Lehigh University
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Theses and Dissertations2016
Parametrically Dissipative Explicit Direct
Integration Algorithms for Computational and
Experimental Structural Dynamics
Chinmoy Kolay
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Recommended Citation
Kolay, Chinmoy, "Parametrically Dissipative Explicit Direct Integration Algorithms for Computational and Experimental Structural Dynamics" (2016).Theses and Dissertations. 2667.
Parametrically Dissipative Explicit Direct Integration Algorithms for
Computational and Experimental Structural Dynamics
by Chinmoy Kolay
Presented to the Graduate and Research Committee of Lehigh University
in Candidacy for the Degree of Doctor of Philosophy
in
Structural Engineering
Lehigh University
c
Copyright 2016 by Chinmoy Kolay
Approved and recommended for acceptance as a dissertation in partial fulfillment of the requirements for the degree of Doctor of Philosophy
Date Dr. James M. Ricles Dissertation Advisor Accepted Date Committee Members: Dr. John L. Wilson Committee Chair Dr. Richard Sause Member Dr. Shamim N. Pakzad Member Dr. Oreste S. Bursi External Member
Acknowledgements
I express my sincere gratitude to Professor James M. Ricles, my research advisor, for his valuable guidance, encouragements, and innumerable critical discussions during the course of this study. I would like thank my dissertation committee members Professor John L. Wilson (committee chair), Professor Richard Sause, Professor Shamim N. Pakzad, and Professor Oreste S. Bursi for their advice and guidance.
The research presented in this dissertation was conducted at the NEES@Lehigh Equip-ment Site and Engineering Research Center for Advanced Technology for Large Structural Systems (ATLSS), Department of Civil and Environmental Engineering, Lehigh University, Bethlehem, Pennsylvania.
Financial support from the Pennsylvania Department of Community and Economic Development through the Pennsylvania Infrastructure Technology Alliance and the National Science Foundation (NSF) is greatly appreciated. I sincerely acknowledge the financial support provided by the P.C. Rossin College of Engineering and Applied Science (RCEAS) fellowship, the Yen fellowship, and the Gibson fellowship through the Department of Civil and Environmental Engineering, Lehigh University.
I would like to thank the ATLSS laboratory technical staff for their contribution to the experimental part of this work, in particular Mr. Thomas Marullo, Mr. Darrick Fritchman, Mr. Edward Tomlinson, Mr. Carl Bowman, Mr. Peter Bryan, and Mr. Gary Novak.
I would like to thank Dr. Andreas Schellenberg for writing the OpenSees implementation
code for the KR-α method developed in this study, and Dr. Frank McKenna for providing
developed in this study might not have been implemented into OpenSees.
I would like to express my gratitude to my parents for their unwavering support and encouragement. I wish I knew how to thank my six month old son Sourik for being so adorable. His continuous smile has been a great source of energy for writing my dissertation. Last but not the least, I would like to thank my wife Sumita for her love, support, and
Table of Contents
Acknowledgements v
List of Tables xv
List of Figures xviii
List of Symbols xlvii
Abstract 1
1 Introduction 6
1.1 Motivation . . . 6
1.2 Problem Statement . . . 7
1.3 Research Objectives and Scope . . . 10
1.4 Organization of Dissertation . . . 11
2 A Review of Direct Integration Algorithms 14 2.1 Overview . . . 14
2.2 Classification of Dynamics Problems . . . 14
2.3 Direct Integration of the Equations of Motion . . . 15
2.3.1 Numerical Characteristics of Direct Integration Algorithms . . . 17
2.4 Algorithms for Computational Structural Dynamics . . . 20
2.4.1 Central Difference Scheme . . . 22
2.4.3 Newmark Method . . . 25
2.4.4 Wilson-θ Method . . . 30
2.4.5 Hilber-Hughes-Taylor-α Method . . . 31
2.4.6 Optimal Collocation Method . . . 33
2.4.7 Wood-Bossak-Zienkiewicz-α Method . . . 35
2.4.8 Bazzi-Anderheggen-ρ Method . . . 37
2.4.9 Generalized-α Method . . . 37
2.4.10 Explicit Predictor-Corrector Algorithms . . . 39
2.4.11 Operator-Splitting or Implicit-Explicit Methods . . . 40
2.4.12 Unified Set of Single-Step Methods . . . 42
2.5 Comparison of Algorithms . . . 43
2.6 Algorithms for Experimental Structural Dynamics . . . 48
2.7 Model-Based Algorithms . . . 52
2.7.1 Semi-Explicit Algorithms . . . 53
2.7.1.1 Chang-1 Algorithm . . . 54
2.7.1.2 Chang-2 Algorithm . . . 55
2.7.1.3 Chang-3 Algorithm . . . 56
2.7.1.4 Chang Semi-Explicit Method . . . 57
2.7.2 Explicit Algorithms . . . 58
2.7.2.1 Chen-Ricles Algorithm . . . 59
2.7.2.2 Modified Chen-Ricles Algorithm . . . 60
2.8 Modeling of Mass and Damping Matrices . . . 60
2.8.1 Mass Matrix . . . 60
2.8.2 Damping Matrix . . . 61
3 Development of Parametrically Dissipative Explicit Model-Based Algorithms 65
3.1 Overview . . . 65
3.2 Analysis of Implicit Generalized-α Method . . . 65
3.3 Development of Algorithms for SDOF Systems . . . 74
3.3.1 Semi-Explicit-α Method . . . 75
3.3.2 Explicit-α Method . . . 81
3.4 Development of Algorithms for MDOF Systems . . . 84
3.4.1 Semi-Explicit-α Method . . . 84
3.4.2 Explicit-α Method . . . 87
3.5 Single-Parameter Subfamilies of Algorithms . . . 88
3.5.1 Kolay-Ricles-α Method . . . 88
3.5.2 Modified Kolay-Ricles-α Method . . . 89
3.5.3 Single-Parameter Semi-Explicit-α-1 Method . . . 92
3.5.4 Single-Parameter Semi-Explicit-α-2 Method . . . 92
3.6 Summary . . . 93
4 Assessment of Algorithms for Linear Systems 94 4.1 Overview . . . 94
4.2 The Initial Value Problem of Structural Dynamics . . . 94
4.3 Analysis of Proposed Methods and Design of Single-Parameter Subfamilies of Algorithms . . . 95
4.3.1 Unconditional Stability . . . 98
4.3.2 Second-Order Accuracy . . . 100
4.3.3 Maximum High-Frequency Dissipation . . . 102
4.3.4 Overshoot . . . 103
4.3.6 Design Summary . . . 112
4.4 Assessment of Algorithms for Free Vibration . . . 113
4.4.1 Spectral Radius . . . 113
4.4.2 Loci of the Eigenvalues in Complex Plane . . . 115
4.4.3 Numerical Dispersion and Energy Dissipation . . . 118
4.4.4 Discrete Solution Constants and the Spurious Root . . . 121
4.4.5 Numerical Overshoot Response . . . 127
4.5 Assessment of Algorithms for Forced Vibration . . . 132
4.6 Summary . . . 136
5 Stability Analysis of Algorithms for Nonlinear Systems 139 5.1 Overview . . . 139 5.2 SDOF Systems . . . 139 5.3 MDOF Systems . . . 156 5.3.1 Semi-Explicit-α Method . . . 157 5.3.2 Explicit-α Method . . . 161 5.4 Summary . . . 162
6 Implementation and Application to Computational Structural Dynamics 164 6.1 Overview . . . 164
6.2 Implementation for Nonlinear Dynamic Analysis . . . 165
6.2.1 Semi-Explicit-α Method . . . 170
6.2.2 Explicit-α Method . . . 172
6.3 Representative Numerical Examples . . . 175
