Computershare is a global market leader
in transfer agency and share registration,
employee equity plans, proxy solicitation
and stakeholder communications. We also
specialise in corporate trust services, tax
voucher solutions and a range of other
diversified financial and governance
services.
Founded in 1978, Computershare is
renowned for its expertise in data
management, high volume transaction
processing, payments and stakeholder
engagement. Many of the world’s leading
organisations use these core competencies
to help maximise the value of relationships
with their investors, employees, creditors,
members and customers.
Computershare is represented in all major
financial markets and has over 10,000
employees worldwide.
To find out more about our IPO and
Registration Services, please contact:
Charles Heming
[email protected]
Phone +44 (0) 870 703 0378
Mobile +44 (0) 7795 412 079
Matthew Edmund
[email protected]
Phone +44 (0) 207 019 7104
Mobile +44 (0) 7500 040 316
www.computershare.com
Computershare Investor Services PLC is authorised and regulated by the Financial Services Authority, Registered Office: 25 The North Colonnade, Canary Wharf, London E14 5HS. Computershare Investor Services PLC is registered in England & Wales, Company No. 3498808, Registered Office: The Pavilions, Bridgwater Road, Bristol BS13 8AE.
IPO AND REGISTRATION
SERVICES
SUPPORTING YOUR TRANSITION TO A PUBLIC COMPANY
CISLOB0001v2F
SHAREHOLDER ANALYSIS
› Issuance of Section 793 notices and maintenance of Section 808 register
› Maintain list of significant shareholders and track largest buyers and sellers
› Profile ownership base
– long, hedge funds, retail, PCBs
› Identify Fund Managers with under and overweight holdings
› Identify Leading Fund Managers with no holdings › Sector, type and country of fund managers PROXY SOLICITATION
› Advance review of agenda items (resolutions) for shareholder sensitivity
› Engagement with the proxy advisers (important influencers on how institutions
vote)
› Outbound vote activation for institutional shareholders › Advance view of the level of voting and support prior to votes arriving › Vote matching to determine who did not vote or voted against management
COMPANY SECRETARIAL SERVICES AND SOFTWARE
› Advice and assistance on flotations on AIM, PLUS and main markets
› Company registration from Ltd to Plc › Delivery of stock exchange announcements › Fully outsourced services
- AGM management
- preparation, attending and minute taking for board or committee meetings
› Maintenance of statutory registers › Filing of annual returns and accounts
› Corporate health checks ensuring statutory and regulatory requirements are met
› Offshore and overseas company formations and administration › Governance Healthcheck
› Global Entity Management Software (GEMS)
- UK Company Secretarial Software - Board Management
- Global Rules
CORPORATE COMMUNICATIONS AND REPORTING
› Best practice consultancy for Annual Reporting and Corporate Responsibility Reporting › Project management, design and production › Copywriting, editing and proofreading › Printing, personalisation and dispatch
› Corporate and Investor Relations website development › Web design for electronic IPOs
› AIM Rule 26 compliance › Brand identity development
EMPLOYEE SHARE PLANS
› Advice and assistance on a total employee share plan solution
› Extensive range of plans
- including SIP, SAYE, Executive Plans and Employee Share Purchase Plan (ESPP) › Personalised employee communications › Paperless enrolment, including SMS › Transactional self-service websites
- Cost-efficient, real-time online trading across multiple platforms (including the LSE, JSE, ASX and AEX) › Low risk, cost-effective share plan solutions
COMPUTERSHARE
>
>
>
>
>
For an IPO service SUITED to your needs, look
no further than Computershare
Amongst the many decisions that
have to be made in order to reach
the day of listing, the appointment
of a registrar may seem an
insignificant task.
In reality, it’s a key decision at
the start of a long and fruitful
relationship. Your registrar will
be the one to guide you not
only through the preparation
of your IPO, but will also play
an instrumental role in advising
you for your first AGM, listing
changes, acquisitions and
takeover projects. Your registrar
should also be able to deliver your
employee plans as your employee
numbers grow, potentially
across the world, and be able to
support your communications and
payment needs no matter the size
or location.
At Computershare we aim to be
a part of your success and want
to see you reap the opportunities
that the raising of equity brings.
We have grown our own business
in order to give you the certainty
of a firm foundation of experience
and service to meet your
company’s needs as it grows, both
locally and globally.
