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ABSTRACT

ANGUS, MICHAEL PETER. Rainfall in East Africa: Uncertainties in Data Availability and the Recent Drying Trend. (Under the direction of Dr. Fredrick Semazzi.)

Reliable observation networks are an essential component in predicting and understanding

the mechanisms underlying seasonal rainfall in East Africa. However between 1980 and 2010,

the number of station observations in the region declined substantially, reducing the ability of

these networks to reliably inform our understanding of the seasonal rainfall. Simultaneously, the

networks recorded a significant decline in the total rainfall amount of the Long Rains. Several

mechanisms have been proposed for the decline of the Long Rains overall precipitation, but

no attempt has been made to assess the impact of station data loss on the observed seasonal

rainfall change. This study aims to address this to increase confidence in future projections of

rainfall variability for this vulnerable region.

The characteristics of the recent drying trend are first defined through a comprehensive

review of the previous literature and by directly comparing multiple precipitation data. The

Long Rains trend is observed to be independent across the three months of the season and

as such conclusions are drawn for each separately. The relationship between precipitation and

station decline is clearly observed in May, where a significant drying trend is only observed in

gauge networks which retain local station information. No significant trends are observed during

March in any available dataset, motivating a move away from the standard "MAM" Long Rains

season.

A two pronged approach is taken to quantify the uncertainty surrounding the Long Rains

decline; a simulation of station loss in East Africa between 1951 and 1980 is developed to isolate

the impact of varying gauge number, and alternative measures of drying are analyzed to isolate

the impact of rainfall decline. Regional trends driven by station data loss are of equal magnitude

to the observed drying trend, particularly in southern Tanzania where station decrease has been

most extensive, casting doubt on the observed rainfall trend during April in this region. Proxy

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trend during May, necessitating increased station coverage in these countries. Based on these

results it is proposed that the search for causes of the recent drying trend shift focus from April

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Rainfall in East Africa: Uncertainties in Data Availability and the Recent Drying Trend

by

Michael Peter Angus

A dissertation submitted to the Graduate Faculty of North Carolina State University

in partial fulfillment of the requirements for the Degree of

Doctor of Philosophy

Marine, Earth and Atmospheric Sciences

Raleigh, North Carolina

2018

APPROVED BY:

Dr. Walter Robinson Dr. Anantha Aiyyer

Dr. Nagiza Samatova Dr. Fredrick Semazzi

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BIOGRAPHY

Michael Angus was born in the North East of England, where he attended high school in

the market town of Chester-le-Street. After finishing school, Michael ventured into the outside

world to begin his B.Sc in Meteorology and Oceanography at the University of East Anglia in

2006. During his studies, he completed a year long work experience program at the National

Oceanography Centre in Liverpool, focusing on coastal flooding in the Thames Valley region.

Upon graduating, Michael moved further afield to join North Carolina State University in 2010,

where he began a masters in Internal Wave Physics under the tuition of Dr Ping-Tung Shaw,

gaining his M.S. degree in 2012. He went on to study for his PhD, switching topics to climate

variability in East Africa. While in the Marine, Earth and Atmospheric Sciences Department,

Michael became President of the Graduate Student Association, helped to set up the graduate

student symposium, and led a number of intramural sports teams to miserable but enjoyable

failure. Taking the opportunity to explore the US during his studies, Michael made it to 25 out

of 50 states, which he thinks is pretty okay.

During this project, Michael found the uncertain future of the people of East Africa a

constant source of motivation. In this spirit, he would like to include the following lines from

"Equatorial Rainstorm" written by American poet Tom Heidlebaugh while living in Kenya:

The rain said, receding:

I only consider myself complete

When every wet chilled man prays

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ACKNOWLEDGEMENTS

I would like to thank my adviser Dr Fredrick Semazzi for his helpful suggestions and professional

instruction throughout this PhD project as well as the other members of my advisory committee

for agreeing to serve and advise: Dr Walt Robinson, Dr Anantha Aiyyer and Dr Nagiza Samatova.

All of my committee members were vital to my success, but I would particularly like to thank Dr

Robinson for providing the wider perspective I at times lost somewhere in my code. My colleagues

in the computer sciences department of NC State were instrumental in developing some of the

techniques applied here, and I would especially like to thank Mandar Chaudhary and Gonzalo

Bello. I would also like to acknowledge my lab mate Masilin Gudoshava for helpful suggestions

throughout, and Dr Stefan Liess of the University of Minnesota for some methodology pointers.

Multiple data sets were provided by the NOAA/OAR/ESRL PSD, Boulder, Colorado, USA,

from their Web site at http://www.esrl.noaa.gov/psd/, and the CMIP5 data portal hosted

by Lawrence Livermore National Laboratory at https://esgf-node.llnl.gov/projects/esgf-llnl/.

This project was partially funded by NSF award grant No. 1029731. On a personal note, I am

extremely grateful for the patience and overly generous support of my partner and occasional

lab mate Rowan Argent.

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TABLE OF CONTENTS

LIST OF TABLES . . . vi

LIST OF FIGURES. . . vii

Chapter 1 Introduction . . . 1

1.1 Background and Motivation . . . 1

1.2 An Overview of the East African rainfall paradigm . . . 2

1.3 The recent Long Rains precipitation decline . . . 5

1.4 "The East African Climate Paradox" . . . 8

1.5 Objectives . . . 10

1.6 Figures . . . 12

Chapter 2 Recent decline in consistency amongst gridded precipitation datasets in East Africa . . . 15

2.1 Introduction . . . 15

2.2 Data and Methods . . . 17

2.3 Climatology and Trends in the Long Rains . . . 19

2.4 East African station data loss . . . 22

2.5 Discussion and Conclusion . . . 24

2.6 Tables . . . 27

2.7 Figures . . . 28

Chapter 3 The impact of simulated station data loss on the Long Rains decline 45 3.1 Introduction . . . 45

3.2 Data and Methods . . . 47

3.3 Comparison of Interpolation methods . . . 49

3.4 Gauge density variation in the interpolated GHCN data . . . 51

3.5 Trend analysis . . . 53

3.6 Spatial homogeneity . . . 56

3.7 Conclusion . . . 56

3.8 Figures . . . 59

Chapter 4 The long rains decline in precipitation dependent proxy datasets. . 76

4.1 Introduction . . . 76

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4.4.1 Data and Methods . . . 87

4.4.2 Results . . . 89

4.5 Summary and Future Work . . . 91

4.6 Tables . . . 93

4.7 Figures . . . 99

Chapter 5 The Long Rains decline in Atmospheric Climate Models and Re-analyses . . . .111

5.1 Introduction . . . 111

5.2 Data and Methods . . . 112

5.3 Model Performance . . . 112

5.4 Model Trends . . . 114

5.5 Summary and Future Work . . . 116

5.6 Tables . . . 118

5.7 Figures . . . 120

Chapter 6 Conclusion . . . .129

REFERENCES . . . .132

APPENDIX . . . .148

Appendix A . . . 149

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LIST OF TABLES

Table 2.1 Gridded precipitation datasets available in East Africa. TIR = Thermal Infrared, PMW = Passive Microwave, both from satellite measurements. . 27 Table 2.2 Correlation between GPCC precipitation for each of the months in the

Long Rains season, averaged over the whole East African domain for the period 1951-1980. Correlations in bold significant at the 90% confidence interval (P<0.1) . . . 27

Table 4.1 2012 Landcover classification from MODIS data set MCD12Q1 . . . 93 Table 4.2 East Africa wide changes in Cassava Yield, for 1982-2008. Bold Trends

significant at the 95% confidence level, based on the Mann-Kendall test. Decadal averages provided for reference . . . 94 Table 4.3 East Africa wide changes in Maize Yield, for 1982-2008. Bold Trends

signif-icant at the 95% confidence level, based on the Mann-Kendall test. Decadal averages provided for reference . . . 95 Table 4.4 East Africa wide changes in Sorghum Yield, for 1982-2008. Bold Trends

significant at the 95% confidence level, based on the Mann-Kendall test. Decadal averages provided for reference . . . 96 Table 4.5 Climate Indices chosen for community guided feature selection . . . 97 Table 4.6 Percentage of experiments (out of 30) during which a climate index was

selected as a response to the given rainfall timeseries, using Community Guided Feature Selection for 1951-1980. . . 98

