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University of Pennsylvania

ScholarlyCommons

Publicly Accessible Penn Dissertations

1-1-2015

Micrornas and the Sex Specific Development of the

Neonatal Brain: A Point of Vulnerability to the

Programming Effects of Prenatal Stress

Christopher Morgan

University of Pennsylvania, [email protected]

Follow this and additional works at:

http://repository.upenn.edu/edissertations

Part of the

Developmental Biology Commons

This paper is posted at ScholarlyCommons.http://repository.upenn.edu/edissertations/1098

For more information, please [email protected].

Recommended Citation

Morgan, Christopher, "Micrornas and the Sex Specific Development of the Neonatal Brain: A Point of Vulnerability to the Programming Effects of Prenatal Stress" (2015).Publicly Accessible Penn Dissertations. 1098.

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Micrornas and the Sex Specific Development of the Neonatal Brain: A

Point of Vulnerability to the Programming Effects of Prenatal Stress

Abstract

Epidemiological studies have linked prenatal stress to increases in the incidence of neurodevelopmental disorders, including schizophrenia and autism spectrum disorders, associations that are often sex-dependent. In addition, biological sex is a strong predictor of many aspects of these disorders, including incidence, presentation, and therapeutic outcomes. While many factors contribute to these effects, sex-specific responses to fetal antecedents during key developmental windows are likely involved. The male brain is organized in a sex specific manner by a surge of testes-synthesized testosterone during the perinatal period. In appropriate cell populations this testosterone is converted to estrogen by a neuronal-specific aromatase where it acts through estrogen receptors to masculinize the neural substrate. While the primary effector, estrogen, is shared, the cellular processes responsible for this divergent development vary widely across brain regions. miRNAs, with their ability to regulate the expression of hundreds of genes, may be an exciting and novel regulatory mechanism poised to translate this estrogen signal into brain region-specific responses. The work in this dissertation identifies sexual differentiation of the brain as a point of sex-specific vulnerability to the multigenerational programming effects of early prenatal stress. Paternal (F1) prenatal stress exposure attenuates the perinatal testosterone surge, leading to dysmasculinized physiology, including increased stress sensitivity, in second-generation (F2) male offspring. Further, we reveal a novel role for the miRNA

environment in programming the neurodevelopmental effects of paternal stress exposure and, more generally, in organizing the sexually dimorphic brain. Finally, we empirically map miRNA recognition elements across the transcriptome of the neonatal hypothalamus by Argonaute HITS-CLIP, and identify a network of genes targeted by organizational estrogen with functional relevance to sexual differentiation of the brain. Together these findings point to a developmental window of susceptibility during which the programming effects of early prenatal stress exposure may manifest. As such, identifying sex-specific developmental processes affected during this window, such as the dynamic changes in the miRNA environment we have highlighted, may lead to novel therapeutic targets or biomarkers predictive for neurodevelopmental disorders.

Degree Type

Dissertation

Degree Name

Doctor of Philosophy (PhD)

Graduate Group

Pharmacology

First Advisor

Tracy L. Bale

Keywords

Developmental Programming, Sex Differences

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Subject Categories

Developmental Biology

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MICRORNAS AND THE SEX SPECIFIC DEVELOPMENT OF THE NEONATAL BRAIN:

A POINT OF VULNERABILITY TO THE PROGRAMMING EFFECTS OF PRENATAL

STRESS

Christopher P. Morgan

A DISSERTATION

in

Pharmacology

Presented to the Faculties of the University of Pennsylvania

in

Partial Fulfillment of the Requirements for the

Degree of Doctor of Philosophy

2015

Supervisor of Dissertation Graduate Group Chairperson

_____________________ _____________________

Tracy L. Bale, Ph.D. Julie A. Blendy, Ph.D.

Professor of Neuroscience Professor of Pharmacology

Dissertation Committee

Teresa M. Reyes, Ph.D., Research Assistant Professor of Pharmacology

Zhaolan Zhou, Ph.D., Assistant Professor of Genetics

Olivier Berton, Ph.D., Assistant Professor of Neuroscience in Psychiatry

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MICRORNAS AND THE SEX SPECIFIC DEVELOPMENT OF THE NEONATAL BRAIN: A POINT OF VULNERABILITY TO THE PROGRAMMING EFFECTS OF PRENATAL STRESS

COPYRIGHT 2015

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ACKNOWLEDGMENT

I had no expectations of staying in graduate school this long, but I am glad that I did. It’s

been a privilege to work with and around such a motivated, intelligent, and creative

group of people over the last 7 years. It is only through their help, encouragement, and

camaraderie that I can leave today with a PhD attached to my name.

Above all, my mentor, Tracy Bale, deserves many thanks for her commitment to my

scientific training. She continued be my advocate despite all the evidence I gave her

against me—at least 534 unanswered emails, countless meetings in her office about

paper drafts I hadn’t yet started, last-minute morning-of thesis committee preparations,

and a 42”x56” poster in full black and white at SfN 2012. She also financed this very

expensive adventure with no less than four concurrent NIH grants. No one can sell a

scientific story with visual statistics like she can, and I’ve learned greatly from her

example. (Really Tracy, no one could have been a more supportive mentor…Thank you)

My fellow graduate students:

- Greg Dunn, whose unimaginable success in neuroscience art is at once inspiring

and completely paralyzing, has been my best friend inside and outside the lab. Our

shenanigans defined my graduate career, and I can only hope to follow his example

into a land far, far away from academic science.

- Alexis Gerber Howerton decorated my bench with lights every year at Christmastime,

a symbol of the spirit and general good cheer she added to my life. Her exploits in

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- Ali Buch Rodgers’s edits were essential to all of my abstracts, and her puppy

dog-like loyalty and admiration were rivaled only by Maggie May, and equally

undeserved.

The lab postdocs:

- Dr. Chris paved the way for the secret mid-day gym break that has saved my sanity.

- Katie Morrison’s skeptical face in lab meetings kept me honest and humbled.

- Stefanie Bronson alone treated my sharp embryo-only surgical tools with respect.

The new lab members—Jen, Eldin, and Bridget Nugent—accepted my oddball schedule

at face value when they joined and haven’t asked too many probing questions. All of the

techs—Cindy, Chris Howard, Jess, that guy who went to Harvard Med School whose

name I can’t remember, and also Mufei—were extra hands when I needed them, knew

how to rush order reagents when I really needed them, and spent their valuable time

cleaning up the mess I made with the SRY mouse colony.

Thanks are also due to Dolores, who left me sleeping undisturbed in the conference

room far more times than I’d like to admit, to all the former lab members, notably Bridget

Mueller, who found just enough significance stars in the EPS model on the Barnes Maze

to doom me to nearly a decade of frustratingly subtle and disappearing phenotypes, and

to all of the ULAR technicians who could not be trusted with changing cages and in

doing so commandeered innumerable hours of my life.

And finally, to all the musicians who contributed to the soundtrack of The Bale Lab, and

to the C57/Bl6:129 hybrid mouse strain with its imperfect balance of stress reactivity and

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ABSTRACT

MICRORNAS AND THE SEX SPECIFIC DEVELOPMENT OF THE NEONATAL BRAIN:

A POINT OF VULNERABILITY TO THE PROGRAMMING EFFECTS OF PRENATAL

STRESS

Christopher P. Morgan

Tracy L. Bale

Epidemiological studies have linked prenatal stress to increases in the incidence of

neurodevelopmental disorders, including schizophrenia and autism spectrum disorders,

associations that are often sex-dependent. In addition, biological sex is a strong

predictor of many aspects of these disorders, including incidence, presentation, and

therapeutic outcomes. While many factors contribute to these effects, sex-specific

responses to fetal antecedents during key developmental windows are likely involved.

