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5.Report Required by the Ethics
FINANCIAL DISCLOSURE REPORT
AO IO
in Government Act of
I978
Rev.
J/2007
FOR CALENDAR YEAR 2006
(5 U.S.C.
app.
§§IOI-I I I)
I. Person Reporting (last name, first, middle initial)
TEILBORG, JAMES A
2. Court or Organization
U. S. DISTRICT COURT
3. Date of Report
05/10/2007
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
U. S. DISTRICT JUDGE - ACTIVE
Sa. Report Type (check appropriate type)
0
Nomination,
Date
0
Initial
Annual
0
Final
6. Reporting Period
01/01/2006
to
12/31/2006
Sb.
0
Amended Report
7. Chambers or Office Address401 WEST WASHINGTON STREET SUITE 523-SPC 51
PHOENIX, AZ 85003-2154
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORT ANT NOTES:
The instructions accompanying this form must be followed. Complete all parts, checking theNONE
box for each part where you have no reportable information. Sign on last page.I. POSITIONS.
(Reporting individ11al only; see pp.
9-13of instructions.)
[K)
NONE
(No reportable positions.)
POSITION
I.
2. 3.4.
NAME OF ORGANIZATION/ENTITY
N
rn
rn
-rn
IJ. AGREEMENTS.
(Reporting individ11a/ only; see pp.
14-16of instructions.)
D
NONE
(No reportable agreements.)
PARTIES AND TERMS
I. 1997
METROPOLITAN LIFE#I
(STRUCTURED SETTLEMENT - COMPENSATION FOR PRIOR SERVICES)2.
SOURCE
5.Name of Person Reporting Date of Report
FINANCIAL DISCLOSURE REPORT
Page 2of11
TEILBORG, JAMES A 05/10/2007Ill. N 0 N-INVES TMENT INC 0 ME,
(Reporting individual and spouse; see pp. 17-24 of instructions.)A. Filer's Non-Investment Income
D
NONE (No reportable non-investment income.)
SOURCE AND TYPE
INCOME
(yours, not spouse's)
I.
2006METROPOLITAN LIFE (STRUCTURED SETTLEMENT
$
83,000COMPENSATION FOR PRIOR SERVICES)
2.3.
4.
B. Spouse's Non-Investment Income -
I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.)IBJ
NONE (No reportable non-investment income.)
AND TYPE
I.
2. 3.4.
5.IV, REIMBURSEMENTS
--transportation, /odging,food, entertainment.(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
IBJ
NONE (No reportable reimbursements.)
SOURCE
DESCRIPTION
I.
2. 3.4.
5.5.
Date of Report Name of Person Reporting
FINANCIAL DISCLOSURE REPORT
Page 3of11
TEILBORG, JAMES A
05/10/2007
V, GIFTS.
(Includes those to spouse and dependent children. See pp. 28-31 of instructions.)0
NONE
(No reportable gifts.)
SOURCE
DESCRIPTION
VALUE
I.
THE ARIZONA CLUB
HONORARY MEMBERSHIP (DUES, LIKE PRIVILEGES)
$ 500
2.
3.
4.
5.
VI. LIABILITIES.
(lllcilldes those of spouse and dependmt children. See pp. 32-33 of instructions.)[K]
NONE
(No reportable liabilities.)
DESCRIPTION
VALUE CODE
CREDITOR
I.
2.
3.
4.
A.
(2)
(3)
(4)
(5)
Name of Person Reporting Date of Report
FINANCIAL DISCLOSURE REPORT
Page 4of11
TEILBORG, JAMES A
05110/2007
VII. INVESTMENTS and TRUSTS
-income, value, transactions rlllc1udes t1tose of the spouse and dependent children. see PP· 34-60 of filing instructions.JD
NONE
(No reportable income, assets, or transactions.)
