Soft-mode spectroscopy
incubic
BaTiQ3
byhyper-Raman
scattering
H.
Vogt andJ.
A.
Sanjurjo*Max Pl-anck In-stitut fiir Festkorperforschung, Heisenbergstrasse
I,
7000 Stuttgart 80, Federal Republicof
GermanyG.
Rossbroich~II.
Physikalisches Institut der Uniuersitat Koln, Ziilpicher Strasse 77,5000Koln 41, Federal Republicof
Germany(Received 19 July 1982)
Hyper-Raman scattering from cubic BaTi03isstudied toclarify the controversies about the low-frequency dielectric response in this material. Applying the Auctuation-dissipation theorem, we obtain the imaginary part
e"(0)
ofthe dielectric function in the wave-numberrange from 3 to 150 cm
'.
e"(0)
can be adequately described by a classicalsingle-oscillator dispersion formula. In approaching the Curie temperature, wefind a continuous decrease ofthe mode frequency
00.
The relative damping constant y/Qo exceeds 2,so that the mode may be referred to as intermediate between oscillator and relaxator. Becauseofthe high damping
e"(0)
can be formally written as the sum oftwo overdamped oscilla-tor contributions. This would lead to the concept ofa soft-mode saturation and an extradispersion mechanism as has been recently inferred from the far-infrared reflectivity spec-trum. However, we do not find any evidence for this mode splitting and, sofar, regard it as artificial.
I.
INTRODUCTIONAlthough BaTiO3 is a classical, most extensively studied ferroelectric, the soft-mode spectroscopy in this material has remained a challenging and still unsettled problem. The soft phonons at the center
of
the Brillouin zone are overdamped and moreover sandwiched between acoustic modes and an intense elastic peak. Hence their frequencies and damping constants are difficult to determine by neutron scattering. ' On the other hand, the far-infrared re-fiectivity is very high and displays unusually broad bands, so that the Kramers-Kronig analysis yields mode parameters with a limited degreeof
pre-cision. ' Therefore, interest has been focused ontheAi and
E
modesof
the tetragonal phase, which,in contrast to the
Fi„modes
of
the cubic phase, are also Raman active and hence can be studied rather accurately.Apart from the interpretation
of
two broad bands at 270 and 520 cm ' in the A~-mode spectra, gen-eral agreement has been achieved about the Raman data. Nevertheless, a debate is still going on con-cerning the contributionof
the optic phonons tothe static dielectric constante(0).
Many authors (see,for instance,
Ref.
5 and other references therein) have found considerable discrepancies between the "clamped" versionof e(0)
directly measured bycapacitance technique and the value e
(0)
calcu-lated from the transverse- and longitudinal-optical-mode frequencies according to the Lyddane-Sachs-Teller (LST) relation. In order to explain these discrepancies an additional very-low-frequency pole in the dielectric function has been assumed resulting either from impurities or an intrinsic disorder mechanism.In measuring the permittivity
e,
along the polar axis in the microwave region, Turik and Shevchen-ko' detected several relaxator-type contributions. Their results, however, are contradicted by thoseof
Clemens et al."
who did not find any indicationof
the invoked extra dispersion mechanism in the fre-quency range up to 8 GHz. Recently, Tominaga etal.
' measured the hypersonic dispersion inBaTi03
at room temperature and obtained the per-mittivitye,
perpendicular to the polar axis in the 10-GHz region from the piezoelectric coupling be-tween acoustic and optical phonons. Their values are still well abovee,
(0),
although an extra dispersion step between 106Hz
and the optical-phonon region seems rather unlikely. Thus the meaningof
e"
(0)
derived from the Raman dataof
the tetragonal phase has persisted asasomewhat open question.A similar problem is encountered in the cubic phase above the Curie temperature T~
of
about 403 26 59041982
The American Physical SocietyK.
In his interpretationof
the far-infrared reflec-tivity spectrum Barker' concluded that the lowest-frequencyF~„mode
shifts with temperatureaccord-ing to Cochran's theory
of
lattice instability and fully accounts for the Curie-Weiss lawof
e(0).
Luspin etal.
,' however, observed apronounced de-viation from this behavior in a temperature intervalof
about100'
aboveTc.
From their improved re-flectivity measurements these authors inferred that the frequencyof
the softF&„mode
does not de-crease continuously in approachingTc,
but stabi-lizes at about 60cm ' and merges into the frequen-cyof
the overdamped F. modeof
the tetragonal phase. In order to reconcile this result with the Curie-Weiss lawof
e(0)
the Ti ions have been as-sumed to fluctuate between the minimaof
amul-tiwell potential giving rise to an additional Debye-type contribution tothe dielectric function.