The male brain is organized in a sex specific manner by a surge of testes-synthesized

testosterone during the perinatal period. In appropriate cell populations this testosterone

is converted to estrogen by a neuronal-specific aromatase where it acts through

estrogen receptors to masculinize the neural substrate. While the primary effector,

estrogen, is shared, the cellular processes responsible for this divergent development

vary widely across brain regions. miRNAs, with their ability to regulate the expression of

hundreds of genes, may be an exciting and novel regulatory mechanism poised to

translate this estrogen signal into brain region-specific responses. The work in this

dissertation identifies sexual differentiation of the brain as a point of sex-specific

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vi

Paternal (F1) prenatal stress exposure attenuates the perinatal testosterone surge,

leading to dysmasculinized physiology, including increased stress sensitivity, in

second-generation (F2) male offspring. Further, we reveal a novel role for the miRNA

environment in programming the neurodevelopmental effects of paternal stress

exposure and, more generally, in organizing the sexually dimorphic brain. Finally, we

empirically map miRNA recognition elements across the transcriptome of the neonatal

hypothalamus by Argonaute HITS-CLIP, and identify a network of genes targeted by

organizational estrogen with functional relevance to sexual differentiation of the brain.

Together these findings point to a developmental window of susceptibility during which

the programming effects of early prenatal stress exposure may manifest. As such,

identifying sex-specific developmental processes affected during this window, such as

the dynamic changes in the miRNA environment we have highlighted, may lead to novel

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TABLE OF CONTENTS

ACKNOWLEDGMENT-...-III!

ABSTRACT-...-V!

TABLE-OF-CONTENTS-...-VII!

LIST-OF-TABLES-...-X!

LIST-OF-ILLUSTRATIONS-...-XI!

CHAPTER-1:-GENERAL-INTRODUCTION-...-1!

What is a Neurodevelopmental Disorder? ... 1

!

The Multifactorial Etiology of Neurodevelopmental Disorders ... 2

!

Transgenerational Effects ... 4

!

Modeling the Neurodevelopmental Programming Effects of Prenatal Stress ... 5

!

Sexual Differentiation of the Male Brain ... 7

!

microRNA biogenesis and function ... 9

!

Overview of Dissertation ... 11

!

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viii

Introduction ... 13

!

Materials and Methods ... 15

!

Results ... 23

!

Discussion ... 27

!

Figures and Legends ... 32

!

Tables ... 40

!

CHAPTER-3:-SEX-DIFFERENCES-IN-MICRORNA>MRNA-NETWORKS:-NOVEL-

EPIGENETIC-PROGRAMMING-MECHANISMS-IN-THE-SEXUALLY-DIMORPHIC-NEONATAL-HYPOTHALAMUS-...-42!

Introduction ... 42

!

Materials and Methods ... 44

!

Results ... 48

!

Discussion ... 53

!

Figures and Legends ... 65

!

Tables ... 75

!

CHAPTER-4:-GENERAL-DISCUSSION-...-78!

G x E x D x (S) ... 78

!

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Transgenerational Epigenetic Impact of Prenatal Stress ... 80

!

Importance of Modulators of Gene Expression in Sexual Differentiation. ... 83

!

Estrogen Regulation of the Neonatal Brain miRNA ... 86

!

Estrogen-responsive miRNAs Regulate Networks of Genes Functionally Relevant to Sexual Differentiation of the Brain ... 87

!

Conclusion ... 89

!

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LIST OF TABLES

Table 2-1.PN1 brain gene expression assayed by Custom Taqman qRT-PCR Array for

genes important in neurodevelopment……...40

Table 2-2. PN1 brain expression of statistically significant miRNAs assayed by Taqman

qRT-PCR Array……...41

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LIST OF ILLUSTRATIONS

Figure 2-1. Second-generation males from the paternal stress lineage (F2-S) show

dysmasculinized brain gene expression and miRNA expression patterns on

postnatal day 1 (PN1) ... 33

!

Figure 2-2. Analyses of physiological and behavioral measures in adult

second-generation males from the paternal stress lineage (F2-S ) show a similar

dysmasculinized physiology and stress-sensitive phenotype as their sires ... 36

!

Figure 2-3. Aromatase inhibition dramatically dysmasculinizes the neonatal brain

miRNA environment during the perinatal sensitive period ... 38

Figure 3-1. The miRNA environment of the neonatal (PN2) hypothalamus is sexually

dimorphic……...65

Figure 3-2. A population of sex-biased miRNAs in the neonatal (PN2) hypothalamus is

dynamically responsive to estrogen...66

Figure 3-3. Estrogen regulation of clustered miRNA genes on chromosome 12...68

Figure 3-4. Ago HITS-CLIP empirically identifies functional miRNA recognition elements

(MREs) across the neonatal (PN2) hypothalamus transcriptome...70

Figure 3-5. Functional miRNA recognition elements (MREs) are present in the mRNAs

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Figure 3-6. Estrogen down-regulated miRNAs target a network of genes enriched for

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CHAPTER 1: General Introduction

Portions of this have appeared in Biology of Sex Differences (2012), 3(1), 22-30 and

Hormones and Behavior (2011), 59(3), 290–295.

What is a Neurodevelopmental Disorder?

“Neurodevelopmental” (and/or “neuropsychiatric”) disorders are inherently

difficult to study because “a lot can go wrong in the development of a human brain”

(Mitchell, 2007). Just trying to define what is and what is not a neurodevelopmental

disorder is difficult. It almost seems that the easiest way to define “neurodevelopmental

disorders” is to say that they are complex. But there does seem to be a subset of

diseases/disorders, including schizophrenia, autism spectrum disorders (ASDs), ADHD,

bipolar disorder, and major depressive disorder (MDD), to which the label is often

applied, and which share two general characteristics: their etiologies are multifactorial,

and these factors interact to give rise to diverse, and often overlapping, phenotypes

(Cristino et al., 2013).Efforts to develop intervention strategies for neurodevelopmental

diseases generally focus on one of these shared characteristics; investigating the

mechanisms of development of a disease (its etiology), or studying the mechanisms

responsible for the expression of the disease phenotype (its pathophysiology). At the

most basic level, the questions explored in this dissertation arise from the first of these

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The Multifactorial Etiology of Neurodevelopmental Disorders

Recent estimates of the genetic contribution, or heritability, to the etiology of

neurodevelopmental disorders varies from ~90% and ~80% in ASDs and schizophrenia

to ~40% in MDD (Sullivan, Neale, & Kendler, 2000). In the case of schizophrenia, the

lack of any classic Mendelian patterns of inheritance was noted early, and a polygenic

model was proposed (Shields & Gottesman, 1967). At the same time, while studies of

identical twins had demonstrated that though schizophrenia was certainly heritable, this

heritability was incomplete (Shields, Slater, & Gottesman, 1967). Therefore, regardless

of the nature of the genetic contribution, these factors were incompletely penetrant.

Independently, environmental factors, such as social class, had been linked to an

increased prevalence of schizophrenia (Turner & Wagenfeld, 1967). To account for the

fact that no single causal factor was sufficient to account for schizophrenia, Gottesman

and Shields proposed a Genes x Environment (GxE) model that highlighted the

importance of the interaction between a “stressor” (environment) and “stressee”

(genetic) (Gottesman & Shields, 1973). This model is broadly applicable to

neurodevelopmental disorders, and these interactions go both ways; the heritability of

neurodevelopmental disorders is incomplete, and at the same time, there is

heterogeneity in the responses of different individuals to a specific environmental risk

factor (Caspi & Moffitt, 2006).

