3.
Report Required by the Ethics
FINANCIAL DISCLOSURE REPORT
AO
JO
in Go1·ernment Act of
1978
Rev. J/20ll
FOR CALENDAR YEAR 2010
(5 V.S.C.
app. §§101-1 I I)
I. Penon Reporting (last name, first, middle inilial)
Webber, E. Richard
4. Tille (Article Ill judges indkate ac1h·e or senior status; magistrate judges indicate full- or pan-time)
U.S. District Judge - Active Senior
2. Court or Organizafion
Eastern District of Missouri
5a. Report T)'p• (check appropriate t)'p•)
D
Nomination, DateD
Initial[{]
Annual 5b.D
Amended ReportD
Final 3. Date or Report05/05/2011
6. Reporting Period01/01/2010
to12/31/2010
7. Chambers or Office Address
U.S. District Court
111
S. Tenth St., Suite8
South St. Louis, MO63102
8. On the basis of the informalion conlained in I his Report and any modifications pertaining thereto, it is, in my opinion, in compliance "·ith applicable laws and regulalions.
Rn·iewing Officer Dale
IMPORTANT NOTES:
The instructions accompanying this form must be followed. Complete all parts, checking theNONE
box for each part where you have no reportable information. Sign on last page.I. POSITI 0 NS.
(Reporting individual only; see pp.9-13
of filing instructions.)D
NONE (No reportable positions.)
POSITION
NAME OF ORGANIZATION/ENTITY
I. Partner (see VIII) Eureka Land Company (see VIII)
2.
4.
5.
II. AGREEMENTS.
(Reporting individual only; see pp.14-16
of filing instructions.)[{]
NONE (No reportable agreements.)
PARTIES AND TERMS
I.2.
3.
TYPE
4.
I.
3.
4.
FINANCIAL DISCLOSURE REPORT
Page 2of9
Date or Report
Name or Person Reporting
05/05/2011
Webber, E. Richard
III. NON-INVESTMENT INCOME.
(Reporting individual andspouse;see pp.17-24
of filing instructions.)A. Filer's Non-Investment Income
D
NONE (No reportable non-investment income.)
INCOME
(yours, not spouse's)
I. 2010
Missouri State Judicial Retirement
$58,058.00
SOURCE AND
2.
3.
B. Spouse's Non-Investment Income
-I/you were married during any portion of the reporting year, complete this sectiolL(Dollar amount not required except/or honoraria.)
[{]
NONE (No reportable non-investment income.)
SOURCE AND TYPE
2.
3.
4.
IV. REIMBURSEMENTS
-transportation, lodging.food, entertainment(Includes those to spouse and dependent children: see pp.
25-27
of filing instructions.)[{]
NONE (No reportable reimbursements.)
SOURCE
DATES
LOCATION
PURPOSE
I.
ITEMS PAID OR PROVIDED
2.
2.
4.
I.
Date of Report
Name of Penon Reporting
FINANCIAL DISCLOSURE REPORT
05/05/2011
Webber, E. Richard
Page 3of9
V. GIFTS.
(Includes those to spouse and dependent chi/dun; see pp.28-31
of filing instructions.)D
NONE
(No reportable gifts.)
I.
SOURCE
David C. Pratt
DESCRIPTION
St. Louis Cardinals Baseball Tickets
VALUE
$4,000.00
3.
5.
VI. LIABILITIES.
(Includes those of spouse and dependent children; see pp.32-33
of filing instructions.)[{]
NONE
(No reportable liabilities.)
CREDITOR
DESCRIPTION
VALUE CODE
2.
3.
4.
5.
(2)
(5)
Date of Report
Name of Penon Reporting
FINANCIAL DISCLOSURE REPORT
05/05/2011
Webber, E. Richard
Page 4 of9
VII. INVESTMENTS and TRUSTS
-income. vatue, transactions r1nc1udes those of spouse and dependent children; see pp.34-60
of Ji line instructions.)D
NONE
(No reportable income, assets, or transactions.)
A.
B.
c.
D.Description or Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period ofreponing period
(I) (I) (2) (I) (2) (3)
(4)
Place "(X)" afler each asset Amount
Type
(e.g., Value Value Type (e.g., Date Value Gain Identity or exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/ddlyy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (irprivate(Q-W)
transaction)I.