"
In this paper we utilize hyper-Raman (HR) scattering' as an independent experimental tech-nique to help in clarifying the controversies about the cubic phase. The HR effect is a three-photon process by which two photons
of
the exciting light are simultaneously annihilatedto
give rise to one scattered photon. The parity selection rules are the same as thoseof
one-photon infrared absorption and hence allow the observationof
the Raman for-bidden softF~„mode.
The corresponding HR line appears in the spectral neighborhoodof
the second harmonic 2coLof
the incident laser radiation. Asthe cubic phase
of BaTi03
is centrosymmetric, the elastic line at 2coL is expected to be rather weak sothat the mode softening can be studied down to
very small
HR
shifts.During the course
of
this work, Inoue and Asai' publishedHR
spectraof
cubicBaTi03
at three dif-ferent temperatures. However, they did not study the frequency range below 10cm ' where the most important changes with temperature occur. There-fore, they have not been able todeduce the parame-tersof
the soft mode and concluded that it might not exist.The
HR
data presented here, cover the frequency and temperature range 3—
150cm'
and 400—
700K,
respectively. Applying the fluctuation-dissipation theorem we deduce the imaginary part e"(Q
)of
the dielectric function from ourHR
spec-tra. Values
of
the mode frequency Qo and the damping constant yare obtained by fitting a classi-cal single-oscillator dispersion formula to e"(Q).
Our results do not reveal a saturationof.
Qo, but show a continuous decrease when T&is approached from above. The soft mode turns out to be always highly overdamped, so that, apart from itshigh-frequency tail, the dielectric function can be ap-proximated by a Debye formula with
r=y/Q02.
We compare our results with the far-infrared reflec-tivity spectrum''
and discuss the problemof
the extra dispersion step. Particular attention is paid to ambiguities appearing in the descriptionof
the dielectric response by aclassical dispersion formula with y/Qo &2.
In a forthcoming paper' our analysis will be complemented by a study
of
coherent second-harmonic generation (SHG) in cubicBaTi03.
We shall show that this effect is compatible with inver-sion symmetry and does not arise from macroscopic remnantsof
the tetragonal phase. The responsible nonlinear source term in Maxwell's equations in-volves the spatial gradientof
the electric fieldof
the incident radiation, so that the observed SHG may be referred to as a spatial dispersion phenomenon. In discussing its microscopic origin we shall consid-er the influenceof
impurities as well as structural disorder.II.
EXPERIMENTAL DETAILSThe source
of
the exciting radiation was an acousto-optically Q-switched Nd-YAG
laser(AL
—
—
1.
06 pm) with a peak powerof
about 10 kW and apulse repetition rateof
5 kHz. Detailsof
our HR spectrometer have been described elsewhere. 'Measurements were performed on single crystals
of BaTi03
received from two different sources. They all were grown from the melt by atop-seeded solution method. After polishing, someof
the sam-ples were etched in hot phosphoric acid in order to remove preparation-induced surface layers22 which could have given rise to spurious SHG and thus toan enhanced elastic peak at2coL
.
The sample temperature was kept constant within
+0.
5K.
In order to estimate the influenceof
laser heating the sharp drop in SHG intensity at the phase transition was monitored for several laser powers differing by ordersof
magnitude. Within the uncertaintyof
T~ due to hysteresis effects we found this drop to occur at the same temperature. Thus significant changesof
sample temperature by laser heating could be excluded.HR
scattering was observed in the backscattering configurationX(YY)X,
the directionsX
and Y ap-proximately coinciding with cubic axes. In orderto
evaluate the instrumental background arising from the elastic peak at 2coL, we carefully measured the instrumental profileof
the double monochromator as functionof
slit width.For
this purpose we used the unbroadened second-harmonic light generatedin aLiIO3 crystal under phase-matching conditions. In deducing the soft-mode parameters we discarded all data appreciably affected by the elastic peak. Our samples turned out to differ in the intensity at
2coL and hence in the degree to which the
low-frequency end
of
theHR
spectrum was obscured. Only one sample (Sanders Association) permitted us to observe the inelastic HR scattering down to a wave-number shiftof
about 3 cm ' at all tempera-tures.The spectral slit width hco was
1.
2 cm ' in the region below 20 cm'.