Table 5.1 Members of the CMIP5 AMIP Family of Models selected for this study. Each model includes data from at least 1982-2008. . . 118 Table 5.2 Reanalysis data sets, for which precipitation estimates were calculated from

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LIST OF FIGURES

Figure 1.1 East Africa domain, with topographical height shown in background. Inset shows location globally (red box). . . 12 Figure 1.2 a) Monthly observed precipitation for 1982-2008, spatially averaged over

the East Africa domain. CenTrends has been interpolated to the same grid as the GPCC rainfall data set. b) Monthly rainfall maximum over the same period in the CenTrends rainfall dataset. . . 13 Figure 1.3 Climatological mean precipitation (mm/month), averaged between 27.5◦E

and 52◦E, for gridded gauge data (CenTrends) over two year periods 1955-1956 to 2007-2008. . . 14

Figure 2.1 Percentage of rainfall for each month as a total of the annual rainfall in East Africa. Climatology based on the GPCC data set, 1951-1980. . . 28 Figure 2.2 Climatological mean precipitation (mm/month) during the month of March,

1982-2008 for gridded gauge (GPCC, CRU, PRECL, CenTrends) and satellite incorporating (CHIRPS, CMAP, TARCAT) data sets. . . 29 Figure 2.3 Climatological mean precipitation (mm/month) during the month of April,

1982-2008 for gridded gauge (GPCC, CRU, PRECL, CenTrends) and satellite incorporating (CHIRPS, CMAP, TARCAT) data sets. . . 30 Figure 2.4 Climatological mean precipitation (mm/month) during the month of May,

1982-2008 for gridded gauge (GPCC, CRU, PRECL, CenTrends) and satellite incorporating (CHIRPS, CMAP, TARCAT) data sets. . . 31 Figure 2.5 Climatological mean precipitation (mm/month), averaged between 27.5◦E

and 52◦E, 1982-2008 for gridded gauge (GPCC, CRU, PRECL, Cen-Trends) and satellite incorporating (CHIRPS, CMAP, TARCAT) data sets. . . 32 Figure 2.6 Linear trend in precipitation (mm/month/year) during the month of March,

1982-2008 for gridded gauge (GPCC, CRU, PRECL, CenTrends) and satellite incorporating (CHIRPS, CMAP, TARCAT) data sets. Grid cells which pass the Mann-Kendall test at the 95% significance level indicated by black crosses. . . 33 Figure 2.7 Linear trend in precipitation (mm/month/year) during the month of April,

1982-2008 for gridded gauge (GPCC, CRU, PRECL, CenTrends) and satellite incorporating (CHIRPS, CMAP, TARCAT) data sets. Grid cells which pass the Mann-Kendall test at the 95% significance level indicated by black crosses. . . 34 Figure 2.8 Linear trend in precipitation (mm/month/year) during the month of May,

1982-2008 for gridded gauge (GPCC, CRU, PRECL, CenTrends) and satellite incorporating (CHIRPS, CMAP, TARCAT) data sets. Grid cells which pass the Mann-Kendall test at the 95% significance level indicated by black crosses. . . 35

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Figure 2.9 Precipitation trend (mm/month/year), averaged between 27.5◦E and 52◦E, 1982-2008 for gridded gauge (GPCC, CRU, PRECL, CenTrends) and satellite incorporating (CHIRPS, CMAP, TARCAT) data sets. . . 36 Figure 2.10 Precipitation trend (mm/month/year), averaged between 27.5◦E and 52◦E,

1955-1981 for gridded gauge (GPCC, CRU, PRECL, CenTrends) data sets. 37 Figure 2.11 a) to c): Linear precipitation trend (mm/month/year) for the total East

African domain, with error bar representing 95% confidence intervals. d) to f) Median linear precipitation trend (mm/month/year), as calculated for each grid cell within the total East African domain, with error bar representing 75% and 25% quantiles. Trends calculated over 1982-2008 for gridded gauge (GPCC, CRU, PRECL, CenTrends) and satellite incor-porating (CHIRPS, CMAP, TARCAT) data sets during March (a and d), April (b and e) and May (c and f). . . 38 Figure 2.12 a) to c): Linear precipitation trend (mm/month/year) for anomalously

high monthly rainfall regions (>15% of annual rainfall), with error bar representing 95% confidence intervals. d) to f) Median linear precipita-tion trend (mm/month/year), as calculated for each grid cell within the anomalously high monthly rainfall region, with error bar representing 75% and 25% quantiles. Trends calculated over 1982-2008 for gridded gauge (GPCC, CRU, PRECL, CenTrends) and satellite incorporating (CHIRPS, CMAP, TARCAT) data sets during March (a and d), April (b and e) and May (c and f). Y-axis values adjusted in c) and f) . . . 39 Figure 2.13 Station Decline shown on left side of image represented by difference

be-tween number of stations per grid cells bebe-tween 1980 and 2010. CenTrends only as an approximation, based on number of stations per country (Funk et al. 2015). Light blue at 0◦N 33◦E represents Lake Victoria, for which no data is provided. . . 40 Figure 2.14 Running 20-year (1901-1920,1902-1921,etc.) pearson correlation between

GPCC and labelled data set for total rainfall in anomalously high monthly rainfall regions (>15% of annual rainfall). Correlations below 0.45 are insignificant at 95% confidence level. Y-axis values adjusted during May. . 41 Figure 2.15 Difference between GPCC and CRU precipitation, standardized at each

grid cell during a) March b) April and c) May over the period 1955-1981. d-f: same as a-c, but over the period 1982-2008. . . 42 Figure 2.16 Difference between GPCC and PRECL precipitation, standardized at each

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Figure 3.1 Pink markers designate the location of stations in GHCN which report rainfall for all of the years 1951-1980, during March (a), April (b) and May (c). Background contours indicate elevation from 0 to 2400 at an interval of 100m. For each station, the adjusted R-squared value between distance in meters is also reported for the same months (b,d,f). . . 59 Figure 3.2 Correlation Decay Distance calculated for two separate grid cells in East

Africa. Each black cross represents one grid cell in CenTrends, following interpolation to the same grid as GPCC. Correlation for March rainfall only, over period 1951-1980. Orange line indicates exponential decay fol-lowing equation 3.1. Blue dotted line indicates CDD value at each location, for threshold r=0.36. . . 60 Figure 3.3 Interannual variability of peak (>15% of annual total) rainfall during

March (a,b), April (c,d) and May (e,f). On the right hand side, the central mark indicates the median, and the bottom and top edges of the box indi-cate the 25th and 75th percentiles, respectively. Whiskers extend a further 1.5 times 25th and 75th percentile, with outliers marked by red crosses. . 61 Figure 3.4 Root mean square difference of peak (>15% of annual total) rainfall

be-tween GPCC and gridded data sets (blue) and bebe-tween GPCC and calcu-lated interpolations (black), expressed as a fraction of the climatological mean. Calculated over the period 1951-1980. Central mark indicates the median, and the bottom and top edges of the box indicate the 25th and 75th percentiles, respectively. Whiskers extend a further 1.5 times 25th and 75th percentile, with outliers marked by red crosses. . . 62 Figure 3.5 Black crosses indicate GHCN network stations available from 1951 to 1980.