U.S. Savings Bonds None J T2. Transamerica Life Ins. Co. A Dividend K T
3. State Fann Life Ins. A Dividend J T
4. State Fann Life Ins. A Dividend J T
5. Lincoln Financial A Dividend J T
6. Penn Mutual Life Ins. B Dividend Redeemed 10119110 K c
7. Savings Acct U.S. Bank A Interest J T
8. Davis N.Y. Class C A Dividend J T Sold 10114110 J B
(part)
9. Davis N.Y. Class C (same as line 8) A Dividend J T
IO. Oppenheimer Global Class C A Dividend J T Sold 10131110 J A
(pan)
I I.
American Growth Fund - Class C A Dividend J T12. Royal Alliance - Sun America Trust c Dividend L T
13. Federated Kaufmann small cap A Dividend Sold 10/21/IO J c
14. Federated Inter-Continental Fund C A Dividend J T
15. Oppenheimer Capital Income Fund A Dividend J T Sold 10/06/10 K c
(part)
16. Lincoln Financial Group - American Legacy A Dividend J T
III-I
17. Lincoln Financial Group - American Legacy A Dividend J T
lll-2
I. Income Gain Codes: A =$1.000 or less H 41.001 -$2.500 c =$2,501 -$5.000 D =$5.001 -$15.000 E =$ 15.001 - $50.000
(Sec Columns Bl and 04) f =$50.001 -$100.000 G =$100.001 - $1.000.000 111 =s1.ooo.001 - S5.ooo.ooo 112 =More 1han $5.000.000 2. Value Cod ...--s J =SI 5.000 or less K =$t5.00I -U0.000 L =S50.00I -SI00.000 M =S 100.00 I -S250.000
(Sec Columns Cl and 03) N =S250.00I -$500.000 0 =$500.00 I -$1.000.000 Pl =Sl.000.001 -$5.000.000 r2 =$5.000.001 - S25.ooo.ooo
rJ =$25.000.001 - S5o.ooo.ooo P4 =More 1han $50.000.000
3. Value Mc1hod Codes Q =Appraisal R =CoSI (Real Estaic Only) S ==Assessment T =Cash Market
Condominium
7'.:
::'.
_£j
(2)
(2)
(3)
Date of Report
Name of Person Reporting
FINANCIAL DISCLOSURE REPORT
05/05/2011
Webber, E. Richard
Page 5 of9
VII. INVESTMENTS and TRUSTS
-income, vatue, transactions <Includes thou ofspouu and dependent childun: see PP·34-60
of filing instructions.)D
NONE
(No reportable income, assets, or transactions.)
A.
B.
c.
D.Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period
(I)
(2)
(I)
(I)
(4)
(5)
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure
Place "(X)" after each asset
Code
I
div., rent, Code2 Method buy, sell, mm/dd/yy Code2
CodeI
buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-11) (if privatetransaction)
(Q-W)
18. Bank of Kirksville - CD A Interest Sold 10/20/10 K A
19. Bank of Kirksville - CD A Interest Sold 11/15/10 J A
20. Bank of Kirksville CD - 1/2 interest A Interest Sold I 0/25/10
J
A21. Bank of Kirksville CD - 1/2 interest A Interest Sold 10/25/10 J A
22. Bank of Kirksville CDs - 1/2 interest A Interest Sold 10/25/10 J A
23. Franklin Templeton US Gov't Sec. Fund- B Dividend
L
TClass A
24. 1/2 interest in real estate
I
Scotland County,c
Inheritance Mw
Missouri
25. Federated Stock and Muni Advantage Fund A Dividend J T Sold 10/10/10 J B
(part)
26. Federated Mid Cap Growth Strategies A Dividend J T
27. American Balanced Fund - Class C A Dividend J T
28. Camden D Rent M
w
County MO (See Vlll)
29. Federated Stock and Muni Advantage A Dividend J T
Account (2nd)
30. John Hancock Annuity B Dividend K T
31. Eaton Vance - Tax Managed Dividend A Dividend Sold 01104110 J
Income Fund
32. Eaton Vance Tax Managed Equity Account A Dividend Sold 01/04/10 K
(Class C)
33. Fidelity Advisory Mid Cap II A Dividend Sold 10/21/10 J
34. American Fund - Euro Pacific Growth Fund A Dividend J T