THE COMPUTERSHARE TEAM
Your day to day contact will be with your Relationship Manager at Computershare Investor Services. They will maintain your register, manage your corporate actions, and act as the key liaision with the rest of the team. From appointment you will be working with dedicated named contacts to manage your IPO.
If you have an employee share plan then Computershare Plan Managers are the experts in this field. We will communicate with your investors and employees electronically or on paper, expertly managed by Computershare Communications Services.
Other specialised services from the Computershare group can also be coordinated through your Relationship Manager, as and when required:
The size and complexity of listing will drive the decision as to when you appoint your registrar – and the earlier you are able to make an appointment, the earlier you will start to benefit from our extensive listing experience, helping to ensure that the process runs as smoothly as possible.
Alternatively, your adviser will discuss service provision with Computershare before your intended listing. Throughout the IPO period your dedicated Project Manager will work closely with your listing team to ensure that the register and CREST membership is established, and to offer a range of solutions that will assist in a smooth transition to your chosen market. Post IPO, your ongoing Relationship Manager will work with you and your adviser to manage your shareholders.
Our work doesn’t end after you have listed. We establish a long-term relationship with clients based on our ability to provide support and solutions as your company grows.
We are continually adding to our portfolio of services to offer you the best choice. In the last two years alone, we have created market leading services in Corporate Governance, Company Secretarial Support, Corporate Reporting, Electronic Communications, Web Registry Access, Webcasting and Design, Wireless AGM Voting and Global Payments.
Client communication is a top priority for us. We take the time to listen and solicit client opinion via email updates, satisfaction surveys, webinars (online seminars) and regular reviews. You tell us what you want and we’ll develop products and services that are right for you.
Our clients range from PLUS market participants, through AIM, and on to the FTSE 100. Irrespective of business or location, they all benefit from Computershare’s global footprint. Our size and reputation allows us to bring new ideas to the market and to manage research and development so that all our clients benefit.
For companies either listing from outside of the UK or with plans to grow internationally, our Global Capital Markets team will be on hand to guide and advise on working within different market structures, using Computershare’s unique global registration business.
PRE-IPO MANAGEMENT
POST LISTING MANAGEMENT
Being prepared to meet your long-term corporate
goals and support those unexpected events
THE ONLY TRUE LOCAL AND GLOBAL PROVIDER
PREPARATION FOR LISTING DAY
Our strong project management and IPO
experience ensure you are ready for listing day
Why Choose Computershare?
S
trong track record of successful IPOs across all sectors and company sizes
U
nique service range, meeting your needs as you grow
I
ntegrated member of your Adviser, Lawyer and Broker Team
T
ried and tested service beyond register administration to support your IR and Governance requirements
E
lectronic communications and web-based services for efficiency and cost control
D
irect support across the globe as you reach out to other markets
Computershare Governance Services supports your Company Secretarial needs along with supporting software to manage your Governance and Compliance challenges, Board Management, and subsidiary structures
Georgeson provides beneficial shareholder analysis allowing you to fully understand who truly owns your stock, generating market data beyond that available on your register of members. Georgeson also provides innovative proxy solicitation and vote management to help companies identify, locate and communicate the right message to key shareholders, securing the votes they require
Global Capital Markets is a team of experts that advise on the intricacies of cross border settlement and global listings
Flag provides Corporate Reporting Design and Production support including consultancy to deliver your Social Responsibility goals
IML delivers leading technology for interactive wireless meetings, particularly for AGMs.
With our market leading portfolio of services, we can provide the solution suited to your company.
Electronic IPO Offshore Listing
structure Creation of employee
share plans
Non UK company seeking market entry and requiring Depositary Interest structures
Online and offline communications design (Corporate Identity, Prospectus, websites) Retail Shareholder Offer Corporate Governance Solutions Entity and Board
structure management
On receipt of the pathfinder we will obtain the CREST ISIN number for new
stock from the LSE Comment on pathfinder as necessary Prepare the Security Application form, send it to you for signing, and on return we will send it to CREST Ensure CREST have set the new stock up correctly in their system Liaise on the design of your share certificate and eCommunications We receive the placing list
from the adviser/broker in an agreed format Collation of registration details for
pre-admission shareholders who will remain
on the register Preparation of messages to credit CREST accounts with shares in the new class from 8.30am on the listing date Ensure dispatch
of share certificates within seven days
of the listing date Preparation of a list of shareholders to support the SH01 Return of Allotment for the new share
class
>
>
>
>
>
For an IPO service SUITED to your needs, look
no further than Computershare
Amongst the many decisions that
have to be made in order to reach
the day of listing, the appointment
of a registrar may seem an
insignificant task.
