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R E S E A R C H

Open Access

On equivalent conditions of two sequences

to be R-dual

Zhitao Chuang

1*

and Junjian Zhao

2

*Correspondence:

[email protected]

1College of Mathematics and

Information Science, North China University of Water Resources and Electric Power, Zhengzhou, 450011, P.R. China

Full list of author information is available at the end of the article

Abstract

The concept of R-duals was introduced by Casazza, Kutyniok, and Lammers in 2004. In this paper, we give a condition when a Parseval frame can be dilated to an

orthonormal basis of a given separable Hilbert spaceH. This is advantageous for deriving a condition for a sequence{

ω

j}jJto be an R-dual of a given frame{fj}jJ.

1 Introduction

The concept of R-duals was first introduced by Casazzaet al.in []. Although it is defined in general frame theory, there is a natural connection with Gabor frame theory. And it is still an open problem whether the duality principle in Gabor analysis actually can be derived from the theory of the R-dual. Lots of scholars have done much research in this area. Reference [] introduces various alternative R-duals and shows their relations with Gabor frames. References [] and [] consider R-dual in Banach space. In [], the authors give an equivalent condition for a sequence{ωj}jJto be an R-dual of a given frame{fj}jJ.

However, we think there is a mistake in their proof. The correction of it will be discussed in Section .

The dilation viewpoint on frames is introduced by Larson and Han in [], which has a natural relation with the R-dual. They point out that any Parseval frame can be dilated to an orthonormal basis. But given a Hilbert spaceHand a Parseval frame of a subspace ofH, can the Parseval frame be dilated to an orthonormal basis forH? This will be discussed in Section .

In the entire paper, we letH denote a separable Hilbert space, with the inner product

·,·, andJbe a countable index set.

Definition  A sequence{fj}jJ of elements inHis a frame forHif there exist constants

A,B>  such that

Af≤

jJ

f,fj

Bf, fH.

The constantsA,Bare called a lower and upper frame bounds for the frame. A frame is A-tight, ifA=B. IfA=B= , it is called a Parseval frame (a normalized tight frame in []).

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Definition  A sequence{ωj}jJinHis a Riesz sequence if there exist constantsC,D> 

such that

C

jJ |cj|≤

jJ

cjωj

≤D

jJ |cj|

for all finite sequence{cj}jJ. The numbersC,Dare called Riesz bounds. A Riesz sequence

is a Riesz basis forHif it is complete inH.

For more information as regards frames and Riesz bases we refer to the monograph []. We now state the definition of the R-dual sequence.

Definition [] Let{ei}iJ and{hi}iJdenote two orthonormal bases forH, and let{fi}iJ

be any sequence inHfor which

iJ

fi,ej

<∞, ∀jJ.

The R-dual of{fi}iJwith respect to the orthonormal bases{ei}ijand{hi}iJis the sequence {ωj}jJ given by

ωj=

iJ

fi,ejhi, jJ. (.)

It is well known from [] that {fi}iJ is a frame forH with bounds A,Bif and only if {ωj}jJis a Riesz sequence inHwith boundsA,B. But given two sequence{fi}iJand{ωj}jJ,

under what conditions can we find orthonormal bases{ei}iJ and{hi}iJ forHsuch that

(.) holds? This is the main question we want to answer in this paper. It will be discussed in Section  explicitly. Assume that{fi}iJ is a frame forH. Define a sequence{ni}iJby

ni=

kJ

ek,fi ˜ωk, iJ, (.)

where{ ˜ωj}jJ is the canonical dual Riesz sequence of{ωj}jJ. The construction of{ni}iJ

comes from []. It plays an important role in this paper.

Proposition [] Let{ωj}jJ be a Riesz basis for the subspace W of H,with dual Riesz

basis{ ˜ωk}kJ.Let{ei}iJbe an orthonormal basis for H.Given any sequence{fi}iJin H,the

following hold:

(i) There exists a sequence{hi}iJinHsuch that

fi=

jJ

ωj,hiej, ∀iJ. (.)

(ii) The sequence{hi}iJsatisfying(.)is characterized as

hi=mi+ni, (.)