Class A
I. Income Gain Codes; A =$1.000 or less B =$1,001 - $2.500 c =$2.501 • $5.000 D =$5.001 • $15,000 E =$15.001. $50.000
(Sec Columns BI and
04)
F =$50.001 • SI00,000 G =$ !00.00 I - $1.000.000 Ill =$1.000.001 • $5.000.000 112 =More than $5.000.0002. V01lul!' CoJ\.'S J =S 15.000 or less K =Sl5.00l -S50.000 L =$50.001 - SI00.000 M =$100.001 • $250.000
(Sec Columns Cl and DJ) N =$250.001 - $500.000 0 =$500.001 • Sl.000.000 Pl =Sl.000.001 · $5.000.000 P2 =SS.000.001 - $25.000.000
P3 =$25.000.00 I • $50.000.000 P4 =More than SS0.000.000
3. Value Method Codes
Q
=Appraisal R =Cost( Real Estate Only) S = Asscssm:n1 T=Cash Market(I) (2)
(S)
35.
Date or Report
Name or Person Reporting
FINANCIAL DISCLOSURE REPORT
05/05/2011
Webber, E. Richard
Page 6of9
v II. I NV EST ME NTS and TR u STS
-inmme, .. alue, transactions (Includes those of spouu and dependent children; SU pp.34-60
of filing instructions.)D
NONE
(No reportable income, assets, or transactions.)
A.
B.
c.
D.Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period
(2) (I)
(2)
(I) (3)(4)
Place"(X)"
afler each assetexempt from prior disclosure
Amount Code 1 (A-H) Type (e.g., div., rent, or int.) Value Code 2
(J-P)
Value Method Code 3(Q-W)
Type (e.g., buy, sell, redemption) Date mrn/dd/yy Value Code 2(J-P)
Gain Code I (A-H) Identity of buyer/seller (if private transaction)American Fund - Growth Fund of America A Dividend J T Sold
(part)
10/25/10 J A
36. American Fund - Investment Co of America A Dividend J
T
37. Prudential Jemerson Resources A Dividend J T
38. Thornburg International Value Fund C A Dividend J T Sold 10/21/10 J A
(part)
39. Thornburg International Value Fund C A Dividend J T Sold 11 /02/IO J B
(part)
40. Thornburg International Value A Dividend J T Buy 11/02/10 J
41. Fidelity New Insights Fund Class C A Dividend J T Buy 11/02/10 J
42. Templeton Global Bond Fund A Interest J T
43. Fidelity Advisor New Insights Fund C A Dividend Sold 11/02/10 J A
44.
Franklin Templeton Tax Free Mo Class A A Interest K T Buy 10/25/10 K45.
Franklin
Templeton Tax Free Mo Class A A Interest K T Buy 08/09/10 K46. Royal Alliance Roth IRA
c
DividendL
T Buy 12/30/10L
47. Intel A Dividend Buy 05/10/10 J
48. Intel A Dividend Sold 06/23/IO J
49. Ford Motor Company A Dividend J T Buy 03/31/IO J
50. Bank of America A Dividend Buy 02/01/10 J
51. Bank of America A Dividend Sold 02/23/10 J
I. Income Gain Codes: A =$1.000 or less B =$t.OOI -$2.500 c=$2.501 -$5,000 D=$5.00l -Sl5,000 E =$ 15.001 -$50.000
(See
Columns BI andD4)
F=$50.001 -$100.000 G =$!00.001 - $1.000.000 Ill =$1.000.001 -$5.000.000 I12 =More 1han $5.000.0002. Yalu< Codes J=SIS.OOOorkss K =$15.001 -$50.000 L =$50.001 -SI00.000 M =StOO.OOt - $250.000
(See Columns CI and DJ) N =$250.001 -SS00.000 0=$500.00 I -S 1.000.000 r1 =S 1.000.00t - $5.000.000 Pl =$5.000.001 -$25.000.000
P3 =$25.000.001 -$50.000.000 P4 =Mor e than \S0.000.000
3. Value Method Codes Q =Appraisal H =Cost {Real Estate Only) S =Assessment T ==Cash Market
(I)
(4)
Date of Report
Name of Penon Reporting
FINANCIAL DISCLOSURE REPORT
05/05/2011
Webber, E. Richard
Page 7 of9
VII. INVESTMENTS and TRUSTS
-incomt, value, transactions (/nc/udts thou of spouse and dependent children: Set pp.3./-60
of filing instructions.)D
NONE
(No reportable income, assets, or transactions.)