In reality, it’s a key decision at
the start of a long and fruitful
relationship. Your registrar will
be the one to guide you not
only through the preparation
of your IPO, but will also play
an instrumental role in advising
you for your first AGM, listing
changes, acquisitions and
takeover projects. Your registrar
should also be able to deliver your
employee plans as your employee
numbers grow, potentially
across the world, and be able to
support your communications and
payment needs no matter the size
or location.
At Computershare we aim to be
a part of your success and want
to see you reap the opportunities
that the raising of equity brings.
We have grown our own business
in order to give you the certainty
of a firm foundation of experience
and service to meet your
company’s needs as it grows, both
locally and globally.
THE COMPUTERSHARE TEAM
Your day to day contact will be with your Relationship Manager at Computershare Investor Services. They will maintain your register, manage your corporate actions, and act as the key liaision with the rest of the team. From appointment you will be working with dedicated named contacts to manage your IPO.
If you have an employee share plan then Computershare Plan Managers are the experts in this field. We will communicate with your investors and employees electronically or on paper, expertly managed by Computershare Communications Services.
Other specialised services from the Computershare group can also be coordinated through your Relationship Manager, as and when required:
The size and complexity of listing will drive the decision as to when you appoint your registrar – and the earlier you are able to make an appointment, the earlier you will start to benefit from our extensive listing experience, helping to ensure that the process runs as smoothly as possible.
Alternatively, your adviser will discuss service provision with Computershare before your intended listing. Throughout the IPO period your dedicated Project Manager will work closely with your listing team to ensure that the register and CREST membership is established, and to offer a range of solutions that will assist in a smooth transition to your chosen market. Post IPO, your ongoing Relationship Manager will work with you and your adviser to manage your shareholders.
Our work doesn’t end after you have listed. We establish a long-term relationship with clients based on our ability to provide support and solutions as your company grows.
We are continually adding to our portfolio of services to offer you the best choice. In the last two years alone, we have created market leading services in Corporate Governance, Company Secretarial Support, Corporate Reporting, Electronic Communications, Web Registry Access, Webcasting and Design, Wireless AGM Voting and Global Payments.
Client communication is a top priority for us. We take the time to listen and solicit client opinion via email updates, satisfaction surveys, webinars (online seminars) and regular reviews. You tell us what you want and we’ll develop products and services that are right for you.
Our clients range from PLUS market participants, through AIM, and on to the FTSE 100. Irrespective of business or location, they all benefit from Computershare’s global footprint. Our size and reputation allows us to bring new ideas to the market and to manage research and development so that all our clients benefit.
For companies either listing from outside of the UK or with plans to grow internationally, our Global Capital Markets team will be on hand to guide and advise on working within different market structures, using Computershare’s unique global registration business.
PRE-IPO MANAGEMENT
POST LISTING MANAGEMENT
Being prepared to meet your long-term corporate
goals and support those unexpected events
THE ONLY TRUE LOCAL AND GLOBAL PROVIDER
PREPARATION FOR LISTING DAY
Our strong project management and IPO
experience ensure you are ready for listing day
Why Choose Computershare?
S
trong track record of successful IPOs across all sectors and company sizes
U
nique service range, meeting your needs as you grow
I
ntegrated member of your Adviser, Lawyer and Broker Team
T
ried and tested service beyond register administration to support your IR and Governance requirements
E
lectronic communications and web-based services for efficiency and cost control
D
irect support across the globe as you reach out to other markets
Computershare Governance Services supports your Company Secretarial needs along with supporting software to manage your Governance and Compliance challenges, Board Management, and subsidiary structures
Georgeson provides beneficial shareholder analysis allowing you to fully understand who truly owns your stock, generating market data beyond that available on your register of members. Georgeson also provides innovative proxy solicitation and vote management to help companies identify, locate and communicate the right message to key shareholders, securing the votes they require
Global Capital Markets is a team of experts that advise on the intricacies of cross border settlement and global listings
Flag provides Corporate Reporting Design and Production support including consultancy to deliver your Social Responsibility goals
IML delivers leading technology for interactive wireless meetings, particularly for AGMs.
With our market leading portfolio of services, we can provide the solution suited to your company.