Red boxes indicate points contributing to the GHCN2010 interpolation experiment. Turquoise squares indicate the location of stations reporting in the GPCC data set for each month of 2010. . . 63 Figure 3.6 Stations providing data during each year of the interpolation for March

(a,b), April (c,d) and May (e,f). Colors on the left hand side indicate whether the station was removed during the interpolation (red) or constant throughout (black). The total number of stations included per year for East Africa is shown on the right hand side. . . 64 Figure 3.7 Stations providing data during each year of the GHCN gain interpolation

for March (a,b), April (c,d) and May (e,f). Colors on the left hand side indicate the year at which the individual station data began providing data. The total number of stations included per year for East Africa is shown on the right hand side. . . 65 Figure 3.8 Root mean square difference of peak (>15% of annual total) rainfall

be-tween GPCC and GHCN interpolation experiments, expressed as a frac-tion of the climatological mean. Calculated over the period 1951-1980. Central mark indicates the median, and the bottom and top edges of the box indicate the 25th and 75th percentiles, respectively. Whiskers extend a further 1.5 times 25th and 75th percentile, with outliers marked by red crosses. GHCN loss represented by ensemble mean station removal. . . 66

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Figure 3.9 Linear trend in precipitation (mm/month/year) 1951-1980 for gridded gauge (GPCC) and GHCN kriging interpolated data sets. Grid cells which pass the Mann-Kendall test at the 95% significance level indicated by black crosses. Final column expresses absolute difference between the first two. . 67 Figure 3.10 Linear trend in precipitation (mm/month/year) 1951-1980 for gridded

gauge (GPCC) and GHCN kriging 2010 interpolated data sets. Grid cells which pass the Mann-Kendall test at the 95% significance level indicated by black crosses. Final column expresses absolute difference between the first two. . . 68 Figure 3.11 Linear trend in precipitation (mm/month/year) 1951-1980 for gridded

gauge (GPCC) and GHCN kriging gain interpolated data sets. Grid cells which pass the Mann-Kendall test at the 95% significance level indicated by black crosses. Final column expresses absolute difference between the first two. . . 69 Figure 3.12 Distribution of total East Africa Trend in station loss ensemble, with

indi-vidual trends from each other experiment also marked for March (a), April (b) and May (c). (d) to (f) as above, but for anomalously high monthly rainfall regions (>15% of annual rainfall). . . 70 Figure 3.13 Number of ensemble members, from a total of 1000, at each grid cell which

pass the Mann-Kendall test at the 95% significance level. Blue (Red) colors indicate positive (negative) rainfall trends. . . 71 Figure 3.14 Linear trend in precipitation (mm/month/year) 1951-1980 for gridded

gauge (GPCC) and ensemble mean of the GHCN kriging loss interpolated data sets. Grid cells which pass the Mann-Kendall test at the 95% signif-icance level indicated by black crosses. Final column expresses absolute difference between the first two. . . 72 Figure 3.15 a) to c): Linear precipitation trend (mm/month/year) for the total East

African domain, with error bar representing 95% confidence intervals. Lin-ear precipitation trend (mm/month/yLin-ear) for anomalously high monthly rainfall regions (>15% of annual rainfall), with error bar representing 95% confidence intervals.Trends calculated over 1951-1980 for gridded gauge (GPCC), and GHCN interpolations (GHCN kriging, GHCN 2010, GHCN gain, GHCN loss) during March (a and d), April (b and e) and May (c and f). Error bars of GHCN loss represent 10th and 90th member of ranked ensemble trend. . . 73 Figure 3.16 Correlation Decay Distance (km) in the GPCC data set. Final column

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Figure 4.2 NOAA OLR Climatology (W/m2), over the period 1982-2008. Bottom right panel average calculated between 27.25◦E and 52◦E . . . 100 Figure 4.3 Top: NDVI from GIMMS3g (color axis). Red shading represents areas for

which burn data exceeds 10% of the grid cell area during any month of the year, yellow dashes outline protected areas from the World Database of Protected Areas. Bottom: MODIS Landcover class during 2012, see table 4.1 for classifications. . . 101 Figure 4.4 Linear trend in OLR (W/m2/year) over the period 1982-2008. . . 102 Figure 4.5 Linear trend in OLR (W/m2/year) over the period 1982-2008. Average

calculated between 27.25◦E and 52◦E . . . 103 Figure 4.6 Linear OLR trend (W/m2/year) for the total East African domain, after

subtracting tropics wide (20◦N to 20◦S) trend. Error bars represent 95% confidence intervals. Calculated over period 1982-2008 . . . 104 Figure 4.7 March, April, May and June NDVI trend over 1982-2008 as a percentage

change of the 1982-2011 climatological mean. Only grid points that pass the Mann-Kendall test at the 95% significance level are shown. . . 105 Figure 4.8 Median Percentage change with 25th and 75th quartile for: a-c, NDVI,

Protected areas of NDVI (PA), No Burn areas of NDVI (NB) and pro-tected areas with no burn areas for NDVI (PA NB), April âĂŞ June. d-f) April-June trends in NDVI for Land classes that remained consistent from 2001-2012, evergreen broadleaf forest (ebf), Open Shrubland (OS), Woody Savannas (WSA) Savannas (SA), Grasslands (GL), Cropland/natural veg-etation (CNV), Barren or sparsely vegetated (BSV). g-i) as in d-f, but for no burn areas. All Trends calculated over 1982-2008 . . . 106 Figure 4.9 Linear percentage change of agricultural yield (Kg/ha/year) for the total

East African domain, with error bar representing 95% confidence intervals. Calculated over period 1982-2008 . . . 107 Figure 4.10 Agricultural Yield (kg/ha) for Cassava, Maize and Sorghum across four

distinct regions in northern East Africa from 1982 to 2008. Data first normalized by dividing the period mean . . . 108 Figure 4.11 Agricultural Yield (kg/ha) for Cassava, Maize and Sorghum across three

distinct regions in southern East Africa from 1982 to 2008. Bottom left represents the East Africa total. Data first normalized by dividing the period mean . . . 109 Figure 4.12 Second Principal component mode of CenTrends Precipitation in East

Africa from 1951-1980. Non-Dimensional Timeseries for each mode pro-vided in bottom right panel. May loading pattern has been multiplied by -1 for direct comparison with others. . . 110

Figure 5.1 a) Climatological mean precipitation (mm/month), averaged between 27.5◦E and 52◦E and over 1982-2008 for satellite observations (CHIRPS). b-g) Re-peated for AMIP models A-H (see Table 5.1 for details). Where applicable, the ensemble average is calculated. . . 120

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Figure 5.2 Climatological mean precipitation (mm/month), averaged between 27.5◦E and 52◦E and over 1982-2008 for AMIP models I-Q (see Table 5.1 for details). Where applicable, the ensemble average is calculated . . . 121 Figure 5.3 a-b) Climatological mean precipitation (mm/month), averaged between

27.5◦E and 52◦E and over 1982-2008 for AMIP models R-S (see Table 5.1 for details). Where applicable, the ensemble average is calculated. c-g) As above, but for Reanalysis data sets 1-7 (see Table 5.2 for details). . . 122 Figure 5.4 Spatial Taylor Diagram for a) a latitude-monthly HovmÃűller and b) a

spatial map of East Africa. Red letters indicate AMIP family members, while brown numbers indicate Reanalysis (See Tables 5.1 and 5.2 for de-tails). Each numeral represents the ensemble mean. Reference data calcu-lated from CenTrends precipitation gauge data set. . . 123 Figure 5.5 a) Linear Trend in precipitation (mm/month/year), averaged between

