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Archaeological Predictive Modelling:

A proposal for the CRM of the Veneto region

Anita Casarotto, Hans Kamermans

Faculty of Archaeology Universiteit Leiden

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Predictive modelling

Predictive Modelling is a technique to predict, at a minimum, the location of archaeological sites or materials in a region, based either on the observed pattern in a sample or on assumptions about human behaviour

(Kohler & Parker 1986: 400)

Reasons to apply predictive modelling in archaeology:

To gain insight into former human behaviour in the landscape an academic research application

To predict archaeological site location in order to guide future developments in the modern landscape an archaeological heritage management application

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Inductive approach …data-driven …correlative …bottom-up Deductive approach …theory-driven …esplicative …top-down

The (existing??) dycotomies: different theoretical approaches for the same problem

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…others dycotomes

Possibilistic approach VS Probabilistic approach

Ecological determinism VS post-modernism approaches

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Predictive models, acting between New Archaeology, Post-Processualism, emergent paradigms and epistemological issues: a possible match point

«…occorre rifiutare l’ assunto post-processualista che l’utilizzo di metodi predittivi conduca necessariamente allo scientismo, aderire alla sua richiesta di pluralismo, rifiutando il monolitismo processualista. L’indeterminatezza è parte integrante della predittività, ma questo non comporta necessariamente anarchia: occorre stabilire dei gradi di confidenza di ciascuna teoria come facciamo quotidianamente redigendo la carta d’identità di uno strato o di un sito archeologico. È su questi giudizi e non sui dati grezzi che noi costruiamo i nostri modelli interpretativi» (Citter 2012: 3-4 )

It is necessary an eclectic integration of different approaches (Bintliff , Pearce 2011)

Archaeological predictive modelling is just one of the possible

(integrable/interchangeable/negotiable) tool for the site pattern description and the consequent data mining, nevertheless it does not provide the solution of our problems!

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1° Chi-square test

X² =

Altschul J.H. 1988: 77

2° - Multivariate logistic regression Ln = α + β1X1 + β2X2 + … + βnXn

- Multicriteria Analysis - Fuzzy Logic

3° Performance assessment:

- Accuracy and Precision - Gain calculation Gain = 1-

Ps Pa

Modelling process

observed sitesectedsitesected sites

_ exp ² ) _ exp _ (

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Predictive Modelling for the CRM

Attention at the drawbacks of modern development, and evaluation of the repercussions caused by environmental transformations and urban expansion as regard the landscape, is a particularly living matter as is the interest in devising means for protecting archaeological heritage as part of the normal spatial planning process. We need to predict the past in order to have a role in spatial planning (Kamermans 2011: 15)

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We need to manage the transformations generated by the human physiological use of the landscape in order to protect it. In this respect, the role of archaeology is that of yielding archaeological potential assessment in order to address the territorial exploitation processes during the spatial planning policy actions.

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Predictive Modelling for the CRM in the Netherlands

1 = High prediction area (under water)

2 = Middle prediction area (under water)

3 = Low prediction area (under water)

4 = High prediction area (on land) 5 = Middle prediction area (on land) 6 = Low prediction area (on land)

IKAW (Indicative Map of Archaeological Values of the Netherlands ) produced by RCE (Cultural Heritage Agency )

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The project Strategic research into, and development of the best practice for, predictive modelling on behalf of Dutch CRM as part of the BBO programme (Stimuleringsprogramma Bodemarchief in Behoud en Ontwikkeling, Protecting and Developing the Dutch Archaeological-Historical Landscape) funded by:

European Treaty Series - No. 143

EUROPEAN CONVENTION ON THE PROTECTION

OF THE ARCHAELOGICAL HERITAGE (REVISED)

Valletta, 16.I.1992

The Valletta agreement has let to the

revision of the Dutch Monuments

and Historic Buildings Act , and the activation of the BBO programme

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Team: academic staff, officers of RCE (Cultural Heritage Agency Rijksdienst voor het Cultureel Erfgoed ), archaeological companies.

Goal: to make a through analysis of the various predictive models and methods used

in Dutch and international practice, to explore possibilities for methodological improvement and greater efficiency, and promote a second generation of predictive modelling more reliable for the archaeological resources management.

