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SE Tutorial Processes for Engr Sys - 1

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Processes for

Processes for

Engineering a

Engineering a

System

System

EIA

EIA

-

-

632

632

(2)

Fundamental Processes

Fundamental Processes

for Engineering a System

for Engineering a System

Processes for Engineering

A System

Acquisition and Supply •Supply Process •Acquisition Process Technical Management •Planning Process •Assessment Process •Control Process System Design

•Requirements Definition Process •Solution Definition Process

Product Realization

•Implementation Process •Transition to Use Process

Technical Evaluation

•Systems Analysis Process

•Requirements Validation Process •System Verification Process

(3)

SE Tutorial Processes for Engr Sys - 3

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC T e c h n i c a l M a n a g e m e n t P l a n n i n g P r o c e s s A s s e s s m e n t P r o c e s s C o n t r o l P r o c e s s T e c h n i c a l E v a l u a t i o n S y s t e m s A n a l y s i s P r o c e s s R e q u i r e m e n t s V a l i d a t i o n P r o c e s s S y s t e m V e r i f i c a t i o n P r o c e s s E n d P r o d u c t s V a l i d a t i o n P r o c e s s A c q u i s i t i o n & S u p p l y S u p p l y P r o c e s s A c q u i s i t i o n P r o c e s s P r o d u c t R e a l i z a t i o n I m p l e m e n t a t i o n P r o c e s s T r a n s i t io n t o U s e P r o c e s s S y s t e m D e s i g n R e q u i r e m e n t s D e f i n i t i o n P r o c e s s S o l u t io n D e f i n i t i o n P r o c e s s P l a n s , D i r e c t i v e s & S t a t u s O u t c o m e s & F e e d b a c k P r o d u c t s A c q u is it io n R e q u e s t S ys te m P ro d u ct s

Relationship of Processes

Relationship of Processes

for Engineering a System

(4)

Relationship of Processes

Relationship of Processes

for Engineering a System

for Engineering a System

-

-

2

2

The appropriate processes are applied

recursively and iteratively to:

Define the system products of the system hierarchy from the top down

Implement and transition the system products from the bottom up to the user or customer

The requirements that are assigned to the

proposed engineering processes are, in

practice, implemented concurrently and are

highly iterative

(5)

SE Tutorial Processes for Engr Sys - 5

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Acquisition

Acquisition

and

and

Supply

Supply

(6)

Acquisition and Supply

Acquisition and Supply

Process

Process

Supply Process Acquisition Process Supplier Developer Acquirer uses

Serves in the role of Serves in the role of

uses Acq u isit io nR eq u ir em en ts Ag reem en t

(7)

SE Tutorial Processes for Engr Sys - 7

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Acquisition and Supply

Acquisition and Supply

The Acquisition and Supply Processes are

used by a developer to arrive at an agreement

with another party to accomplish specific work

and to deliver required products

The parties can be inside the developer’s own

enterprise (another project, functional

organization, or project team) or can be in a

different enterprise

(8)

Acquisition and

Acquisition and

Supply

Supply

-

-

2

2

The agreement within an enterprise can take

the form or a work directive, work package,

work authorization, or project memorandum of

agreement

Agreements between enterprises can take the

form of:

A formal contract for the delivery of a product

A memorandum of agreement that establishes the working relationship between two or more

(9)

SE Tutorial Processes for Engr Sys - 9

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Acquisition and

Acquisition and

Supply

Supply

-

-

3

3

The agreement should include information

such as:

Work to be performed Concept of operations

Requirements to be satisfied

Product and data to be delivered

Information regarding cost, schedule, planning, delivery information, product structure, packaging and handling instructions, or installation instructions

(10)

Acquisition and

Acquisition and

Supply

Supply

-

-

4

4

Applicable financial structure, management, and authority provisions

Exit criteria for relevant life-cycle phases

Identification of applicable engineering life-cycle phases

(11)

SE Tutorial Processes for Engr Sys - 11

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Technical

Technical

Management

Management

(12)

Technical Management

Technical Management

Process

Process

Control Process Assessment Process Planning Process Plans & Directives Plans & Directives Outcomes Status Request for Re-planning

Plans, Directives, Status

Acquisition, Documents, Agreement, Outcomes, and Feedback

(13)

SE Tutorial Processes for Engr Sys - 13

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Technical

Technical

Management

Management

The Technical Management Processes are to

be used to plan, assess, and control the

technical work efforts required to satisfy the

established agreement.

