What is
Grounded
Theory?
• A systematic method of analyzing and collecting data to develop theories
• Merge the process of data collection and analysis
• Move back and forth between data collection and analysis in a attempt to “ground” the
Purposes of
Grounded
Theory
• Minimize the imposition of the researcher’s own categories of meaning upon the data during the research process
The principles of
grounded theory
method
• Categories
• Coding
• Constant comparative analysis
• Negative case analysis
• Theoretical sensitivity
• Theoretical sampling
• Theoretical saturation
Categories
• Identify categories at a higher level of abstraction
• Be analytic categories
• Interpret instances of phenomena
• Emerge from the data • Evolve throughout the
Coding
• The process by which categories are identified
• Theoretical coding involves the application of a coding paradigm to the data
Constant
comparative analysis
• Ensure that the coding process maintains its momentum by moving
back and forth between the identification of similarities among and differences
between emerging categories
• Ensure that the research does not merely build up categories but also breaks them down again into
Negative case
analysis
• Develop emerging theory in the light of the evidence
• Look for “negative cases” that do not fit into identified category or linkage between
categories
• Allow to qualify and elaborate the emerging theory, adding depth and density to it
Theoretical
Sensitivity
• Is what moves the researcher from a
descriptive to an analytic level
• Engage with the data by asking questions, making comparisons and looking for opposite
Theoretical
Sampling
• Collect further data in the light of categories that have emerged from earlier stages if data analysis
• Check emerging theory against reality by sampling incidents that may challenge or elaborate its developing claims
Theoretical
Saturation
Continue to sample
and code data until
no new categories
can be identified, and
until
new instances
of
variation
for
Memo-writing
• Write definitions of categories and justify labels
chosen for them
• Trace their emergent relationships with one
another
• Keep a record of the progressive integration of higher-and lover-level categories
• Show the changes of direction in the analytic process and emerging perspectives
• Provide reflections on the adequacy of the research question
• Provide information about the research process. The substantive findings of the study
Research Question in
Grounded Theory
• Serve to identify the
phenomenon wishing to study at the outset
• Become progressively focused throughout the research process
• Can change altogether in the light of emerging
Formulate
the
Research
Question in
Grounded
Theory
DO
• Be open-ended question
• Identify the phenomenon of interest without making (too many) assumptions
• Orientate towards action and process (HOW)
DON’T
• Be compatible with “Yes/No” answers
• Employ constructs derived from existing theories
Data
Collection
• Data collection techniques:
– Semi-structured interview – Participant observation – Focus groups
– Diaries
Full version
of Grounded
Theory
• Collect some data
• Explore the data through initial open coding
• Establish tentative linkages between categories
• Return to the field to collect further data
Abbreviated
version of
Grounded
Theory
• Work with the original data only – interview transcripts or other documents
• Do not have opportunity to leave the
confines of the original data set to broaden and refine the analysis
Data
Analysis -
Coding
• Coding – carried out by:
– Line-by-line
– Sentence-by-sentence – Paragraph-by-paragraph – Page-by-page
– Section-by-section
• The smaller the unit of analysis, the more numerous the descriptive categories that emerge initially
• Should carry out line-by-line coding to ensure that the analysis is truly grounded and that higher-level
categories and theoretical formulation actually emerge from the data
• Rely on interaction between researcher and their data
Data
Analysis -
Coding
• Involve a close coding of statements,
actions, events and documents define connections between data
• Break data up into their components or properties
• Define actions that shape and support these data
• Invoke analytic questions from the start:
– What do the data suggest?
– From whose point of view?
– What theoretical category does this datum indicate?
Data
Analysis -
Coding
Generate largely descriptive
labels for occurrences or
phenomena
1
Establish linkages between
such categories
2
Integrate them into
higher-order analytic using coding
paradigm
Writing up
• Introduction
• Method
• Results
• Discussion
Introduction
• Present a rational for the study – theoretical or practical concerns• Identify a recent un-investigated social phenomenon
• Identify a phenomenon that a large research literature has studied about but none of
them reported asked the type of question
Method
• Describe exactly what the researcher did and why• Include information about:
– Data collection techniques
– Choice of contexts and participants – How data were coded
– How categories were integrated
• Contain ethical consideration and discussion of reflexivity
• Full version of the grounded theory:
– Provide an account of how the cyclical process of data collection and analysis progressed throughout the research
• Abbreviated version of the grounded theory:
Results
• Represent the major categories and theirrelationships with one another in the form of a flowchart or a table
• Introduce and discuss each category • Examine the relationships between
categories in details
Discussion
• Discuss and address:– What has the study contributed to our understanding
of the phenomenon under investigation?
– What may be the practical applications of our findings?
– Was our research question the right question to ask? – Why may we have got it wrong?
– What does this tell us about our assumptions about the phenomenon?
• Discuss our findings in relation to the existing literature:
– To what extent does our research challenge or support existing theories?
– What can our work contribute to theoretical
developments in the filed?
References
and
Appendices
• Include a list of references – all authors referred to in the report
• Include appendices
– Contain additional data supporting the analysis presented in the report