Procedure:

I phase: basiline report

II phase: study of the most important issues (quality and quantity of archaeological input data, paleogeography & history and the relevance of the environmental input data, the socio-cultural landscape and the need to incorporate social and cultural input data, lack of spatial & chronological resolution, the use of spatial statistics, testing of predictive models)

III phase: final publication (Kamermans H., van Leusen M., Verhagen P. 2009) which includes a set of proposals for best practice in predictive modelling. van Leusen, Kamermans (eds) 2005

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Some emblematic european case studies

Archaeprognose Brandenburg project

(MUNCH U. 2003; DUCKE B., MUNCH U. 2005)

Land evaluation analysis: a deductive predictive model for the Agro Pontino

(KAMERMANS H. 2000)

(WILCOX B. 2012)

Archaeological Predictive Modelling of late anglo-saxon settlement in East Anglia

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Some emblematic italian case studies

Il progetto MAPPA

per l’area urbana di Pisa

(http://mappaproject.arch.unipi.it/)

Archeologia preventiva e predittiva nell’esperienza del cesenate (Gelichi S.,

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Eastern Lessinia case study (VR/VI)

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Archaeological predictive modelling: a proposal for the Veneto region

Predictive map obtained with the MCE operator of IDRISIGIS

Predictive map obtained with the FUZZY and the MCE operator of IDRISIGIS

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Finding the significant correlations between settlement catchments and environmental/cultural variables.

Statistical analysis

Archaeological predictive modelling: a proposal for the Veneto region

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Reclassification of the variables with suitability values

Archaeological predictive modelling: a proposal for the Veneto region

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Longitude: 0,0135

Latitude: 0,0135

Altitude average: 0,2117

Water distance: 0,0949

Euclidean distance from the nearest neighbour settlement: 0,0461

Cost distance from the nearest neighbour settlement: 0,0449

Land use: 0,1107

Solar radiation: 0,0771

Intervisibility: 0,0199

Slope average: 0,1632

Morphology of the location: 0,2045

Assigning weights to each variable: Pairwise comparison technique

Archaeological predictive modelling: a proposal for the Veneto region

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Multicriteria evaluation: a weighted linear combination

Archaeological predictive modelling: una proposta per la Regione Veneto

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Testing the reliability and functionality of the predictive model

Archaeological predictive modelling: una proposta per la Regione Veneto

The new indipendent sample of the “spread finds”:

the majority of the above mentioned site category overlap high probability values

Comparison between the outcomes obtained so far with the ones of a second researcher

(Dr. Francesco Ferrarese) who used his own

espertise to reclassify and weight the varibles and then construct the likelihood map:

the results are absolutly comparable.

Recalculation of likelihood maps for each

chronological phase by using a different method of reclassification (Fuzzy operator) and comparison with the previous maps:

the results are absolutly comparable.

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Such a likelihood map could be used by territorial authorities like a general guideline for orienting the spatial

planning and assess the archaeological risk involved.

Archaeological predictive modelling: una proposta per la Regione Veneto High archaeological potential map for Middle Bronze Age 3 and Recent Bronze Age 1

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1) Archaeological predictive modelling for Preventive Archaeology

In the domain of Preventive Archaeology predictive modelling could become a

shared platform for the standardized (objective) representation of archaeological potential, above all for the integrative phase of the preliminary planning. Indeed predictive modelling uses objective operators (mathematical algorithms and statistical methods) for producing archaeological risk maps.

To my mind it would be possible to make uniform the editing criteria for the contruction of an archaeological risk map, and make as explicit as possible the

basic standards to be followed for implementing such a map. A common language would make the predictive maps (attached to preliminary or definitive archaeological reports) tools which could be easily consulted, and the fact will appoint a certain grade of officiality that is tipically requested by law.

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Archaeological predictive modelling: una proposta per la Regione Veneto 2) Predictive modelling for landscape planning:

Predictive maps, as the archaeological maps, permit to gain further insights into the archaeological resources located within a territory, however the first ones give extra indications of the unknown archaeological potential. Therefore they result more informative for the land use planning of such a territory and that’s why they should be attached to territorial planning plans.

For the Veneto region, that has just published the new variation for the P.T.R.C. (Piano Territoriale Regionale di Coordinamento), this methodology may be helpful to improve the monitoring of the archaeological resources in the territory and to assess the archaeological risk involved.

In the Venetian webGIS it could be added a new layer regarding the archaeological predictivity described by different scales of spatial resolution. Moreover the model previously presented could be revised and improved and afterwards used as a test-area for the Veneto region-wide target.

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Personally, we believe that predictive modelling does perform at one’s best providing more reliable results and allowing the advancement of knowledge, when it is exploited for the purposes of scientific research.

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Predictive modelling: limits

Environmental determinism

Landscape modifications and landscape development

Bias of the source dataset and proxy input data

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Discretization of the informative palimpsest

Uncertainty management

Test

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Predictive modelling: future perspectives and improvements

Incorporation of cultural variables: attempt at introducing the cognitive components by making explicit the decisional making process that had led to a particular location choice (Space syntax analysis, Fuzzy logic, Distance zonation, Distance decay models, line-of sight analysis, Cost surface analysis).

Promising integrative methods:

• Survival analysis (De Guio A. 1985; De Guio A. 1986)

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Uncertainty management:

Fuzzy Logic: to model the nuance reasoning and to take over the subjectivity involved into the analysis.

Bayesian Statistic: for the representation of the relationship between premises and conclusions. It allows for the incorporation of a priori

knowledge and its updating in a countinuos feedback.