The developmental origins of adult disease theory, or the Barker hypothesis,

addressed an important remaining question: how do GxE interactions produce disease

phenotypes observed in adults (Barker,!1995)? The core principle of the hypothesis is the

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specific processes are plastic and responsive to environmental influences (Barker,

2007). This plasticity provides an opportunity for an organism to develop phenotypes

that are most adaptive in a specific environment.For most tissues early development,

and more specifically prenatal development, is the point at which this plasticity is most

apparent. There is a rich epidemiological literature characterizing the association of

maternal stress during periods of pregnancy with premature birth, low birth weight, birth

defects, and altered neurodevelopment. Many retrospective and prospective clinical

reports have linked prenatal stressors including natural and manmade disasters,

bereavement, unwantedness of pregnancy, and reported levels of maternal anxiety or

depression with an increased incidence of neurodevelopmental disorders, including

depression, anxiety, schizophrenia, and autism in the offspring (Beversdorf et al., 2005;

Elias et al., 2004; Khashan et al., 2008; Kinney, Miller, Crowley, Huang, & Gerber, 2008;

Myhrman, Rantakallio, Isohanni, Jones, & Partanen, 1996; Selten, 1999; van Os &

Selten, 1998; Watson, Mednick, Huttunen, & Wang, 1999).

Fetal development is itself highly dynamic, generating a constantly changing set

of tissue targets that can be affected by a prenatal insult. Therefore, it is unlikely that

neurodevelopment would be uniformly susceptible to programming across gestation. For

example, in studies in which maternal stress was initially linked to schizophrenia

development, the importance of the timing of the insult was found to be the major

determinant in disease risk where spousal death during early or late pregnancy

significantly increased risk of offspring schizophrenia (Huttunen & Niskanen, 1978).

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during the first trimester were 67% more likely to develop schizophrenia then offspring of

unaffected mothers (van Os & Selten, 1998; Khashan et al., 2008).

In addition to the temporal specificity of maternal insult in offspring outcome, fetal

sex has also been identified as an important factor in determination of disease

vulnerability. For instance, an increased risk of schizophrenia has been reported for

offspring of mothers exposed during their first trimester of pregnancy to the 1940

invasion of The Netherlands (van Os & Selten, 1998). However, the study found an

interesting interaction between offspring sex and timing of the stress exposure such that

male but not female offspring exposed in the second trimester to the invasion were also

at an increased risk of schizophrenia as adults. It has been proposed this effect may be

due to the slower rate of cortical development in males leading to an extended window

of sensitivity to the insult (Weinstock, 2007). A similar relationship was identified in

18-year-old students exposed to a severe earthquake in utero where there was found to be

an overall effect of the maternal stress to increase offspring depressive symptoms, but

males exposed to the earthquake during the second trimester showed the greatest

levels of severe depression (Watson et al., 1999). This again supports both a temporal

specificity as well as an involvement of offspring sex in the susceptibility and/or

presentation of disease.

Transgenerational Effects

The heritability of neurodevelopmental disorders may derive not only from

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important window during which the environment can program changes in

neurodevelopment. It may also serve as a time when the environment can program

phenotypes that persist transgenerationally. A transgenerational impact specific to

maternal stress has not yet been reported in human studies. However, because

enduring malnutrition is inherently stressful, it may be difficult to determine whether

transgenerational metabolic effects that develop as a result of famine are a

consequence of stress or malnutrition. In addition to metabolic phenotypes, studies of

the Dutch Hunger Winters revealed consequences of exposure on neurodevelopment,

including stress sensitivity and risk of schizophrenia (Brown & Susser, 2008).

Interestingly, second generation female offspring had overall poorer health as adults

when their mothers were exposed to famine in utero, and though the statistical power of

the study was insufficient to detect effects on specific phenotypes, outcomes associated

with mental health were included in their definition of “health” (Painter et al., 2008).

These findings highlight two aspects of transgenerational effects that can be influenced

by sex: 1) traits may be transmitted specifically along the maternal or paternal lineage,

and 2) traits may be inherited or expressed by only male or female offspring.

Modeling the Neurodevelopmental Programming Effects of Prenatal Stress

Neurodevelopmental disorders are diagnosed based on a patient’s

symptomology, but individuals with the same disorder often display very different

symptoms. At the same time, there is a high degree of overlap in phenotype between

different disorders; an individual’s diagnosis may even change over their lifetime

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etiology. Several genetic variants originally associated with schizophrenia were later

linked to ASD or bipolar disorder (Sullivan et al., 2012; Guilmatre et al., 2009). In

addition, there is significant familial comorbidity between schizophrenia, bipolar

disorders, and MDD (Steinhausen et al., 2009). While these characteristics increase the

complexity of designing studies in humans, they suggest that studies in animal models

have broad applicability across neurodevelopmental disease. After all, a mouse cannot

be diagnosed with schizophrenia or ASD. Instead, we investigate intermediate

phenotypes, or endophenotypes, thought to underlie disease pathophysiology, which are

shared across neurodevelopmental disorders (Walters & Owen, 2007).

Animal models allow us to establish causal relationships between specific

aspects of the early-life environment and these endophenotypes. In addition, we can use

animal models to identify the molecular mechanisms through which environmental

factors program disease resilience or vulnerability. In mice, rats, guinea pigs, and

nonhuman primates prenatal stress has been shown to result in stress dysregulation,

anxiety and depressive-like behaviors, and cognitive deficits, all endophenotypes

associated with neuropsychiatric disease (Lemaire et al., 2000; Schneider et al., 2002;

Weinstock, 2001; Darnaudery & Maccari, 2008; Kapoor & Matthews, 2005; Kapoor et al.,

2009; Mueller & Bale, 2007, 2008). As in human studies, specific offspring outcomes

have varied depending upon stressors utilized, timing of the stress event during

pregnancy, and sex of the offspring.

Our lab has utilized a chronic variable stress (CVS) paradigm in mice to compare

the programming effects of maternal stress experience across early, mid or late

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only defined the temporal specificity of prenatal stress effects, but also identified

sex-specific offspring outcomes. CVS early in pregnancy (EPS) increased immobility in both

the tail suspension and forced swim tests specifically in male offspring (Mueller & Bale,

2008). EPS exposure also affected the programming of offspring stress neurocircuitry,

as prenatally stressed males exhibited a more female-typical elevated peak

corticosterone levels in response to a restraint stress. This effect was associated with

elevated limbic corticotropin-releasing factor, reduced hippocampal glucocorticoid

receptor expression, and with corresponding alterations in CpG dinucleotide methylation

within the promoters of these two genes. There were also sex-specific effects of EPS on

performance in the Barnes maze, a spatial learning and memory task (Mueller & Bale,

2007). Early CVS exposed males took significantly longer then control males to

complete the task, and utilized more female-typical learning strategies. Overall, EPS

males displayed dysmasculinized patterns of stress physiology, behavior, and cognitive

performance, pointing to a potential disruption in normal brain masculinization.

Sexual Differentiation of the Male Brain

Biological sex is a strong predictor of many aspects of neurodevelopmental

disorders, including prevalence, presentation, and therapeutic outcomes. Sex

differences in health outcomes are not limited to neurodevelopmental disease; instead,

the importance of sex has been highlighted in immune-related diseases, many cancers,

and coronary heart disease as examples (Goldstein, Handa, & Tobet, 2014; Ober et al.,

2008; Voskuhl, 2011; Yeh & Chen, 2010). Recognition of these sex-biases in disease is

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cells and tissues. The male brain is organized in a sex specific manner by a surge of

testes-synthesized testosterone during the perinatal period. In appropriate cell

populations this testosterone is converted to estrogen by a neuronal-specific aromatase

where it acts through estrogen receptors to masculinize and defeminize the neural

substrate. This organized substrate is then activated by adult gonadal hormone levels to

express an appropriate sex-specific behavior and physiology (Arnold & Gorski,1984;

McCarthy et al., 2009b; Phoenix et al., 1959).