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(iii) If{ωj}jJis a Riesz basis forH,then(.)has the unique solution

hi=ni, iJ.

In [], Christensenet al.give a solution to the main question.

Theorem [] Let{ωj}jJ be a Riesz sequence spanning a proper subspace W of H and {ei}iJ an orthonormal basis for H.Given any frame{fi}iJ for H,the following are

equiva-lent:

(i) {ωj}jJis an R-dual of{fi}iJw.r.t.{ei}iJand some orthonormal basis{hi}iJ.

(ii) There exists an orthonormal basis{hi}iJforHsatisfying(.).

(iii) The sequence{ni}iJin(.)is a Parseval frame.

We point out that, in fact, (iii) is not equivalent to the other items in Theorem . In order to clarify this, we need the following proposition from [].

Proposition [] Let J be a countable(or finite)index set.Suppose that{xn:nJ}is a

Parseval frame for W.Then there exist a Hilbert space KW and an orthonormal basis

{en:nJ}for K such that Pen=xn,where P is the orthogonal projection from K onto W.

2 A dilation theorem

In this section, a dilation theorem is given, which will be used in Section . Firstly, we give an example to show that Theorem  is not strictly right.

Example  In this example, we choose the index setJ=N, the natural number set.

Sup-pose{zi}iJ is an orthonormal basis forH. Definefi= ziandωi= zifor alliJ. Then

the sequence{fi}iJis a Parseval frame with frame bounds  and{ωj}jJis a Riesz sequence

with bounds  as well. The canonical dual{ ˜ωj}jJof{ωj}jJ equals{zj}jJ. Let

ni=

kJ

zk,fi ˜ωk=

kJ zk, zi

zk=zi.

Obviously,{ni}iJ is a Parseval frame, but{ωj}jJ cannot be an R-dual of{fi}iJ. If not, by

(ii) of Proposition , an orthonormal basis{hi}iJ forHcan be characterized by

hi=mi+ni,

wheremiW⊥for alliJ. SinceniW, we have

 =hi=mi+ni=mi+ni=mi+zi.

Sincezi= , one hasmi=  for alliJ. Thereforehi=ni=zi. This contradicts{hi}iJ

being an orthonormal basis forH. Thus (iii) of Proposition  is not right.

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Theorem  Given two separable Hilbert spaces HM,suppose that{xn}nJ is a Parseval

frame for W.Then there exists an orthonormal basis{en}nJfor H s.t.Pen=xnif and only if

dim(kerT) =dimW⊥, (.)

where P is an orthogonal projection from H onto W,T is the synthesis operator of{xi}iJ.

Proof First we treat sufficiency. Since

iJ

cixi=

iJ

ciPei=P

iJ

ciei,

for any{ci}iJ(J), a sequence{ci}iJ∈kerTif and only if

iJcieiW⊥. So (.) holds.

Now we treat necessity. Suppose (.) holds, from the proof of the Proposition , there exist a Hilbert spaceK=(J), an orthogonal projectionP, and an orthonormal basis{e

i}iJ

forK, such that

Pei=θ(xi), (.)

where θ is the analysis operator of{xi}. Sinceθ is injective, it has inverse restricted to

θ(W). For simplicity, we just denote it byθ–. For any{ci}iJ(J), since

iJ

cix,xi=

x,

iJ

cixi ,

we have

dim kerT=dimθ(W)⊥. (.)

Together with (.), we have

dimW⊥=dim(kerT) =dimθ(W)⊥.

Therefore, there is an unitary operatorηfromW⊥onto (θ(W))⊥. Combining withθ, we can define a unitary operatorUfromHontoK:

Ut=U(t+t) =θt+ηt, t∈W,t∈W⊥. One can easily get

U–y=U–(y+y) =θ–y+η–y, y∈θ(W),y∈θ(W)⊥. Therefore,U∗=U–. In fact, fortHandyK,

Ut,y=U(t+t),y+y

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=t,θ–y

+t,η–y

=t,θ–y+η–y

=t,U–y

=t,Uy,

where the third equation is due to the Parseval frame property of{xn}nJand unitarity ofη.

