 0, there existsCL> 0 such that, for allt≥0, one
has
K(t)≥Lt2–CL. (3.9)
Fix 0≤w∈C0∞(RN) withsuppw⊂B1:={x∈RN:|x|< 1}andw≡0. Definewt(x) =tw(tx2)
fort> 0, then
suppwt=
t2y:y∈suppw.
By direct computation, we have
RN|∇wt|
2dx=t2N–2
RN|∇w|
2dx,
RNw
2
tdx=t2N+2
RNw
2dx
and, by (3.9),
RNK(wt)dx=
suppwt
K(wt)dx ≥L
suppwt
w2tdx–CL
suppwt
dx
≥Lt2N+2
suppw
w2dx–CL
{t2y:y∈B 1}
dx
=Lt2N+2
RNw
2dx–C LCt2N.
Therefore
Iμ(wt)
=a 2
RN|∇wt|
2dx+b
4
RN|∇wt|
2dx
2
+W 2
RNw
2 tdx
–μ
RN
K(wt)dx–
RN
hwtdx
≤at2N–2
2
RN|∇w|
2dx+bt4N–4
4
RN|∇w|
2dx
2
+Wt
2N+2
2
RNw
2dx
–Lt
2N+2
2
RNw
for all μ∈J. When N = 2, we chooseL= 2W. When N = 3, we choose L= 2W +
b(
RN|∇w|2dx)2
RNw2dx . ThenIμ(wt)→–∞ast→+∞. Hence there existst
> 0 such thatv2:=w t
withv2>ρandIμ(v2) < 0,∀μ∈J. This completes the proof of (∗).
By Lemma 3.3 and the definition ofcμ, for allμ∈J, we have
0 <α≤c1≤cμ≤c1
2 ≤tmax∈[0,1]I12(tv2) < +∞.
Therefore, byIμ(0) = 0 andIμ(v2) < 0, we obtain the proof of (∗∗).
So far we have verified all the conditions of Lemma 3.1. Then there exists{μj} ⊂Jsuch
that
(i) μj→1–asj→ ∞,{ujn}is bounded inE; (ii) Iμj(u
j
n)→cμj asn→ ∞;
(iii) Iμj(ujn)→0asn→ ∞.
Using (i)-(iii) and Lemma 3.5, there existsuj∈E such thatunj →uj inE asn→ ∞
and thenIμj(uj) =cμj andIμj(uj) = 0. Hence, fromIμj(uj) =cμj andIμj(uj),uj= 0, we get
respectively
a
2
RN|∇uj|
2dx+b
4
RN|∇uj|
2dx
2
+W 2
RNu
2 jdx
–μj
RN
K(uj)dx–
RN
hujdx=cμj, (3.10)
a
RN|∇uj|
2dx+b
RN|∇uj|
2dx
2
+W
RNu
2 jdx
–μj
RNk(uj)ujdx–
RNhujdx= 0. (3.11)
Next, for obtaining{uj}is bounded inE, we need the following lemma (Pohozaev type
identity). The proof is similar to Lemma 2.6 in [16], and we omit its proof in here.
Lemma 3.7 Suppose that(h1)and(h2)hold.If Iμ(u) = 0,we have
a(N– 2) 2
RN|∇
u|2dx+b(N– 2) 2
RN|∇
u|2dx
2
+NW 2
RN
u2dx
–Nμ
RNK(u)dx–N
RNhu dx–
RN
∇h(x),xu dx= 0.
SinceIμj(uj) = 0, by Lemma 3.7, we get that
a(N– 2) 2
RN|∇uj|
2dx+b(N– 2)
2
RN|∇uj|
2dx
2
+NW 2
RNu
2 jdx
–Nμj
RN
K(uj)dx–N
RN
hujdx–
RN
∇h(x),xujdx= 0. (3.12)
Proof It follows from (3.10) and (3.12) that
a
RN|∇uj|
2dx+b(4 –N)
4
RN|∇uj|
2dx
2
+
RN
∇h(x),xujdx=Ncμj. (3.13)
Be similar to (3.8), byIμj(uj) = 0, we obtainuj≥0.
Firstly, we considerN= 2. From (3.13) andcμj≤c12, we get
a
R2|∇
uj|2dx≤a
R2|∇
uj|2dx+ b
2
R2|∇
uj|2dx
2
– 2cμj+ 2cμj
= –
R2
∇h(x),xujdx+ 2cμj. (3.14)
Since (∇h(x),x)≥0, by (3.14) anduj≥0, one has{
R2|∇uj|2dx} is bounded. Next we
prove{R2u2jdx} is bounded. Inspired by [14], we suppose by contradiction that λj:= |uj|2→+∞. Definewj:=uj(λjx), then
R2|∇wj|
2dx=
R2|∇uj|
2dx≤C
and
R2|wj|
2dx= 1
λ2j
R2|uj|
2dx= 1. (3.15)
Hence{wj}is bounded inE. Up to a subsequence, we may assume thatwjwinE,wj→ winLs(R2),∀s∈(2, +∞),w
j→winLsloc(R2),∀s∈[1, +∞),wj(x)→w(x) a.e. inR2. By Iμj(uj) = 0, one has
–
a+b
R2|∇wj|
2dx
1
λ2jwj+ (W–dμj)wj=μjg(wj) +h(λjx). (3.16)
For anyv∈C0∞(R2), one has
R2h(
λjx)v dx
≤ |v|2
R2
h(λjx)2dx
1 2
= 1
λj
|v|2|h|2→0 (3.17)
and by the Lebesgue dominated convergence theorem, we have
R2g(wj)v dx–
R2g(w)v dx
≤C
suppv
g(wj) –g(w)dx→0. (3.18)
Hence by (3.16)-(3.18), we have (W–d)w=g(w) inR2, from which we get thatw= 0.