B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(1)
(I)
(2)
(1)
(2)
Place
"(X)"
after each asset Amount Type (e.g. Value Value exempt from prior disclosure Code1
div., rent, Code 2 Method(A-H) or int.) (J-P) Code
3
(Q-W)
Type (e.g. buy, sell, redemption) Date Month-DayValue Gain Identity of Code
2
CodeI
buyer/seller (J-P) (A-H) (if privatetransaction)
I.
RENTAL PROPERTY
#1,
ASPEN, CO.
2.
RAW LAN
AZ
(2000, $79,000.)
E
Rent
None
M
L
w
R
3.
AMERICAN SCANDIA VARIABLE
ANNUITY
E
N
T
4.
GENWORTH VARIABLE ANNUITY #1
(FORMERLY G.E.ANNUITY)
F
0
T
5.
GENWORTH VARIABLE ANNUITY #
2
(FORMERLY G.E. ANNUITY)
c
K
T
6.
HARTFORD LIFE VARIABLE ANNUITY
E
N
T
7.
PACIFIC LIFE VARIABLE ANNUITY#
l
E
0
T
8.
LAKE PLEASANT
241
LIMITED
PARTNERSHIP
A
Distribution
J
u
9.
UBS PACE MM INVESTORS
(FORMERLY PACE MM)
A
Dividend
K
T
BUY
10/26
J
10.
UBS BANK USE DEP ACCT
B
Interest
K
T
11.
BANK OF AMERICA ACCTS
A
Interest
L
T
12.
CHASE ACCT (FORMERLY BANK ONE)
A
Interest
K
T
13.
RMA MONEY MARKET PORTFOLIO
B
Dividend
J
T
14.
THERMOSURGERY, INC.
None
J
T
15.
NATIONWIDE LIFE POLICY
A
Int./Div.
M
T
16.
PACIFIC LIFE VARIABLE ANNUITY
POLICY #
2
(SELECT EXEC II)
B
K
T
17.
EQUITABLE LIFE POLICY
E
Int.ID iv.
M
T
I. Income Gain Codes: A =$1,000 or less B =St ,00 I
-
$2,500 C =$2,50 I -$5,000 D =$5,001 • Sl5,000 E =$ 15,00 I • $50,000(See Columns Bl and D4) F =$50,001 • SI00,00-0 G =$100,001 • $1,000,0-00 HI =Sl,000,001 · $5,000,000 H2 =More than S5,000,000
2. Value Codes J =$15,000 or Jess K =$15,001 • $50,000 L =$50,00 I • SI 00,000 M =$ 100,00 I • $250,000
{See Columns Cl and DJ) N =$250,00 I • S500,000 O =$50-0,001 • Sl,000,000 Pl =Sl,000,001 • S5,000,000 P2 =$5,000,00 I • $25,000,000
3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T ::=Cash Market
(See Column C2) Q =Appraisal V =-Other S =Assessment U =Bo ok Value W =Estimated
Date of Report Name of Person Reporting
FINANCIAL DISCLOSURE REPORT
Page 5of11
TEILBORG, JAMES A
05/10/2007
VII. INVESTMENTS and TRUSTS
--income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instr11ctions.)D
NONE
(No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets)
Place
"(X)"
after each asset exempt from prior disclosureB. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of
Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W)
transaction)18.
AMERICAN FUNDS AMCAP FUND, CLASS Fc
Dividend M T PARTIAL SELL4117
L E19.
BUY4119
K
20.
BUY6121
J
21.
PARTIAL SELL7/3
J
A22.
PARTIAL SELL10/25
K
D23.
BUY12122
J
24.
LORD ABBETT MIDCAP VALUE FUND, CLASS ANone SELL ALL
4/17
L E25.
HARTFORD LIFE INSURANCE LEADERS ANNUITYD Int.ID iv. L T
26.
-
None Lu
27.
DA VIS NY VENTURE FUND, INC. CLASS AA Dividend
K
T PARTIALSELL
10/l 7
J
A28.
PIMCO TOTAL RETURN FUND, CLASS AA Dividend
K
T BUY7/26
J
29.
CALAMOS GROWTH FUND CLASS A B Dividend L T BUY4119
L30.