6.3.1 Linear Problems . . . 177
6.3.1.1 Example 1 – Undamped Free Vibration of a Linear Three DOF System . . . 177
6.3.1.2 Example 2 – Seismic Response of a Nonclassically
Damped Linear System . . . 181
6.3.2 Nonlinear Problems . . . 183
6.3.2.1 Example 3 – Free Vibration Response of a Duffing Oscillator183 6.3.2.2 Example 4 – Geometrically Nonlinear System . . . 185
6.3.2.3 Example 5 – Inelastic Seismic Response of a Two Story Steel Moment-Frame . . . 187
6.4 Application to Structural Collapse Simulation . . . 195
6.4.1 Progressive Collapse Initiated by a Column Removal . . . 196
6.4.2 Seismic Collapse Simulation of a Ten-Story Spatial RC Frame . . . 200
6.5 Summary . . . 201
7 Implementation and Application to Experimental Structural Dynamics 205 7.1 Overview . . . 205
7.2 Structural Dynamic Testing . . . 206
7.3 Background on Real-Time Hybrid Simulation . . . 208
7.3.1 Simulation Coordinator . . . 210
7.3.2 Analytical Substructure . . . 211
7.3.3 Servo-Hydraulic Actuator Control and Experimental Substructure . 212 7.3.3.1 Ramp Generator and Kinematic Transformation . . . 212
7.3.3.2 Adaptive Time Series (ATS) Compensator . . . 213
7.3.3.3 Servo Controller . . . 218
7.3.3.4 Servo-Hydraulic System and Experimental Substructure . 219 7.3.4 Real-Time Integrated Control Architecture . . . 221
7.4 Implementation of Proposed Methods for Real-Time Hybrid Simulation . . 223
7.4.2 Explicit-α Method . . . 232
7.5 Model-Based Integration Parameters for Real-Time Hybrid Simulation . . . 239
7.6 Numerical Dissipation andρ∞∗ for Real-Time Hybrid Simulation . . . 247
7.7 Summary . . . 248
8 Real-Time Hybrid Simulation of a Three-Story Steel Frame Building 250 8.1 Overview . . . 250
8.2 Prototype Building . . . 251
8.2.1 Analytical Substructure . . . 255
8.2.2 Experimental Substructure . . . 256
8.3 Modeling of Inherent Damping . . . 258
8.4 Model-Based Integration Parameters . . . 259
8.5 Ground Motion for Real-Time Hybrid Simulation . . . 259
8.6 Significance of Numerical Energy Dissipation and Selection ofρ∞ . . . 260
8.7 Real-Time Hybrid Simulation Results . . . 268
8.7.1 Actuator Control . . . 269
8.7.2 Influence of Restoring Force Extrapolation . . . 270
8.7.3 Influence of Model-Based Integration Parameters . . . 271
8.7.4 Essence of Numerical Energy Dissipation . . . 272
8.8 Summary . . . 275
9 Real-Time Hybrid Simulation of a Two-Story Reinforced Concrete Frame Building 278 9.1 Overview . . . 278
9.2 Flexibility-Based Frame Element Implementation . . . 280
9.3 Prototype Building . . . 288
9.4.1 Analytical Substructure . . . 291
9.4.2 Experimental Substructure . . . 297
9.5 Modeling of Inherent Damping . . . 299
9.6 Ground Motion . . . 301
9.7 Assessment of Proposed Implementation Scheme for Flexibility-Based Ele-ments . . . 302
9.8 Characterization of Experimental Substructure . . . 314
9.9 Model-Based Integration Parameters . . . 320
9.10 Initial Values of ATS Compensator Coefficients . . . 324
9.11 Real-Time Hybrid Simulation Results . . . 326
9.11.1 Actuator Control . . . 329
9.11.2 Stability, Accuracy, and Numerical Energy Dissipation . . . 332
9.11.3 Assessment of Fixed Number of Element Iterations . . . 341
9.12 Summary . . . 343
10 Summary, Conclusions, and Recommendations for Future Research 345 10.1 Overview . . . 345
10.2 Summary . . . 345
10.2.1 Development and Analysis of Algorithms . . . 347
10.2.2 Application to Numerical Simulation of Inertial Problems . . . 351
10.2.3 Application to Seismic Real-Time Hybrid Simulation . . . 353
10.3 Conclusions . . . 357
10.4 Recommendations for Future Research . . . 360
Appendix A Transfer Functions of Generalized-α Method 363 A.1 Closed-Loop Transfer Function . . . 363
Appendix B Transfer Functions and Integration Parameters of Proposed
Methods for SDOF Systems 369
B.1 Semi-Explicit-α Method . . . 369
B.2 Explicit-α Method . . . 374
Appendix C Integration Parameters for MDOF Systems 379
C.1 Semi-Explicit-α Method . . . 379
C.2 Explicit-α Method . . . 383
Appendix D Analysis of Proposed Methods for Linear Systems 384
D.1 Explicit-α Method . . . 384
D.2 Semi-Explicit-α Method . . . 395
Appendix E Spectral Stability 407
Appendix F Displacement Difference Equation and Local Truncation Error 410
F.1 Displacement Difference Equation . . . 410
F.2 Local Truncation Error . . . 411
Appendix G Discrete Solution Coefficients for Free Vibration 413
Appendix H Stability Characteristics of Proposed Methods for Nonlinear
SDOF Systems 416
H.1 Semi-Explicit-α Method . . . 416
H.2 Explicit-α Method . . . 425
Appendix I Stability Characteristics of Proposed Methods for Nonlinear
MDOF Systems 433
I.2 Explicit-α Method . . . 437
Appendix J Transfer Function of ATS Compensator 439
References 441
List of Tables
Table 2.1 Well known members of the Newmark method. . . 29
Table 2.2 Parameter values for OC method (Hilber and Hughes, 1978). . . 35
Table 3.1 Transfer function coefficients of the G-α method. . . 68
Table 3.2 Coefficients ofG0(z)of the G-α method. . . 72
Table 3.3 Transfer function coefficients of the proposed SE-α method. . . 78
Table 3.4 Transfer function coefficients of the proposed E-α method. . . 82
Table 4.1 Design criteria and parameter conditions for the KR-α and SSE-α-1 methods. . . 99
Table 4.2 Displacement and velocity at the first time step for the E-α, SE-α and G-α methods whenΩ→∞. . . 104
Table 4.3 Design criteria and parameter conditions for the MKR-α and SSE-α-2 methods. . . 106
Table 5.1 Coefficients ofG0(z)(see Figure 3.1) of the proposed SE-α method. . . 140
Table 5.2 Coefficients ofG0(z)(see Figure 3.1) of the proposed E-α method. . . . 141
Table 6.1 Summary of model-independent integration parameters for the single-parameter subfamilies of algorithms in terms ofρ∞∗. . . 168
Table 6.2 Recommended procedure for selection ofρ∞∗ for dynamic analysis using the proposed methods. . . 169
Table 6.3 Nonlinear dynamic analysis procedure using the SSE-α-1 and SSE-α-2
methods. . . 173
Table 6.4 Nonlinear dynamic analysis procedure using the KR-α and MKR-α
methods. . . 176
Table 6.5 Errors (%) in roof displacement response of the shear frame in
Exam-ple 1 computed by the proposed methods with∆t=0.01 s andρ∞∗ =1
for up to 2 s with respect to the exact solution. . . 178
Table 6.6 PE (%) andξ (%) for all three modes of the undamped shear frame in
Example 1. . . 181
Table 6.7 Computational time for collapse simulation of the six-story RC planar
frame. . . 198
Table 6.8 Computational time (s) for collapse simulation of the ten-story RC
building. . . 201
Table 8.1 NEE (%) for roof drift(θr), axial force(P)and moment(Mcol)at
first-story south side MRF column base, and moment at center of south
side roof RBS(MRBS)calculated for two consecutive values ofρ∞with
MCE level ground motion. . . 267
Table 8.2 NRMSE (%) for roof drift(θr), axial force(P)and moment(Mcol)at