Because of the unitarity ofU, alsoi=U–eiis an orthonormal basis forH.

Now, takingU–on the two sides of (.), we have

U–Pei=U–PUU–ei=U–PUi=xi.

We claim that U–PU is also an orthogonal projection. In fact, by the properties ofU andP, we have

U–PU=U–PU=U–PU

and

U–PU∗=UPU∗=UPU=U–PU.

Thus we get as desired the complete proof.

3 Conditions of R-dual

In this section, we discuss under what conditions{ωi}iJcan be an R-dual of{fi}iJ. At first,

we give two lemmata which will be used later.

Lemma  Let{ni}iJbe defined as(.),W the close span of{ωj}jJ,thenspan{ni}iJ=W.

Proof Sinceni=

kJek,fi ˜ωk, we have span{ni}iJ⊆span{ ˜ωi}iJ=W.

In the opposite direction, since{fi}iJis a frame forH, there exists a sequence{c}J(J)

such thatem=

JcfformJ. Then one has

J

cn=

J

c

kJ

ek,f ˜ωk=

kJ

ek,

J

cf ω˜k=

kJ

ek,em ˜ωk=ω˜m.

ThusW⊆span{ni}iJ. We have the desired result.

DefineSωf =

kJf,ωkωkand˜f =

kJf,ω˜k ˜ωk, forfW. ThenS

–

˜

ω ω˜kis an or-thonormal basis forW. Sinceωk,S–ωω=δk,by [], one hasω˜k=–ωk. Furthermore,

we have

˜f =

kJ

f,S–ωωk

S–ωωk=S–ωSωSω–f =S–ωf, ∀fW.

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Let k=S

–

˜

ω ω˜, thenω˜k=S  

˜

ωk. Let{ek}kJ be an orthonormal basis forH, define an antiunitary operator:H−→Wby

f =

kJ

ckek

=

kJ

ckk, forf=

kJ

ckekH.

Obviously, the inverse ofis also an antiunitary operator and

–g=–

kJ

ckk

=

kJ

ckek, ∀gW.

Furthermore, the antiunitary operatorhas the following property.

Lemma  Letbe defined as above,thenf,g=–g,ffor any fH and gW. Proof By the definition of, one has

f,g=

kJ

ek,fk,g =

kJ

ek,fk,g=

kJ

k,gek,f =

–g,f.

Theorem  There exists an orthonormal basis{ei}iJsuch that{ni}iJis a Parseval frame

if and only if there exists an antiunitary operatorsuch that Sω=S–,where S is the frame operator of{fi}iJ.

Proof By the definition of{ni}iJ and Lemma , we have

iJ

f,ni

=

iJ

f,

kJ

ek,fi ˜ωk

=

iJ

kJ

fi,ekf,ω˜k

=

kJ

J

iJ

fi,eke,fi

f,ω˜k ˜ω,f

=

kJ

J e,Sek

f,S  

˜

ωek

S  

˜

ωe,f

=

kJ

J e,Sek

ek,–S

  ˜ ωf –S   ˜

ωf,e

=

kJ

ek,–S

  ˜ ωf –S   ˜

ωf,Sek

=

kJ

–S  

˜

ωf,Sek

ek,–S

 

˜

ωf

=S–S  

˜

ωf, –S

˜

ωf

=f,S  

˜

ωS –S

˜

ωf

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Suppose{ni}iJ is a Parseval frame; then we have

iJ

f,ni

=f, ∀fW. (.)

By (.), it becomes

iJ

f,ni

 =f,S

 

˜

ωS –S

˜

ωf

=f,f. (.)

For arbitrary complex numbersaandb, we have

S–(af +bg) =Sa–f+b–g=aS–f+bS–g.

ThusS–is a linear operator, so is the operatorS

˜

ωS–S  

˜

ω. This meansS  

˜

ωS–S  

˜

ω= Iby (.),i.e.

=S–.

On the other hand, assume there exists an antiunitary operatorsuch that=S–. Defineej=–j=–S

–

ω ω˜k, then (.) means

ni=

kJ

ek,fi ˜ωk

is a Parseval frame.

