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Wireless Link Quality Modelling and Mobility

Management Optimisation for Cellular Networks

PhD Thesis Defence

Van Minh Nguyen

(2)

Propagation  Path loss Obstacles  Shadowing Multipath and Motions

 Fading, Time-varying Wireless links Interference  Link quality expressed in SINR Resource sharing Wireless Networking Mobile cellular network Best SINR node association is fundamental Mobility Management is a fundamental

(3)

Outline of Contributions

1.

Wireless Link and Best Signal Quality Modelling

1. Stochastic Geometry Modelling of Wireless Links (IEEE WiOPT 2010) 2. Heavy-Tail Asymptotics of Wireless Links (EURASIP JWCN 2010)

2.

Level Crossing Analysis of Time-varying Wireless Links

1. Asymptotic Excursions above a Small Level (To be published) 2. Crossings of Successive High Levels (To be published)

3.

Applications to Mobility Management in Cellular Networks

1. Analytical Model of Handover Measurement with Application to LTE (IEEE ICC 2011) 2. Autonomous Cell Scanning for Small Cell Networks (EURASIP JWCN 2010)

3. Self-optimisation of Neighbour Cell Lists in Macrocellular Networks (IEEE PIMRC’10)

(4)

BEST SIGNAL QUALITY

MODELLING

Presentation of Approach

Network Assumptions

Stochastic Geometry Modelling

(5)

Signal strength received at yfrom transmitter i

Approach

20 June 2011 PhD Thesis Defence - V.M. Nguyen 5

 

 

 

 

 

 

y y y y y y i i i j j i i

N

I

P

P

P

N

P

Q

    

 0 0 Interference to the signal of transmitter i SINR received at y from transmitter i

Thermal noise at the reception antenna

Total interference received at y:

 

 

 

 

 

 

 

y

y

y

y

y

y

y

S S i i S i S

N

I

M

M

P

I

N

P

Y

 0 0

max

Best SINR received at y

from set of transmitters S

Maximum signal strength received at yfrom set S:

 

jPj

 

I y y

 

y j

 

y S j S P M  max

Joint distribution of the total interference I

and the maximum signal strength MS

Derive the distribution of

(6)

Assumptions

 Basic wireless link

o yR2−location of receiver, xiR2−location of transmitter i,

o Ptx−node’s transmission power, {Zi}−fading,

o {mi}−virtual Tx power assumed i.i.d. of df Fm, m:= m1

o 1/l(r) = r -for rR

+and  > 2 –pathloss function

 Interference field as a shot noise

o {xi}: Poisson point process with intensity on R2

o : independently marked Poisson p.p.

o : non-negative real resp. function

o : SN interference

 Set of observed nodes

o BR2 : disk of radius RBcentred at the receiver, y 0

o S = set of nodes uniformly selected from B with prob  [0, 1]

+

+

+

+

+

+

+

+

+

+

+

y

x

i

+

+

+

+

+

+

+

+

+

+

+

+

+

(7)
(8)

Primary Result

(9)

Observations

20 June 2011 PhD Thesis Defence - V.M. Nguyen 9

Distribution of the Maximum Signal Strength

M

S

(10)

Skeleton of solution finding

for

+

+

+

+

+

+

+

+

+

+

+

+

+

+

+

+

+

+

+

+

+

+

+

+

=

+

+

o Step 1: decompose into three independent

independently marked Poisson p.p.

o Step 2: apply the Laplace transform of each shot

noise by Prop 2.2.4 in [Baccelli2009]

F. Baccelli and B. Blaszczyszyn. “Stochastic Geometry and Wireless Networks, Volume I – Theory”. Foundations and Trends in Networking, vol. 3(3-4), pp.249-449, 2009.