Electronic IPO Offshore Listing
structure Creation of employee
share plans
Non UK company seeking market entry and requiring Depositary Interest structures
Online and offline communications design (Corporate Identity, Prospectus, websites) Retail Shareholder Offer Corporate Governance Solutions Entity and Board
structure management
On receipt of the pathfinder we will obtain the CREST ISIN number for new
stock from the LSE Comment on pathfinder as necessary Prepare the Security Application form, send it to you for signing, and on return we will send it to CREST Ensure CREST have set the new stock up correctly in their system Liaise on the design of your share certificate and eCommunications We receive the placing list
from the adviser/broker in an agreed format Collation of registration details for
pre-admission shareholders who will remain
on the register Preparation of messages to credit CREST accounts with shares in the new class from 8.30am on the listing date Ensure dispatch
of share certificates within seven days
of the listing date Preparation of a list of shareholders to support the SH01 Return of Allotment for the new share
class
>
>
>
>
>
For an IPO service SUITED to your needs, look
no further than Computershare
Amongst the many decisions that
have to be made in order to reach
the day of listing, the appointment
of a registrar may seem an
insignificant task.
In reality, it’s a key decision at
the start of a long and fruitful
relationship. Your registrar will
be the one to guide you not
only through the preparation
of your IPO, but will also play
an instrumental role in advising
you for your first AGM, listing
changes, acquisitions and
takeover projects. Your registrar
should also be able to deliver your
employee plans as your employee
numbers grow, potentially
across the world, and be able to
support your communications and
payment needs no matter the size
or location.
At Computershare we aim to be
a part of your success and want
to see you reap the opportunities
that the raising of equity brings.
We have grown our own business
in order to give you the certainty
of a firm foundation of experience
and service to meet your
company’s needs as it grows, both
locally and globally.
THE COMPUTERSHARE TEAM
Your day to day contact will be with your Relationship Manager at Computershare Investor Services. They will maintain your register, manage your corporate actions, and act as the key liaision with the rest of the team. From appointment you will be working with dedicated named contacts to manage your IPO.
If you have an employee share plan then Computershare Plan Managers are the experts in this field. We will communicate with your investors and employees electronically or on paper, expertly managed by Computershare Communications Services.
Other specialised services from the Computershare group can also be coordinated through your Relationship Manager, as and when required:
The size and complexity of listing will drive the decision as to when you appoint your registrar – and the earlier you are able to make an appointment, the earlier you will start to benefit from our extensive listing experience, helping to ensure that the process runs as smoothly as possible.
Alternatively, your adviser will discuss service provision with Computershare before your intended listing. Throughout the IPO period your dedicated Project Manager will work closely with your listing team to ensure that the register and CREST membership is established, and to offer a range of solutions that will assist in a smooth transition to your chosen market. Post IPO, your ongoing Relationship Manager will work with you and your adviser to manage your shareholders.
Our work doesn’t end after you have listed. We establish a long-term relationship with clients based on our ability to provide support and solutions as your company grows.
We are continually adding to our portfolio of services to offer you the best choice. In the last two years alone, we have created market leading services in Corporate Governance, Company Secretarial Support, Corporate Reporting, Electronic Communications, Web Registry Access, Webcasting and Design, Wireless AGM Voting and Global Payments.
Client communication is a top priority for us. We take the time to listen and solicit client opinion via email updates, satisfaction surveys, webinars (online seminars) and regular reviews. You tell us what you want and we’ll develop products and services that are right for you.
Our clients range from PLUS market participants, through AIM, and on to the FTSE 100. Irrespective of business or location, they all benefit from Computershare’s global footprint. Our size and reputation allows us to bring new ideas to the market and to manage research and development so that all our clients benefit.
For companies either listing from outside of the UK or with plans to grow internationally, our Global Capital Markets team will be on hand to guide and advise on working within different market structures, using Computershare’s unique global registration business.
PRE-IPO MANAGEMENT
POST LISTING MANAGEMENT
Being prepared to meet your long-term corporate
goals and support those unexpected events
THE ONLY TRUE LOCAL AND GLOBAL PROVIDER
PREPARATION FOR LISTING DAY
Our strong project management and IPO
experience ensure you are ready for listing day
Why Choose Computershare?