In addition to programming fundamental sex specific behaviors like reproductive

and territorial behaviors in rodents, organizational testosterone establishes sex

differences in stress neurocircuitry. For example, PN1 gonadectomy of male rats results

in adults with elevated corticosterone response to restraint stress, an effect that can be

reversed with testosterone treatment from PN1-PN5 (Bingham & Viau, 2008). Similarly,

a PN1 injection of testosterone in female rats reduces adult corticosterone responses to

a noise stress (Seale et al., 2005). In addition to effects on HPA axis sensitivity, our lab

has shown that perinatal testosterone can masculinize stress coping strategies in female

mice. In the marble burying test males generally show active coping strategies (burying)

while females show more passive strategies (avoidance). Perinatal testosterone

masculinizes female performance leading to a greater number of marbles buried

compared to vehicle treated females (Goel & Bale, 2008b).

NCBI's RefSeq project has currently annotated approximately 20,000 protein

coding genes in both the human and mouse genome. Of these, fewer then 200, or about

1%, are on the Y chromosome and not shared by males and females (Pruitt et al., 2014).

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component of the sexual differentiation of a tissue. Evidence for this can be found in the

extent to which sex differences exist in the transcriptomes of various tissues, with

55-72% of the active genes in muscle, adipose, and liver tissue displaying sex-biased

expression (Yang, 2006). The ability of miRNAs to regulate a large number of genes with

a high degree of specificity and control makes them perfectly poised to play key roles in

sexually dimorphic programs of gene expression.

microRNA biogenesis and function

miRNAs are small non-coding RNAs that regulate post-transcriptional gene

expression by affecting the stability or translational efficiency of specific mRNA targets.

The majority of miRNAs are organized in clusters within the genome, and are

co-transcribed as single long poly-cistronic primary transcripts (pri-miRNAs) that are

multiple kilobases in length (Bartel, 2004). The transcription of these pri-miRNAs is RNA

polymerase II dependent, and regulated by the same mechanisms as mRNAs (Krol et

al., 2010). Also similar to mRNAs, pri-miRNAs undergo 5’ capping and 3’

polyadenylation (Cai et al., 2004) . Portions of the pri-miRNA folds back on itself to form

a distinct stem-loop structure. In the nucleus, a Drosha-containing microprocessor

cleaves the pri-miRNA at the base of this ‘stem,’ generating a 60–70 bp precursor

(pre)-miRNA (Bartel, 2004). Other (pre)-miRNAs, termed mirtrons, are located within introns of

mRNAs, and are co-transcribed with their host gene (Krol et al., 2010; Ruby et al.,

2007). Mirtrons bypass Drosha processing, and instead use mRNA splicing machinery to

generate pre-miRNAs (Ruby et al., 2007). In the cytosol, Dicer processes pre-miRNAs

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a duplex (the guide strand) into the Argonaute-containing RNA-induced silencing

complex (known as the RISC complex). Argonaute proteins act at the interface between

miRNAs and their target mRNAs to mediate the functional consequences of these

interactions (Höck & Meister, 2008). There are four different Argonaute proteins found in

mammals, Argo 1–4, though 60% of miRNA-associated RISC complexes contain Argo 2,

the only Argonaute with endonuclease activity (Höck & Meister, 2008; Wang et al.,

2012). Mature miRNAs guide the RISC complex to the 3’ UTR of mRNAs, providing

target specificity through partial sequence homology, and typically resulting in mRNA

destabilization and degradation (Filipowicz et al., 2008; Guo et al., 2010; Bartel, 2009).

Thus, a typical rule is that with an increase in miRNA expression, you see a concordant

decrease in the target mRNA.

miRNAs act as major components of an integrated gene expression regulatory

mechanism (Hah et al., 2011). One genome-wide bioinformatics study annotated more

than 45,000 conserved miRNA binding sites in the 3’ UTR of 60% of human genes

(Friedman et al., 2009). In addition, each miRNA can directly target more than a hundred

different mRNA targets, making this mode of regulation far-reaching and capable of

profound programmatic effects (Baek et al., 2008; Selbach et al., 2008). For example,

more than 600 distinct mRNA targets were identified by Argonaute immunoprecipitation

following miR-124 overexpression in MCF-7 cells, an immortalized breast cancer cell line

(Hendrickson et al., 2009). Interestingly, the presence of a miRNA does not necessarily

result in the complete absence of expression of target transcripts. In fact, in two separate

proteomic studies the transfection or deletion of a single miRNA (including 1,

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hundreds of proteins. However, the magnitude of these effects on individual proteins

was modest (1–2 fold changes) effects (Baek et al., 2008; Selbach et al., 2008). These

data support a model of miRNA function proposed by Bartel and Chen, in which they

described a functional group of mRNA targets, termed “tuning targets” that have taken

advantage of the miRNA environment and machinery to develop an additional level of

regulation (Bartel & Chen, 2004). This provides a cell with a greater ability to modulate

gene expression in response to a continuously changing environment.

Overview of Dissertation

The work in this dissertation identifies sexual differentiation of the brain as a point

of sex-specific vulnerability to the multigenerational programming effects of early

prenatal stress. Paternal (F1) prenatal stress exposure attenuates the perinatal

testosterone surge, leading to dysmasculinized physiology, including increased stress

sensitivity, in second-generation (F2) male offspring. Further, we reveal a novel role for

the miRNA environment in programming the neurodevelopmental effects of paternal

stress exposure and, more generally, in organizing the sexually dimorphic brain. Finally,

we empirically map miRNA recognition elements across the transcriptome of the

neonatal hypothalamus and identify a network of genes targeted by organizational

estrogen with functional relevance to sexual differentiation of the brain. Together these

findings point to a developmental window of susceptibility during which the programming

effects of early prenatal stress exposure may manifest. As such, identifying sex-specific

(27)

12

the miRNA environment we have highlighted, may lead to novel therapeutic targets or

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13

CHAPTER 2: Early Prenatal Stress Epigenetically Programs

Dysmasculinization in Second-Generation Offspring Via the Paternal

Lineage

Christopher P. Morgan and Tracy L. Bale

This work was originally published in J Neurosci (2011), 31(33), 11748–11755.

Introduction

Epidemiological studies have linked prenatal stress to increases in the incidence

of neurodevelopmental disorders, including schizophrenia and autism spectrum

disorders, associations that are often sex-dependent (Huttunen and Niskanen, 1978; van

Os and Selten, 1998; Khashan et al., 2008; Kinney et al., 2008). These diseases often

display sex differences in prevalence, presentation, or therapeutic outcomes (Bale et al.,

2010). While many factors likely contribute to these differences, sex-specific responses

to fetal antecedents are likely involved (Weinstock, 2007).

We have previously identified early gestation as a specific window of sensitivity

during which male mice were susceptible to the programming effects of maternal stress.

