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(1)

“Meaningful Use”

of

Computers in Medicine

How Will NICUs Fit In?

Willa H. Drummond, MD, MS (Informatics) Professor of Pediatrics & Physiology University of Florida College of Medicine

(2)

Disclosures

Relevant financial relationships

 Nothing to disclose

FDA

(3)

Seven years ago...

3

George W. Bush, April 26, 2004 “…Within 10 years, every American must have a

personal electronic medical record.

That's a good goal for the country to achieve.

The federal government has got to take the lead in order to make this

(4)

“ARRA” Legislation

(“Stimulus Bill”)

American Recovery & Reinvestment Act

Passed & signed; Feb 2009

Anticipated HIT budget $45 Billion Final “Meaningful Use” Incentive

Criteria Published - July 2010

...17 Months Later !

STIMULUS Bill incentives start @ 2011

Fiscal Year. Thus, so do the MU

timelines.

Hospitals’ 2011 Fiscal Year started in

October, 2010

Lead time was very short (2.5 months!)

Usual development time for software

upgrades, testing<> installation is about 18 months.

(5)

Certification Process NPRM Released Comments on NPRM due (60 days) Final Rule Released (60 days to draft final rule) Final Rule effective (60 days after release) Federal process to recognize certification entities established (60 days after effective date) First certification entities recognized by federal government (60 days after established) Significant number of products certified (6 months after first entity recognized) Hospitals select products and establish contracts (6 month process) Vendor places hospital on schedule (6 month wait time) Installation (18 to 24 month process) Achieve meaningful

use for the first time

(90 day reporting

period)

Timeline for Meaningful Use

(What took so long?)

Mar 2010 May 2010 July 2010 Sep 2010 Nov 2010 Jan 2011 June 2011 July – Dec 2011 Jan – June 2012 July 2012 - Dec 2013 Jan – Mar 2014 Incentive Program To Start – FY 2011 Amount of incentive drops for newly eligible hospitals – FY 2014 Penalties begin – FY 2015 FINAL RULE T

(6)

Total Federal Health IT Spending (through “ONC”) before the 2009 Health Information Technology for Economic and Clinical Health (HITECH) Act:

$300,000,000

 Total expected gross outlays through HITECH (up to):

$45,000,000,000

15,000% increase >>>>>>

Historical Look at Spending in Health IT

6

(7)

Meaningful Use - DOB July, 2009

860+ page document for the Final Rule  Only discusses STAGE ONE

 15 core requirements, 10 menu requirements

 Quality Measures are not Pediatric appropriate

Eligibility Based on Medicare/Medicaid Patients  20% to 30% Medicaid patient encounters

 Inpatient physicians, some with > 50% Medicaid patients….  ….are excluded from incentive payments.

 Infants under age 2 are also excluded

 (both Inpatient and Outpatient)

NEED for Advocacy and Advising

 Office of the National Coordinator (www.healthit.gov )

 Center for Medicare and Medicaid Services (www.cms.gov )

 Multiple Standards and Policy Agencies

(8)

“The Meaningful Use framework will be about

the goals of care, not the technology.”

“The HITECH Act makes clear that the adoption

of records is not a sufficient purpose: it is the use of EHRs to achieve health and efficiency goals that matters.”

David Blumenthal, MD National Coordinator, ONCIT

(9)
(10)

 Improve quality, safety, efficiency and reduce

disparities

 Engage patients

 Improve coordination of care

 Ensure privacy & security of PHI

 Improve population health and interact with

public health programs

(11)

Stage

Focus

Date Range

Stage 1 Electronic data capture, track & communicate

key conditions, clinical decision support (CDS), quality measure & public health data reporting

Starting in 2011

Stage 2 Expands on Stage 1, covers disease

management dimensions, information

exchange in the most structured format

possible (CPOE and diagnostic study results

like Labs & Rads)

Starting in 2013

Stage 3 Promotes improvements in quality, safety &

efficiency as well as population health, focuses on CDS for national high priority conditions & Patient self-management tools

(Subject to great change & many refinements)

Starting in 2015

(12)

What is MU & Who determines it?