S
trong track record of successful IPOs across all sectors and company sizes
U
nique service range, meeting your needs as you grow
I
ntegrated member of your Adviser, Lawyer and Broker Team
T
ried and tested service beyond register administration to support your IR and Governance requirements
E
lectronic communications and web-based services for efficiency and cost control
D
irect support across the globe as you reach out to other markets
Computershare Governance Services supports your Company Secretarial needs along with supporting software to manage your Governance and Compliance challenges, Board Management, and subsidiary structures
Georgeson provides beneficial shareholder analysis allowing you to fully understand who truly owns your stock, generating market data beyond that available on your register of members. Georgeson also provides innovative proxy solicitation and vote management to help companies identify, locate and communicate the right message to key shareholders, securing the votes they require
Global Capital Markets is a team of experts that advise on the intricacies of cross border settlement and global listings
Flag provides Corporate Reporting Design and Production support including consultancy to deliver your Social Responsibility goals
IML delivers leading technology for interactive wireless meetings, particularly for AGMs.
With our market leading portfolio of services, we can provide the solution suited to your company.
Electronic IPO Offshore Listing
structure Creation of employee
share plans
Non UK company seeking market entry and requiring Depositary Interest structures
Online and offline communications design (Corporate Identity, Prospectus, websites) Retail Shareholder Offer Corporate Governance Solutions Entity and Board
structure management
On receipt of the pathfinder we will obtain the CREST ISIN number for new
stock from the LSE Comment on pathfinder as necessary Prepare the Security Application form, send it to you for signing, and on return we will send it to CREST Ensure CREST have set the new stock up correctly in their system Liaise on the design of your share certificate and eCommunications We receive the placing list
from the adviser/broker in an agreed format Collation of registration details for
pre-admission shareholders who will remain
on the register Preparation of messages to credit CREST accounts with shares in the new class from 8.30am on the listing date Ensure dispatch
of share certificates within seven days
of the listing date Preparation of a list of shareholders to support the SH01 Return of Allotment for the new share
class
Computershare is a global market leader
in transfer agency and share registration,
employee equity plans, proxy solicitation
and stakeholder communications. We also
specialise in corporate trust services, tax
voucher solutions and a range of other
diversified financial and governance
services.
Founded in 1978, Computershare is
renowned for its expertise in data
management, high volume transaction
processing, payments and stakeholder
engagement. Many of the world’s leading
organisations use these core competencies
to help maximise the value of relationships
with their investors, employees, creditors,
members and customers.
Computershare is represented in all major
financial markets and has over 10,000
employees worldwide.
To find out more about our IPO and
Registration Services, please contact:
Charles Heming
[email protected]
Phone +44 (0) 870 703 0378
Mobile +44 (0) 7795 412 079
Matthew Edmund
[email protected]
Phone +44 (0) 207 019 7104
Mobile +44 (0) 7500 040 316
www.computershare.com
Computershare Investor Services PLC is authorised and regulated by the Financial Services Authority, Registered Office: 25 The North Colonnade, Canary Wharf, London E14 5HS. Computershare Investor Services PLC is registered in England & Wales, Company No. 3498808, Registered Office: The Pavilions, Bridgwater Road, Bristol BS13 8AE.
IPO AND REGISTRATION
SERVICES
SUPPORTING YOUR TRANSITION TO A PUBLIC COMPANY
CISLOB0001v2F
SHAREHOLDER ANALYSIS
› Issuance of Section 793 notices and maintenance of Section 808 register
› Maintain list of significant shareholders and track largest buyers and sellers
› Profile ownership base
– long, hedge funds, retail, PCBs
› Identify Fund Managers with under and overweight holdings
› Identify Leading Fund Managers with no holdings › Sector, type and country of fund managers PROXY SOLICITATION
› Advance review of agenda items (resolutions) for shareholder sensitivity
› Engagement with the proxy advisers (important influencers on how institutions
vote)
› Outbound vote activation for institutional shareholders › Advance view of the level of voting and support prior to votes arriving › Vote matching to determine who did not vote or voted against management
COMPANY SECRETARIAL SERVICES AND SOFTWARE
› Advice and assistance on flotations on AIM, PLUS and main markets
› Company registration from Ltd to Plc › Delivery of stock exchange announcements › Fully outsourced services
- AGM management
- preparation, attending and minute taking for board or committee meetings
› Maintenance of statutory registers › Filing of annual returns and accounts
› Corporate health checks ensuring statutory and regulatory requirements are met
› Offshore and overseas company formations and administration › Governance Healthcheck
› Global Entity Management Software (GEMS)
- UK Company Secretarial Software - Board Management
- Global Rules
CORPORATE COMMUNICATIONS AND REPORTING
› Best practice consultancy for Annual Reporting and Corporate Responsibility Reporting › Project management, design and production › Copywriting, editing and proofreading › Printing, personalisation and dispatch
› Corporate and Investor Relations website development › Web design for electronic IPOs
› AIM Rule 26 compliance › Brand identity development
EMPLOYEE SHARE PLANS
› Advice and assistance on a total employee share plan solution
› Extensive range of plans
- including SIP, SAYE, Executive Plans and Employee Share Purchase Plan (ESPP) › Personalised employee communications › Paperless enrolment, including SMS › Transactional self-service websites
- Cost-efficient, real-time online trading across multiple platforms (including the LSE, JSE, ASX and AEX) › Low risk, cost-effective share plan solutions
COMPUTERSHARE
Computershare is a global leader in share
registration, employee equity plans, proxy
solicitation and other specialised financial
and communication services. Many of
the world’s largest companies employ
our innovative solutions to maximise the
value of their relationships with investors,
employees, customers and members.