27.5◦E and 52◦E and over 1982-2008 for satellite observations (CHIRPS). b-g) Repeated for AMIP models A-H (see Table 5.1 for details). Where applicable, the ensemble average is calculated. . . 124 Figure 5.6 Linear Trend in precipitation (mm/month/year), averaged between 27.5◦E

and 52◦E and over 1982-2008 for AMIP models R-S (see Table 5.1 for details). Where applicable, the ensemble average is calculated. c-g) As above, but for Reanalysis data sets 1-7 (see Table 5.2 for details). . . 125 Figure 5.7 Linear Trend in precipitation (mm/month/year), averaged between 27.5◦E

and 52◦E and over 1982-2008 for AMIP models R-S (see Table 5.1 for details). Where applicable, the ensemble average is calculated. c-g) As above, but for Reanalysis data sets 1-7 (see Table 5.2 for details). . . 126 Figure 5.8 Each grid square represents an ensemble member with the x-label

rep-resenting a specific model and the y-axis the ensemble member. Color axis represents the median trend in East Africa, for the period 1982-2008. Numbers 1 to 19 represent models A-S from previous figure, while 20-26 describe the reanalysis data listed as 1-7. . . 127 Figure 5.9 Expressed relationship between model rank (x-axis) and ensemble mean

observed median trend in East Africa from 1982-2008 (y-axis). Rank de-termined by Taylor diagrams (Figure 5.4). . . 128

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Figure A.4 Interannual variability of total rainfall in the East Africa domain during March (a,b), April (c,d) and May (e,f). On the right hand side, the central mark indicates the median, and the bottom and top edges of the box indicate the 25th and 75th percentiles, respectively. Whiskers extend a further 1.5 times 25th and 75th percentile, with outliers marked by red crosses. . . 151 Figure A.5 Root mean square difference of total domain rainfall between GPCC and

gridded data sets (blue) and between GPCC and calculated interpolations (black), expressed as a fraction of the climatological mean. Calculated over the period 1951-1980. Central mark indicates the median, and the bottom and top edges of the box indicate the 25th and 75th percentiles, respectively. Whiskers extend a further 1.5 times 25th and 75th percentile, with outliers marked by red crosses. . . 152 Figure A.6 Climatological mean precipitation (mm/month) during the month of March,

1951-1980 for: (a) GPCC (b) GHCN kriging (c), GHCN 2010 (d), GHCN gain (e) and GHCN loss ensemble mean. Differences between GPCC ex-periment and GHCN reconstructions (b) to (e) shown in (f) to (i). . . 152 Figure A.7 Climatological mean precipitation (mm/month) during the month of April,

1951-1980 for: (a) GPCC (b) GHCN kriging (c), GHCN 2010 (d), GHCN gain (e) and GHCN loss ensemble mean. Differences between GPCC ex-periment and GHCN reconstructions (b) to (e) shown in (f) to (i). . . 153 Figure A.8 Climatological mean precipitation (mm/month) during the month of May,

1951-1980 for: (a) GPCC (b) GHCN kriging (c), GHCN 2010 (d), GHCN gain (e) and GHCN loss ensemble mean. Differences between GPCC ex-periment and GHCN reconstructions (b) to (e) shown in (f) to (i). . . 153

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1.

Introduction

1.1

Background and Motivation

Regions of the world in which the local population rely on seasonal rainfall for their livelihood

are particularly sensitive to climate change. Natural fluctuations in the interannual variability

can often lead to both flooding and drought, with prevalence towards these extremes dictated

by the relationship between seasonal rainfall and the global climate system. Long term trends in

seasonal rainfall are therefore the subject of intense scientific interest, to help prepare vulnerable

communities facing an uncertain future climate. This study aims to address some of the key

uncertainties of the current projected trend for one such community: the 300 million people

dependent on seasonal rainfall in East Africa.

Although "East Africa" as a region has no strict boundaries, it is typically defined (Funk

et al. 2016, Nicholson 2017) as the countries of the East African Community: Burundi, Kenya,

Rwanda, South Sudan, Tanzania and Uganda and those of the Greater Horn of Africa: Djibouti,

Ethiopia, Eritrea, and Somalia. The spatial dimensions chosen here (Figure 1.1) are purposefully

broad to encompass all possible definitions of East Africa, including the countries listed above

and sections of South Sudan and the Democratic Republic of the Congo. Geographically, this

large domain includes an extreme variety of environments, such as the second largest freshwater

lake in the world (Lake Victoria), the two mountainous branches of the Great Rift Valley, the

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Failure of one or both of the two rainy seasons frequently leads to drought (Hastenrath et

al. 2007, Lott et al. 2013, Lyon et al. 2014). Repeated drought conditions throughout the past

quarter of a century have made the region highly food insecure (Funk et al. 2008), with the

Food and Agriculture Organization of the United Nations (FAO) currently estimating that 124

million people are undernourished in East Africa (FAO 2015) due to the strong dependence of

East African countries on locally grown crops for food (Funk and Brown 2009). In addition,

high population and urban area growth (Seto et al. 2013) continues to increase demand on both

agricultural production and foreign aid (Funk and Brown 2009). The impacts of drought may

not be limited to famine; Raleigh and Kniveton (2012) hypothesized that the scant resources

available during drought years may lead to an increase in local conflicts, although there is little

direct evidence to support this (Ayana et al. 2016). Seasonal rainfall predictions, such as those

made by the Famine Early Warning Network (FEWS NET) are therefore vital in preparing the

region for drought events when coupled with effective information dissemination (Washington

and Downing 1999, Hillbruner and Moloney 2012). An accurate understanding of the climate

factors which control rainfall in the region is essential for these predictions to be accurate (Verdin

et al. 2005), motivating this study.

1.2

An Overview of the East African rainfall paradigm

The two principle rainfall seasons in East Africa are the "Long Rains" from March-May and the

"Short Rains" from October to November. This bimodal distribution is asymmetrical, with a

clear maximum during the Long Rains (Figure 1.2). The importance of the Short Rains should

not be discounted though as they can be vitally important for the agriculture and livelihood of

the local population, particularly during years in which the Long Rains are below average (Hoell

and Funk 2014). The interannual variability of each season is independent from the other and

as such they are typically analyzed separately (e.g. Liebmann et al. 2014, Yang et al. 2015).

Conventionally, the Intertropical Convergence Zone (ITCZ) has been understood to be the

primary driver of East Africa’s bimodal rainfall distribution (Riddle and Cook 2008; Riddle

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and Wilks 2013) as the timing of the rainy seasons are coincident with the motion of the

overhead sun. This can perhaps best be observed by looking at a longitude average hovmöller

plot averaged over two years of the annual cycle (Figure 1.3). During the boreal winter and

summer months precipitation is constrained to south and north of the equator respectively,

while during spring and autumn rainfall extends throughout East Africa, producing the observed

bimodal distribution in maximum rainfall. The use of the term ITCZ is problematic however, as

the seasonal rainfall observed in equatorial Africa bares no relation to the meeting of the trades

winds usually defined as the ITCZ (Nicholson 2018). Instead, it is more accurate to refer to a

seasonal rainfall belt, the timing and location of which is driven by a number of diverse factors

including the regional circulation, geography and remote forcing from large scale teleconnections

(see Nicholson 2017 for summary). Much of this variability is driven by large scale ocean and

climate modes (Indeje et al. 2000, Mutai and Ward 2000, Diro et al. 2011) such as the El Nin˜o

Southern Oscillation (ENSO). These teleconnections are common in the tropics (Bjerknes 1969),

and create a degree of predictability through statistical relationships between rainfall and ocean

and atmospheric indices (Mutai et al. 1998, Chen and Georgakakos 2014).

The Long Rains season can perhaps best be understood by considering the onset and

cessa-tion of the rains separately. As Camberlin and Philippon (2002) and Eden et al. (2014) show,

the temporal coherence of the rainfall among the months March, April and May is relatively low

with different climate factors controlling the interannual variability of each. During March, the

total amount of rainfall is strongly dependent on the timing of the equatorial rain belt moving

North (Camberlin et al. 2009), with early onset highly correlated with higher total rainfall.