These males exhibited physiological and behavioral stress-sensitivity and cognitive

deficits, which are endophenotypes associated with human neuropsychiatric disease. In

addition, these changes reduced or disrupted established sex-differences by

dysmasculinizing male offspring measures of stress responsivity (Mueller and Bale,

2007, 2008). Similar disruptions of sex differences in behavior, morphology, and gene

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paradigms across multiple species (Ward, 1972; Meisel et al., 1979; Reznikov et al.,

1999; Biala et al., 2010; Kapoor and Matthews, 2005). The organizational/activational

hypothesis of brain development suggests that a surge of gonadal hormones organize

the brain in a sexually dimorphic manner during the perinatal sensitive period. Then in

adulthood, gonadal hormones can activate this organized neurocircuitry to express

appropriate sex-specific behavioral phenotypes, including stress axis responsivity

(Phoenix et al., 1959; Arnold and Gorski, 1984; Seale et al., 2005; Bingham and Viau,

2008). The disruption of sex-differences identified in our model suggests that early

prenatal stress alters the trajectory of neurodevelopment during the perinatal period.

Fetal antecedents likely contribute to adult disease through programming

changes in the epigenome. Examples of this phenomenon are emerging in human

studies. For example, infants with prenatal exposure to maternal depression or anxious

mood exhibited increased glucocorticoid methylation, which was associated with a

heightened cortisol response to a mild stressor (Oberlander et al., 2008). Such

programming effects may transmit to subsequent generations, predisposing offspring to

disease. Animal models have clearly established a role for epigenetics in

transgenerational phenotypic inheritance following exposure to environmental factors

such as maternal stress, diet, and endocrine disruptors (Dunn and Bale, 2009; Franklin

et al., 2010; Guerrero-Bosagna et al., 2010; Skinner, 2011). Importantly, in rodent

models, inheritance of a phenotype through the paternal lineage excludes confounding

effects of the maternal intrauterine environment and postnatal rearing behavior, and

indicates gametic epigenetic transmission (Youngson and Whitelaw, 2008). These

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15

neurodevelopmental diseases could be the product of both classic genetic and

non-mendelian, or epigenetic, mechanisms (Maher, 2008; Slatkin, 2009). Therefore, we

utilized our mouse model to determine epigenetic programming effects and the

transmission of a dysmasculinized phenotype to second-generation (F2) male offspring

via the paternal lineage, eventually focusing mechanistically on analysis of the miRNA

environment as a form of transcriptional regulation with broad potential to impact

developmental processes.

Materials and Methods

Animals

All dams bred for gestational stress studies were virgin, experimentally naïve

C57Bl/6:129 F1 hybrid 5 wk old mice purchased from the Jackson laboratory. Offspring

from these breedings were used to generate the second-generation (F2) litters for

transgenerational studies. Justification for using a hybrid background strain in these

studies is related to stress responsivity phenotypes and physiology. C57Bl/6 are

extremely low stress responders and display low levels of maternal care, making them

poor choices for studies focusing on neurodevelopment. While 129 mice are great stress

responders and show high levels of quality maternal care, they frequently lack a fully

formed corpus callosum and are poor performers in behavioral tests, especially learning

and memory tasks. However, the combination of these two strains produces a hybrid

vigor that has served our research well with predictable stress responses, behavioral

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16

Bale, 2006, 2007, 2008). Pregnancy was established by confirmation of a copulation

plug (checked for each morning between 7-8 am). Presence of a copulation plug

denoted experimental day 1 for early prenatal stress exposure. The pregnant female

was individually housed, given a cotton nestlet, and randomly assigned to a stress

treatment or control group. Food (Purina Rodent Chow; 28.1% protein, 59.8%

carbohydrate, 12.1% fat) and water was provided ad libitum throughout the study. All

studies were performed according to experimental protocols approved by the University

of Pennsylvania Institutional Animal Care and Use Committee, and all procedures were

conducted in accordance with institutional guidelines.

Early Prenatal Stress (EPS)

Administration of chronic variable stress was performed as described previously

(Mueller and Bale, 2006). Briefly, pregnant dams were randomly assigned to either an

experimental treatment group to receive chronic variable stress during gestation days

1-7, or to a control non-stressed treatment group. Pregnant dams assigned to the stress

group experienced a different stressor on each of the seven days. Stressors included: 36

hrs constant light, 15 min of fox odor exposure (1:10,000 2,4,5-trimethylthiazole, Acros

Organics), novel objects in cage overnight (eight marbles of similar size and color), 5

min restraint stress in a 50 ml conical tube, novel white noise overnight (Sleep machine,

Brookstone), multiple cage changes, and water saturated bedding overnight. These mild

stressors were selected to be non-habituating and to not induce pain. We previously

demonstrated that this chronic variable stress paradigm does not affect maternal food or

water intake, weight gain, gestation length, litter size, or post-partum maternal behaviors

(32)

17

Offspring

To determine if the dysmasculinized stress-sensitive phenotype identified in

first-generation (F1) prenatally stressed males could be transmitted through the paternal

lineage to second-generation (F2) offspring, F1 control or prenatally stressed males

were bred with F1 control females to generate F2 control litters (F2-C n = 9 litters, n = 69

total animals) or F2 stress litters (F2-S n = 9 litters, n = 59 total animals). Molecular,

physiological, morphological, and behavioral correlates of the dysmasculinized

stress-sensitive phenotype were then tested in these F2 offspring. All experimental n’s

described throughout the manuscript refer to litter n’s

Postnatal day one (PN1) brain expression analysis

To exploremechanisms through which the F1 dysmasculinized stress-sensitive

phenotype may be programmed in the F2 generation, we examined whole brain gene

expression in male and female neonates at birth, a period critical for the organization of

the sexually dimorphic brain by gonadal hormones. One male and one female neonate

per litter were sacrificed on the day of parturition. Whole brains were dissected, frozen in

liquid nitrogen, and stored at -80°C prior to assay. Neonate sex was confirmed by SRY

genotyping of tail genomic DNA as previously described (Mueller and Bale, 2008).

Whole brains were sonicated in TRIzol reagent (Invitrogen) and total RNA was isolated

according to manufacturer’s protocol.

Custom Taqman qRT-PCR Array

250 ng of total RNA from PN1 brains was reverse transcribed to cDNA using the

(33)

18

93 genes important in neurodevelopment were determined using a custom Taqman

array (F2-C n = 4, F2-S n = 3, and F2-C n = 4) (Applied Biosystems). Analysis

was performed using the comparative Ct method. 18S rRNA was used as an

endogenous loading control. Expression levels of each sample were normalized to the

average F2-C expression level.

miRNA Taqman qRT-PCR Array

500 ng of total RNA from PN1 brain was reverse transcribed to cDNA using

Megaplex RT pool A primers and Multiscribe reverse transcriptase (Applied biosystems).

Expression levels of 239 miRNAs were determined using theTaqman Array MicroRNA

card A Array (F2-C n = 5, F2-S n = 3, and F2-C n = 5) (Applied Biosystems).

Analysis was performed using the comparative Ct method. For each sample, the

average of the Ct values of sno135 and sno202 was used as an endogenous loading

control. Expression levels of each sample were normalized to the average F2-C

expression level.

qRT-PCR of predicted miRNA target transcripts

Predicted miRNA targets were identified using the web-based algorithm miRDB

(Wang, 2008; Wang and El Naqa, 2008). Expression of mRNAs that were shared

predicted targets of miRNAs identified as significantly changed by early prenatal stress,

and with potential relevance to disease mechanisms, were assayed by Taqman

qRT-PCR (Applied Biosystems). GAPDH was used as an endogenous loading control.

(34)

19

method. Expression levels of each sample were normalized to the average F2-C

expression level.

F2 physiological and behavioral measures

For each test, one female and one male per litter were examined to avoid litter

effects. An investigator blind to animal treatment group and sex performed scoring of

behavioral tests.

