L
___________________ ______ _ --- ---"---· 1.2.
Report Required by the Ethics
FINANCIAL DISCLOSURE REPORT
AO 10
inGovernment Act of 19 78
Rev. liWlO
FOR CALENDAR YEAR
2009
(5 US.C.
app.§§ 101-111)
l. Person Rt·po.-tiug [last name, first, middle
i'nitial)
Quarles, William
D..t Tide
(Article
llljudge
inJicatc-. active: ur senior status; m.a :stratc: judges indicate foll- O!"part-time)
US Di.;tri;;t Juc!ge (Active)
i.
Cha.lllbers or
Office Addres. - 1()
USCourthouse
101
W.Lombard St
Baltimort,MD 21201
!
'
l. Court or Org nization
US Dist Ct for the Dist of MD
3. Date of lteport
04/15/2010
Sn.
Report Type (check
appropriatetype)
D
�·fommation,
Date
O
Initial
[ZJ
AnnualSb.
Amended
RepMtO Final
6. Reportjng PeriodOJ!OU009
to12/31/2009
8. On the
basis
of the information cont ined in this Report and any modifications pertllining thereto, it is, in my opinion, in compli:mcewith applicable laws and regulations.
Reviewing
llffiar Datefill PORT ANT NOTES: Tire
instructions accompanying this form mustbe
followed. Complete all parts, checking tireNONE box for
each part wire re you have noreporwl>/e
information. Sign 011 last page.1.
POSITIO S.
(Reporting individual only; see pp. 9-13 ojjiling insiructions.)[Z]
NONE
(Vo reportable positions.)
POSITION
NAME OF ORGANIZATION/ENTITY
3.
- -- ---·---4.
5.
II. A(;RE£1\1ENTS.
(Reporring indh·iduul on(y;
see pp. 14-16ofjil111g mstructiorrs.)
[Z]
NONE (No
reportable agreements.)
I.
, L.
PARTIES AND TERMS
(J) -;
0
_,.., _ .•. J·;1
,--,
",
'. ,-\
rn
a
3.Quarles, William
D.
---·---·----·
---SOURCE
LOCATION
PROVIDED
Date of R port Name of Per-son Reporting
FINANCIAL DISCLOSURE REPORT
04/1512010
Quarles, William D.
Page 2 of 6
Jll. N 0
N-lNVESTJ\lENT IN CO
J\llE.
(Rep<>rting individual and sp<1 se; see pp. I 7-:!4of jiiing instr11ctions.)
A.
Filer's Non-Investment lncomc
D
NONE
(No reportable mm-investment income.)
SOURCE AND TYPE
l. 2009
Maryland State Retirement Agcncy--fixcd retirement benefit
2.
3.
4.
INCOME
(yoll!s. not spouse's)
$37,037.40
B.
Spouse's Non-Jnyestment lncon1c
-If yvu were married during any portim1 of the reporting year; £'omplete thh section.(Do/for
amount not req1-1ircdt!Xcepcfor honoraria.j
0
NONE (No reportable non-investment income)
1;s Pretrial Services
SOURCE Al'<'D TYPE
Agency, Baltimore,
tvfD3.
4.
l.
2009
JV•
RE
l l\-JB URS El\1 ENTS
-trampcmation, lodging. food, 'ntmainmmr. (indudt>s those to spuuse ar:J dqum.der.: children; s!2!e pp 2 5-::7c fjiltng iristn..u_'tui :s.J
[{]
NONE
(No reportable r2imbursements)
PTJRPOSE
L
2.
3. 4_5.
ITEMS PAfD OR
SOURCE
DESCRIPTION
Ll.A
..DESCRIPTION
Date of Report Name of Person n porting
FINANCIAL DISCLOSURE REPORT
Page 3of6
Quarles, William
D.04115/2010
\:r. GIF1'S.
(includes those ta sp1mse and dependent children,· see pp. 28-31 offlling instruc:ions.)[Z]
NONE (No reportable gifts.)
1. 2.
3.
4.5.
V [
..D
BJ LITlES
..(Includes
thoseof spouse and Jl'pendent children;
�iee pp. 3 -33vf filing
instrt1ctiuns.)NONE
(iVo reportable liabilities.)
I
.CREDITOR
Bank of America
Credit line
VALUE CODE
None
2. Bank
ofAm rica
Credit card
3.
lvl
& T!Jank
Credit line
None4.
Chase
Credit card
one
3
c---(2_)
l__ Q-W
)
0
16
K
D '(3)
(4) . !
!
I
!
'i
FINANCIAL DISCLOSURE REPORT
Page
4
of 6
Name of Person Reporting
Quarles, \Yilliam
D.Date of Re.port
04/15/2010
VII. INVESTJ:\IENTS and TRlfSTS -- income, .,,1,,,,
""ns<>etio1,,- r1nc1ud•·s 11iose of
spouse and <icpwdent children; see pp. 31-60of;wnx
;nwuc1iom.JC
NONE
(No reportable income, assets,
or transactions.)