first-story south side MRF column base, and moment at center of south
side roof RBS(MRBS)calculated for two consecutive values ofρ∞with
MCE level ground motion. . . 268
Table 9.1 Comparison of story drifts (%) from numerical simulations using the
DBE and MCE level ground motions where all flexibility-based
Table 9.2 NEE (%) in roof displacement response under the MCE level ground motion from numerical simulations for a fixed number of element
itera-tions. . . 308
Table 9.3 NRMSE (%) in roof displacement response under the MCE level ground
motion from numerical simulations for a fixed number of element
itera-tions. . . 309
Table 9.4 Characterization test matrix showing the amplitude and frequency
com-binations used and the maximum velocities noted inside the table cells in mm/s (in./s). . . 315
Table 9.5 Identified nonlinear Maxwell damper model parameters from
character-ization tests. . . 318
Table 9.6 RTHS test matrix for investigation of stability and accuracy for the
KR-α and MKR-α methods. . . 339
Table 9.7 Story drifts (%) from RTHS using the MCE level ground motion with
List of Figures
Figure 2.1 Variation of spectral radius (ρ) withΩfor various methods. . . 44
Figure 2.2 Variation of equivalent damping ratio
ξ
withΩfor various methods. 45
Figure 2.3 Variation of period error (PE) withΩfor various methods. . . 47
Figure 3.1 Block diagram representation of the G-αmethod for linear SDOF systems. 71
Figure 3.2 Root-loci of the characteristic equation of the G-α method for linear
SDOF systems with no inherent damping and various values ofρ∞. . . 73
Figure 3.3 Proposed model-based methods and their single-parameter subfamilies
of algorithms and nondissipative algorithms. . . 75
Figure 3.4 Variation of model-independent parametersγ,β,αm, andαf withρ∞
for the proposed methods. . . 90
Figure 4.1 Variation ofβ withγ for the proposed and G-α methods. . . 107
Figure 4.2 Classification of the E-α and SE-α methods inαm–αf space. . . 109
Figure 4.3 Variation of spectral radius(ρ)withΩfor the proposed and G-α methods.114
Figure 4.4 Loci of the eigenvalues in the complex plane for the proposed methods. 115
Figure 4.5 Variation of relative period error (PE) withΩfor the proposed and G-α
methods. . . 118
Figure 4.6 Variation of equivalent damping ratio
ξ
withΩfor the proposed and
Figure 4.7 Variation of normalized amplitude coefficient (A/Ae), phase error (θe−
θ), coefficient of spurious root (c3) andc3λ3withΩfor the proposed
and G-α methods whenx0=1 and∆tx˙0=0. . . 125
Figure 4.8 Variation of normalized amplitude coefficient (A/Ae), phase error (θe−
θ), coefficient of spurious root (c3) andc3λ3withΩfor the proposed
and G-α methods whenx0=0, and∆tx˙0=1. . . 126
Figure 4.9 Overshoot response of the KR-α and MKR-α methods whenx0=1
and∆tx˙0=0. . . 129
Figure 4.10 Overshoot response of the SSE-α-1 and SSE-α-2 methods whenx0=1
and∆tx˙0=0. . . 130
Figure 4.11 Overshoot response of the KR-α and MKR-α methods when x0=0
and∆tx˙0=1. . . 131
Figure 4.12 Overshoot response of the SSE-α-1 and SSE-α-2 methods whenx0=0
and∆tx˙0=1. . . 132
Figure 4.13 Numerical dynamic magnification factor (Rnumd ) for the proposed and
G-α methods compared with the exact solution (Rd) forξ =0.1. . . 134
Figure 5.1 Approximation of the incremental restoring force∆rn−αf. . . 143
Figure 5.2 Block diagram representation of the proposed SE-α and E-α methods
for nonlinear structural behavior. . . 143
Figure 5.3 Root-locus of the open-loop transfer functionH(z)G0(z)of the proposed
methods with∆t =0.01 s when applied to a nonlinear SDOF system
withm=1, initial frequencyω =10π rad/s and damping ratioξ =0. . 147
Figure 5.4 Root-locus of the open-loop transfer functionH(z)G0(z)of the proposed
methods with∆t =0.01 s when applied to a nonlinear SDOF system
Figure 5.5 Root-locus of the open-loop transfer functionH(z)G0(z)of the proposed
methods with∆t =0.01 s when applied to a nonlinear SDOF system
withm=1, initial frequencyω =1000πrad/s and damping ratioξ =0. 149
Figure 5.6 Root-locus of the open-loop transfer functionH(z)G0(z)of the proposed
methods with∆t =0.01 s when applied to a nonlinear SDOF system
withm=1, initial frequencyω=1000πrad/s and damping ratioξ =0.1.150
Figure 5.7 Variation of critical values of Ω (Ωcrit) with kt/k for the proposed
methods applied to nonlinear SDOF systems. . . 155
Figure 6.1 Comparison of roof (DOF-3) displacement response of the shear frame
in Example 1 subjected to initial conditionX10= (φ1+φ2)inches for
the proposed methods withρ∞∗ =1 and∆t=0.01 s. . . 178
Figure 6.2 Roof (DOF-3) displacement response of the shear building in Example 1
with two initial conditionsX10=φ1+φ2andX02=φ1+φ2+0.5φ3and
various values ofρ∞∗. . . 180
Figure 6.3 Example 2 – Two story linear nonclassically damped shear frame: (a)
input ground acceleration, (b) first floor displacement response, and (c) second floor displacement response. . . 182
Figure 6.4 Normalized responses of the Duffing softening oscillator in Example 3. 184
Figure 6.5 Normalized responses of the Duffing stiffening oscillator in Example 3. 185
Figure 6.6 FE model of the structure in Example 4 . . . 186
Figure 6.7 Response of the system in Example 4. . . 187
Figure 6.8 FE model of the two-story moment resisting frame (MRF) in Example 5. 188
Figure 6.9 Comparison of the seismic response of the frame in Example 5, PD
model: (a) horizontal displacement of floor-2; and, (b) hysteretic re-sponse of Element 1 (see Figure 6.8(a)). . . 190
Figure 6.10 Comparison of the seismic response of the frame in Example 5 at Node 2
(see Figure 6.8(a)), PD model: (a) displacements (D); (b) velocities (V);
and (c) accelerations (A). . . 191
Figure 6.11 Comparison of the seismic response of the frame in Example 5, PD model—damping forces at Node 2. . . 192 Figure 6.12 Comparison of the seismic response of the frame in Example 5, NPD
model—Floor-2 horizontal displacement obtained for various values of
ρ∞∗ using: (a) KR-α; and (b) SSE-α-1 methods. . . 193
Figure 6.13 Comparison of the seismic response of the frame in Example 5, NPD model—normalized moment at Node 2 of Element 1 obtained for
vari-ous values ofρ∞∗ using: (a) KR-α; and (b) SSE-α-1 methods. . . 193
Figure 6.14 Comparison of the seismic response of the frame in Example 5, NPD model—damping forces at Node 2. . . 194 Figure 6.15 Layout of the six-story three bay planar RC frame for column removal
analysis. . . 197 Figure 6.16 Vertical displacement of node N2 at the top of column C2 following its
removal. . . 198 Figure 6.17 Vertical displacement of node N1 at the top of column C1 following its
removal. . . 199 Figure 6.18 Ten-story three dimensional model of the RC frame building for seismic
collapse simulation. . . 200 Figure 6.19 Deformed shape of the ten-story RC frame at selected time instants