(11)

20 June 2011 PhD Thesis Defence - V.M. Nguyen 11

(12)

Network Assumptions

o Nodes are spatially distributed according to a Poisson point process o Virtual transmission powers {mi} are i.i.d. with general distribution Fm

o Unbounded power-law pathloss model, 1/l(r) = r -for r R

+and

> 2

Main Results

o Joint distribution of Iand MS

o Necessary conditions for the integrability & existence of the joint density o Tail distribution of the best signal quality

Important Observations

o Total interference is a skewed alpha-stable distribution o Global maximum signal strength is a Fréchet distribution

o Unbounded power-law pathloss introduces very heavy-tailed behaviours

of I and MS

independentlyof the type of fading

Stochastic

Geometry

(13)
(14)

Overview

Motivation

o Impacts of the pathloss singularity on the tail behaviour of wireless links

Focus

o Unbounded pathloss: 1/l(r) = (max{r, Rmin})- for r R+,

> 2, and Rmin= 0

o Bounded pathloss: 1/l(r) = (max{r, Rmin})- for r R+,

> 2, and Rmin> 0

o Fading {Zi} are i.i.d. lognormal with parameters (0, Z) with 0 < Z<  o Network area Bis bounded with radius RB< .

o (note: with Poisson p.p. assumption of nodes spatial distribution)

Roadmap

o Study the tail equivalent distribution of the signal strength Pi

o Asymptotic joint dist of the total interference & max signal strength o Tail distribution of the best signal quality

(15)

Tail Behaviour of Signal Strength

20 June 2011 PhD Thesis Defence - V.M. Nguyen 15

Interpretation

o The choice of pathloss model has decisive influence on the tail of wireless links o Decaying power-law path loss is the dominant component

o Under bounded pathloss, the tail of Pi is determined by the lognormal fading

(16)

Asymptotic Distribution of Max Signal Strength

Interpretation

o Network densification scenario: n  within a bounded network area B

o Unbounded pathloss: Mn is asymptotically Fréchet distribution under both network extension and network densification

Bounded pathloss: is asymp. Gumbel dist. under network densification

(17)

Joint Density

Asymptotic Joint Distribution

20 June 2011 PhD Thesis Defence - V.M. Nguyen 17

(18)

Tail Distribution of the Best Signal Quality

Evaluation of Shannon capacity using tail distribution of the best signal quality

(19)

20 June 2011 PhD Thesis Defence - V.M. Nguyen 19

Focus

o Impacts of the singularity of power-law pathloss on wireless links

o Network densification scenario: n  within a bounded network area B

o Fading {Zi} are i.i.d. lognormal with parameters (0, Z) with 0 < Z< 

Unbounded pathloss

o Very heavy-tailedbehaviours of interference and maximum signal strength o Interference and maximum signal strength behave dependently due the

common dominant component corresponding to the pathloss singularity

Heavy

T

ail

Asymptotics

Mod

ellin

g

Bounded pathloss

o Asymptotic ind. between the interference and the max signal strength o Approximation of the tail distribution of the best signal quality

(20)

LEVEL CROSSING PROPERTIES OF

A STATIONARY GAUSSIAN PROCESS

Excursions Above a Low Level

(21)

20 June 2011 PhD Thesis Defence - V.M. Nguyen 21

0

+

-

time

What distribution?

Crossing rate?

Length?

X(t)- stationary Gaussian • zero mean, variance 0

• ACF RX()with finite 2nd

derivative at origin 2

[Leadbetter83]

[Cramèr67] H. Cramèr and M. R. Leadbetter. Stationary and related stochastic processes: Sample function properties and their applications,volume 7. John Wiley and Sons, Inc, 1967.

Exponential distribution of rate ED-[Cramèr67]

1

2

-

[Rice58]

[Rice58] S. O. Rice. “Distribution of the duration of fades in radio transmission: Gaussian noise model”.

Bell Syst. Tech. J., 37(3):581-635, 1958

[Leadbetter83] M. R. Leadbetter, G. Lindgren, and H. Rootzen. Extremes and Related Properties of Random Sequences and Processes. Springer Verlag. 1983

(22)

Main Result (1/2)

Excursion Above a Very Low Level

Observation

o EU 0 as   : P(u  ) 0 < , i.e. X(t)above a low level most of the time o Thus, for an excursion above a lowlevel, we only know the distribution of length

o By contrast, an excursion above a high levelis short: length& trajectoryby [Leadbetter83] [Cramèr67]: for the exponential dist of time between two successive down-crossings

By the memorylessness of exponential dist

(23)

Main Result (2/2)

20 June 2011 PhD Thesis Defence - V.M. Nguyen 23

Crossings of Successive High Levels

[Leadbetter83]: for the asymp. parabola trajectory of up-excursion above a high lelvel

(24)