and (3.16), one has
W–d= (W–d)
R2|wj|
2dx
≤
a+b
R2|∇wj|
2dx
1
λ2j
R2|∇wj|
2dx+ (W–dμ j)
R2|wj|
2dx
=μj
R2g(wj)wjdx+
R2h(
λjx)wjdx ≤ε
R2|wj|
2dx+C
ε
R2|wj|
pdx+ 1
λj
|h|2|wj|2
≤Cε+on(1),
which implies a contradiction. Hence{R2|uj|2dx}is bounded and then{uj}is bounded
inE.
Secondly, forN= 3, we have a simple proof. From (3.13), (h2) andcμj≤c12, we get
a
R3|∇uj|
2dx≤a
R3|∇uj|
2dx+b
4
R3|∇uj|
2dx
2
– 3cμj+ 3cμj
= –
R3
∇h(x),xujdx+ 3cμj
≤∇h(x),x2|uj|2+ 3c1 2
≤C|uj|2+ 3c1
2. (3.19)
We prove directly{R3u2jdx}is bounded. Similar to (3.19), we obtain
b
4
R3|∇uj|
2dx
2 ≤a
R3|∇uj|
2dx+b
4
R3|∇uj|
2dx
2
– 3cμj+ 3cμj
≤C|uj|2+ 3c1
2. (3.20)
By the Hölder inequality, we have
R3|∇uj|
2dx
3 ≤C
R3u
2 jdx
3 4
+C. (3.21)
By (3.3) and (3.5), for allt∈R, one has
g(t)t≤W–d
2 |t|
2+C|t|6. (3.22)
From (3.11), (3.21), (3.22),μj≤1 andD1,2(R3)→L6(R3), it follows that
(W–d)
R3u
2 jdx≤a
R3|∇uj|
2dx+b
R3|∇uj|
2dx
2
+ (W–μjd)
R3u
2 jdx
=μj
R3g(uj)ujdx+
≤W–d
2
R3u
2 jdx+C
R3u
6
jdx+|h|2
R3u
2 jdx
1 2
≤W–d
2
R3
u2jdx+C
R3|∇
uj|2dx
3
+|h|2
R3
u2jdx
1 2
≤W–d
2
R3u
2 jdx+C
R3u
2 jdx
3 4
+C+|h|2
R3u
2 jdx
1 2
,
which implies that {R3u2jdx} is bounded. Combining with (3.19), we get that {uj} is
bounded inE.
Proof of the second solution of Theorem1.2 ByIμj(uj) =cμj,Iμj(uj) = 0,μj→1
–and
Re-mark 3.2, we getI(uj)→c1andI(uj)→0 asn→+∞. By Lemmas 3.5 and 3.8, there exists v0∈Esuch thatuj→v0inEasn→+∞and thenI(v0) =c1> 0,I(v0) = 0. Be similar to
(3.8), we getv0≥0. By the strong maximum principle, one hasv0> 0.
4 Conclusions
The goal of this paper is to study the multiplicity of positive solutions for the following nonlinear Kirchhoff type equation:
–
a+b
RN|∇u|
2dx
u+Vu=f(u) +h(x), x∈RN,
wherea,b,Vare positive constants,N= 2 or 3. Under very weak conditions onf, we get that the equation has two positive solutions by using variational methods.
Acknowledgements
The authors thank the referees for valuable comments and suggestions which improved the presentation of this manuscript.
Funding
This work was supported by the Natural Science Foundation of Education of Guizhou Province (No. KY[2016]103, KY[2016]281, KY[2017]297); the Science and Technology Foundation of Guizhou Province (No. LH[2015]7595, LH[2016]7054).
Abbreviations Not applicable.
Availability of data and materials Not applicable.
Competing interests
The authors declare that they have no competing interests.
Authors’ contributions
Each of the authors contributed to each part of this study equally. All authors read and approved the final vision of the manuscript.
Author details
1School of Mathematics and Information Engineering, Liupanshui Normal College, LiuPanshui, Guizhou 553004, People’s
Republic of China.2Collect of Science, GuiZhou University of Engineering Science, BiJie, Guizhou 551700, People’s
Republic of China.
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