Figure 7.1 Real-time hybrid simulation: (a) an example structural system subjected to seismic excitation, and (b) a schematic representation of real-time
hybrid simulation for the example structural system. . . 209
Figure 7.2 Magnitude of the complex frequency response function of the ATS
compensator for J =3 ∆t= 10243 s and three sets of values of the
coefficients. . . 217
Figure 7.3 Hydraulic actuator power curves. . . 220
Figure 7.4 Real-time integrated control architecture of the RTMD facility, ATLSS
Center at Lehigh University. . . 222
Figure 7.5 Implementation of the SE-α method for RTHS. . . 228
Figure 7.6 Simulink block diagram of the implemented SE-α method for RTHS. . 229
Figure 7.7 Timing of various blocks in Simulink model of the SE-α and E-α
methods whenJ=4, that is,∆t= 10244 s. . . 231
Figure 7.8 Implementation of the E-α method for RTHS. . . 234
Figure 7.9 Simulink block diagram of the implemented E-α method for RTHS. . . 236
Figure 7.10 Alternative implementation of the E-α method for RTHS. . . 238
Figure 7.11 Variation of relative period error (PE) withΩfor the proposed methods
applied to a linear SDOF system withceeq=ηcc,keeq=k, andξ =0.1. . 242
Figure 7.12 Variation of equivalent damping ratio ξ
withΩ for the proposed
methods applied to a linear SDOF systemceeq=ηcc,keqe =k, andξ =0.1.243
Figure 7.13 Variation of relative period error (PE) withΩfor the proposed methods
applied to a linear SDOF systemceeq=c,keeq=ηkk, andξ =0.1. . . 245 Figure 7.14 Variation of equivalent damping ratio
ξ
withΩ for the proposed
methods applied to a linear SDOF system withceeq=c,keeq=ηkk, and
Figure 8.1 Prototype building structure. . . 251
Figure 8.2 Elevation view of 0.6-scale MRF. . . 253
Figure 8.3 Elevation view of 0.6-scale DBF. . . 254
Figure 8.4 Configuration for RTHS showing the FE model of the analytical
sub-structure, a schematic of the experimental subsub-structure, and rigid floor diaphragms connecting them. . . 255
Figure 8.5 Experimental substructure. . . 257
Figure 8.6 Comparison of normalized maximum response for proportional and
nonproportional damping under the DBE and MCE level ground motions from numerical simulations using the AA algorithm. . . 262
Figure 8.7 Floor displacements under DBE and MCE level ground motions from
numerical simulations. . . 264
Figure 8.8 Normalized member force time histories under DBE and MCE level
ground motions from numerical simulations. . . 265
Figure 8.9 Variation of absolute maximum responses withρ∞under MCE level
ground motion from numerical simulations. . . 267
Figure 8.10 Synchronization subspace plots for target(xt)and measured(xm)floor
displacements from a typical RTHS using MCE level ground motion. . 270
Figure 8.11 Effects of different cases of extrapolation on maximum story drift from RTHS using DBE level ground motion. . . 271 Figure 8.12 Effects of perturbation inCeeq,Keeq, and bothCeeqandKeeqon maximum
story drift from RTHS using DBE level ground motion. . . 272 Figure 8.13 Target floor displacement response under DBE and MCE level ground
motions from RTHS. . . 273 Figure 8.14 Normalized member force time histories in analytical substructure under
Figure 8.15 Hysteretic response of members in analytical substructure under DBE and MCE level ground motions from RTHS. . . 275 Figure 9.1 Forces (s,D(x)) and deformations (v,d(x)) at the element and section
level for a two dimensional frame element in simply supported basic system. . . 282
Figure 9.2 Implementation of flexibility-based element state determination at time
step(n+1)for application to RTHS utilizing an explicit direct
integra-tion algorithm. . . 287
Figure 9.3 Two-story reinforced concrete prototype building with nonlinear viscous
dampers. . . 288
Figure 9.4 Design section details for the prototype test frame with a nonlinear
viscous damper in the second story. . . 290
Figure 9.5 Prototype test frame: (a) RTHS configuration showing FE model of
analytical substructure, (b) plastic hinge integration, and (c) fiber section discretization for flexibility-based elements. . . 291
Figure 9.6 Modified Kent and Park concrete material model. . . 295
Figure 9.7 Hysteretic concrete stress-strain relation. . . 295
Figure 9.8 Test setup for characterization tests and RTHS. . . 297
Figure 9.9 Comparison of floor displacement response from numerical simulations
using the MCE level ground motion where all flexibility-based elements
converged withEtol=10−16. . . 303
Figure 9.10 Comparison of moment-rotation response from numerical simulation using the MCE level motion where all flexibility-based elements
Figure 9.11 Comparison of moment-curvature response from numerical simulation using the MCE level motion where all flexibility-based elements
con-verged withEtol=10−16. . . 304
Figure 9.12 Maximum number of element iterations required for the KR-α/MKR-α
method to satisfyEtol=10−16 withρ∞∗ =1 for numerical simulation
under the MCE level ground motion. . . 305 Figure 9.13 Roof displacement response under the MCE level ground motion from
numerical simulations using the KR-α method with a fixed number of
element iterations. . . 306
Figure 9.14 Roof displacement response under the MCE level ground motion from
numerical simulations using the MKR-α method with a fixed number
of element iterations. . . 307 Figure 9.15 Energy increment at the end of maximum number of iterations reached
for the first story column element on the south side from numerical
simulations using the KR-α method withρ∞∗=1. . . 309
Figure 9.16 Energy increment at the end of maximum number of iterations reached for the first story column element on the south side from numerical
simulations using the MKR-α method withρ∞∗=1. . . 310
Figure 9.17 Normalized energy increment at the end of maximum number of itera-tions reached for the first story column element on the south side from
numerical simulations using the KR-α method withρ∞∗ =1. . . 311
Figure 9.18 Normalized energy increment at the end of maximum number of itera-tions reached for the first story column element on the south side from
numerical simulations using the MKR-α method withρ∞∗ =1. . . 311
Figure 9.19 Moment-rotation response under the MCE level ground motion from
Figure 9.20 Moment-curvature response under the MCE level ground motion from
numerical simulation usingmaxIter=2 and CO = Yes. . . 313
Figure 9.21 Input actuator displacement profile for characterization tests. . . 314 Figure 9.22 Nonlinear Maxwell model for the experimental substructure (nonlinear
damper). . . 315 Figure 9.23 Simulink model for the solution of the nonlinear ordinary differential
Equation (9.38). . . 318 Figure 9.24 Comparison of characterization test data with model prediction for input
displacement amplitude of 25.4 mm (1 in.). . . 319
Figure 9.25 Comparison of characterization test data with model prediction for input