Low level moisture flux from the Indian Ocean also plays a role, with strong westerly

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the lower troposphere can disrupt this process. Additionally, strong heating in the Indo-Pacific

ocean basin produces a Walker circulation during the Long Rains season (Williams and Funk

2011), with the strength and location of the descending branch dependent on temperatures in

the Indian and West Pacific oceans (Hoell and Funk 2014). These factors are not independent,

as anomalously warm Indian Ocean temperatures can both increase the occurrence of westerly

flow across East Africa through a surface anticyclone and zonally displace subsidence over East

Africa.

The cessation of the Long rains during May is primarily determined by the strength, timing

and location of the Somali Jet (Findlater 1969). This northward cross-equatorial low to

mid-level jet occurs at the Western boundary of the Indian Ocean, and is forced by the land-sea

temperature contrast and orography of the east African coast (Rodwell and Hoskins 1995). By

blocking the flow of moisture from the Indian Ocean into East Africa, variations in the Somali

Jet impact the cessation date of the Long Rains, and subsequently the amount of May rainfall

(Riddle and Wilks 2013). As the Somali Jet acts to transport moisture from the South Indian

Ocean northwards, the cessation of the Long Rains has also been linked to the onset of the East

Asian Monsoon (Zorita and Tilya 2002, Camberlin et al. 2010).

The Madden-Julian Oscillation (MJO) can also influence interannual variability of the Long

Rains during both the onset and cessation (Pohl and Camberlin 2006a). The sign and timing of

this relationship depends on the location of the convective envelope in the Tropics (Berhane and

Zaitchik 2014) which can act to induce positive or negative Sea-level pressure (SLP) anomalies in

the West Equatorial Indian Ocean. Similar to other interannual sources of variability this can act

to weaken or strengthen the easterly moisture flux. Pohl and Camberlin (2006b) hypothesize that

the impact of the MJO on intraseasonal timescales interferes with the Long Rains connection

to other teleconnections, which may help to explain why the Long Rains are the most difficult

seasonal rainfall to predict in Africa (Jury and Mpeta 2009).

Conversely, the Short Rains are more homogenous (Camberlin et al. 2009), and predictions

for this season have longer lead times than the Long Rains (Nicholson 2014). The most important

source of variability for the Short Rains is the Indian Ocean Zonal Mode, or Indian Ocean Dipole

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(IOD). During the extreme positive phase of the IOD, anomalous equatorial easterlies develop,

opposing the mean flow and weakening the flow of moisture away from East Africa (Black et al.

2003), leading to increased rainfall. However, this response is nonlinear, with only strong events

affecting the Short Rains. Black et al. (2003) also draw attention to the forcing of the IOD

by ENSO, which explains the relationship between ENSO and the Short Rains (Omondi et al.

2012). ENSO is not the only trigger for strong IOD events though and the IOD also influences

the Short Rains independently.

In addition to the Pacific and Indian Ocean influences Omondi et al. (2012) also showed that

a dipole pattern in the Tropical Atlantic is well correlated with a negative rainfall anomaly over

much of East Africa during the Short Rains, which varies on decadal timescales. The mechanism

for this relationship was not discussed however. In general, most of the variability of the Short

Rains is interannual with little to no long term trend, although drought events have increased

in recent years (fig 4, Hoell and Funk 2014).

While the primary focus of the literature discussed here is the seasonal variability of East

African rainfall, it is important to provide context on the nature of the precipitation. As

cat-egorized by Dezfuli et al. (2017), the majority of rainfall events in East Africa are localized

convection, driven by surface convergence and/or surface heating. Short (less than forty

min-utes), low intensity (less than 10 mm/h) events are the most commonly occurring, but the

majority of precipitation is observed during high intensity convection events or longer mesoscale

convective systems (MCSs). The Ethiopian Highlands (approx. 8◦ N, 40◦E) and Lake Victoria

are local maxima of MCSs (Jackson et al. 2009) driven by orography and land-lake breeze

sur-face convection respectively. Accurately categorizing rainfall in these two regions is therefore a

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al. 2015). Specifically, gauge based precipitation reconstructions such as the Global

Precipita-tion Climatology Center V6 (GPCC; Schneider et al. 2014), and CenTrends V1.0 (Funk et al.

2015) as well as combined satellite gauge products such as the Global Precipitation Climatology

Project (GPCP; Huffman et al. 2009) and the Climate Prediction Center Merged Analysis of

Precipitation dataset (CMAP; Xie and Arkin 1997) show good agreement in decreasing rainfall

(Yang et al. 2014, Funk et al. 2015). The Climate Research Unit TSv3.23 (CRU; Harris et al.

2014) also records a pronounced decline although the magnitude is comparable to the negative

anomalies observed at the beginning and middle of the 20th century (Yang et al. 2014), unlike

the unprecedented decline observed in GPCC or CenTrends. These observations have led to the

consensus that the Long Rains will experience more drought in the short-term future (Funk et

al. 2014, Lyon 2014).

The cause of the current decline is a source of significant debate in the literature. Williams

and Funk (2011) found that an a extension of the warm pool in the Indian Ocean driven by

the anthropogenic warming of sea surface temperatures (SSTs) was responsible for extending

the Walker circulation westward, which caused subsidence and subsequent drying in the region.

Hoell and Funk (2014) and Funk et al. (2015) provided support for this drying hypothesis

by showing the long term SST trend had more influence on the rainfall than the interannual

variation, implying an anthropogenic source. In this hypothesis subsidence over East Africa is

specifically driven by the gradient between the tropical Pacific and Indo-Pacific, rather than

natural variations in Pacific ocean temperatures. Conversely, Lyon and DeWitt (2012) and

Lyon et al. (2014) focus on the variability of the Pacific Decadal Oscillation (PDO), which cause

anomalous westerlies across the Indian Ocean driven by forced stationary Rossby waves. In this

hypothesis the decline in East African rainfall is driven by a homogeneously warm northern

Pacific ocean rather than an anthropogenic signal. Hoell et al. (2017) seek to reconcile these two

theories by separately simulating model response of East African rainfall to a uniform warming

of the Pacific, and to a temperature gradient response. Declining rainfall is observed in the

models in both cases implying a combination of these factors as the cause.

In contrast to that debate, there is little discussion the veracity of the rainfall decline in

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the observational datasets. In summary of the current understanding of the Long Rains, Rowell

et al. (2015) comment that there is already compelling evidence for a Long Rains decline over

the past two or three decades based on unanimous agreement amongst observations, with the

caveat that the weaker decline in CRU requires further study. While there is strong agreement

overall that a decline in the Long Rains has occurred over the previous three decades, the

extent of that decline remains uncertain, with the range estimated at -14 to -65 mm/yr per

decade by Maidment et al. (2015). Although the agreement in sign among the observations does

inspire confidence there are reasons to be wary. Firstly, these precipitation datasets are not

independent, sharing gauge data from the global telecommunication system (GTS) and Global

Historical Climate Network (GHCN, Peterson and Vose 1997). Strong agreement is therefore

to be expected over this period, particularly as the relative percentage of gauges in the GPCC

dataset from GTS has increased (Schneider et al. 2014). The gauge density throughout the East

Africa region has simultaneously decreased during the Long Rains decline (Dinku et al. 2007)

and the extent of the uncertainty introduced by this decline in available station data has yet

to be examined. Yin and Gruber (2010) found that in the Congo River Basin spurious trends

were introduced to the GPCP record by changes in the number of reporting stations between

1987 and 1991, supporting the hypothesis that trends in station number can influence trends in

recorded rainfall.

In addition to the uncertainties in the commonly used precipitation datasets, alternative

measures of precipitation frequently do not agree on the extent of the decline. Higher resolution

satellite based precipitation reconstructions show less severe and spatially inconsistent downward

trends in East Africa from 1982-2010 (Maidment et al. 2015). In particular, the strong rainfall

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inconsistent with the extent of the observed GPCP decline and show negligible change over the

past 30 years (Conway et al. 2004, Seleshi and Zanke 2004, Seleshi and Camberlin 2006, Viste

et al. 2013). Some alternative indicators of a move towards drought like conditions do support a

significant decline in rainfall however such as a decline in the total water storage in East Africa

from 2002-2010 (Omondi et al. 2014) and a significant decline in vegetation between 1981 and

2003 for pastoral regions in Kenya (Stige et al. 2006). In a wider context, proxy data from a

marine sediment core also indicate that the rate of 20th century drying in East Africa is unusual

in the context of the last 2000 years (Tierney and Ummenhofer 2015, figure 1).