AIk.sl.'.r!pti.-:in of Assets (inch1ding trust
assets)
Plac..; "(X)" after
each assetexempt from pnor disclosure
I.
Bank of America acctHmt
2.
MD Slate
RetirementPlan
Homewood Fed S&L
4.
Fam1 l3r.d fascx County, \'A
5.
IRA. T Rowe Price Prime Rsv
(._
Chesapeake Bank
Kopemik S & L
!
8.
Essex
Nat1lSecurities, Fund
: 9.
A!liance Bernstein Cap
Rsvfund
10.
Alliance
Grvwth &[nc fund
11. Federated Cap [nc Fund
J 2
1'.fFS MD \lunicip Bond FunJ
B Income d'Jring reporting period ()rose) value at cn<l ,1f reporting pe.riod
1·[
---
___ I.
(I)
(2)
iI
�llnt
[
Type(e.g.,
Vaiu< Value!
1..odc: I div. rent, Code 2 tvfcthod! (A-H)
orint)
(J Pi
Code 3
;
Intere t
K
T
E
Distribution
w
InterestT
None
\V
A
[ntcrcst
T
B
Interest
T
B
InterestM
T
A
Di
vidend
T
ADividenJ
T
A
Dividend
T
ADividen<l
T
/\.Dividend
T
(!)
Type (e g., h.uy. sell,redt:nption)
13. Dreyfo,; Premier State \-lun[ Bond fund fl)
AT
14. lH.J\ Mrmumcntal
Iifr
15. PNC Bank tik!al i'vlercantik savings
accountUS Savings Bonds
17.
M&TBank account
(Set• C,)lurims B ! :m<l D4) 2. V.\lucCetli:s
(Sec
Columns CI and D31 3. V: lue Mt.:thod C(Jde.)\Se:
(Qlumr1 (.:2) A -"$1,tlOO or less F S.fo,001 - l00,000 J ··s15,0i)O or lr.ss N ,.-5250,oc 1 ::{10,iK10 P3 ·:$2 .U00.iN1 - $50.tlt10,fiOO Q ·App1:nsal I' ··'Houk ValueA
A
A
B
Dividend
lnkrest
Interest
Interest
B =Sl,0\'11 - S"2;'i01! G .tl00,001. Sl,OOO,GV1:; K .o.S\\l1l1l -550,000 O =- .o0,(J01 -$1,000,00GR .
.cv t (Rea.t Esrntl· Only)
v ;·.Q!httT
T
T
T
(. · ·"Sl,501 - $.S.r}G!) HJ =.Sl,000,0CI - $5,000,0(10 L sso,001 - $100,mw Pl =Si,01)(1,001 - $5,00i),000 P4 "·!'.for 1h:m S 0.000,000 S =Asst·s::;ment W """f:."'>tunatcdTransa :tions during rcp<>rtmg peri11d
-(2)
Date Value
Gain
mm/dd'yy Code 2 Code l
(J.P)
(A-H)
D,.,,ss.001 .s1 .oou H2 . r..·forc. th<in $5,\,·00,0W} t ... 1 $1 00,001-5250,000f
P2 -·$5.000,001 - $2).000,000 T =Cash �v1arket(5'1
Identity
ofbuyer/seller
(if
pri·1alc.Datt of Report ame of Person Rt-porting
Ji'JNANCIAL DISCLOSURE REPORT
Page 5of6
Quarles,
William D.04!15.'2010
VHI. ADDITIONAL INFORJ.\'1ATION OR EXPLANATIONS.
(JndicatepartofReporl.)
Date of Report
N me
of Per on ReportingFINANCIAL DISCLOSURE REPORT
Page 6 of 6
Qu
arl
es, William D.
04/15/2010
IX. CERTIFICATION.
I certify that
all information given above (
inc
luding
information pertaining to myspouse and minor or
dependtnt children, if an)') isaccurate,
true,and complete
tot
hebest
of my knowledge and belief, and that any informationnot reported was
wi
thheld
hecause it metapplicable statutory
p
rovisions permitting non-tlisclo$ure.I further certify that e»rned income.
from outside
employment and honoraria and the acceptance of giftswhich have been reported arc in
compliance with the provisions of 5
C.S.C. app. § 501
et.seq., 5 U.S.C. § 7353, and
JudicialConference
regulations.NOTE: ANY INDlVIDt.:AL WHO
KNOWI:-;GLY A!\D WlLFULL
Y ·f.PORT1AY HE SUBJECT TO CIVIi.
AND CRIMINAL SAJ\CTIONS (5