The three basic requirements for

“Meaningful Use” as defined in the new

law, include:

 Use of “certified” EHR technology.

 Electronic exchange of health information

Use EHR to report clinical and process-based

quality measures

Medicare & Medicaid patient mix defines

(13)

Vendor Certification Processes

Two Certification Programs

Temporary certification program to test and certify

Complete EHRs and/or EHR Modules (until Q1 2012)  To Assure availability of Certified EHR Technology in time to

meet MU incentives (for 2012 and beyond).

Permanent certification program to replace the

temporary certification program

 Separate the responsibilities for performing testing and certification

 Introduce accreditation requirements

 Establish requirements for certification bodies.

3 Certifying Agencies approved 12/2010

 21 Certified products as of Oct 1, 2010  Still a Work in Progress.

(14)

HITECH's Framework for MU $$$s

(15)

MU Operational Plans:

Regional Extension Centers (RECs)

$

650 million funded by the HITECH Act

 Creating a network of ~70 Regional Health

Information Technology Extension Centers

 Focusing initially on primary care providers in small practices

 Assists and advises physicians and hospitals

in gaining “Meaningful Use” of EHRs.

(16)

Which Health Care Professionals

Are Eligible for MU Incentives?

Under the HITECH Act, an eligible

professional is defined as, “a physician,

as defined in section 1861(r)” of the

Social Security Act; which includes:

Physician Excludes Hospitalists Dentists  Podiatrists  Optometrists  Chiropractors

(17)

Medicare & Medicaid Services:

EHR Incentive Program

Defines Eligible Hospitals (EH) & Eligible Professionals (EP)

 Establishes payment years & reporting periods

 Creates 3 Stages of implementation;

 Provides details on Stage 1 Goals & requirements for

2011 and 2012.

 Includes hospitals, but…..

Inpatient Physicians (IPs) are bystanders in the mandate

 ... Excluded from financial incentive eligibility,

 Few adequate computer tools exist for complex venues,

 No pediatric-designed Inpatient systems yet exist, and;

(18)

What is required for MU?

Provider

Must use the certified EHR as the primary

record of care for patients

Reports certain clinical quality measures

to CMS (or the State under Medicaid)

Provides certain attestations regarding

(19)

How will physicians prove MU?

Demonstration of Meaningful Use and

information exchange may be satisfied by:

An attestation (2011) ~ like IRS forms

 Submission of claims with appropriate coding

 After code sets are stabilized during ICD10 roll-out in 2013

 Electronic reporting of clinical quality measures

 Increasing percentages at each stage

 “Quality measures” now are challenged as “not data based”  Or as unlikely to change behavior, or improve care (e.g. the

(20)

Eligibility Under Medicaid: Providers

 Any Provider with a National Provider Identifier

 Who over a continuous, representative 90-day

period in the calendar year prior to reporting:

 Has at least 30% of all patient encounters as

Medicaid patients; or,

Is a PEDIATRICAN and has at least 20% of

(21)

Being a Pediatrician is an Advantage:

 Medicare providers will have $ penalties as

early as 2015 for failing to meet MU criteria

 No MU penalties (after 2015) for Medicaid

participants

 Proposes implementation schedules and MU

criteria for 2013 are in the public comment period

Comment Deadline for 2013 MU criteria is

2/28/2011 (www.healthit.gov)

 Please speak your minds & voice your

opinions re excluding infants and children < 2 years old, and inpatient docs ...TODAY.

(22)

Medicaid Providers

 Users of Certified EHR Technology in 2011

 Do NOT need to demonstrate – Attestation ONLY!

 Registration requires State

CMS office readiness.

 Earliest Payment:

Register: January 2011

 Attest: April 2011

(23)

MU “Registration” Began Jan 3, 2011

 Registration is Administered by the Centers for

Medicare & Medicaid Services (CMS).