displacement amplitude of 76.2 mm (3 in.). . . 319
Figure 9.26 Determination of equivalent damping(Ceq)and stiffness(Keq)
coeffi-cients for the experimental substructure. . . 321 Figure 9.27 Variation ofKeq(ωe)andCeq(ωe)with harmonic excitation frequencyωe
for the equivalent Kelvin-Voigt model corresponding to the nonlinear Maxwell damper model parameters in the first row of Table 9.5. . . 323 Figure 9.28 Identification of initial values of ATS compensator coefficients from
predefined BLWN test. . . 325 Figure 9.29 Verification of identified initial values of ATS compensator coefficients
from predefined BLWN test. . . 327
Figure 9.30 Synchronization subspace plot for target(xt) and measured(xm)
dis-placements from predefined BLWN test. . . 328 Figure 9.31 Verification of identified initial values of ATS compensator coefficients
from RTHS using BLWN, KR-α method withρ∞∗ =0.5, ωe =ω1 for
Figure 9.32 Synchronization subspace plot for target(xt) and measured(xm)
dis-placements from RTHS using BLWN, KR-α method with ρ∞∗ =0.5,
andωe=ω1forCeq(ωe)andKeq(ωe), andmaxIter=1 for all flexibility-based elements.. . . 331
Figure 9.33 Synchronization subspace plot for target(xt) and measured(xm)
dis-placements from RTHS using the MCE level ground motion with
ρ∞∗ =0.25, ωe =ω1 for Ceq(ωe), and Keq(ωe) and maxIter=2 for all flexibility-based elements. . . 332 Figure 9.34 Damper displacement from RTHS using the MCE level ground motion
withρ∞∗ =0.50,ωe =ω1 forCeq(ωe)andKeq(ωe), andmaxIter=2 for all flexibility-based elements. . . 333 Figure 9.35 Variation of β∆t2Keq(ωe), γ∆tCeq(ωe), and γ∆tCeq(ωe) +β∆t
2K
eq(ωe) withωe corresponding to the variation ofKeq(ω)e andCeq(ωe)presented
in Figure 9.27. . . 337
Figure 9.36 Damper force-displacement hysteresis from RTHS using various values
ofωe, andρ∞∗ for the KR-α and MKR-α methods withmaxIter=2 for
all flexibility-based elements. . . 340 Figure 9.37 Normalized energy increment at the end of maximum number of
itera-tions reached for the first story column element on the south side from RTHS usingρ∞∗ =0.75 andωe=0 forCeq(ω)e andKeq(ωe). . . 342
Figure 9.38 Comparison of roof displacement time history from RTHS usingρ∞∗ =0.75
andωe=0 forCeq(ωe)andKeq(ωe)with offline simulation using the mea-sured damper force and allowing flexibility-based elements to converge
List of Symbols
a A vector of the ATS adaptive coefficients
a0,a1,a2 Adaptive coefficients of the ATS compensator
aK Stiffness proportionality constant in Rayleigh damping formulation
aM Mass proportionality constant in Rayleigh damping formulation
avq Displacement transformation matrix from the global coordinate to the basic
system
b(x) Force interpolation function
c Damping coefficient of an SDOF system
ceeq Estimated equivalent damping coefficient of the experimental substructure
in numerical hybrid simulation
ce1,ce2 Constants of exact free vibration solution
c01, . . . ,c03 Constants of discrete solution for free vibration
c1, . . . ,c3 Constants of discrete solution for free vibration
d A model-based parameter used to express the local truncation error for the
E-α and SE-α methods in a compact form
dα
db Diameter of the longitudinal reinforcement bars in meters
d0New, . . . ,d3New Characteristic equation coefficients of the proposed methods
d00, . . . ,d30 Denominator coefficients of open-loop transfer functionG0(z)
d0, . . . ,d3 Denominator coefficients of a discrete transfer function
d(x) Vector of section deformations of a flexibility-based element
dr(x) Vector of section residual deformations of a flexibility-based element
f(t) Excitation force applied to an SDOF system in continuous time
fC Force in the dashpot in the nonlinear Maxwell damper model
fD Damper force
˙
fD Time derivative of the damper force fD
fDe Experimentally measured damper force
fDp Predicted damper force using the nonlinear Maxwell model
fDthr Damper force at the small threshold velcity ˙uCthr
fK Force in the spring in the nonlinear Maxwell damper model
fc Concrete stress
fc0 Concrete compressive cylinder strength (MPa)
fn Undamped natural frequency of thenth mode
f(x) Section tangent flexibility matrix of a flexibility-based element
g Acceleration due to gravity
ηc Damping coefficient factor
ηk Stiffness coefficient factor
h0 Width of concrete core measured to outside of stirrups
i Unit imaginary number equal to√−1
j Element level iteration index in the state determination of a flexibility-based
element
k (a) Stiffness coefficient of a linear SDOF system
(b) Initial linear elastic stiffness of a nonlinear SDOF system
k1,k2 Stiffness coefficients of a Duffing oscillator
keeq Estimated equivalent initial elastic stiffness coefficient of the experimental
substructure in numerical hybrid simulation
kt Tangent stiffness of an SDOF system
l Difference between the weighted excitation force and the restoring force
lp Effective plastic hinge length in meters
lpI,lpJ Plastic hinge lengths at endIandJ of a flexibility-based element
m Mass of an SDOF system
maxIter Maximum number of element level iterations for the state determination of a flexibility-based element
nf be Number of flexibility-based elements in the analytical substructure
n00, . . . ,n03 Numerator coefficients of open-loop transfer functionG0(z)
n0, . . . ,n3 Numerator coefficients of a discrete transfer function
q Displacement vector of a flexibility-based element in the global coordinate
system
q An user defined parameter for the ATS data window selection
r (a) Magnitude of complex conjugate roots and is equal to√σ2+ε2
(b) Restoring force of a nonlinear SDOF system
u(t) Displacement of an SDOF system in continuous time
˙
u(t) Velocity of an SDOF system in continuous time
¨
u(t) Acceleration of an SDOF system in continuous time
s Vector of element forces of a flexibility-based element in the basic system
s Complex variable used in Laplace transform
sh Center to center spacing of stirrups or hoops
t Continuous time variable
t[k] Time variable corresponding to time indexkand is equal tokδt
tn Time variable corresponding to time indexnand is equal ton∆t
tn+(j)1 Time variable corresponding to the jth substep of the(n+1)th time step
uC Deformation of the dashpot in the nonlinear Maxwell damper model
uD Total damper deformation in the nonlinear Maxwell damper model
uK Deformation of the spring in the nonlinear Maxwell damper model
˙
uC Velocity of the dashpot in the nonlinear Maxwell damper model
˙
uD Damper velocity
˙
uK Velocity of the spring in the nonlinear Maxwell damper model
(ust)0 Maximum static deformation
v Deformation vector of a flexibility-based element in the basic system
vr Vector of element residual deformations of a flexibility-based element
x Displacement of an SDOF system in discrete time
xc A vector of compensated displacements used in identification of the ATS
adaptive coefficients
xc Compensated displacement