PARTIAL SELL7/3
J
A31.
PARTIAL SELL10125
L D32.
CALAMOS GROWTH&
INCOME FUND CLASS ANone SELL ALL
4117
K
c
33.
EXCELSIOR VALUE RESTRUCTURING FUNDNone SELL ALL
4117
K
D34.
FIDELITY ADVISORS SMALL CAP None PARTIAL4117
M DI. Income Gain Codes: A=$1,000 or less B =$1,00 I
-
$2,500 C =$2,50I • $5,000 D=$5,00! -$15,000 E 415,001- S50,000(See Columns Il I and 04) F=$50,001. S!00,000 G=$100,001. $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J=$15,000 or less K =Si5,00I • $50,000 L=S50,00I - SI00,000 M =SI 00,00 I • $250,000
(See Columns CI and D3) N=S250,00 I • $500,000 0 =$500,00 I • S 1,000,000 Pl =Sl,000,001 -S5,000,000 P2 =S5,000,001 • S25,000,000
3, Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2)
Q
=Appraisal V:=Other S =AssessmentDate of Report Name of Person Reporting
FINANCIAL DISCLOSURE REPORT
Page 6of11
TEILBORG, JAMES A
05/10/2007
VII. INVESTMENTS and TRUSTS
-income, vatue, transactions r1nc1udes those oft1ie spouse and dependent children. see PP· 34-60 of filing instructions.)D
NONE
(No reportable income, assets, or transactions.)
A.Description of Assets (including trust assets)
Place
"(X)"
after each asset exempt from prior disclosureB. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(!) (2) (!) (2) (!) (2) (3) (4)
(5)
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity ofCode I div.• rent, Code 2 Method buy, sell, Month- Code 2 Code l buyer/seller
(A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W)
transaction)FUND SELL
35.
SELL ALL10/25
J A36.
ING GNMA INCOME FUND CLASS A A Dividend SELL ALL4/17
K37.
ROYCE LOW PRICED STOCK FUND None SELL ALL4/17
Kc
38.
ROYCE SPECIAL EQUITY FUND None SELL ALL4/17
L D39.
DWS DREMAN HIGH RETURN EQUITY (FORMERLY SCUDDER DREMAN HIGH)None SELL ALL
4/17
L D40.
DWS RREEF R. E. SEC A(FORMERL Y SCUDDER DREMAN RREEF)A Dividend J T
41.
VAN KAMPEN GLOBAL FRANCHISE FUND CLASS ANone SELL ALL
4/17
M E42.
VAN KAMPEN GROWTH&
INCOME FUND CLASS ANone SELL ALL
4/17
M D43.
FIRST CREDIT UNION ACCT A Interest J T44.
ACTIVE ASSETS MONEY TRUST A Dividend J T45.
DELAWARE DIVERSIFIED INCOME FUND D Dividend L T BUY4/19
K46.
BUY6/21
J47.
PARTIAL SELL7/3
J A48.
PARTIAL SELL10/25
J49.
DRYDEN SH TRM CORP BOND FDCLASS A
B Dividend K T PARTIAL
SELL
7/21
KI. Income Gain Codes: A =$1,000 or less B =$t,OOt -$2,500 c =$2,50 l -$5,000 D =$5,001 - $15,000 E =Sl 5,001 -$50,000
(See Columns BI and 04) F =$50,00t -$100,000 G =$100,00l -$ l ,000,000 Hl =$1,000,001 -$5,000,000 H2 =More than $5,000,000 2. Value Codes J :=$15,000 or less K =$15,001- $50,000 L =S50,00 l -$100,000 M =$100,001 -$250,000
(See Columns Cl and 03) N =$250,00 l -$500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,00l -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T ==Cash Market (Sec Column C2)
Q
=Appraisal V""Other S ==AssessmentName of Person Reporting Date of Report
FINANCIAL DISCLOSURE REPORT
Page 7of11
TEILBORG, JAMES A
0511012007VII. INVESTMENTS and TRUSTS
-income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)D
NONE
(No reportable income, assets, or transactions.)