Computershare has approximately 10,000
employees across the world and serves
14,000 corporations and 90 million
shareholders and employee accounts in 17
countries across five continents.
To find out more about our IPO and
Registration Services, please contact:
Charles Heming
[email protected]
Phone +44 (0) 870 703 0378
Mobile +44 (0) 7795 412 079
www.computershare.com
Computershare Investor Services PLC is registered in England & Wales, Company No. 3498808, Registered Office: The Pavilions, Bridgwater Road, Bristol BS13 8AE. Computershare Investor Services PLC is authorised and regulated by the Financial Services Authority, Registered Office: 25 The North Colonnade, Canary Wharf, London E14 5HS.
IPO AND REGISTRATION
SERVICES
SuPPORTING yOuR TRANSITION TO A PublIC COmPANy
CISLOB0001v1F
SHAREHOLDER ANALYSIS
› Issuance of Section 793 notices and maintenance of Section 808 register
› Maintain list of significant shareholders and track largest buyers and sellers
› Profile ownership base
– long, hedge funds, retail, PCBs
› Identify Fund Managers with under and overweight holdings
› Identify Leading Fund Managers with no holdings › Sector, type and country of fund managers PROXY SOLICITATION
› Advance review of agenda items (resolutions) for shareholder sensitivity
› Engagement with the proxy advisers (important influencers on how institutions
vote)
› Outbound vote activation for institutional shareholders
› Advance view of the level of voting and support prior to votes arriving › Vote matching to determine who did not vote or voted against management
COMPANY SECRETARIAL SERVICES AND SOFTWARE
› Advice and assistance on flotations on AIM, PLUS and main markets
› Company registration from Ltd to Plc › Delivery of stock exchange announcements › Fully outsourced services
- AGM management
- preparation, attending and minute taking for board or committee meetings
› Maintenance of statutory registers › Filings of annual returns and accounts
› Corporate health checks ensuring statutory and regulatory requirements are met
› Offshore and overseas company formations and administration › Governance Healthcheck
› Global Entity Management Software (GEMS)
- UK Company Secretarial Software - Board Management
- Global Rules
CORPORATE COMMUNICATIONS AND REPORTING
› Best practice consultancy for Annual Reporting and Corporate Responsibility Reporting › Project management, design and production › Copywriting, editing and proofreading › Printing, personalisation and dispatch
› Corporate and Investor Relations website development › Web design for electronic IPOs
› AIM Rule 26 compliance › Brand identity development
EMPLOYEE SHARE PLANS
› Advice and assistance on a total employee share plan solution
› Extensive range of plans
- (including SIP, SAYE, Executive Plans and Employee Share Purchase Plan (ESPP) › Personalised employee communications › Paperless enrolment, including SMS › Transactional self-service websites
- Cost-efficient, real-time online trading across multiple platforms(including the LSE, JSE, ASX and AEX) › Low risk, cost-effective share plan solutions
COMPUTERSHARE
CERTAINTY INGENUITY ADVANTAGE
FROM NEW VENTURE TO FTSE100
A market-leading portfolio of services provided by
Computershare to support companies as they grow
CERTAINTY INGENUITY ADVANTAGE
COMPUTERSHARE AT A GLANCE
Computershare is a global market leader in transfer
agency and share registration, employee equity plans,
proxy solicitation and stakeholder communications. We
also specialise in corporate trust services, tax voucher
solutions, bankruptcy administration and a range of
other diversified financial and governance services.