ANALYTICAL MODEL OF

HANDOVER MEASUREMENT

HO Measurement Procedure

Skeleton of Analytical Solution

(25)

20 June 2011 PhD Thesis Defence - V.M. Nguyen 25

Handover

 Mobile measures neighbouring cells and reports to the network

 Purpose: to find a suitable HO target when

the serving cell’s signal deteriorates  Literature: simulation and

parameter-specific approaches, poor in analytical

 Network decides and executes the connection switching

 Purpose: to perform optimal and reliable connection switching

 Literature: very rich including optimal control, signal prediction, protocol design

Handover Decision-Execution

Handover Measurement

(26)

Why is Analytical Model for HO Measurement?

Strong impacts of HO Measurement on

o The quality of the handover target

o The user’s experience: service interruptions, throughput degradation

Complex operation of HO Measurement due to

o Specific PHY layer procedures: e.g., frame structure, synchronisation, o The measurement capability of mobile terminal

o Combining effect of RRC parameters, e.g. > 10 Triggering Events in WDCMA, 7 in LTE o Time-varying and spatial-varying factors, e.g. signal quality, user’s mobility

o The interference nature of a multiple-cell system

generalised analytical model of handover measurement

is helpful to understand

unified impacts of controlling params

+ user’s mobility + system capabilities

(27)

Generic HO Measurement Procedure

20 June 2011 PhD Thesis Defence - V.M. Nguyen 27

Measurement procedure is triggered Scan neighbour cells &

Monitor serving cell’s signal quality

Serving cell’s signal is too bad or

becomes good? A suitable handovertarget is found? Service failure Withdrawal Target found Continue Scanning Too bad Become Good Yes Yes No No

A primary objective of the network configuration is to minimise the

probability of service failure due to the handover measurement

(28)

Basic Probabilistic Events

Service

failure level

Triggering

level

SINR(t)

t

Service

Interruption

T

fail

Scan

T

trig

Withdraw

T

wdraw

Scan

T

trig Measurement period

during which the mobile is able to measurekcells

(29)

20 June 2011 PhD Thesis Defence - V.M. Nguyen 29

1

2

3

4

Scan CellSwitch NoScan Fail

P

(Withdrawal)

=

P(excur. of X(t) above Xwdrawwith length longer than Twdraw)

Level crossing

P

(Target Found)

P

(Service Failure)

=

P(excur. of X(t) below Xfailwith length longer than Tfail)

Level crossing

P

(Triggering)

=

P (excur. of X(t) below Xtrigwith ≥ Ttrig

and

NOT excur. of X(t) below Xfailwith ≥ Tfail)  Level crossing of successive levels

(30)

1

2

3

4

Scan CellSwitch NoScan Fail

MS is connected to the current serving cell MS is NOT connected to the current serving cell

1

2

3

4

Scan CellSwitch NoScan Fail

Mobile in connected-mode Mobile in HO measurement Transition matrix M

Measurement Failure: Measurement Success: Quality of Target Cell:

(31)

Evaluation parameters

LTE Handover Measurement

20 June 2011 PhD Thesis Defence - V.M. Nguyen 31

Intra-freq Measurement

 Intra-frequency measurement is

predominantdue to frequency-reuse 1 of LTE

 UE measures intra-frequency cells

continuouslyduring RRC_CONNECTED mode

o P(Scanning Triggering) = 1

o P(Withdrawal) = 0

 UE measures intra-frequency cells

autonomouslyusing all 504 physical cell Ids (PCIs)

(32)

Increasing

the measurement capability

more than about 10

2

improves the

performance very marginally

Regarding FAILURE probability plot: current LTE requirement for measurement

(a) HO measurement SUCCESS probability

Measurement capability, k

(b) HO measurement FAILURE probability

(33)

33

Relative

threshold: robust service (i.e. low SINR

fail

 

min

)

, enhances target cell’s quality

Absolute

threshold: crossing point for

k

in-between 10 and 16. Set low SINR

req

for small

k

, and set high SINR

req

for big

k

in order to achieve greater performance

ICC 2011 - June 7th 2011 PhD Thesis Defence - V.M. Nguyen

(b) Target cell’ssignal quality (a) Quality of target cell

under Relative threshold, i.e. SINRreq= SINRfail + HO

(b) Quality of target cell under Absolute threshold, i.e.