Tail Suspension Test (TST)

The TST was performed as previously described to examine active versus

passive stress coping strategies (Steru et al., 1985). Mice were secured to a rod by

adhesive tape placed approximately 1 cm from the tip of the tail, and suspended 50 cm

from the bench-top in a visually isolated area (F2-C n = 7, F2-S n = 7, F2-C n = 8,

and F2-S n = 6). Immobility time, defined as the absence of all movement except for

whisker movement or respiration, was scored for the 6 min test session.

Barnes Maze

As a test with predictable sex-differences in outcome measures of learning and

memory, we conducted the Barnes maze (F2-C n = 7, F2-S n = 7, F2-C n = 9,

and F2-C n = 9) as previously described (Mueller and Bale, 2007). Briefly, the maze

consists of a black circular disk (90 cm in diameter) with 24 holes evenly spaced around

its perimeter. An escape box is located under one of the holes. The location of the

escape box remains constant throughout training. The disk is elevated 70 cm above the

(35)

20

perimeter of the maze. All mice were trained on the maze 2 trials/day for 3 days. Trials

within each day were separated by 4 hrs. To begin each trial, the mouse was placed

under a glass beaker in the center of the maze for 15 sec prior to trial start. Latency to

identify the target escape box was determined. Each trial was terminated when the

mouse located and entered the target escape box or after 4 min elapsed. If the mouse

did not successfully locate the target box, the investigator guided the mouse to the target

and a latency to target of 240 sec was assigned.

HPA response to restraint stress

The HPA axis response to acute stress was measured by exposing adult F2 mice

to a 15 min restraint in a 50 ml conical tube (F2-C n = 7, F2-S n = 7, F2-C n = 7,

and F2-C n = 9). Testing occurred 2-5 hrs following lights on. Blood samples were

collected from a tail nick at four time points: 1) time 0, immediately upon removal from

the cage, 2) time 15, immediately after the restraint stress, 3) time 30, following 15 min

recovery in the home cage, 4) time 90, following 75 min recovery in the home cage.

Samples were collected into EDTA-treated tubes, centrifuged, and plasma was stored at

-80°C until corticosterone levels were measured by radioimmunoassay (MP

Biomedicals). The minimum detection limit of the assay was 7.7 ng/ml, and the intrassay

coefficient of variation was 7.1%.

Morphology

One experimentally naïve male and female per litter were sacrificed as adults

(F2-C n = 7, F2-S n = 7, and F2-C n = 9). Anogenital distances and left testis

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21

Effects of an aromatase inhibitor on the neonatal brain miRNA

environment

Formestane administration

To examine the influence of organizational estradiol on the neonatal brain miRNA

environment, a separate cohort of C57Bl/6:129 control pups were treated with an

aromatase inhibitor or vehicleon the morning following parturition. Male pups were

randomly assigned to receive 20 µg of formestane (Sigma-Aldrich) in 20 µl sesame oil

with 10% ethanol (n = 7 from 6 litters) or vehicle injections (n = 7 from 6 litters). This

dose, after adapting for differences in rat versus mouse neonate weight, was previously

shown to reduce male hypothalamic estrogen to female levels (Amateau et al., 2004). All

female pups received vehicle injections (n = 8 from 5 litters). Injections were

administered subcutaneously between the shoulders, and the injection site was treated

with New Skin liquid bandage to prevent leakage.

miRNA expression analysis

Pups were sacrificed 24 hrs after treatment (PN2). Whole brains were dissected,

frozen in liquid nitrogen, and stored at -80°C prior to assay. Neonate sex was confirmed

by SRY genotyping of tail genomic DNA as previously described (Mueller and Bale,

2008). Whole brains were sonicated in TRIzol reagent (Invitrogen) and total RNA was

isolated according to manufacturer’s protocol. 500 ng of total RNA from PN2 brain was

reverse transcribed to cDNA using Megaplex RT pool A primers and Multiscribe reverse

transcriptase (Applied Biosystems). Expression levels of 239 miRNAs were determined

using theTaqman Array MicroRNA card A Array (Applied Biosystems). Analysis was

(37)

22

values of sno135 and sno202 was used as an endogenous loading control. Expression

levels of each sample were normalized to the average expression level of

vehicle-treated males.

Statistics

An investigator blind to animal treatment group and sex conducted all studies

and analyses. Either only one male and female from a litter was used for a test or assay,

or values were averaged across littermates to control for litter effects where identified in

methods. We tested the null hypothesis that early prenatal stress exposed males could

not transmit their dysmasculinized stress-sensitive phenotype to their second-generation

offspring. Morphological measures and immobility in the TST were analyzed by

one-tailed student’s t-test, testing for effects identified in early prenatal stress exposed (F1)

sires. Barnes maze performance and corticosterone response to restraint was analyzed

by one-way ANOVA for paternal (F1) prenatal stress exposure, and trial or time as

repeated measure, respectively. miRNA and gene target expression in F2-C , F2-S ,

and F2-C PN1 whole brains was analyzed by one-way ANOVA, using student’s t-tests

for post hoc analysis. miRNA expression data in control or formestane-treated brains

were analyzed by hierarchical clustering of samples, using Pearson correlation as a

metric. Treatment effects on individual miRNAs were identified by two-tailed student’s

t-tests. Heatmaps and hierarchical clustering was performed using MultiExperiment

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23

Results

F2 gene expression analysis during the perinatal sensitive period

F2 Postnatal day one (PN1) brain gene expression analysis

To exploremechanisms through which the F1 dysmasculinized stress-sensitive

phenotype may be programmed in the F2 generation, we examined brain gene

expression in male and female neonates at birth, a period critical for the organization of

the sexually dimorphic brain by gonadal hormones. Expression data for individual genes

are presented inTable 2-1. These data are also displayed in a heatmap to highlight the

broad similarities in gene expression that exist between F2-S♂ and F2-C♀ relative to

F2-C♂ (Fig. 2-1A). Mean F2-S♂ expression of the 17 genes that display significant

basal sex differences in PN1 whole brain are plotted on a continuum between average

F2-C♂ and F2-C♀ expression (Fig. 2-1B). In F2-S♂, 13 of these 17 genes displayed

expression levels closer to F2-C♀ than to F2-C♂ levels.

To identify potential mediators of the program of dysmasculinized gene

expression, we assayed the F2 PN1 brain expression of aromatase, ERα, and ERβ,

known effectors of masculinization during the perinatal sensitive period (Fig. 2-1C).

While there was no significant effect of group on aromatase [F(2, 10)=0.69; p=0.70] or

ERα levels [F(2, 10)=1.51; p=0.27], ERβ expression was elevated in F2-S♂ compared to

F2-C♂ [F(2, 10)=4.23; p=0.05].

(39)

24

To identify potential alternative mediators of a program of dysmasculinized gene

expression in F2-S males, the F2 PN1 brain miRNA environment was assayed. miRNAs

with expression levels that displayed a statistically significant effect of group are

displayed in Table 2-2. The expression of three of these miRNAs: miR-322, miR-574-3p,

and miR-873, appeared dysmasculinized in F2-S♂(Fig. 2-1D).

