Grantee Name: NWPA Regional Planning & Development Corp Contact Name
Contract Number: C000029978 Email Address
Project Name: Northwest Pennsylvania KIZ Phone Number
Each Question is to be Answered by KIZ Companies Only
Question # Measure If Applicable Yes/No # For Current Period:
07/01/2007–12/31/2007 Narrative/Comments/Overview Increased Employment and Employee Compensation
1
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, did your company have an increase in the number of employees in Pennsylvania?
2
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the number of job positions that your company did not eliminate (i.e. retained) in Pennsylvania? Leverage of Additional Funding
3
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the amount of additional funding obtained by your company. The total sum of Questions 4 - 6 should be recorded in question 3, column D.
$ Question numbers are hyperlinked to corresponding definitions.
For Period July 1 - December 31, 2007
Numbers, where possible, should be expressed for each reporting period. If the reporting information is not limited to quantitative measures, please provide additional information in the narrative column of this report. If the measure is Not Applicable, please indicate N/A in the column entitled "# For Current Period".
07/01/2007–12/31/2007
4
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the amount of additional funding obtained by your company from venture capital or private equity.
$
5
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the amount of additional grant funding obtained by your company through federal, local, foundation or other sources.
$
6
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the amount of additional funding obtained by your company through debt financing.
$
7 Did your Pennsylvania-based company receive an Employee Identification Number (Tax Identification Number) within the last three years?
8
If you answered "Yes", would your company have been established had it not received financial and/or non-financial services from the Keystone Innovation Zone program?
9
Is your Company an Industry or University Spin-off ? If you answered "yes" to this question, please provide information on the spin-off in the narrative column.
10
As a result of financial and/or non-financial service provided by the Keystone Innovation Zone, did your company introduce into the market place any new product(s)? If yes, please provide the name of the company and a brief description of the new product in the narrative column. Development and Introduction of New Products
Expanded Research, Development, Testing, and Evaluation (RDT&E) New Company Formation
11
As a result of financial and/or non-financial service provided by the Keystone Innovation Zone program, please indicate the amount of the Research, Development, Testing and Evaluation (RDT&E) expenditures made by your company.
$
12
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the number of patents filed by your company. If not of confidential nature, provide a brief overview of the patents filed and identify who owns or holds the intellectual property rights to such patents in the narrative column.
13
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the number of patents awarded to your company. If not of confidential nature, provide the award dates and identify who owns or holds the intellectual property rights to such patents in the narrative column.
14
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the number of software copyrights filed by your company. If not of confidential nature, provide a brief overview of the software copyrights filed and identify who owns or holds the intellectual property rights in the narrative column.
15
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the number of software copyrights awarded to your company. If not of confidential nature, provide a brief overview of the software copyrights awarded and identify who owns or holds the intellectual property rights in the narrative column.
07/01/2007–12/31/2007
16
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the number of licenses granted by your company to other Pennsylvania companies. If not of confidential nature, provide a brief overview of the licenses granted in the narrative column.
17
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the amount of licensing revenue earned by your company.
$
18 As a result of financial and/or non-financial services provided by the Keystone Innovation Zone program, please indicate the amount of revenue
earned by your company. $
19
As a result of financial and/or non-financial services provided by the Keystone Innovation Zone Program, please indicate your company's revenue per employee. To calculate, divide revenue directly resulting from KIZ interaction by the total number of company employees. Example:
$40,000 revenue/20 total employees = $2,000. $
Back To Question
Back To Question DEFINITIONS:
Job positions are the paid, full-time, part-time and temporary positions (or slots) your company has available calculated on a full-time equivalent based on a 40-hour work week. A position reflects the specific set of tasks that an employee is expected to perform. NOTE: An employee reported as a retained job in a prior year's report cannot be counted again as a retained job in a future year's report.
Leverage of additional funding Increased Revenues
Increased Productivity
Increased Employment and Employee Compensation
Employees are full-time and part-time employees on your company's payroll (Form W-2) and contractors (Form 1099-MISC) paid directly by your company calculated as full-time equivalents based on a 40-hour work week. NOTE: An employee reported as a new job created in a prior year's report cannot be counted again as a new job or retained job in a future rear's report.
Back To Question Back To Question Back To Question Back To Question Back To Question Back To Question Back To Question Funding is cash provided to your company by the federal government (including federal funding that flows through state agencies), local
government, philanthropic foundations, angel investors, strategic investors, institutional venture capital, commercial banks, and/or other financial institutions. Funding excludes in-kind contributions provided by your company and/or third-parties as well as any source of state funding.
Increased Revenues
Revenue is monies received for goods and/or services sold as recognized by your Pennsylvania-based company. A company includes all the establishments that operate under ownership or control of a single organization, including all subsidiary organizations. Even though some of your revenue generating activities may occur outside of Pennsylvania, please report the revenue that is attributed to your Pennsylvania operations. Licensed technologies – Identify whether or not grantee has licensed any technologies having a direct correlation to the target industries of the Keystone Innovation Zone.
Licensing revenues are gross revenues generated by licensing activities, including royalty payments, fees and realized capital gains from the sale of equity.
Development and Introduction of New Products
A new product is a good/service that has never been available to your customers or a product that has been modified or a product line extension or a "new-to-the-world" product.
Expanded Research, Development, Testing, and Evaluation (RDT&E)
Intellectual Property and Licensing
Patents (provisional/non-provisional) -- Identify whether or not, as a result of the Keystone Innovation Zone funding, grantee has filed for or has been awarded any patents (provisional/non-provisional).
Intellectual Property - Any licensable intellectual property developed as a result of Keystone Innovation Zone funding.
Research, Development, Testing, and Evaluation (RDT&E) expenditures include monies spent on labor, services, materials and equipment used to conduct research, development, testing and evaluation as recognized by your company, regardless of where the RDT&E was physically undertaken. RDT&E excludes in-kind contributions provided by your company and/or third-parties.
New Company Formation
An industry or university spin-off is a newly formed company that is expected to derive a significant portion of its commercial activities from the use of technology and/or know-how developed at another company or university at the time of its establishment.
07/01/2007–12/31/2007
Back To Question Increased Productivity
Revenue is monies received for goods and/or services sold as recognized by your company in Pennsylvania. A company includes all the establishments that operate under ownership or control of a single organization, including all subsidiary organizations. Employees are full-time and part-time employees on your company's payroll (Form W-2) and contractors (Form 1099-MISC) paid directly by your company calculated as full-time equivalents based on a 40-hour work Week.