Demptster-Shafer theory: it permits to formalize the lack of knowledge and put behind the decision about the presence or absent of a site.

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Thank you for the attention

Anita Casarotto is a PhD student at the Faculty of Archaeology of Leiden University

[email protected] ; [email protected]

Hans Kamermans is associate professor at the Faculty of Archaeology of Leiden University [email protected]

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References:

ALTSCHUL J.H. 1988, Models and the modelling process, in JUDGE W.L., SEBASTIAN L. (eds), Quantifying the Present and Predicting the Past: Theory, Method and Application of Archaeology Predictive Modeling, Bureau of Land Management, US, Denver, pp. 61-96.

BINTLIFF J., PEARCE M. (eds) 2011, The Death of Archaeological Theory?, Information Press, Eynsham, Oxford.

CASAROTTO A., DE GUIO A., FERRARESE F., LEONARDI G. 2011, A GIS-based archaeological predictive model for the study of

Protohistoric location-allocation strategies (Eastern Lessinia, VR/VI),IpoTESI di Preistoria, Vol. 4, n° 2, Bologna, p. 1-24. CITTER C. 2012, Modelli predittivi e archeologia postclassica: vecchi strumenti e nuove prospettive, in REDI F., FORGIONE A. (eds), Atti del VI convegno nazionale della SAMI, L`Aquila, All`Insegna del Giglio (preprints), Firenze.

DE GUIO A. 1985a, Archaeological applications of survival analysis, in VOORRIPS A., LOVING S.H. (eds), To pattern the past, P.A.C.T, 11, Souvain, pp.361-381.

DE GUIO A. 1986, Analisi della sopravvivenza: dalle scienze biomediche all’archeologia, «Aquileia Nostra», LVII, pp. 102-128.

DUCKE B., MUNCH U. 2005, Predictive Modelling and the Archaeological Heritage of Brandenburg (Germany), in VAN LEUSEN M., KAMERMANS H. (eds), Predictive Modelling for Archaeological Heritage Management : a research agenda, Amersfoort, ROB, PlantijnCasparie Almere, pp. 93-107.

EPSTEIN J.M., AXTELL R. 1996, Growing artificial societies. Social science from bottom up, Cambridge, The MIT press.

EPSTEIN J.M. 2006, Generative social science. Studies in agent-based computational modelling, Princeton and Oxford, Princeton University Press.

GELICHI S., NEGRELLI C. (eds) 2011, A piccoli passi. Archeologia predittiva e preventiva nell'esperienza cesenate, Firenze, All'insegna del Giglio.

GELICHI S., NEGRELLI C. (eds) 2008, A misura d’uomo: archeologia del territorio del cesenate e valutazione di depositi, Firenze, All'insegna del Giglio.

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References:

KAMERMANS H. 2000, Land evaluation as predictive modelling: a deductive approach, in LOCK G. (eds), Beyond the Map: Archaeology and Spatial Technologies, NATO Science Series, Series A: Life Sciences, vol. 321, Amsterdam, IOSPress, pp.124-146.

KAMERMANS H. 2011, Predictive maps in the Netherlands, problems and solutions, in GELICHI S., NEGRELLI C. (eds), A piccoli

passi. Archeologia predittiva e preventiva nell'esperienza cesenate, Firenze, All'insegna del Giglio, pp. 13-18.

KAMERMANS H., WANSLEEBEN M. 1999, Predictive modelling in Dutch archaeology, joining forces, in J. A. Barceló, I. Briz and A. Vila eds, New Techniques for Old Times – CAA98. Computer Applications and Quantitative Methods in Archaeology. BAR International Series 757 (Oxford 1999), 225–230.

KAMERMANS H., VAN LEUSEN M., VERHAGEN P. (eds) 2009, Archaeological Prediction and Risk Management: alternatives to

current practice, Leiden, Leiden University press.

KOHLER T.A., PARKER S.C. 1986, Predictive models for archaeological resource location, in SCHIFFER M.B. (eds), Advances in

archaeological method and theory, (vol. 9, pp. 397-452), New York.

MUNCH U. 2003, Conceptual Aspects of the “Archaeoprognose Brandenburg” Project: Archaeological Site Prediction for

Various Test Areas in Brandenburg in DOERR M., SARRIS A. (eds), CAA 2002, The Digital Heritage in Archeology, Proceedings of the 30th CAA conference held at Heraklion, Crete, Greece, 2-6 April 2002, pp. 185-190.

VAN LEUSEN M., KAMERMANS H. (eds) 2005, Predictive Modelling for Archaeological Heritage Management : a research

agenda, Amersfoort, ROB, PlantijnCasparie Almere.

WILCOX B. 2012, Archaeological Predictive Modelling of late anglo-saxon settlement in East Anglia, PhD thesis, School of History, University of East Anglia, Norwich.

References

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