Too much time was con-sumed in taking the whole spectrum with this reso-lution. Therefore, we opened the spectrometer slits at higher wave numbers and properly adjusted the intensity scale. Even for boI=7
cm ' the soft-modeHR
signal dropped to0.
2 photon counts per second at 150cm 10 BaTi03 ~408K "423K 473Kc
' ! ~~ooooo~o 0,1-:: !! ! 0.01 IJ 0 10 2020 40 60 80 100 120 140 FREQUENCY (cm )FIG.
2. Imaginary part ofthe dielectric function asdeduced from the HR spectrum. The full and dotted
curves present classical dispersion oscillator fits.
III.
RESULTSFigure 1 presents the low-frequency
HR
spec-trumof BaTi03
for various temperatures aboveTc.
The wave-number scale below 20cm 'has been ex-panded to show the significant changes with tem-perature which just occur in this region. All data refer tonearly the same laser power.
The fluctuation-dissipation theorem provides a relation between the spectral efficiency
S(aI)
for HR scattering at frequency co=2coL,—
Q and the far-infrared dielectric functione(Q ).
We have105! ~
10''
C I 0~ Cf oeo 103 fP l-102 &a ~ BaTi 03 ~408K 423K 473K 553K Z.' Z~
10 I CL LLI 0z
1 0.1 0 0".
++a,.
~I &~0~.o.
ooo 00 0+6 'ee, I,.
tt)!,4) M !! S 8eeo Ro I lel I I I I I I 10 20 20 4060 100 140 HYPER-RAMAN SHIFT(crn1)FIG.
1. Hyper-Raman spectrum ofcubic BaTi03 inthe soft-mode region.
4m.PQpyQ
e"(Q)
=
(Q2 Q2)2+y2Q2 (2)
where Qo, y, and 4mp are the frequency, damping constant, and oscillator strength
of
the soft mode, respectively. We have fittedEq.
(2) to the experi-mental points by minimizing the mean squareof
the relative deviations. The fitting procedure con-verges unambiguously to a single setof
the three parameters Qp, y, and 4mdqqp, the situation being almost the same as in the caseof
the overdampedE
mode in the tetragonal phase. ' The qualityof
our fits is demonstrated by the full and dotted curves inFig. 2. The values
of
Qo and y/Qo obtained in this way are shown in Fig. 3 for 12 temperatures be-tweenTc
and 700K.
Our results are rather closeto
thoseof
Barker' but differ considerably from the more recent onesof
Luspin etal.
' inasmuch as no saturation, but acontinuous softeningof
Qo is ob-served. The relative damping constant y/QII al-ways exceeds 2 and, owing to the decreaseof
Qp, becomes very high nearTc.
As shown in
Fig.
4,e"(Q)
can be roughly approximated by a Debye formula withr
=y/Q
p,i.
e.,S(2coL
—
Q)=Arran(Q
)+
1]e"(Q
),
where
n(Q)
is the Bose-Einstein population factorand
e"(Q)
the imaginary partof
e(Q).
Arr
con-tains the HR polarizability as well as the effective charge and is regarded as independentof
Q. InFig.
2 we have plottede"(Q)
as obtained by applyingEq.
(1) toourHR
data. At all temperatures e"(Q
)can be adequately described by aclassical dispersion formula,
i.
e.,)0 ID 5— ~- ~ ~ ~ ~ T=446K ~ experiment
—
overdamped oscittator Qo-23.2 cm y=9.46cm i00-Cl cs ---Debye relaxator ) 020 —=—
=5.69cmc
50-0 I 300 I00 I I 500 600 TtK} 700 800 900 0 0 Jgil I I I I 20 20 40 60 80 100 &20 140 160 0 (cm '}FIG.
3. Frequency and relative damping ofthe soft mode inBaTi03. Open circles: Ref.14; crosses: Ref.13; closed circles: this work.(3)
The relaxator model, however, fails in describing the high-frequency tail
of
e"(Q
},
so that Qo and y have tobe considered as independent fitting param-eters. On the other hand, the combinationy/Qo
appears to be determined with a higher degreeof
accuracy than either y or00.
IV. DISCUSSION
We shall focus our discussion on two problems: (a} the compatibility between our results and the far-infrared reflectivity and (b)the relation between the mode softening, as revealed by our measure-ments, and the Curie-Weiss law for
e(0).
In
Fig.
5 we compare the shapesof e"(Q
)deter-mined experimentally at 473
K
aswell as calculated fromEq.
(2)for three setsof
parameters Qo and y. The curves are normalized toreach the same max-imum value. The mode parameters quoted byt,
us-pin etal.