˙
x Velocity of an SDOF system in discrete time
¨
x Acceleration of an SDOF system in discrete time
bx¨ Weighted acceleration for the proposed methods
xh Homogeneous solution of displacement difference equation
xm A rectangular matrix of measured displacements, velocities, and
xm Actuator/specimen measured displacement
xp Particular solution of displacement difference equation
xt Actuator/specimen target displacement
z Complex variable
z1, . . . ,z3 Roots of the characteristic equation of an algorithm
A (a) Amplitude of discrete free vibration solution
(b) Cross sectional area
A (a) Amplification matrix
(b) A model-based parameter in the implementation of the E-α method for
RTHS
Ae Amplitude of exact free vibration solution
A1 12 of trace of amplification matrixA
A2 Sum of principal minors of amplification matrixA
A3 Determinant of amplification matrixA
B (a) A matrix used in linearized stability analysis
(b) A model-based parameter in the implementation of the E-α method for
RTHS
C (a) Damping matrix
Cele2 Tangent stiffness proportional damping matrix of the flexibility-based
ele-mentele
CD Damper coefficient
CE Damping matrix for explicit group of elements in the OS methods
CI Damping matrix for implicit group of elements in the OS methods
CaID Inherent damping matrix for the analytical substructure
CeID Inherent damping matrix for the experimental substructure
CIP Damping matrix for determination of integration parameters in an RTHS
CO Cary over unbalanced section forces and apply the corrections
C1 Damping matrix of the analytical substructure excluding contribution of the
flexibility-based elements
Ce Damping matrix of the experimental substructure used for restoring force
extrapolation
Caeq Equivalent damping matrix of the analytical substructure
Ceeq Equivalent damping matrix of the experimental substructure
Ceq(ωe) Frequency(ω)e dependent equivalent damping coefficient of the Maxwell
model
Clin Linearized dashpot coefficient in the nonlinear Maxwell damper model
Cs The seismic response coefficient according to ASCE 7
C∗j Modal damping coefficient for the jth mode
D A model-based parameter used to present the amplification matrix of the
SE-α method in a compact form
D (a) A matrix used in linearized stability analysis
(b) A model-based parameter in the implementation of the E-α method for
RTHS
DU(x) Vector of unbalanced section forces of a flexibility-based element
D(x) Vector of section forces of a flexibility-based element
E (a) Modulous of elasticity
(b) Total mechanical energy of an SDOF system under free vibration
EI Energy increment in the state determination of a flexibility-based element
Etol User defined tolerance on the normalized energy increment in the state
determination of a flexibility-based element
F (a) Excitation force vector in discrete time
(b) Tangent flexibility matrix of flexibility-based element
FD(s) Laplace transfrom of damper force fD(t)
FE Excitation force vector for explicit group of elements in the OS methods
FI Excitation force vector for implicit group of elements in the OS methods
FID Inherent damping force
b
Fob j Objective function in the damper parameter identification using the PSO algorithm
F(s) Laplace transform of input excitation f(t)
F(t) Excitation force vector in continuous time
Fy Yield strength of steel material
F(z) z-transforms of fn+1
G1(z) Open-loop discrete transfer function for nonlinear SDOF systems
GATS(iω)e Complex frequency response function of the ATS compensator
GATS(z) Discrete transfer function of the ATS compensator
GCLNL(z) Closed-loop discrete transfer function of the proposed methods applied to
nonlinear systems
G0(z) Open-loop discrete transfer function
Gs(s) Continuous transfer function of an SDOF system
Gs(iωe) Complex frequency response function of an SDOF system
G(z) Discrete transfer function of an integration algorithm
Gz(z) Identical toG(z). The subscriptzis introduced to distinguish it fromGs(s)
in Chapter 4
H1(z) Discrete transfer function
H2(z) Discrete transfer function
I Moment of inertia
I Identity matrix
J An integer number of substeps in RTHS
K (a) Stiffness matrix of a linear system
(b) Initial linear elastic stiffness matrix of a nonlinear system (c) Tangent stiffness matrix of a flexibility-based element
KD Coefficient of the spring in the nonlinear Maxwell damper model
KE Stiffness matrix for explicit group of elements in the OS methods
KI Stiffness matrix for implicit group of elements in the OS methods
KI Initial elastic stiffness matrix
KIP Stiffness matrix for determination of integration parameters in an RTHS
KaI Initial elastic stiffness matrix of the analytical substructure
KaI∗ (a) Initial elastic stiffness matrix of the analytical substructure excluding the
contribution of the elements undergoing significant inelastic deformations in RTHS of the steel building
(b) Initial elastic stiffness matrix of the analytical substructure excluding the flexibility-based elements in RTHS of the RC building
K∗I Initial elastic stiffness matrix of a nonlinear system excluding the
contribu-tion of the elements undergoing significant inelastic deformacontribu-tions
KaRayleigh Stiffness matrix of the analytical substructure for constructing Rayleigh damping matrix
KeRayleigh Stiffness matrix of the experimental substructure for constructing Rayleigh damping matrix
KS(ωe) Frequency(ω)e dependent storage modulus of the Maxwell model
KT Tangent stiffness matrix
KaT Tangent stiffness matrix of the analytical substructure
Kc A factor which accounts for the strength increase in concrete due to
con-finement
Ke Stiffness matrix of the experimental substructure used for restoring force
extrapolation
Keeq Equivalent initial elastic stiffness matrix of the experimental substructure
Keq(ωe) Frequency(ωe)dependent equivalent stiffness coefficient of the Maxwell
model
K∗ Modal stiffness matrix
K∗(iωe) Complex dynamic modulus of the Maxwell model
K∗j Modal stiffness coefficient for the jthmode
L Length of a flexibility-based element
L Laplace transform operator
M Moment
M (a) Mass matrix
(b) Analytically defined mass matrix in an RTHS
ME Mass matrix for explicit group of elements in the OS methods
MI Mass matrix for implicit group of elements in the OS methods
MIP Mass matrix for determination of integration parameters in an RTHS
Me Mass matrix of the experimental substructure
b
M1 A system matrix calculated only once in a numerical simulation and RTHS
using the proposed methods
b
M2 A system matrix calculated only once in a numerical simulation and RTHS
using the proposed methods
Mj jth floor seismic mass lumped on the lean-on column
Mp Plastic moment of a wide-flange section
M∗ Modal mass matrix
M∗j Modal mass coefficient for the jth mode
N Total number of time steps
NEE Normalized energy error