COMPUTERSHARE INVESTOR SERVICES PLC
www.computershare.com
Charles Heming
Business Development Manager [email protected] Phone +44 (0) 870 703 0378 Mobile +44 (0) 7795 412079
Matthew Edmund
Business Development Manager [email protected] Phone +44 (0) 207 019 7104 Mobile +44 (0) 7500 040316 CISFS0027 V 1F
Computershare Investor Services PLC is authorised and regulated by the Financial Services Authority, Registered Office: 25 The North Colonnade, Canary Wharf, London E14 5HS. Computershare Investor Services PLC is registered in England & Wales, Company No. 3498808, Registered Office: The Pavilions, Bridgwater Road, Bristol BS13 8AE.
UK Head Office Bristol, United Kingdom Stock Ticker ASX:CPU
Countries 20 Offices 90+ Employees 10,000+ Clients 30,000+ Employee Records 3,000,000 Investor Records 100,000,000+
OTHER COMPUTERSHARE SERVICES INCLUDE:
› Business Services
Computershare Business Services consists of several key areas, including The Deposit Protection Service, the only
government-approved custodial scheme for protecting tenants’ deposits, and the Letting Protection Service,
offering specialist insurance, referencing and protection products to Landlords. We also manage the Gilts Register
on behalf of the UK Government; and the administration of the UK’s non-competitive auctions in the EU Emissions
Trading System for the Department of Energy and Climate Change.
› Operations Services
Computershare Operations Services fully exploit our globally proven technology to provide robust, transparent
services to shareholder accounts. Operations Services deliver full end-to-end processing of shareholder
transactional requests and a comprehensive communication service via our in-house Communications Centre,
capable of multi-channel solution provision enabling direct engagement with shareholders via the web, telephone
and postal system.
› Voucher Services
Computershare operates and administers its Childcare Voucher scheme for more than 14,000 organisations
across the UK. Our clients range from SMEs to some of the FTSE 100’s largest corporations. We are also strong in
the public sector, with many NHS trusts, police forces and councils all offering the Computershare voucher
scheme to their employees.
< < PE O P LE > > < < PR OC ES S > > < < TECHNOLOGY > > INVESTOR SERVICES Registry Services PLAN MANAGERS Employee Share Plans
IML
General Meeting Solutions GOVERNANCE SERVICES
Entity Management
COMMUNICATION SERVICES Print and eCommunications
GLOBAL CAPITAL MARKETS Cross-border Listings
GEORGESON Proxy Solicitation and
Shareholder Analysis
FLAG Corporate Reporting
CERTAINTY INGENUITY ADVANTAGE
THREE YEAR CORPORATE LIFECYCLE
Dividend Print and Mail, Interim Report Design for Web/Print Proxy Print and Mail, Electronic Communications Offer Document Design and Print,
Proxy Material CLIENT EVENTS REGISTRY EMPLOYEE SHARE PLANS ENTITY MANAGEMENT CROSS-BORDER LISTINGS PRINT & ECOMMUNICATION PROXY SOLICITATION & SHAREHOLDER ANALYSIS GENERAL MEETING SERVICES CORPORATE COMMUNICATIONS AND REPORTING VENTURE CAPITAL DIVESTMENT, CAPITAL EXPANSION DISCUSSIONS INVESTMENT BANK, CAPITAL RAISE DECISION APPOINTMENT OF ADVISORY TEAM APPOINTMENT OF REGISTRAR AND EMPLOYEE PLAN PROVIDER INTERIMS FINAL RESULTS AND AGM, WIDER REGULATION CHANGES MOVE FROM AIM TO MAIN MARKET, FURTHER CAPITAL REQUIREMENTS
ACQUISITION PLAN MATURITYEMPLOYEE EXPANSIONOVERSEAS TAKEOVERTARGET CAPITAL RAISE INCREASELIQUIDITY
Dividend Preparation and Paying Client Newsletters, Webinars, Dividend Payment, Proxy Management, AGM Management EGM Preparation, Proxy Management, Post Merger Clean-Up, Shareholder Solutions Staff Dealing Non UK Computershare Registrar Appointment Project Management, Receiving Agent Dealing Services, Dividend Reinvestment (DRIP) Dividend Management Proxy Management Integration of Plans Employee Trading, Shareholder Cards, Custody Service Global Plans Service Capital Reorganisation Schedule Reminder Notifications Company Secretarial Support for AGM and Board
Corporate Structure Organisational Charting Global Entity Management Software -Overseas Rules Global Depositary Receipt Conversion xSettle, Global Issuer Online, Global Transaction Unit Proxy Vote Projection, Vote Analysis Proxy Defence Scripting, Management and Minuting of Meetings EGM Interactive Voting, Real-time Information Monitoring Brand Development AIM Rule 26 Consideration, Corporate and Social Responsibility Positioning Annual Report Design, Web Development and Design Executive Plan Design, Staff Plan Design,