1.4

"The East African Climate Paradox"

The two most recent generations of the Climate Model Intercomparsion Project (CMIP3 and

CMIP5) project that the precipitation total of the Long Rains will increase during the 21st

century (Hulme et al. 2001, Shongwe et al. 2011, Otieno and Anyah 2013a, Rowell et al. 2015).

This is consistent with the "wet get wetter" pattern of future precipitation projected throughout

much of the tropics (Seager et al. 2010, Balan Sarojini et al. 2012) but inconsistent with the

current understanding of the Long Rains. This contradiction between the observed and projected

rainfall trend in the region has been referred to as the "East Africa Climate Paradox". To assess

how much confidence should be ascribed to the future projections and understand the possible

causes of this paradox it is vital to first ascertain how accurately climate models represent the

historical Long Rains. Dynamically downscaled regional models, atmospheric models forced by

ocean observations, and global climate models have all been assessed within this context.

Historical simulations of the Long Rains using an ensemble of global climate models from

CMIP5 show no skill in recreating the observed trend (Yang et al. 2015, Rowell et al. 2015). The

annual cycle of East African rainfall is also poorly represented with the Short Rains anomalously

wetter than observed and the Long Rains anomalously drier (Yang et al. 2015). The model

un-derestimation of the SST during March-May in the western Indian Ocean leading to a decrease

of moisture flux into East Africa is a possible explanation for this bias (Yang et al. 2015).

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porting this hypothesis, the Atmospheric Model Intercomparison Project experiments (AMIP5)

capture the annual cycle successfully, albeit with large variations in skill among the model

en-semble members (Otieno and Anyah 2013b). Certain members of the AMIP5 enen-semble also

capture the observed rainfall decline with some degree of success, although the trend is within

model variability (Maidment et al. 2015) and significantly weaker than the GPCC and GPCP

observations, particularly to the northeast of the region (Liebmann et al. 2014). Despite these

limitations the capture of the main facets of the East African climate system is encouraging.

Regional models within the Co-ordinated Regional Downscaling Experiment for Africa

(CORDEX) framework also simulate the current drying bias in the Long Rains successfully

(Nikulin et al. 2012, Dosio and Panitz 2016). Similarly to the CMIP5 ensemble, future projections

using the CORDEX experiment domain primarily indicate a wetting trend throughout much

of East Africa with some drying in South Sudan (Souverijns et al. 2016). Alternative regional

climate model projections such as Cook and Vizy (2013) and Buontempo et al. (2015) do project

a decline in the Long Rains during the 21st century, stressing the importance of local processes.

For example Cook and Vizy (2013) attribute the simulated drying to a secondary circulation

from an increase in convection over the Congo Basin, driven by increased moisture flux from

the Guinea Coast. This regional complexity makes East Africa particularly difficult for global

climate models to correctly simulate, particularly when combined with the uncertainty in tropical

precipitation projections as a whole (Kent et al. 2015). Disagreement between regional and

global climate model projections of the Long Rains decline therefore cast further doubt on the

ability of the historical CMIP5 simulations to correctly predict trends for precipitation in the

21st century. Conversely, the strong agreement between regional and SST observation driven

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1.5

Objectives

Given the uncertainties discussed above, the overarching objective of this study is to assess the

confidence with which the Long Rains can be said to have declined since 1980. To achieve this,

the following objectives and hypotheses are defined:

1. Clearly define the East African Long Rains decline in the rainfall observations, by directly

comparing multiple precipitation representations across the whole domain and temporally

across all three months (March, April, May). Presented in Chapter 2, this analysis provides

the necessary context of the observed decline as understood by the current state of the

art literature.

2. Examine the impact of station data loss in East Africa on the Long Rains decline. The

hypothesis that spurious trends can be introduced to gridded rainfall datasets by varying

yearly station number is tested in Chapter 3, by creating a control dataset of gridded

observations over the period 1951-1980. Experiments in which yearly station count is

varied in the interpolated grid are then compared to those in which the station count

remains the same.

3. Assess the late 20th century/early 21st century trend in a range of outcomes that would

be consistent with the observed decline in the Long Rains. Chapter 4 comprises of

ob-servations available in East Africa which are strongly associated with declining rainfall

such as normalized difference vegetation index (NDVI), crop yield and large scale climate

indices such as the PDO, which have been associated with the long rains variability on

multidecadal timescales. In Chapter 5, the trend of simulated rainfall in climate model

and reanalysis data is calculated. The extent to which these separate metrics of declining

rainfall agree or disagree across the region will be used to build a comprehensive overview

of the extent of the current rainfall decline.

4. In chapter 6, the results of chapters 3 to 5 are synthesized with reference to the observed

trend described in chapter 2. As well as validating the observational datasets, this will

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also provide stakeholders with an assessment of how confident we are in representing the

current Long Rains climate variability and with a measure of how that confidence varies

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1.6

Figures

Rwanda Tanzania Kenya Uganda Zambia Mozambique Lake Malawi Lake Tanganyika Lake Victoria Lake Tana D. Rep. Congo Somalia Djibouti Ethiopia South Sudan Sudan Burundi

Figure 1.1 East Africa domain, with topographical height shown in background. Inset shows location globally (red box).

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a)

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Figure 1.3 Climatological mean precipitation (mm/month), averaged between 27.5◦E and 52E, for gridded gauge data (CenTrends) over two year periods 1955-1956 to 2007-2008.

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2.

Recent decline in consistency amongst gridded

precipitation datasets in East Africa

2.1

Introduction

Given the variety of definitions in the geographical boundaries of East Africa it is perhaps

un-surprising that there is no clear agreement on the exact magnitude of the recent drying trend.

Restricting the region to just the Greater Horn of Africa (GHA) Rowell et al. (2015) estimated

the trend to be between -3 and -15 mm/month/decade depending on month, with strong

agree-ment between gridded observations and low resolution satellite approximations (2.5◦x2.5◦) that

the trend is most significant during April. The weakest trends (<9 mm/month/decade) occurred

during March, while the largest disagreement occurred during May, spanning the entire range.

The study period was limited to 1986-2007. Using the same data sets, but with the rainfall

decline defined as occurring over 1983-2012, Yang et al. (2014) found trends ranging from

ap-proximately -7 to -32 mm/decade for the whole March-May season. In addition to the expanded

time series the East Africa domain was also more all-encompassing, similar to Figure 1.1 of this

study. Using a similar spatial domain Maidment et al. (2015) estimated the trend to be between

-14 and -65 mm/decade between 1983 and 2008 for the entire Long Rains. As the climatological

average total rainfall for the Long Rains is approximately 300mm (Figure 1.2), this represents

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of political conflict and lack of investment (Dinku et al. 2016). Although this data loss is

ac-knowledged in the decline estimates of Yang et al. (2014) and Rowell (2015), no attempt has

been made to account for its impact. The impacts of station data loss globally were studied by

Wan et al. (2013), who examined the variability of precipitation globally by masking available

stations and comparing the resulting trends and mean rainfall to a control experiment. They

found more uncertainty in the positive trend in rainfall throughout the tropics in the dataset

without masking, caused by the deliberate sampling errors. This implies that a decrease in data

availability not only decreases confidence in gridded observations but also impacts our

under-standing of long term climate variability. Therefore a similar study for East Africa is necessary

to place the observed rainfall trends in their proper context.