A.Description of Assets (including trust assets)
B. Income during reporting period
c. Gross value at end of
reporting period
D.
Transactions during reporting period
Place "(X)" after each asset exempt from prior disclosure
(1)
Amount Code l (A-H) (2) Type (e.g. div., rent, or int.) ( l ) Value Code 2 (J-P) (2) Value Method Code3
(Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month-Day(3)
Value Code 2 (J-P)(4)
Gain Code l (A-H)(5)
Identity of buyer/seller (if private transaction)50. FIDELITY ADV OVERSEAS FD CLASS A
None SELL ALL 1/24 K
c
5
l.
GOLDMAN SACHS GRW OPPORTUNITIESB Dividend K T
52. IVY LARGE CAP GROWTH FUND CLASS A
None K T BUY 7/26 J
53. LORD ABBETT ALL VALUE FUND CLASS A A Dividend M T BUY 4/19 M 54. BUY 6/21 J 55. PARTIAL SELL 7/3 J A 56. PARTIAL SELL 10/25 K
c
57. MAINSTAY SM CAP OPPORTUNITIES None K T BUY 7/26 J
58. PIMCO COMMODITY REAL RETURN None SELL ALL 4/17 L
59. UBS DYNAMIC ALPHA FUND CLASS A A Dividend M T BUY 4/19 K
60. BUY 6/21 J
61. PARTIAL
SELL
7/3 J A
62. BUY 10/25 K
63. JOHN HANCOCK FREEDOM 529 ACCOUNT
I
CL AJ T
64. JOHN HANCOCK FREEDOM 529 ACCOUNT 2 CL A
J T
65. JOHN HANCOCK FREEDOM 529 ACCOUNT 3 CL A
K T
66. JOHN HANCOCK FREEDOM 529 J T BUY 11/16 J
I. Income Gain Codes: A =S 1,000 or less B =S 1,00 I - $2,500 C =$2,50 I -$5,000 D =$5,001-$15,000 E=Si5,00I -S50,000 (See Columns BI and
04)
F =$50,00 I -SI 00,000 G =$100,001 - $1,000,000 HI =$1,000,00 I - $5,000,000 112 =More than $5,000,0002. Value Codes J =$15,000 or less K =SI 5,001 - S50,000 L =S50,001 -$100,000 M =$100,001 - $250,000 (See Columns Cl and DJ) N =$250,001 • $500,000 0 =$500,00 I • $1,000,000 PI =$ 1,000,00 I -$5,000,000 P2 =S5,000,00I -$25,000,000
3. Value Method Codes PJ =$25,000,001 -$50,000,000 R =Cost (Real Estale Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q ""Appraisal V =Other S -=Assessment
--Name of Person Reporting Date of Report
FINANCIAL DISCLOSURE REPORT
Page 8of11
TEILBORG, JAMES A
05/10/2007VII. INVESTMENTS and TRUSTS
income, value, transactions (Includes those of the spouse and dependent children. See
PP·34-60 of filing instructions.)
D
NONE
(No reportable income, assets, or transactions.)
A.Description of Assets (including trust assets)
B.
Income during reporting periodc.
Gross value at end ofreporting period
D.
Transactions during reporting period
Place
"(X)"
after each asset exempt from prior disclosure(1)
Amount Code1
(A-H) (2) Type (e.g. div., rent, or int.)(!)
Value Code 2 (J-P) (2) Value Method Code3
(Q-W)
(!)