' (Qo—
—
63cm',
y=138
cm ')cannot be reconciled with our experimental data evenif e
"(Q
) is not calculated fromEq.
(2), but from the factor-ized formof
the dielectric function used by these authors. On the other hand, Barker's' parametersFIG.
4. Comparison between an overdamped oscillatorand a Debye relaxator description ofthe soft mode.
(Qo
—
—
42cm',
y=
168cm'}
are much more com-patible with ours and lead to disagreement only on the high-frequency side. In addition, they give a rough ideaof
the accuracy by which Qo and y can be determined by our method. We estimate the er-rors in Qo and yto
be+15%
and+30%,
respec-tively.Figure 5also presents the far-infrared reflectivity spectrum
R(Q)
at about 473K
for Q below 150 cm'.
The experimental data have been taken fromRef.
14(closed circles) as well asRef.
23 (open cir-cles) on which Barker' has based his analysis. AsR(Q
)is rather high and structureless, it is quite in-sensitive to Qo and y, certainly more than theHR
line shape. We have calculatedR
(Q)from aclassi-cal single-oscillator dispersion formula varying only 4mp and using the values
of
Qo and y obtained from theHR
spectrum. Taking into account the contributionof
the two other dispersion oscillators toe(0},
we have assumed e(oo)=
8,wheree(
oo)in-dicates the level
of
the real partof
e'(Q) on which the soft-mode dispersion is superimposed.For
e(0)=1250
we achieve reasonable agreement with the experimental data. Direct capacitance measure-mentsof e(0),
however, yield values around 1900 (Refs. 24 and 25), which should give rise to an in-creased reflectivityR(Q)
as shown by the full curve. At this point we have toconsider surface ef-fects loweringR(Q).
Moreover, we must stress90 30— ~4
~~go
e8„"
experiment 8v-t(0)=1900 ]AO --31
cm' =107cm' ---C(0)=&250)Cl~)=8 7Q l I I T=473
K 'p 20-NO~
10-2. 0-1.5 experiment 107cm' 168cm-1 138cml 0. 10"-4 1.Qt
a l I l l 0.54 I 0-0 I 50 100 150 200 0 (cm ')FIG.
5. Lower half: The imaginary part ofthe dielec-tric function as measured experimentally and ascalculat-ed for three sets ofparameters
00
and y; short dashes:Ref. 14;solid line: Ref. 13;long dashes and triangles: this work. Upper half: The far-infrared reflectivity in
the soft-mode region. Closed circles: Ref. 14;empty cir-cles: Ref. 23. The two curves present
8
(0)
ascalculated from a classical dispersion formula with the parameters indicated inthe figure.E 5
o
N0
C: 0 300 400 500 600 700 T (K)FIG. 6. Mode softening or critical slowing down in
BaTi03. Seetextfor explanation.
800
Qo fixed and optimizing only 4mdzzp and y. The error bars indicate the frequency interval in which the mean-square deviation varies by a factor
of
2. The temperature dependenceof
Qo can also be ob-tained from 4mAqzp,i.
e., the total HR intensity.%e
havethat the infrared studies have been performed on flux-grown crystals with
Tc-395
K,
whereas ourHR
data and the cited capacitance measurements refer to melt-grown samples withTc-403
K.
In viewof
such alarge difference in T~,the discrepan-cy ine(0)
is to be expected and can by no means be interpreted as evidenceof
an extra dispersion mechanism below the spectral region under study. We should note that higher valuesof
Tc
ande(0)
indicate smaller impurity concentrations, so that our samples may be considered as purer than the flux-grown ones.In Fig. 6we have plotted the square
of
the mode frequency (closed circles) as afunctionof
tempera-ture. In order tohave adefinite measure
of
accura-cy we have repeated our fitting procedure keeping4n.
Arrp(T)-QO
(T)
if
theHR
polarizability is independentof
tempera-ture and all scattering conditions remain constant. The crosses inFig.
6 representQo(T)
as follows fromEq.
(4). The factorof
proportionality has been calibrated by useof
00
——31cm ' at 473K.
Combining the Curie-Weiss law
of e(0)
and the generalizedLST
relation, ' ' we expect alinear in-creaseof
Qo with temperature. This is shown by the two straight lines referring to the Curie con-stants C quoted in the literature for melt-grown crystals. ' All the TO- and LO-mode frequenciesinvolved have been determined by
HR
scattering. There seems to be a systematic deviation from the expected linear behaviorof
Qo. However, itis diffi-cult to decide whether it results from experimentalerrors in Qo or indicates an inadequacy
of
theLST
relation written in its usual form.As mentioned before, the relaxation time
r
=y/Qo
is obtained with a higher degreeof
pre-cision than eitherof
the parameters Qo or y. Therefore, we have also plottedI/r
as afunctionof
temperature inFig. 6.