NEI Normalized energy increment in the state determination of a
flexibility-based element
P Axial force
PE Relative period error
Pj jth floor axial force on the lean-on column
Py Member yield strength
R Restoring force vector
Ra Analytically determined restoring force vector
Rd Dynamic magnification factor
Rnumd Numerical dynamic magnification factor
Re Experimentally measured restoring force vector
Rm Measured restoring force vector
SD1 Design spectral response acceleration parameter at a period of 1 s
SDS Design spectral response acceleration parameter in the short period range
T Natural period of an SDOF system
T0 Equal to 0.2SD1
SDS
TS Equal to SD1
SDS
Ta The approximate fundamental period according to ASCE 7
T Apparent natural period of an SDOF system
Tl (a)lth coefficient of the lth derivative ofu(t)in the local truncation error
(b) Period of thelth mode
Tmin Period of the highest mode in an MDOF system
U(t) Displacement vector in continuous time
UD(s) Laplace transfrom of damper displacementuD(t)
˙
U(t) Velocity vector in continuous time
¨
U(t) Acceleration vector in continuous time
U(s) Laplace transform of output displacementu(t)
Ve Velocity vector of the ramp generator
X Displacement vector in discrete time
Xa Displacement vector associated with the analytical substructure DOFs
Xa(z) z-transforms of ¨xn+1
Xc(z) z-transform of the compensated displacementxc[k]
˙
X Velocity vector in discrete time
˙
Xa Velocity vector associated with the analytical substructure DOFs
¨
X Acceleration vector in discrete time
b¨
X Weighted acceleration vector for the proposed methods
˙
Xe Velocity vector associated with the experimental substructure DOFs
b˙
X Velocity-like vector for the E-α method
X∗ Modal coordinates associated with displacement ˙
X∗ Modal coordinates associated with velocity
¨
X∗ Modal coordinates associated with acceleration
e
X Predictor displacement vector
e˙
X Predictor velocity vector
Xt(z) z-transform of the target displacementxt[k]
Xv(z) z-transforms of ˙xn+1
X(z) z-transform ofxn+1
Y A vector of numerical state variables in the recurrance relationship
Z Strain softening slope in the stress-strain envelope of concrete material
Z z-transform operator
α Velocity exponent in the force-velocity relationship of the nonlinear viscous
damper
α
αα0, . . . ,ααα3 Model-based integration parameter matrices
α0, . . . ,α3 Model-based scalar integration parameters
αf Integration parameter for dissipative methods
αm Integration parameter for dissipative methods
α
αα∗1, . . . ,ααα∗3 Model-based integration parameters of the proposed methods in modal
α1∗j, . . . ,α3∗j Model-based integration parameters of the proposed methods for the jth
mode
β Integration parameter
γ Integration parameter
δ (a) An integration parameter equal toγ−2β in the CSE method
(b) Indicates small variation in displacement, velocity, and acceleration
δt Servo-controller sampling period
ε Imaginary part of a complex root
ε0 Concrete strain at the maximum stress
εc Concrete strain
εp Strain corresponding to complete unloading in the concrete stress-strain
hysteretic behavior
εr Strain corresponding to the point on the concrete stress-strain envelope
curve at which unloading starts
η (a) A parameter used to compare with the ratio kkt for stability of a nonlinear
SDOF system
(b) Post-yield stiffness ratio
θ (a) Collocation parameter
(b) Phase of discrete free vibration solution
θr Roof drift
θ∗ Collocation parameter of the OC method
κ Stability amplification parameter of the CSE method
λj jth eigvenvalue of the amplification matrixA
λ1,2 Complex conjugate eigenvalues of the amplification matrixA(principal
roots)
λ1∞,2 Principal rootsλ1,2in the limitΩ→∞
λ3 Real eigenvalue of the amplification matrixA(spurious real root)
λ30 Spurious rootλ3in the limitΩ→0
λ3∞ Spurious real rootλ3in the limitΩ→∞
ξ Inherent damping ratio of an SDOF system
ξ Equivalent damping ratio of an SDOF system
ξc Equivalent damping ratio corresponding toξc
ξc Inherent damping ratio corresponding to frequencyωc
ξ∞ Equivalent damping ratio in the limitΩ→∞
ξn Modal damping ratio for thenth mode
ρ Spectral radius of amplification matrixA
ρs Ratio of the volume of hoop reinforcement to the volume of concrete core measured to outside of stirrups
ρ∞∗ User defined free parameter related toρ∞; a value of which provides the
same high-frequency dissipation(ξ∞)in all of the proposed methods
σ Real part of a complex root
τ (a) Local truncation error
(b) Relaxation time in the Maxwell damper model
φ Phase of the complex frequency response functionGs(iωe)
φnum Phase of the discrete transfer functionGz(iω)e
φj Eigenvector of the jth mode
ω (a) Natural frequency of a linear SDOF system
(b) Initial linear elastic natural frequency of a nonlinear SDOF system
ωIP Frequency corresponding to stiffness coefficientkeeq
ω1 Initial linear elastic undamped fundamental frequency
ω Apparent natural frequency of an SDOF system
ωc Frequency of the highest contributing mode of interest
ωD Damped natural frequency
ωD Damped apparent natural frequency
ωn Natural frequency of thenthmode
ωs Frequency above which modes can be considered as spurious
e
ω Frequency of a single harmonic excitation
∆ Denotes increment
∆Fαf(z) z-transform of∆fn−αf
∆L(z) z-transform of∆ln
∆Xαf(z) z-transform of∆xn−αf
∆crit Critical value of∆t for stability
∆t Integration time step size
Φ
ΦΦ Modal matrix
Ω Product of natural frequencyω and time step∆t
ΩIP A value ofΩfor determination of model-based integration parameters
Ω Product ofω and∆t
Ωbif Value ofΩat which complex conjugate eigenvalues bifurcte and become
real
Ωc Value ofΩcorresponding toωc
Ωcrit Critical value ofΩfor stability
Ωmax Value of Ω corresponding to the highest mode frequency (ωmax) of an
MDOF system
Ωs Value ofΩcorresponding toωs
ξIP Damping ratio corresponding to damping coefficientceeqand requencyωIP
[·] Jump or undivided forward difference operator used in Chapter 5
h·i Mean value operator used in Chapter 5
≺ B≺A(i.e.,A−B0) meansA−Bis positive definite
AB(i.e.,A−B0) meansA−Bis positive definite
Abstract
Dynamic response of linear and nonlinear structural systems subjected to any arbitrary excitation is often determined by solving the equations of motion using a direct integration algorithm. Numerous direct integration algorithms have been developed in the past, which are generally classified as either explicit or implicit. Explicit algorithms are generally only conditionally stable, whereas implicit algorithms can provide unconditional stability. Implicit algorithms that are unconditionally stable and have some form of numerical dis-sipation are preferred for inertial problems where only a small number of low-frequency modes dominate the response. Nevertheless, implicit algorithms require an iterative solution procedure for nonlinear systems and can be computationally intense.