 State by State Basis

 As of Februqry 2011 (about 2 dozen) states

were ready to process incentive applications.

 Florida was not

 First checks have already been sent out, in

(24)

Core Set - 2011

Use CPOE

 Denominator: Unique patients with at least

one medication

 Numerator: Number of patients with at least

one medication order in CPOE

(25)

Core Set - 2011

Drug-Drug & Drug-Allergy Check

Functionality enabled 100% of the time

Unintended Consequences: Physician

workarounds for “over-alerting” and “alert fatigue”

ePrescribing

 Denominator: permissible prescriptions

Numerator: prescriptions transmitted

electronically using the EHR

(26)

Core Set - 2011

Record Demographics

Date of Birth (needs Time), Preferred

Language, Gender, Race, Ethnicity, (2010 census definitions)

 Denominator: Unique patients

 Numerator: Patients with recorded

demographics

(27)

Core Set - 2011

Recording of Smoking Status

 Denominator: Unique Patients >= 13 years

 Numerator: patients with recorded smoking

status

(28)

Core Set - 2011

Clinical Decision Support

 Implement one CDS rule

Report Ambulatory Clinical Quality

Measures

 2011 – attestation

 2013 – electronic submission

(29)

Core Set - 2011

Electronic Copy of Health Information

 Diagnostic test results, problem list, medication list, medication allergy list

 Denominator: All unique patients who

requested a copy

Numerator: Patients who received a copy

within 3 business days

(30)

Core Set - 2011

Clinical Summary

 May include updated medication list, test

results, procedures and instructions

 Denominator: All unique patients

 Numerator: Patients who received a Clinical

Summary within 3 business days

(31)

Core Set - 2011

Capability to exchange key

clinical information

 Perform 1 test of EHR’s capacity to

exchange electronically

Protect EHR information

 Security risk analysis, implement security, correct deficits

(32)

2011 Menu Set - select 5 of 10

1.

*

Implement drug-formulary checks

 Functionality enabled and access to 1 or more or

formularies

2.

*

Incorporate lab results

 >40% of laboratory results are incorporated in

EHR

3.

*

Patient List by condition

 Generate at least 1 report of patients with a

specific condition

(33)

2011 Menu Set - select 5 of 10

4

. Preventive or Follow-Up Care

 >20% of patients >=65 years or <=5years received an appropriate reminder

5

. *

Timely Electronic Access

 >10% of unique patients are provided electronic access to health information within 4 business days

 Providers may withhold information

(34)

MU Measurement

Even though incentives are paid by

Medicare or Medicaid, the requirements

for MU apply to ALL patients.???

MU measurements are based on a

(35)

Measure Reporting Rules for Kids

Pediatricians required to report

 3 “core” measures

 3 “alternate core” measures

 If the denominator is 0 for any core measure, replace with alternate core measures

 If the denominator is 0 for all core and

alternate core measures, then report on 3 of the “additional” measures

Is this kid over or under 2? Does he count as a person?

(36)

Additional Measures = 0 for NICU

 % of patients aged 18 years and older with a diagnosis of coronary artery disease (CAD) and prior myocardial infarction (MI) that were prescribed beta-blocker therapy.

 % of patients 65 years of age and older who have ever received a pneumococcal vaccine.

 % of women 40-69 years of age who had a mammogram to screen for breast cancer.

 % of adults 50-75 years of age who had appropriate screening for colorectal cancer.

 % of patients aged 18 years and older with a diagnosis of CAD who were prescribed oral antiplatelet therapy.

 % of patients aged 18 years and older with a diagnosis of heart failure who also have LVSD (LVEF < 40%) and who were prescribed betablocker therapy.

 The % of patients 18 years of age and older who were diagnosed with a new episode of

major depression, treated with antidepressant medication, and who remained on an antidepressant medication treatment.

 % of patients aged 18 years and older with a diagnosis of primary open angle glaucoma (POAG) who have been seen for at least 2 office visits who have an optic nerve head evaluation during one or more office visits within 12 months.