SINRfail = - 20 dB

(34)

LTE intra-frequency measurement

o High meas. capability enhances the mobility management performance o Current requirement of 8 intra-freq cells / 200ms seems insufficient o Measurement capability higher than 10² cells / 200ms

Marginalimprovement in the HO measurement performance • Significantenhancement of the quality of target cell

o Future applications to Inter-freq and Inter-RAT measurements

Hand

ov

er

Mea

su

rement

Analytical model

o Characterise HO measurement procedure as a Markov chain by determining

key events associated with a discrete-time model

o Formulate and derive key probabilistic events using the developed results on

the best signal quality and on level crossings

Other applications

o Autonomous scanning for small cell networks o Self-optimisation of neighbour cell lists

(35)

Conclusion

20 June 2011 PhD Thesis Defence - V.M. Nguyen 35

Distribution of the Best Signal Quality

o Method: by means of the joint distribution of interference and max signal strength o Stochastic geometry model: exact expression of the tail distribution

o Heavy-tail asymptotics: an approximation of the tail dsitribution

Level crossing of a stationary Gaussian process

o Length of an excursion above a very low level is exponentially distributed

o Mean number of crossings, length of an excursion of crossings of two successive levels

Mobility management

o Focus on handover measurement function

o Analytical model using developed results on best signal quality and level crossings o Application to LTE Intra-frequency measurement

(36)(37)
(38)

Skeleton of solution finding (cont’d)

=

=

=

F. Baccelli and B. Blaszczyszyn. “Stochastic Geometry and

Wireless Networks, Volume I – Theory”. Foundations and Trends in Networking, vol. 3(3-4), pp.249-449, 2009.

Apply Laplace transform of additive shot noise given by Proposition 2.2.4 in [Baccelli2009]

(39)

20 June 2011 PhD Thesis Defence - V.M. Nguyen 39

 Autonomous Scanning for Small Cell Networks (EURASIP JWCN 2010)

o Challenge: High-density and randomness of small cell networks require for new logic

in the implementation of standardised mobility management mechanism

o Solution: Propose and optimise autonomous scanning for max data throughput o Conclusion: Autonomously scan 30 cells is effective for a common network setting o Tools: best signal quality for network densification scenario

 Analytical Model of Handover Measurement (IEEE ICC 2011)

o Challenge: HO Measurement has strong impact on the whole system performance, its

operation is complex while its state-of-the-art is weak

o Solution: Generalised analytical model, then investigation of LTE HO measurement o Conclusion: Current LTE UE capability seems insufficient for reliable HO performance o Tools: best signal qualityfor network extension& densification, level crossings

 Self-optimisation of Neighbour Cell Lists (IEEE PIMRC 2010)

o Challenge: Manual configuration of NCLs is a big every-day operator's concern o Solution: Propose measurement-based auto-configuration & self-optimisation o Conclusion: Attain 99% of scanning success without incurring signalling overhead o Tools: self-organisation paradigm

Ove

rview

of A

pp

(40)

Solution

o [Mandayam98]: result for the case of constant Zfail assuming constant interference I

o Wegeneralised the result for the case of randomZfail taking into account random I

Formulation

Service Failure

N. Mandayam, P.-C. Chen, and J. Holtzman. “Minimum Duration Outage for CDMA Cellular Systems: A

(41)

Step 1

Representation in Basic Events

Scanning Triggering (1/2)

41 ICC 2011 - June 7th 2011 PhD Thesis Defence - V.M. Nguyen

Computationally similar to Service

Failure

P(A * !B) = P(A) – P(A * B)

(42)

Step 2

Application of Level Crossing Results

Scanning Triggering (2/2)

Mean number of crossings of Length of crossings of Basic of service failure probability

(43)

Formulation

Suitable Target Found

ICC 2011 - June 7th 2011 PhD Thesis Defence - V.M. Nguyen 43

Tail of the Best Signal Quality

Unlimited candidate set

o No restriction on the set of cells to be measured, e.g. intra-freq in WCDMA and LTE o Apply the result onthe tail distribution of the best signal quality for network

extension scenario(obtained with stochastic geometry model)

Limited candidate set

o The mobile only measures cells belonging to a predefined set, e.g. neighbour cell list o Apply the result on the tail distribution of the best signal quality for network

(44)

(a) Tail distribution of Yk (b) Results with level crossing analysis

Analytical results agree with simulation

High

measurement capability

increases the probability of finding a suitable target

Robust service, i.e. low SINR

(

 

), reduces the service failure probability

Measurement capability, k Measurement instants, m

Probability of service failure Probability of finding suitable target

(45)

Articles

Bibliography

 V. M. Nguyen, F. Baccelli, L. Thomas, and C. S. Chen.

Best signal quality in cellular networks: asymptotic properties and applications to mobility management in small cell networks.