Several attempts have been made to address the root problem by either increasing the

number of rainfall gauges in East Africa or retrieving data not currently available in the gridded

precipitation datasets. The Enhancing National Climate Services (ENACTS, Dinku et al. 2016)

initiative, led by the International Research Institute for Climate and Society (IRI) aims to

improve availability, access to, and use of climate information in Africa. By working directly with

national meteorological services, ENACTS are able to include many more hydrological stations

in countries like Ethiopia that are currently unavailable in gridded precipitation data. Currently

however, ENACTS has only been developed in three East African countries (Tanzania, Rwanda,

Ethiopia), limiting regional analysis. A similar approach by Funk et al. (2015) to incorporate

more regional stations than in either GPCC or CRU resulted in the CenTrends V1.0 product,

which provides gridded precipitation data throughout East Africa at 0.1◦x0.1◦ grid spacing.

While certainly a welcome development, CenTrends is not a panacea for the problem of East

African data loss. For example, as with GPCC and CRU, there are no stations reporting between

2000 and 2014 for either Somalia or Eritrea, a combined area of 750,000km2. There are however

clear improvements in data coverage in Ethiopia and Tanzania (fig 1, Funk et al. 2015). The

Trans-African Hydro-Meteorological Observatory (Van de Giesen et al. 2014) are also hoping to

address this issue by adding small and reliable meteorological stations throughout sub-Saharan

Africa at 1000km2 grid spacing. While this will hopefully increase confidence in future climate

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studies, the questions around the current decline will remain.

This Chapter is organized as follows: data and methods are discussed in section 2.2, section

2.3 presents an overview of the East African Long Rains and resulting trends in multiple data

sets and Section 2.4 examines the variability introduced to the gridded station data sets by

station data loss. Section 2.5 concludes the Chapter with a discussion of the results.

2.2

Data and Methods

Two broad categories of precipitation data are utilized: station based in situ gridded networks

and satellite derived gridded networks. A total of 7 datasets were included for analysis: four

station based and three satellite inclusive gridded datasets (Table 2.1). Each of the in situ

datasets extend from at least 1948-2011, and the satellite derived networks from at least

1983-2015.

The four station based precipitation datasets are the Global Precpitation Climatology Centre

V7 (GPCC; Schneider et al. 2015), the National Oceanic and Atmospheric Administration’s

(NOAA’s) Precipitation Reconstruction over Land (PRECL; Chen et al. 2002), The Climate

Research Unit TSv3.23 (CRU; Harris et al. 2014) and CenTrends v1.0 (Funk et al. 2015).

GPCC and PRECL are provided by NOAA Earth System Research Laboratory (ESRL) from

their Web site at http://www.esrl.noaa.gov/psd/, while CRU and CenTrends were obtained

from the Climate Research Unit and the Climate Hazards Group directly. GPCC, PRECL and

CRU also provide the number of stations per grid cell, and although CenTrends does not provide

the number of stations per grid cell, Funk et al. (2015) include information on the amount of

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CHIRPS are available from 1981, while TARCAT is available from 1983, but with several years

of missing data. TARCAT v2.0 is available from TAMSAT directly, the Climate Hazards Group

provide CHIRPS and CMAP is made available by ESRL. To provide rainfall estimates which

are as accurate as possible, remote sensing data sets such as TARCAT, CMAP and CHIRPS

calibrate remote sensing data from passive microwave and thermal infrared sensors with gauge

data. Of the available gridded precipitation data sets available for 1981-2010 in East Africa, only

NOAA’s African Rainfall Climatology (ARC, Novella and Thiaw 2013) and GPCP are excluded;

ARC due to the strong disagreement with other observations over Central and Eastern Africa

(Maidment et al. 2015), and GPCP due to the similarity to CMAP and the confirmed issues

with bias in the Congo basin (Yin and Gruber 2010).

For direct comparison, the higher resolution networks CenTrends, CHIRPS and TARCAT

have been interpolated to the same 0.5x0.5 degree grid spacing as GPCC, CRU and PRECL

using a simple bilinear interpolation. All of the datasets except for GPCC include estimates for

the rainfall over Lake Victoria. To ensure this does not unfairly bias the results, and because of

the complexity and difficulty in representing the rainfall climatology over the lake (Argent et al.

2015), this region has been masked from all of the above data sets. Due to the lower resolution

of CMAP neither the interpolation or lake masking has been applied to this data set.

In order to make a direct comparison between the Long Rains decline in the gridded

pre-cipitation observations and any other data, it is first important to define how the Long Rains

decline is to be calculated. Here rainfall is expressed in terms of mm/month, with trends

ex-pressed in mm/month/year. To facilitate easier comparison with alternate data sets this may

also be expressed as a percentage change of the climatology (Liebmann et al. 2014). To assess

trend significance, the non-parametric Mann-Kendall test statistic (Hamed and Rao 1998) is

used which tests the null hypothesis that the data are independent and randomly ordered. For

each data set described subsequently, trends will be assessed using these metrics over the period

1982-2008. This time period is chosen for direct comparison with the trends in alternative data

(see Chapter 4).

As important as defining how East Africa rainfall decline should be measured temporally

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are the spatial constraints. Any calculation of overall decline must necessarily define what the

boundaries of East Africa are, or alternatively, chose grid points based on conditions such as the

ratio of rainfall during March-May to the annual rainfall (Yang et al. 2014). Spatial variability in

rainfall trends are also important to maintain. Where possible therefore, trends are calculated on

a point by point basis across a wide ranging East Africa domain and compared two dimensionally.

For the region as a whole, trends are also calculated for those points where monthly rainfall

exceeds 15% of the annual total in GPCC (Figure 2.1). This represents 22% of the available grid

cells in East Africa during both March and May, and 43% during April. The season is split into

individual months to determine the influence of the separate climate regimes, and to verify if

the seasonal trend is consistent across the season. Correlations between the total East African

rainfall for each month of the season are relatively low (Table 2.2), supporting a monthly rather

than seasonal approach.

2.3

Climatology and Trends in the Long Rains

The regional climatology of each month is shown in Figures 2.2 to 2.4. During March, the

majority of the rainfall in East Africa occurs south of 8◦S in Tanzania to the East and Zambia to

the West. While this pattern is mostly consistent across all seven gridded precipitation datasets

the magnitude of the observed rainfall varies considerably. Both CMAP and TARCAT display

a dry bias in comparison to the observational data sets, a bias consistent with other satellite

representations of African precipitation (Maidment et al. 2013, Young et al. 2014). TARCAT is

the only data set which records rainfall of over 300mm/month in the Congo rainforest to the West

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the two key areas of disagreement are the Ethiopian highlands (approx. 8◦N, 40◦E) and the

Kenyan coast (approx. 2◦S, 40◦E). In both regions, stronger rainfall is observed in the GPCC,

CRU and PRECL gauge observations than in either CenTrends or the satellite interpolations.

Across all three months, GPCC, CRU, PRECL, CenTrends and CHIRPS show good agreement

in the climatology, while CMAP and TARCAT replicate the same spatial patterns at a lower

intensity.

To place the importance of the Long Rains in context, the observed rainfall throughout

the year is shown in Figure 2.5. In all the gridded precipitation data sets, the movement of

the equatorial rain belt can be observed in widespread rainfall south of the equator until May

and after October, separated by the summer in which the average rainfall does not exceed

30mm/month. Conversely, peak rainfall north of the equator occurs during July and August.