 % of patients aged 18 years and older with a diagnosis of diabetic retinopathy who had a dilated macular or fundus exam performed which included documentation of the level of severity of retinopathy and the presence or absence of macular edema during one or more office visits within 12 months.

Meaningful Quality Reporting Measures for Pediatrics ……are limited.

Reporting Measures are of little use to sub-specialists

Many measures could have been expanded to include .pediatric-appropriate health concerns

(37)

MU: Demographics & Opinions

(38)

23% Do Not Intend To Pursue Stimulus

Incentives

(39)

23% Do Not Intend To Pursue Stimulus

Incentives

(40)

17% Do Not Plan On An EMR

(41)

What’s the Problem With EMRs?

Source: TMA survey, 2009

50% 38% 32% 31% 27% 23% 13% 12% 6%

(42)

So – what to do?

 Certified EHR – talk to your vendor!

 National Provider Identifier – get yours, if necessary

 Assess Your Medicaid Population

 Your Inpatients may boost the hospital’s overall eligibility

 Hospital-based practices, NICUs, PICUs and their

physicians, may suffer rapid implementations of software systems not designed to support the teamwork-based, real-time critical workflow for infants.

 Source and nature of rewards for

NICU and Hospitalist docs is unclear.

(43)
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(45)
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(49)

Much Thanks To Many Sources

Medicare and Medicaid Programs; Electronic Health Record Incentive Program - Notice of

Proposed Rule Making. http://edocket.access.gpo.gov/2010/pdf/E9-31217.pdf

Health Information Technology: Initial Set of Standards, Implementation Specifications, and Certification Criteria for Electronic Health Record Technology - Interim Final Rule

http://edocket.access.gpo.gov/2010/pdf/E9-31216.pdf

Diamond L, Bates M. Quality Metrics Requirements for Obtaining Meaningful Use: Developing a Plan for Implementation. (HIMSS web site)

Minnesota health: http://www.health.state.mn.us/e-health/hitech/ht052009faqprov.pdf

HIMSS: One stop for all ARRA information www.himss.org/economicstimulus

ONC: http://healthit.hhs.gov

CMS: www.cms.hhs.gov

Tennessee Office of eHealth Initiatives

California Center for Connected Health

Dr. Joseph Schneider, Past-Chair, AAP Council on Clinical Information Technology

Dr. Eugenia Marcus, Past Vice-Chair, AAP COCIT

Ms. Joy Kuhl, Alliance for Pediatric Quality/HL7 Peds SIG

Ms. Beki Marshall & Ms. Jennifer Mansour, AAP Council Staff Extrordinaire

(50)

Acronyms Dictionary

AQA – Ambulatory Care Quality Alliance LINK

ARRA – American Recovery and Reinvestment Act (a.k.a. the “stimulus bill”) LINK

CCHIT – Certification Commission on Health Information Technology

CDS – Clinical Decision Support LINK, Text Book (link)

CPOE – Computerized Provider Order Entry

CPI – Continuous Process Improvement

EH - Eligible Hospital as defined by the CMS EHR Incentive Program (Internal Link)

EHR – Electronic Health Record

EP – Eligible Provider as defined by the CMS EHR Incentive Program (Internal Link)

HIE – Health Information Exchange

HIT – Health Information Technology

HITECH - Health Information Technology for Economic and Clinical Health Act

HQA – Hospital Quality Alliance (LINK)

IFR – Interim Final Rule LINK

MU – Meaningful Use LINK

NACHRI – National Association of Children’s Hospitals and Related Institutions

NPRM– Notice of Proposed Rule Making LINK

NQF – National Quality Forum LINK

ONC – The Office of the National Coordinator for Health Information Technology LINK

PHI – Protected Health Information LINK

PI – Process Improvement LINK

PQRI – Physician Quality Reporting Initiative LINK

QuIIN – Quality…..

RECs – Regional Extension Centers

References

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