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Module 4

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Understanding your responsibilities

What does the law require you to do?

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Understanding your responsibilities

 As a manager, you know you have health and safety responsibilities, but what is there

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The law sets the boundaries within which companies must operate

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Understanding your responsibilities

The law attempts to be fair by requiring you to be responsible for

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Understanding your responsibilities

 According to the law, employers are not responsible for issues they can successfully

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Understanding your responsibilities

There are three simple tests to determine whether a risk is reasonably foreseeable:

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Understanding your responsibilities

There are three simple tests to determine whether a risk is reasonably foreseeable: • common knowledge

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Understanding your responsibilities

• common knowledge • industry knowledge

There are three simple tests to determine whether a risk is reasonably foreseeable:

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Understanding your responsibilities

• common knowledge • industry knowledge • expert knowledge

There are three simple tests to determine whether a risk is reasonably foreseeable:

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Understanding your responsibilities

 As a manager, you’re required to assess reasonably foreseeable risks, and reduce

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Understanding your responsibilities

 As a manager, you’re required to assess reasonably foreseeable risks, and reduce

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Understanding your responsibilities

 As a manager, you’re required to assess reasonably foreseeable risks, and reduce

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Understanding your responsibilities

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Health and Safety at Work etc Act 1974 (HASWA)

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Understanding your responsibilities

The Management of Health and Safety at Work Regulations 1999

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Understanding your responsibilities

The Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 1995

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These statutes are put in place by

parliament in an attempt to stop accidents and injury before they happen

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Understanding your responsibilities

In criminal law, the State must prove its case ‘beyond reasonable doubt’

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Likely outcomes of a criminal case: Fines

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People injured by the negligence of others or a breach of statutory duty can seek

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• the defendant owed the claimant a duty of care

To be successful, the claimant must show that:

• the duty of care was breached

• the injury was caused by the breach of the duty of care

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If the employee played a part in the injury, the claim may be reduced due to contributory negligence

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Understanding your responsibilities

However, if other employees caused the injury, the employer may still be

ultimately responsible due to vicarious liability

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Understanding your responsibilities

In civil law, the claimant must prove its case ‘on the balance of probabilities’

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 A decision made by a judge is a precedent, which means that the verdict of this case will

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1. Who does the court case focus on? The accused The injured party

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Understanding your responsibilities

1. Who does the court case focus on?

The accused The injured

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2. What is the main source of this type of

law? Common law precedence

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2. What is the main source of this type of law?

Statute law Common law

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3. Who makes this kind of law?

Judges Parliament

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3. Who makes this kind of law?

Parliament

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4. Who initiates legal proceedings?

HSE or Local Authority  Anyone affected

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4. Who initiates legal proceedings?

HSE or 

Local Authority  Anyone

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5. What is the most likely outcome for this

case? Compensation payouts

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5. What is the most likely outcome for this case? Fines and/or  possible imprisonment Compensation payouts

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6. Who is responsible for proving the case (burden of proof)? The State

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Understanding your responsibilities

6. Who is responsible for proving the case (burden of proof)?

The State

The claimant

(subject to health and safety law)

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7. What is the burden of proof?

On the balance of probabilities Beyond reasonable doubt

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7. What is the burden of proof?

Beyond reasonable doubt On the balance of probabilities

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8. Normally, how soon must legal action

start? Three years

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8. Normally, how soon must legal action start?

Six months for 

summary offences discovery of harmThree years from

(but can be extended)

(but courts have discretion to extend)

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9. What are the main parts of the law that

apply? HASWA 1974…

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Understanding your responsibilities

9. What are the main parts of the law that apply to health and safety?

Health and Safety at Work etc Act

1974 and associated regulations Duty of care, negligence, and breach of statutory duty

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Understanding your responsibilities

Help with interpreting and applying the law can be found in the form of:

• approved codes of practice • guidance documents

• industry specific guidance

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Understanding your responsibilities

Now that you’ve seen what could happen after a serious accident, what kind of system

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Understanding your responsibilities

What are the key parts of a health and safety management system?

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Understanding your responsibilities

Most health and safety management systems are based around the principle:

Policy

Planning and organising

Implementing and operating

Measuring performance

Review and continual improvement

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Understanding your responsibilities

The key benefits of introducing a health and safety management system are to:

• comply with legislative requirements • help deliver the policy

• improve management of risks • provide competitive edge

• provide synergy with good business management

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 A policy is your commitment to comply with the law and meet your responsibilities

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The next step involves planning for hazards, risks, emergencies and responses

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Then, organise responsibilities, and ensure each worker is capable of fulfilling them

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Understanding your responsibilities

Then, organise responsibilities, and ensure each worker is capable of fulfilling them

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Implement your policy, planning and organisation by putting it into operation

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The only way you can find out if your plans are working is to measure performance

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For accurate records, performance should be measured both short and long term

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If you find that adjustments are necessary,

If you find that adjustments are necessary,

you may need to

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OHSAS 18001 / ISO 14001 Management System Elements OHSAS 18001 / ISO 14001 Management System Elements

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Understanding your responsibilities

When it comes to responsibility, you need to: • appreciate the key procedures so you

understand when to act, and when not to • reduce reasonably foreseeable risks so

far as is reasonably practicable

• adapt your HSMS to the specific needs of your organisation to support sustainability • get everyone involved!

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Understanding your responsibilities

• What does the law require you to do? • How does the law work?

• What are the key parts of a health and safety management system? Key learning points:

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Understanding your responsibilities

• What does the law require you to do? • How does the law work?

• What are the key parts of a health and safety management system? Key learning points:

References

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