Theorem  Suppose{fi}iJis a frame for a separable Hilbert space H and{ωj}jJis a Riesz

sequence in H.{fi}iJis an R-dual of{ωj}jJif and only if the following two conditions hold:

(i) there exists an antiunitary operators.t.Sw=S–;

(ii) dim(kerT) =dim(W⊥).

Proof By Proposition ,{fi}iJis an R-dual of{ωj}jJ if and only if{ni}iJ can be dilated to

an orthonormal basis forH. By Theorem , this is equivalent to{ni}iJ being a Parseval

frame and (ii) holding. Using Theorem , we see that{fi}iJ is an R-dual of{ωj}jJ if and

only (i) and (ii) hold.

We appreciate one reviewer having pointed out that Theorem  is of exactly the same type as the characterizations of type II/III in []. In the special case, if{fi}i∈Nis an A-tight

frame for a separable Hilbert spaceHwith infinite dimension and{ωj}j∈N is an A-tight

Riesz sequence whereNdenotes the natural number set, then there must be an antiunitary operatorformHontoW. So we haveS=AIH,SW=AIW, and

SW=AIW=AIH–=S–.

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Corollary  []Let{fi}iJ be a tight frame for H and let{ωj}jJ be a tight Riesz sequence

in H with the same bound.Denote the synthesis operator for{fi}iJby T.Then{ωj}jJis an

R-dual of{fi}iJif and only ifdim(kerT) =dim(W⊥)holds.

Remark  SinceSWf =

jJf,ωjωjand

S–f =

jJ

fj,–f

fj=

jJ

f,fjfj,

(i) of Theorem  is equivalent to there existing an antiunitary operator such that

jJ

f,ωjωj=

jJ

f,fjfj.

Remark  For parametersa,b∈R, define the operatorsTaandEbonL(R)byTaf(x) =

f(xa) and Ebf(x) = eπibxf(x), respectively. From [], we know that if ab<  and {EmbTnag}m,n∈Z is a frame, then {EmbTnag}m,n∈Z has an infinite excess. If ab> , then {EmbTna}m,n∈Zhas an infinite deficit. This demonstrates that, if we want to solve the open

problem, we only need (i) of Theorem  to hold. By Remark , this is equivalent to finding an antiunitary operatorsuch that

m,n

f,EmbTnagEmbTnag=

m,n

f,√

abEm/aTn/bg

abEm/aTn/bg.

Competing interests

The authors declare that they have no competing interests.

Authors? contributions

All authors contributed to each part of this work equally and read and approved the final manuscript.

Author details

1College of Mathematics and Information Science, North China University of Water Resources and Electric Power,

Zhengzhou, 450011, P.R. China. 2Department of Mathematics, Tianjin Polytechnic University, Tianjin, 300387, P.R. China.

Acknowledgements

This study was partially supported by the National Science Foundation for Young Scientists of China (Grant No. 11401433). The authors would like to express their thanks to the reviewers for their helpful comments and suggestions.

Received: 28 September 2014 Accepted: 13 December 2014 References

1. Casazza, PG, Kutyniok, G, Lammers, MC: Duality principles in frame theory. J. Fourier Anal. Appl.10(4), 383-408 (2004) 2. Stoeva, DT, Christensen, O: On R-duals and the duality principle in Gabor analysis. ArXiv e-prints, April 2014 3. Xian, XM, Zhu, YC: Duality principles of frames in Banach spaces. Acta Math. Sci. Ser. A Chin. Ed.29(1), 94-102 (2009) 4. Christensen, O, Xiao, XC, Zhu, YC: Characterizing R-duality in Banach spaces. Acta Math. Sin. Engl. Ser.29(1), 75-84

(2013)

5. Christensen, O, Kim, HO, Kim, RY: On the duality principle by Casazza, Kutyniok, and Lammers. J. Fourier Anal. Appl. 17(4), 640-655 (2011)

6. Larson, DR, Han, D: Frames, bases, and group representations. Mem. Am. Math. Soc.147, 697 (first of 4 numbers) (2000) 7. Christensen, O: An Introduction to Frames and Riesz Bases. Applied and Numerical Harmonic Analysis. Birkhäuser,

Boston (2002)

References

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