To determine if miRNA changes in F2 PN1 brains were associated with altered

expression of target transcripts, expression of genes that were shared predicted targets

of miRNAs identified as significantly changed by early prenatal stress, and with potential

relevance to disease mechanisms, were assayed by Taqman qRT-PCR. β-glycan was

the only predicted target of all three dysmasculinized miRNAs (miR-322, miR-574-3p,

and miR-873). There was significantly greater expression of β-glycan in F2-S♂ then in

F2-C♂ [F(2, 10)=4.99; p=0.03] (Fig. 2-1D). There was also significantly greater expression

of Reep3, the shared predicted target of miR-302b and miR-28, in F2-S♂ (1.23±0.11)

compared to F2-C♀ (0.91±0.06) [F(2, 10)=4.64; p=0.04]. There were no significant

differences in expression of the additional predicted targets of miR-322 and miR-873,

Plxna2 [F(2, 10)=0.72; p=0.51] and Prkar2a [F(2, 10)=0.23; p=0.23], or of the predicted

targets of miR-28 and miR-302b, Unk [F(2, 10)=0.37; p=0.70] and Hif1an [F(2, 10)=0.68;

p=0.53].

Analysis of adult F2 behavior and physiology

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25

To assess the degree to which paternal (F1) prenatal stress exposure affects

morphological measures of masculinization, we examined male anogenital distances

and testis weights (Fig. 2-2A and 2-2B). F2-S♂ had reduced anogenital distances

[one-tail t=2.7; p=0.01] and reduced testis weights [one-[one-tail t=1.97; p=0.04].

F2 Adult behavior

To determine if prenatal stressed males (F1) could transmit their

dysmasculinized stress-sensitive phenotype to F2 offspring, we examined F2 adult

performance in the TST and Barnes maze. F2-S♂ spent significantly more time

immobile then F2-C♂ (one-tailed t(12)=1.85, p=0.04) (Fig. 2-2C). There was no

corresponding increase in F2-S♀ immobility relative to F2-C♀ (one-tailed t(12)=0.17,

p=0.44) (Fig. 2-2D). Analyzing Barnes maze performance, there was no statistically

significant between subjects effect of paternal (F1) prenatal stress exposure in males

[F(1, 9)=0.09; p=0.40]. As expected, there was a significant within subjects effect of time

[F(5,5)=6.91; p=0.03] (Fig. 2-2E). In females, there was also no significant

between-subjects effect of paternal (F1) prenatal stress exposure [F(1, 11)=0.03; p=0.57], and again

there was a significant within-subjects effect of time [F(5,7)=4.34; p=0.02] (Fig. 2-2F).

F2 Adult HPA stress axis

To examine the impact of paternal (F1) prenatal stress exposure on F2 offspring

HPA axis sensitivity, we examined corticosterone levels in response to a 15 min restraint

stress. In males, there was no significant between-subjects effect of paternal prenatal

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26

significant within-subjects effect of time [F(3,10)=51.0; p<0.0001] (Figure 2-2G). In

females, as in males, there was no significant between-subjects effect of paternal

prenatal stress exposure on corticosterone response [F(1,14)=0.89; p=0.36], though there

was a significant within-subjects effect of time [F(3,12)=33.5; p<0.0001] (Figure 2-2H).

Effects of formestane treatment on the neonatal miRNA environment

To determine the role of organizational gonadal hormones in the regulation of the

neonatal brain miRNA environment, we assayed changes in brain miRNA complement

24 hrs following a PN1 injection of the aromatase inhibitor, formestane. These data are

displayed in a heatmap (Fig. 2-3). Hierarchical clustering analysis using Pearson

correlation as a metric successfully segregated male vehicle samples from

formestane-treated male and female vehicle samples, while it was unable to distinguish between

formestane-treated male and vehicle treated female samples (Fig. 2-3). Formestane

significantly increased expression of miR-143 [t(12)=3.0, p=0.02], miR-152 [t(12)=3.69,

p=0.005], miR-18a [t(12)=2.35, p=0.04], miR-298 [t(12)=2.24, p=0.05], miR-301b [t(12)=2.29,

p=0.04], miR-34a [t(12)=2.65, p=0.03], miR-362-3p [t(12)=2.79, p=0.02], miR-365

[t(12)=2.75, p=0.02], miR-384-3p [t(12)=3.34, p=0.007], miR-448 [t(12)=2.47, p=0.03],

miR-451 [t(12)=2.57, p=0.03], and miR-674 [t(12)=2.38, p=0.04]. Formestane significantly

reduced expression of miR-133b [t(12)=4.16, p=0.002], miR-15a [t(12)=2.23, p=0.05],

(42)

27

Discussion

Epidemiological studies have linked sex-biased neurodevelopmental disorders,

including autism and schizophrenia, with prenatal stress (Huttunen and Niskanen, 1978;

van Os and Selten, 1998; Khashan et al., 2008; Kinney et al., 2008). Animal models of

prenatal and postnatal stress have provided insight into sensitive periods and

sex-specific vulnerabilities related to neurodevelopmental disorder etiology (Champagne and

Meaney, 2007; Mueller and Bale, 2007; Kapoor and Matthews, 2008; Mueller and Bale,

2008; Cottrell and Seckl, 2009; Biala et al., 2010; Eiland and McEwen, 2010; Ivy et al.,

2010; Korosi et al., 2010). We previously identified early gestation as a period sensitive

to the sex-specific programming effects of prenatal stress in which male offspring

showed a dysmasculinized phenotype in behavioral and physiological stress measures

as adults (Mueller and Bale, 2007, 2008). As certain disease outcomes persist into

subsequent generations, we examined the paternal transmission and programming of

the prenatal stress induced dysmasculinized phenotype in second-generation (F2)

offspring.

F2 brain gene expression was examined during the perinatal sensitive period to

identifymechanisms of a disruption in masculinization in the F2 male brain. This period

is critical for the organization of the sexually dimorphic brain by gonadal hormones.

Using a custom Taqman qRT-PCR Array for genes involved in neurodevelopment, we

observed a broad shift in expression from a male-typical to a more female-typical pattern

in the F2 male offspring of prenatally stressed sires (F2-S). In F2-S male PN1 brains, 13

of 17 genes with statistical sex differences displayed expression levels closer to F2-C

(43)

28

differences previously reported in adult hippocampal gene expression of prenatally

stressed rats, supporting the hypothesis that disrupted masculinization during the

perinatal sensitive period may be a mechanism through which paternal (F1) prenatal

stress exposure impacts F2 offspring development (Biala et al., 2010).

Sex differences in gene expression result from combinations of chromosomal

and hormonal effects. The male brain is organized in a sex-specific manner by a surge

of testosterone during the perinatal sensitive period (Phoenix et al., 1959; McCarthy et

al., 2009a).Testosterone is converted to estradiol by a neuronal-specific aromatase

where it alters gene expression to masculinize and defeminize neurocircuitry through the

estrogen receptors ERα and ERβ. We examined the expression of these primary

effectors to determine if their dysregulation was associated with the broad shift in gene

expression observed in F2-S males. While aromatase expression was unchanged, both

ERα and ERβ appeared upregulated, an effect suggestive of reduced ligand availability

supporting a hypothesis for decreased perinatal testosterone in F2-S males. To identify

potential alternative mediators of the dysmasculinized gene expression in F2-S males,

we examined the PN1 brain miRNA environment. miRNAs are small noncoding RNAs

involved in the post-transcriptional regulation of genes (Bartel, 2009). Interestingly, a

single miRNA may interact with up to a hundred target transcripts, potentially regulating

critical gene families involved in early neurodevelopment. We identified 3 miRNAs

whose expression appeared dysmasculinized in F2-S males, and 2 miRNAs that showed

a significant effect of paternal (F1) prenatal stress. Several of these miRNAs have

known functions in peripheral tissues (Caruso et al., 2010; Ghosh et al., 2010; Qin et al.,

(44)

29

we identified predicted gene targets utilizing the web-based algorithm miRDB (Wang,

2008; Wang and El Naqa, 2008). Only one gene, β-glycan (TGFβr3), was a shared

predicted target of all 3 dysmasculinized miRNAs. As would be predicted based on the

reduced expression of miR-322, miR-574-3p, and miR-873, β-glycan expression was

significantly increased in the F2-S male PN1 brain. Beta-glycan is a member of the

TGFβ superfamily expressed in adult brain, pituitary, and gonadal tissues where it acts

as an accessory protein, binding other TGFβ isoforms, such as inhibin A, and increasing

their receptor affinity (Lewis et al., 2000; MacConell et al., 2002). Interestingly, in

pituitary gonadotrophs and gonadal leydig or theca cells, β-glycan is involved in

regulating the release of gonadal hormones (MacConell et al., 2002; Chapman and

Woodruff, 2003; Wiater et al., 2009). As a role for β-glycan in neurodevelopment has not

been identified, our data suggest that it may serve an unappreciated role in the

organization of the sexually dimorphic brain.