A.
B.
c.
D.Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reporting period
(I) (2) (2) (I) (2) (3)
(5)
Place "(X)" a Iler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., renf, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A·ll) or int.)
(J·P)
Code 3 redemption)(J·P)
(A-H) (if private(Q-W)
transaction)52. Pfizer A Dividend J T Buy 03/02/10 J
53. Procter and Gamble A Dividend J T Buy 07/02/10 J
54. Legg Mason A Interest K T Buy 11/15/10 K
55. Bank of Kirksville CD B Interest K T
56. American Funds - Growth Fund of America #2
A Dividend J T Buy 12/31/IO J
57. Euro Pacific Growth Fund A Dividend J T Buy 11/30/10 J
58. Bank of Kirksville CDs - 1/2 Interest (grouped) (see VIII)
A Interest K T
59.
Thrift
Savings Plan (see VIII)c
Dividend Sold 12/13/10 M60. Federated Missouri Tax Free Inc. Fund#
I
A Interest J T Buy 02/28/10 J61. Federated Missouri Tax Free Inc. Fund #2 A Interest K T Buy 08/04/IO K
I. Income Gain Codes: A =$1.000 or less ll =$1.001 • $2.500 c =$2.501 • $5.000 D =$5.00 I • $ 15.000 E =S15.00I • $50.000
(Sec Columns BI and D4) F =$50.001 • $100,000 G =$100.001 - $1.000.000 111 =$1.000.001 - $5.000.000 112 =More than $5.000.000 2. Yalu.: Codes J "'SI .000 or l..."Ss K =SI 5.001 • $50.000 L =S 50.00 I - SI 00.000 M =$100.001 - S250.000
(Sec Columns Cl and DJ) N =$250.001 · $500.000 0 =$<00.001 - $1.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000
PJ =$25.000.001 • $50.000.000 P4 =More 1han $50.000.000
3. Valui: Method Codes Q ""Appraisal R =Cosl (Real l.stalc Only) S = Asscssmcnl T =Cash Market
purchased
:;.
:·:_::=
··c,·:
,:
.J
Dale of Report Name of Penon Reporting
FINANCIAL DISCLOSURE REPORT
Page 8 of9
Webber, E. Richard
05/05/2011VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
(lndicate partofreport.)
Personal Information: Name. Ernest R. Webber, Jr. (aikfa E. Richard Webber)
Section I: Partner, Eureka Land Company - Approximately twenty years ago, I and four other men low productive land by each contributing
__
It is used for hunting and farming. The annual income to me is around__
There are no officers. There is a small old barn on the premises. I have no leadership role among the five owners.Section VII:
Line 28: This property was purchased in March, 2005, for $135,000 and was included on the appropriate report for that year. The property is located in Camden
County, Missouri.
Line 59: The entire value of the Thrill Savings Plan was transferred to Traditonal IRA (See line 12). On December 30, 2010, one half of the Thrill Savings Plan was transfemed to Roth IRA (See line
46).
Line 58: Bank of Kirksville Certificates of Deposit that have not been sold have been renewed, and grouped together. No new Certificates of Deposit were acquired in
20
I0.
-Date of Report
Name of Person Reporting
FINANCIAL DISCLOSURE REPORT
Page 9of9
\Vebber,E.Richard05/05/2011
IX. CERTIFICATION.
I certify that all information ginn above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I
further certify that earned income from outside employment and honoraria and the acceptance or gifts which have been reported are in compliance with the pro,·isions of5
U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.Signature:
s/ E. Richard Webber
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS
(5
U.S.C. app. § 104)Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544