Trustee Services, Plan Structure and Design Corporate Timetable and Task Management Depositary Interests, UK Legal and Regulatory Requirements enCompass Stationery Design, Brand Integration, Retail Campaign Design Proxy Primer Wireless Meeting Management and Voting Prospectus Design and Print,
Branding Integration,
Roadshow Presentation Design
Time (Months)
-12
-9
-6
IPO Window
-3
+6
+12
+18
+24
Future Corporate Developments Including M&A
SERVICES
Placing Services Payment and
Escrow Services New Plan Development Microsites Stakeholder Programmes Pre-IPO Company Administration Private Company Employee plans Consultancy on Employee Share Plan Structure Company Secretarial Support and Entity Management Software Registered Office Services Pre IPO Governance Health Check Advice on Cross-Border Listing Structure Boardworks Software for Planning Meetings Shareholder Analysis -Section 793 and 808 Services Proxy Lite Proxy Solicitation, Information Agent Online Meeting Diary Task Management AGM Interactive Voting, Real-time Information Monitoring Shareholder Communications Design Offshore Print
Management Design and Print
Information Agent BoardWorks for Remote Management of Board Preparations Project Management, CREST liaison, eIPO, Register Management Global Settlement Network
CERTAINTY INGENUITY ADVANTAGE
FROM NEW VENTURE TO FTSE100
A market-leading portfolio of services provided by
Computershare to support companies as they grow
CERTAINTY INGENUITY ADVANTAGE
COMPUTERSHARE AT A GLANCE
Computershare is a global market leader in transfer
agency and share registration, employee equity plans,
proxy solicitation and stakeholder communications. We
also specialise in corporate trust services, tax voucher
solutions, bankruptcy administration and a range of
other diversified financial and governance services.
COMPUTERSHARE INVESTOR SERVICES PLC
www.computershare.com
Charles Heming
Business Development Manager [email protected] Phone +44 (0) 870 703 0378 Mobile +44 (0) 7795 412079 CISFS0027 V 2 F
Computershare Investor Services PLC is authorised and regulated by the Financial Services Authority, Registered Office: 25 The North Colonnade, Canary Wharf, London E14 5HS. Computershare Investor Services PLC is registered in England & Wales, Company No. 3498808, Registered Office: The Pavilions, Bridgwater Road, Bristol BS13 8AE.
UK Head Office Bristol, United Kingdom Stock Ticker ASX:CPU
Countries 20 Offices 90+ Employees 10,000+ Clients 30,000+ Employee Records 3,000,000 Investor Records 100,000,000+
OTHER COMPUTERSHARE SERVICES INCLUDE:
› Business Services
Computershare Business Services consists of several key areas, including The Deposit Protection Service, the only
government-approved custodial scheme for protecting tenants’ deposits, and the Letting Protection Service,
offering specialist insurance, referencing and protection products to Landlords. We also manage the Gilts Register
on behalf of the UK Government; and the administration of the UK’s non-competitive auctions in the EU Emissions
Trading System for the Department of Energy and Climate Change.
› Operations Services
Computershare Operations Services fully exploit our globally proven technology to provide robust, transparent
services to shareholder accounts. Operations Services deliver full end-to-end processing of shareholder
transactional requests and a comprehensive communication service via our in-house Communications Centre,
capable of multi-channel solution provision enabling direct engagement with shareholders via the web, telephone
and postal system.
› Voucher Services
Computershare operates and administers its Childcare Voucher scheme for more than 14,000 organisations
across the UK. Our clients range from SMEs to some of the FTSE 100’s largest corporations. We are also strong in
the public sector, with many NHS trusts, police forces and councils all offering the Computershare voucher
scheme to their employees.
< < PE O P LE > > < < PR OC ES S > > < < TECHNOLOGY > > INVESTOR SERVICES Registry Services PLAN MANAGERS Employee Share Plans
IML
General Meeting Solutions GOVERNANCE SERVICES
Entity Management
COMMUNICATION SERVICES Print and eCommunications
GLOBAL CAPITAL MARKETS Cross-border Listings
GEORGESON Proxy Solicitation and
Shareholder Analysis
FLAG Corporate Reporting