EURASIP J. Wireless Commun. Netw. (JWCN), spec. issue on femtocell networks, pp. 1-14, Mar. 2010.  V. M. Nguyen, C. S. Chen, and L. Thomas.

Handover measurement in mobile cellular networks: analysis and applications to LTE'.

In Proceedings of IEEE International Conference on Communications (ICC) 2011. Japan, June 2011.

 V. M. Nguyen and F. Baccelli.

A stochastic geometry model for the best signal quality in a wireless network.

Proceeding of IEEE International Symposium on Modeling and Optimization in Mobile, Ad-Hoc and Wireless Networks (WiOPT) 2010, pp. 465-471. France, June 2010

 V. M. Nguyen and H. Claussen.

Efficient self-optimization of neighbour cell lists in macrocellular networks.

Proceedings of IEEE International Symposium on Personal Indoor and Mobile Radio Communications (PIMRC) 2010, pp. 1921-1926. Turkey, Sept. 2010.

 V. M. Nguyen and L. Thomas.

Efficient dynamic multi-step paging for cellular wireless networks.

Bell Labs Tech. J., special issue on Core and Wireless Networks, vol.14(2), pp. 203-221. Aug. 2009.

(46)

Articles (cont’d)

 V. M. Nguyen.

Extreme value modeling of the best signal quality and applications for small cell networks.

Joint workshop of Bell Labs, Fraunhofer HHI, and Deutsche Telekom Labs on The Future of Communications: Science, Technologies, and Services. Berlin, June 2010.

 V. M. Nguyen.

Some properties of level crossings of a stationary process and applications. In preparation.

 V. M. Nguyen, C. S. Chen, and L. Thomas.

A unified analytical model of handover measurement for mobile cellular networking.

In preparation for IEEE /ACM Trans. Netw.

Standard Constributions

 Alcatel-Lucent/V. M. Nguyen.

Identifying coverage islands.

3GPP LTE Standard Contribution. TSG-RAN WG3\#66, R3-092949. Nov. 2009.

 Alcatel-Lucent/V. M. Nguyen.

UE measurements in coverage islands.

3GPP LTE Standard Contribution. TSG-RAN WG3\#66, R3-092950. Nov. 2009.

 Alcatel-Lucent/V. M. Nguyen.

Handling of UE measurements and transfer of UE history for mobility robustness optimization.

(47)

Patent Applications

 V. M. Nguyen and H. Claussen.

Method for automatically configuring a neighbor cell list for a base station in a cellular wireless network.

European Patent Appl. No.08291260.1 (31.12. 08). International Patent Appl, No.PCT/EP2009/009204 (21.12.09)  V. M. Nguyen and O. Marcé.

Adaptive time allocation to reduce impacts of scanning.

European Patent Appl, No.08291265.0 (31.12.08). International Patent Appl. No.PCT/EP2009/009205 (21.12.09)  V. M. Nguyen and Y. El Mghazli.

Method and equipment for dynamically updating neighboring cell lists in heterogenous networks.

European Patent Application, No. 09290135.4 (25.02.09).  V. M. Nguyen and Y. El Mghazli.

Method and apparatus for new cell discovery.

US Patent Appl, No.12/383,907(30.03.09). International Patent Appl, No.PCT/US2010/026496 (08.03.10)  V. M. Nguyen, L. Thomas, and O. Marcé.

Method and controller for paging a mobile set in a cellular network.

European Patent Application, No. 09305029.2 (12.01.09)  O. Marcé, A. Petit, and V. M. Nguyen.

Method for enhancing the handover of a mobile station and base station for carrying out the method.

European Patent Appl, No.09305189.4 (02.03.09). International Patent Appl, No.PCT/EP2010/052425 (25.02.10)

References

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