The two rainfall seasons, March-May and October to December, are clearly observable as the

only time in which rainfall exceeding 90mm/month extends throughout the majority of the

month. The agreement among all seven gridded data sets on the seasonality of rainfall is excellent

although as with the spatial climatology, TARCAT and CMAP are observably drier, particularly

south of 8◦S during January to April and at the equator between June and September. In contrast

the spatial pattern of trends throughout the region varies noticeably among the data sets. During

March, the overall trend is mostly positive (Figure 2.6) but there is little agreement about where

this positive trend is significant. In GPCC, the strongest trends of +4mm/month/year occur in

the south west of the domain, with weak but significant negative trends in the north. While CRU

broadly shows agreement with GPCC to the south of the equator, the trends in the semi-arid

region of Somalia are of the opposite sign displaying a weak wetting. This result is supported

by PRECL, but not by CenTrends and CHIRPS which instead record weak drying trends. The

magnitudes of the southern positive trends are also weaker in these data sets than in GPCC

and CRU. Finally, there are no significant trends in either CMAP or TARCAT anywhere in the

region. As a result no clear conclusions can be drawn regarding the direction of the observed

rainfall trend for the month of March.

The Long Rains decline is instead predominantly during April and May, where widespread

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rainfall decline occurs in the majority of the data sets. During April (Figure 2.7), the central

region of the domain and the Ethiopian highlands are the most consistent areas of decline,

with the north west the only exception. Despite this spatial homogeneity, the regions of East

Africa for which the rainfall decline is significant differs among the data sets, particularly east

of Lake Victoria. There is also little agreement in the sign of the trend in Somalia and the

GHA. Similarly, during May (Figure 2.8), there is good agreement that both in the coastal

region to the south east and in the Ethiopian Highlands that drying has occurred, but the

magnitude varies from 7mm/month/year (CRU) to 2-3mm/month/year (CenTrends). CMAP

and TARCAT represent the two extreme cases, with significant rainfall decline throughout the

region in the former and no significant decline in the latter.

The negative precipitation trends in April and May are the strongest observed throughout

the year in every data set (Figure 2.9). However, the extent of the decline to the north and south

is highly variable among the data sets. In CMAP for example, it is noticeable that the decline is

not constrained to April and May but extends into June and July north of the equator as well,

while in TARCAT the decline is constrained to the south of the equator. A weaker decline is also

present during the October to December Short Rains in the majority of the data sets south of the

equator, with the exception of TARCAT. The Long Rains decline was not observed during the

earlier period of 1955-1981 (Figure 2.10), confirming that this is a recent phenomenon, although

there was a strong negative trend during January and February in the south of the region. In

six of the seven observational data sets, a positive rainfall trend is observed just before the Long

Rains season, extending into March. This shift implies the equatorial rain belt is arriving earlier

in the season, a possible cause of the observed decline. To support this observation, further

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data sets, the confidence intervals again indicate that the sign of the domain total trend is

between positive and negative, with a range of -1.5 to 0.6 mm/month/year. It is only during

May (Figure 2.11c) that the uncertainty range lies entirely below zero for any of the datasets,

as observed during GPCC, CenTrends and CMAP. TARCAT is a clear outlier during May as

the only dataset with a mean positive trend; the uncertainty ranges of TARCAT and CMAP do

not overlap, indicating a significant difference between the two. The median of all available grid

cells shows good agreement with the mean (Figure 2.11d-f), with trends close to zero during

March and most significant during May.

The magnitude and uncertainty range increases when focusing only on the regions of East

Africa for which the monthly Long Rains exceed 15% of the annual precipitation (Figure 2.12).

For April this equates to over 40% of the region and differences among the significant trends

are minimal (Figure 2.11 and 2.12 c and e). Trends during March, constrained to the South

of the domain, are more significantly positive in CRU and CenTrends (Figure 2.12d), while

CMAP trends are significantly negative, unlike for the whole domain. Differences among the

data sets are also exaggerated during May when constrained to the Greater Horn. In CRU and

PRECL, the median trend is close to zero, whereas all of the grid cells between the 25th and

75th percentile trend are negative in GPCC, CenTrends, CHIRPS and CMAP (figure 2.12f).

For all data sets, the total May trend has an uncertainty range of -3.8 to 0.5 mm/month/year,

the largest of the three months.

2.4

East African station data loss

Concurrent with the precipitation decline, the number of rainfall gauges in East Africa decreased

markedly between 1980 and 2010 (Figure 2.13). In all four interpolated data sets the number

of gauges increased steadily until 1960, and remained stable through to 1980. In CenTrends,

the total gauge count decreased slightly in 1980 before declining from approximately 600 to 300

overall stations in the 2000s. Dramatic station loss occurs earlier in the other data sets with

total number of stations declining from 800 to 116 stations in GPCC, 375 to 73 in CRU and

(38)

361 to 21 stations in PRECL by 2000. Although the number of stations at the peak of GPCC

doubled that of PRECL and CRU, many of these stations occupied the same grid cells in the

data, and so did not increase the spatial resolution. The number of grid cells which contain

at least one station reached a maximum of around 400 in GPCC, 300 in PRECL and 230 in

CRU, declining at a similar rate to the overall station loss. The spatial resolution declined

from a maximum of approximately one observation site per 20,000km2 to one per 80,000km2

in GPCC on average, and to one per 170,000 km2 in CRU. The number of available gauges in

global gridded precipitation data sets at the start of the 21st century in East Africa is therefore

roughly equivalent to the beginning of the 20th century.

Gauge loss has occurred throughout East Africa with decline mostly consistent among the

gridded data sets (Figure 2.13). Somalia is an important exception, with gauge density increasing

during 1980 to 2010 in GPCC from 11 to 25 grid cells containing at least one rain gauge. In CRU

and PRECL this number dropped from 8 to 0 and 13 to 0 in Somalia respectively. Although

decreased by an order of magnitude, gauge density remains highest in the central region around

Lake Victoria and Ethiopia for all three gridded data sets. It is also noteworthy that by 2010

there are no station measurements available in the south west of the domain in either CRU or

PRECL, where March rainfall is the most intense.

The impact of the station data availability decline is evident in the agreement among the

recorded rainfall values. Figure 2.14 shows the correlation of twenty year periods between GPCC

and the other gridded rainfall gauge data sets, for 1901-1920 to 1996-2015. During March, the

correlation between yearly rainfall in GPCC and PRECL fell from 0.95 during 1978-1999 to 0.75

for 1981-2000 and remained below 0.75 subsequently. During April, the weakest correlation

(39)

sets has increased in all three months over time. This is most notable comparing GPCC to

PRECL and GPCC to CenTrends. Comparing GPCC to CRU (Figure 2.15), rainfall differences

are comparable between the higher and lower station density periods, with clear decline in

agreement occurring only in the Democratic Republic of the Congo during March (2.15a-b) and

Uganda during May (2.15e-f). Between GPCC and PREC, weakening agreement is prevalent

throughout the entire domain during the Long Rains with the exception of Kenya (Figure 2.16).

During April and May (2.16 c-d, e-f) regions of both Tanzania and Somalia reach differences of

50% of the climatology, an increase from less than 20% in the early period. In the CenTrends

data set, the most consistent increase is in the north east of the domain during April and May,

where station density increased in GPCC (Figure 2.13).

2.5

Discussion and Conclusion

The intensity, timing and location of rainfall are highly variable across the three months that

constitute the Long Rains season (Camberlin and Philippon 2002, Riddle and Cook 2008).

Despite this, the recent Long Rains decline is frequently expressed as the average trend of

all three months combined (Yang et al. 2014, Lyon 2014, Maidment et al. 2015). Here, the

climatology and trends for each individual month have been explored in a range of gauge-only

and satellite-gauge interpolated precipitation data sets.

A decline in the Long Rains between 1982-2008 is observed during April in all data sets,

and for six out of the seven during May, with varying degrees of uncertainty. Only CMAP is

significantly negative during March, with strong agreement otherwise among the gauge-only

data sets that the trend is either weakly positive or negligible. In light of this result, it is

advisable that future studies of the decline focus on the driving mechanisms of rainfall in the

latter months of the Long Rains season to avoid conflating these separate signals. By averaging

together trends of opposite sign between March and April-May, the true extent of the decline may

be underestimated. Equally, the difference between the stronger decline trend in low resolution

satellite datasets and gauge only (Yang et al. 2015) may be exacerbated by the opposite signal

References

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