(14)

Planning Process

Planning Process

This process is used to support enterprise and

project decision making and to prepare all

necessary plans that support and complement

project plans to:

Arrive at a decision to supply services according to an external solicitation

Determine whether to proceed with an internal enterprise for a new product or a product

improvement

Guide the work efforts that will meet the requirements of an established agreement

(15)

SE Tutorial Processes for Engr Sys - 15

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Planning Process

Planning Process

-

-

2

2

Replan applicable processes for engineering a system. Replanning is normally initiated:

(16)

Planning Process

Planning Process

-

-

3

3

Technical Plans

The developer shall create technical plans to ensure an integrated and cost effective technical effort in

accordance with the defined schedule and organization. The subordinate plans include:

Risk Management Plan Technical Review Plan Verification Plans

Validation Plans Quality Plan

Configuration Management Plan Measurement Plan

(17)

SE Tutorial Processes for Engr Sys - 17

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Assessment Process

Assessment Process

The Assessment Process is used to:

Determine progress of the technical effort against both plans and requirements

Review progress during technical reviews

Support control of the engineering of a system

The product and process metrics selected for

assessing progress should provide information

for:

Risk aversion

Meaningful financial and non-financial performance Support of project management

(18)

Control Process

Control Process

The Control Process is used to:

Manage the conduct and outcomes of the

Acquisition and Supply Processes, System Design Processes, Planning and Assessment Processes, Product Realization Processes, and Technical

Evaluation Processes

Monitor variations from the plan and anomalies relative to the requirements

Distribute required and requested information Ensure necessary communications

(19)

SE Tutorial Processes for Engr Sys - 19

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Control Process

Control Process

-

-

2

2

Outcomes Management

The developer shall manage the outcomes of technical effort through mechanisms like:

Configuration Management Interface Management

Risk Management Data Management

Managing Information Databases

(20)

System Design

System Design

(21)

SE Tutorial Processes for Engr Sys - 21

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

System Design

System Design

Process

Process

Requirements Definition Processes Solution Definition Process

Specifications, Drawings, Models

Acquirer and Other Stakeholder Requirements

Validated System Technical Requirements

Requirements Conflicts & Issues

Product Characteristics

(22)

System Design

System Design

Process

Process

-

-

2

2

The System Design Processes are used to

convert agreed-upon requirements of the buyer

into a set of realizable products that satisfy

buyer and other stakeholder requirements

Two processes are linked together

Requirements Definition Solution Definition

(23)

SE Tutorial Processes for Engr Sys - 23

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Requirements

Requirements

Definition Process

Definition Process

Inputs to the Requirements Definition Process

are of three types:

Requirements from the agreement, other

documents, and individuals or groups that have a stake in the outcome of the engineering or

reengineering of the system

Requirements in the form of outcomes from other processes such as technical plans, and decisions from technical reviews

Requested or approved changes in the requirements

(24)

Solution Definition

Solution Definition

Process

Process

The Solution Definition Process is used to

generate an acceptable design solution and

satisfy:

The system technical requirements resulting from completing the Requirements Definition Process

(25)

SE Tutorial Processes for Engr Sys - 25

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Solution Definition

Solution Definition

Process

Process

-

-

2

2

Logical Solution Representations

The developer shall define one or more validated sets of logical solution representations that conform with the technical requirements of the system

Tasks to consider include:

select and implement one or more appropriate approaches for providing an abstract definition of the solution to the system technical requirements perform necessary tradeoff analyses

identify and define interfaces

assign performance requirements and constraints to elements of the logical solution representation (subfunctions, objects, data structures

(26)

Product Realization

Product Realization

(27)

SE Tutorial Processes for Engr Sys - 27

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Product Realization

Product Realization

Process

Process

Implementation Process Transition To Use Process Agreement Satisfaction Other Stakeholder Satisfaction

Specified Requirements

Supplier or Buyer-Provided Products

(28)

Product Realization

Product Realization

Process

Process

-

-

2

2

The Product Realization Processes are used

to:

Convert the specified requirements and other design solution characterizations into either a verified end product or a set of end products in accordance with the agreement and other stakeholder requirements

Deliver these to designated operating, customer or storage sites

Install these at designated operating sites or into designated platforms

(29)

SE Tutorial Processes for Engr Sys - 29

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Implementation

Implementation

Process

Process

The Implementation Process deals with

transforming the characterized design solution

into an integrated end product that conforms to

its specified requirements

(30)

Implementation

Implementation

Process

Process

-

-

2

2

Implementation

Tasks to consider include:

receive the subsystem products that make up the system’s end products

validate the subsystem products received

assemble the validated subsystem or physically integrate the product components

verify each test article against its requirements ensure the product will be ready and available to perform the intended functions required by the system’s end products

(31)

SE Tutorial Processes for Engr Sys - 31

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Transition to Use

Transition to Use

Process

Process

The Transition to Use Process results in

products delivered to the appropriate

destination, in the required condition for use by

the buyer, and for the appropriate training of

(32)

Technical

Technical

Evaluation

Evaluation

(33)

SE Tutorial Processes for Engr Sys - 33

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Technical Evaluation

Technical Evaluation

Process

Process

System Verification Process End Products Validation Process Systems Analysis Process Product Characteristics Verification Results

Analytical Models & Assessments, Validated Requirements Verified System Products, Validated End Products

Analysis Requests, Requirements, Implemented Products Requirements Validation Process Validation Results Requirements Conflicts & Issues

(34)

Technical Evaluation

Technical Evaluation

The Technical Evaluation Processes are

intended to be invoked by one of the other

processes for engineering a system

Systems Analysis

Requirements Validation System Validation

(35)

SE Tutorial Processes for Engr Sys - 35

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Systems Analysis

Systems Analysis

Process

Process

The Systems Analysis Process is used to:

Provide a rigorous basis for technical decision making, resolution of requirements conflicts, and assessment of alternative physical solutions

Determine progress in satisfying technical and derived technical requirements

Support risk management

Ensure that decisions are made only after

evaluating the cost, schedule, performance, and risk effects on the engineering or reengineering of the system

(36)

Systems Analysis

Systems Analysis

Process

Process

-

-

2

2

Evaluate the effectiveness of each design solution Define, calculate, and report the cost, schedule, performance, and risk effects of each functional, performance, and design alternative

Applicable quality factors such as maintainability, reliability, safety and security must not be degraded

(37)

SE Tutorial Processes for Engr Sys - 37

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Requirements

Requirements

Validation Process

Validation Process

Requirements are validated when it is certain

that the set of requirements describes the input

requirements and objectives such that the

resulting system products can satisfy the

requirements and objectives

Validation ensure the product or product

component will work in the intended use or

operational environment

(38)

System Verification

System Verification

Process

Process

The System Verification Process is used to

ascertain that:

The system design solution generated by

implementing the requirements is consistent with its source requirements

End products at each level of the system structure implementation, from the bottom up, meet their

specified requirements

Enabling product development or procurement for each associated process is properly progressing

Required enabling products will be ready and available when needed to perform

(39)

SE Tutorial Processes for Engr Sys - 39

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

System Verification

System Verification

Process

Process

-

-

2

2

Enabling Product Readiness

The developer shall determine readiness of

enabling products for development, production test, deployment, installation, training, support /

(40)

End Products

End Products

Validation Process

Validation Process

The End Products Validation Process is used

to demonstrate that the products to be

delivered, or that have been delivered, satisfy

the validated buyer requirements that were

input to the system design processes and that

are applicable to the resulting end products

(41)

SE Tutorial Processes for Engr Sys - 41

version NDIA CMMI Conf v1.3

© 2004 Kasse Initiatives, LLC

Summary

Summary

A system is one or more end products and sets

of enabling products that allow end products,

over their lifecycle of use, to meet stakeholder

needs and expectations

Products are an integrated composite of

hierarchical elements so integrated as to meet

the defined stakeholder requirements

The engineering of a system and its related

products is accomplished by applying a set of

processes to each element of the system

hierarchy by a multi-disciplinary team of people

who have the requisite knowledge and skills

References

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