Type (e.g. buy, sell, redemption) (2) Date Month-Day(3)
Value Code 2 (J-P)(4)
Gain Code 1 (A-H)(5)
Identity of buyer/seller (if private transaction) ACCOUNT 4 CL A67. AMERICAN FUNDS CAP IT AL INCOME D Dividend L T BUY
68. BUY
69. ARIZONA EDUC LN MARKTG SER A-3 B Interest BUY
70. SELL ALL
71. FIDELITY ADV DVRSFD INTL A
c
Dividend K T BUY72. BUY
73. FT. TEMPLETON GROWTH A
c
Dividend M T BUY74. BUY
75. PARTIAL
SELL 76. HENDERSON GLOBAL INVESTORS D Dividend M T BUY
INTL A 77. BUY 78. PARTIAL SELL 79. PARTIAL SELL 80. BUY
81. ING GLOBAL REAL ESTATE FUND CL B Dividend L T BUY A
82. NUVEEN MUNICIPAL VALUE FUND A Distribution
J
T10/25 L 12/26
J
6/22 K 11/08 K 1/27 K 7/26J
4119 M 6/21J
7/3J
A 4119 M 6/21J
7/3J
A 10/25J
A 12111J
10/25 Ll. Income Gain Codes: A =Sl,000 or less B =SI,00! -$ 2,500 c =$2,501 - $5,000 D =$5,001 -Sl5,000 E =$15,001 -$50,000 (See Columns B l and D4) F =$50,001 -SI00,000 G =$100,001 -Sl,000,000 H I =Sl,000,00 l -$5,000,000 H2 =More than SS,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 - $250,000 (See Columns C l and DJ) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 P l =Sl,000,001 -$5,000,000 P2 =$5,000,001 -S25,000,000
3. Value M ethod Codes PJ =$25,000,001 -SS0,000,000 R =Cost (Real Estate Only) P4 =More t han $50,000,000 T =Cash Market
(Sec Column C2) Q =Appraisal V =Oth er S ""Assessment
Date of Report Name of Person Reporting
FINANCIAL DISCLOSURE REPORT
Page 9of11
TEILBORG, JAMES A
05110/2007
VII. INVESTMENTS and TRUSTS
-income, value, transactions r1nc1udes those of the spouse and dependent children. see
PP· 34-60of filing instructions.)
D
NONE
(No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B.
c.
D.Income during Gross value at end of Transactions during reporting period reporting period reporting period
(I) (2) ( l ) (2) (l ) (2) (3)
(4)
(5)
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity ofCode l div., rent, Code 2 Method buy, sell, Month - Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W)
transaction)(X)
83. OPPENHEIMER INTL BOND FD CL A
c
Dividend
L
T
BUY
4/19
L
84.
BUY
6/21
J
85.
PARTIAL
SELL
7/3
J
A
86. ROYCE TOTAL RETURN FUND
c
Dividend
L
T
BUY
4/19
L
87.
BUY
6/21
J
88.
PARTIAL
SELL
7/3
J
A
89.
PARTIAL
SELL
10/25
L
90.
BUY
1217
J
91. TOUCHSTONE MID CAP GROWTH
FUND
D
Dividend
L
T
BUY
10/25
L
92.
BUY
12/8
J
I. Income Gain Codes: A =$1,000 or less B =$ 1,00 I -$2,500 C =$2,501 - S5,000 D =$5,001 -Sl 5,000 E =S15,00I - $50,000 (See Columns Bl and 04) F=$50,001 -$100,000 G=SI00,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J=$15,000 or less K=$15,001 - S50,000 L =$50,00I -$I 00,000 M=SI00,001 -$250,000 (See Columns Cl and 03) N=$250,00 I -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -S5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate
Only)
P4 =More than $50,000,000 T=Cash Market (See Column C2) Q =Appraisal V =Other S =AssessmentName of Person Reporting Date of Report
FINANCIAL DISCLOSURE REPORT
Page 10of11
TEILBORG, JAMES A 05/10/2007VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
(IndicatepartofReport.)PART VII:
LINE 8: THIS PARTNERSHIP ISSUED AN AMENDED K-1 CHANGING 2004 BUSINESS INCOME TO A NET LOSS, INTEREST INCOME TO A CODE "A".
Name of Person Reporting Date of Report
FINANCIAL DISCLOSURE REPORT
Page 11 of 11
TEILBORG, JAMES A05/10/2007
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria-and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
HO KNOWINGLY AND WILFULLY ALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL TIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544