Undoubtedly, there is amode softening or critical slowing down with a charac-teristic one-mode frequency continuously decreasing from the infrared to the millimeter wave region. As our valuesof
Qo explain the correct orderof
magni-tudeof
e(0),
it is quite probable that the soft mode, as revealed by our measurements, fully accounts for the Curie-Weiss lawof e(0)
and does not need tobe complemented by an extra pole ine(Q
).Of
course, this conclusion should be confirmed by accurate dielectric measurements up to 3cm ' (90 GHz).Our one-mode description seems to contradict the two-mode model used in Refs. 14 and
15.
Nevertheless, we should admit that, due to the high damping,e(Q
)can be formally written as asumof
two overdamped oscillator contributions. Hence the assumptionof
two different dispersion mechanisms can be reconciled with our experimental results al-though it introduces a complication that has to be justified by substantial physical arguments. In or-der to clarify this point, let us consider some ele-mentary transformationsof
formula (2).Because
of y&
2Qo the polesof
e(Q)
become purely imaginary ande(Q)
can be written as a differenceof
two Debye relaxator terms. We obtain4m.pQoyQ
e"(Q)=
z Q2 Q2Q2+Q2
1 Q+Q
withQ+
—
—
—,[y
—
2QO+y(y—
4Qo)'
]
&0
.Introducing a characteristic frequency Q~ inter-mediate between Q and
Q+
(Q &Q &Q+
),we may recaste(Q
) into the sumof
two overdampedoscillator contributions,
i.
e., 4mpQ oyQ 1 e"(Q)
=
Q2 Q2Q2+Q2
Q2+Q2
Q,
=(Q.
Q)'",
),
=Q +Q
and 1—
Q /Q 1—
Q/Q+
(8)while the parameters
of
the second mode follow from these equations when Q andQ+
are inter-changed.The artificial parameter Q~ provides the possi-bility to assume any value
of
Q2 between(Q
Q+)'
=Qo
andQ+,
and to adjust Q~ corre-spondingly.For
instance, we may identify Q2 with the saturating mode frequency reported by Luspinet al.' Then Q& increases from
7.
5cni ' at 408K
up to 43 cm ' at 703
K,
whereas in the same tem-perature interval the relative oscillator strengthp,
/(p&+pz) drops from0.
98 to0.
1.
A mode withsuch parameters is difficult to detect by infrared spectroscopy. Therefore, the inability to cover the spectral region below 10cm ' may be the reason why the authors
of Ref.
14have only found an Q2 component and have failed to observe the whole soft mode,i.
e.,the sumof
theQi
and Q2 contribu-tions.Dielectric data alone do not substantiate the mode splitting as they can be described by a phenomenological single-mode model and do not in-dicate two distinct dispersion mechanisms.
It
has been argued that theF»
mode saturates because it has to continuously merge into the correspondingE
modeof
the tetragonal phase.''
Although this hypothesis is rather suggestive, we should point out that the phase transition isof
first order, so that a jump in frequency is expected for both components(A& and
E)
into which the softF»
mode is dividedat
Tc.
In the caseof
theE
component the extreme-ly high damping may partly obscure this discon-tinuity. In addition, we should not overinterpret the physical meaningof
Qo or (Q&,Q2). So far, these frequencies have only been used as phenomenologi-cal fitting parameters. Microscopic models are re-quired tounderstand the originof
the high damping and its influence on the mode softening.1 1
Q2+Q2
Q2+Q2
4mppQpypQ
The parameters
of
the first mode are given byACKNOWLEDGMENTS
The authors wish to thank
M.
Cardona for a crit-ical readingof
the manuscript. They have profited greatly from stimulating discussions withH.
Bilz,They are also very grateful to
J.
Albers (Sonder-forschungsbereich Ferroelektrika, Universitat Saarbriicken) for providing samples and usefulin-formation about their properties. This vvork was financially supported by the Deutsche Forschungsgemeinschaft .
'On leave from Instituto de Fisica "Gleb Wataghin,
"
Universidade Estadual de Campinas, 13100-Campinas, SP B.ra.sil.
Present address: Max-Planck-Institut fur Strahlen-chemie, 4300Mulheim a.d.Ruhr, Federal Republic of
Germany.
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