As an additional physiological marker programmed by perinatal testosterone,

adult male anogenital distances were measured (Scott et al., 2008). As predicted, F2-S

males showed a significantly reduced anogenital distance and adult testis weights,

supportive of decreased testosterone exposure during the perinatal sensitive period.

Interestingly, studies examining prenatal stress during late pregnancy have also reported

decreased perinatal testosterone, adult anogenital distance, and testes weight in rats

(Dahlof et al., 1978; Ward and Weisz, 1980). It is important to note that we are

examining these measures in F2 animals that were not themselves exposed to any

prenatal manipulation. Thus, these data suggest that reduced exposure to organizational

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30

experience, and that this effect can be transmitted along the paternal lineage to F2 male

offspring. Of translational importance, male schizophrenics have been reported to

display reduced circulating testosterone and disruptions in brain masculinization (Gur et

al., 2004; Goldstein et al., 2007). Further, boys with prepsychotic prodromal symptoms

had significantly lower testosterone levels during adolescents, a period of increased

psychotic disorder onset (van Rijn et al., 2011).

To examine F2-S male adult dysmasculinized and stress-sensitive phenotypes,

we measured their stress responsivity in the tail suspension test, Barnes maze, and HPA

stress axis. These tests were selected as they measure predictable sex differences in

stress-provoking environments, and performance in these tests was previously found to

be significantly dysmasculinized in F1 prenatally stressed males (Mueller and Bale,

2007, 2008). In the tail suspension test, F2-S males spent significantly more time

immobile than F2-C males. No effect of paternal prenatal stress was detected in

females. These results are similar to those reported in the first generation (Mueller and

Bale, 2008). While there was not a statistically significant effect of F2-S on overall

performance in the Barnes maze or HPA axis sensitivity, males did show a general trend

for a pattern of stress responsivity similar to that identified in F1 prenatally stressed

males (Mueller and Bale, 2008). Thus, it appears that aspects of the adult

dysmasculinized stress-sensitive phenotype were transmitted from F1 prenatally

stressed sires to their F2 male offspring. It is also possible that increased numbers of

litters may have provided sufficient statistical power to identify significant effects in

(46)

31

As our data point to a likely reduction in testosterone-mediated developmental

organization in F2-S male brains, we hypothesized that miRNAs in the brain are

responsive to organizational gonadal hormones. Therefore, in a subsequent study

examining the influences of estradiol on the neonatal brain miRNA environment, we

administered the aromatase inhibitor, formestane, to PN1 male neonates. miRNA

expression was then assayed using a miRNA Taqman qRT-PCR Array. Aromatase

inhibition dramatically dysmasculinized the brain miRNA environment where statistical

hierarchical clustering was unable to distinguish between formestane-treated males and

control females based on miRNA expression patterns, while completely segregating

control males from these groups. Thus, these data confirm the dynamic response of the

miRNA environment during this critical window. Gonadal hormones have previously

been shown to regulate miRNAs in peripheral target tissues (Klinge, 2009; Delic et al.,

2010; Narayanan et al., 2010). However, our data appear to demonstrate a novel impact

of organizational hormones on brain miRNA expression during the perinatal sensitive

period. Epigenetic mechanisms have been attributed to gonadal hormone status and

shown to influence brain sexual differentiation and may intersect with miRNAs to

program the sexually dimorphic brain (McCarthy et al., 2009b; Auger and Auger, 2011;

Auger et al., 2011).

Our studies provide intriguing evidence for the paternal transmission of prenatal

stress effects on neurodevelopmental processes including programming of the miRNA

environment and adult stress responsivity. Transmission through the paternal lineage

excludes confounds associated with maternal transmission, such as the intrauterine

(47)

32

(Youngson and Whitelaw, 2008). However, we cannot completely discount paternal

experience effects that, while unlikely, could occur during the brief time the males are in

the cage with females where stress-sensitive F1 males may impart some aspect of their

behavior upon the pregnant dam. A recent report examining a postnatal stress model

has also demonstrated the ability of early-life maternal separation to alter adult behavior

and methylation patterns of several genes in the germ line of male mice, with effects

persisting into second-generation offspring (Franklin et al., 2010). In addition, the

dysmasculinization we observed in F2-S male offspring importantly points to a

developmental window of susceptibility during which the programming effects of early

prenatal stress exposure may manifest. As such, identifying developmental processes

affected during this window, such as the dynamic changes in miRNAs detected, may

lead to critical therapeutic targets or biomarkers predictive for neurodevelopmental

diseases, particularly in at-risk pregnancies. Overall, these data support an early

gestational period vulnerable to prenatal stress epigenetic programming of the male

germline, permitting paternal transmission into subsequent generations.

(48)

33

A

(49)

34 miR-322 miR-574-3p miR-873 0.0 0.5 1.0 1.5 * * * Re la ti ve e xp re ss io n Aromatase

ERα ERβ

(50)

35

Figure 2-1. Second-generation males from the paternal stress lineage (F2-S) show

dysmasculinized brain gene expression and miRNA expression patterns on postnatal

day 1 (PN1). A, Heatmap illustration of custom Taqman qRT-PCR Array results

demonstrating a broad shift in gene expression in the PN1 brain of F2-S male mice from

a male-typical (F2-C♂) to a more female-typical (F2-C♀) pattern. B, Statistical analyses

for sex differences detected 17 genes in the PN1 brain from our custom Taqman Array.

In S male PN1 brains, 13 of these 17 genes displayed expression levels closer to

F2-C females than to F2-F2-C male levels. C, As F2-S males show a reduced organizational

masculinization, we examined gene expression for central estrogen programming

targets: aromatase, estrogen receptor alpha (ERa) and beta (ERb). ERb was

significantly increased in the F2-S male PN1 brain compared to F2-C male. D,

Examination of the miRNA environment in F2 PN1 brain was examined using a miRNA

Array. miR-322, miR-574-3p, and miR-873 expression were dysmasculinized in F2-S

male mice. A single predicted shared gene target of these 3 miRs, β-glycan (TGFbr3),

was identified by the database miRDB.org and examined in F2 PN1 brain. Where we

found a reduction in miR expression in F2-S male mice, we detected an expected

increase in expression of β-glycan. All data are mean per group ± SEM, n = 3 - 5

Figure

Table 2-1. PN1 brain gene expression assayed by Custom Taqman Morgan and BaleTable 1. PN1 brain gene expression assayed by Custom Taqman qRT-PCR Array for genes important in neurodevelopment • Transgenerational Impact of Prenatal StressJ
Table 2-2. PN1 brain expression of statistically significant miRNAs assayed by Taqman qRT-PCR ArrayTable 2
Figures and Legends
Figure 4
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References

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