Because explicit algorithms are non-iterative, they are preferred for hybrid simulation (HS) in earthquake engineering, an experimental method where the dynamic response of a structural system is simulated from coupled domains of physical and analytical substructures. Explicit algorithms are even more preferred for HS performed at the true time scale, known as real-time hybrid simulation (RTHS). For such simulations involving a large number of degrees of freedom, the need for unconditional stability and numerical dissipation within an explicit formulation is well recognized. Consequently, a new class of ‘model-based’ explicit methods evolved which can achieve unconditional stability through the use of model-based integration parameters. However, limited studies were conducted to assess the accuracy of model-based algorithms under nonlinear structural response. Furthermore, the studies on dissipative model-based algorithms and assessment of their efficacy in eliminating spurious participation of higher modes through actual tests are also limited.
This research is focused on developing model-based algorithms for application to numer-ical simulation and RTHS of inertial problems. Two new families of model-based algorithms,
namely, the semi-explicit-α (SE-α) and explicit-α (E-α) methods, are developed where the
former uses an explicit displacement and implicit velocity formulation, and the latter uses explicit formulations for both displacement and velocity. These two methods are further analyzed and four single-parameter subfamilies of algorithms having second-order accuracy, unconditional stability, and controllable numerical dissipation with an optimal combination of high-frequency and low-frequency dissipation are developed. In particular, the
single-parameter semi-explicit-α-1 (SSE-α-1) and single-parameter semi-explicit-α-2 (SSE-α-2)
methods from the SE-α method, and Kolay-Ricles-α (KR-α) and modified-Kolay-Ricles-α
(MKR-α) methods from the E-α method are developed. Numerical characteristics of these
four methods are studied for free and force vibrations of linear systems and the advantages and limitations of these methods are presented. The results show that the controllable numerical dissipation provided by these method negligibly influences the low-frequency mode response while providing sufficient high-frequency dissipation to eliminate spurious
participation of higher modes. The analysis further show that the SSE-α-1 method possesses
the best numerical characteristics for linear systems compared with the other three methods.
When no numerical dissipation is used, the KR-α method shows some unusual tendency to
overshoot for higher modes which is however controlled with numerical dissipation. The
MKR-α method, which is designed to address this issue, further improves the overshoot
characteristics of the KR-α method. Stability characteristics of the proposed methods
applied to nonlinear systems are investigated using the concept of linearized stability and the necessary stability conditions are derived. The results show that a stiffness softening-type response is a necessary (may not be sufficient) condition for unconditional stability to be
achieved. The SSE-α-2 method compared with the SSE-α-1 method, and the MKR-α
characteris-tics for nonlinear systems. The enhanced stability characterischaracteris-tics of the SSE-α-2 method is
achieved at the cost of increased overshoot for higher frequencies.
Efficient implementation procedures are presented for linear and nonlinear dynamic analysis using the proposed methods. Representative numerical examples of linear and nonlinear systems are presented to complement the analytical findings on the numerical
characteristics of the proposed methods. The results show that the SSE-α-1 method produces
large damping forces for inelastic seismic response analysis of frame structures, which lead to an inaccurate solution. The reason behind this is found to be associated with the
semi-explicit formulation of the method. The KR-α method, however, produces an accurate
solution for this type of problem. Application of the KR-α method for structural collapse
simulation is presented. The results indicate that the KR-α method is a computationally
efficient and accurate method for such applications.
Using the KR-α method, RTHS of a three-story 0.6-scale prototype steel building
with nonlinear elastomeric dampers are conducted with a ground motion scaled to the design basis and maximum considered earthquake hazard levels. The RTHS configuration consists of a moment resisting frame, gravity system, and seismic tributary masses modeled as the analytical substructure, and a damped-braced frame modeled as the experimental substructure. Inherent damping in the analytical substructure is defined using a form of nonproportional damping model. Through numerical simulation using an implicit algorithm it is found that the nonproportional damping model produces an accurate result that is comparable with that obtained using mass and tangent stiffness proportional damping. However, the nonproportional damping model when used with explicit integration algorithms can require a small time step to achieve the desired accuracy in an RTHS involving a structure with a large number of degrees of freedom. Restrictions on the minimum time step exist in an RTHS that are associated with the computational demand. Integrating the equations of motion in an RTHS with too large of a time step can result in spurious high-frequency
oscillations in the member forces for elements of the structural model that undergo inelastic deformations. The problem is circumvented by introducing the controllable numerical
energy dissipation provided by the KR-α method. The results show that controllable
numerical energy dissipation can significantly eliminate spurious participation of higher modes and produce exceptional RTHS results.
Using the KR-α and MKR-α methods, RTHS of a two-story reinforced concrete (RC)
special moment resisting frame (SMRF) with a nonlinear viscous damper in the second story are conducted with a ground motion scaled to the maximum considered earthquake hazard level. The RC SMRF and the seismic masses are modeled analytically and the nonlinear viscous damper is modeled physically in the laboratory. To better model the complex hysteretic behavior of RC members, flexibility-based elements are considered. A new implementation scheme for the state determination of flexibility-based elements is developed based on a fixed-number of iterations for application to RTHS using explicit algorithms. The influence of unbalanced section forces which exist because of the limited number of iterations are studied numerically. The results show that the carrying over of the unbalanced section forces to the next integration time step and applying the necessary corrections can lead to an accurate solution with a small number of element level iterations. Inherent damping in the analytical substructure is modeled using a combination of mass, initial stiffness, and tangent stiffness proportional damping, where tangent stiffness is used for all flexibility-based elements. The equivalent stiffness and damping coefficients of the experimental substructure, which are required to determine the model-based integration parameters, are estimated based on a nonlinear Maxwell damper model and found to be frequency dependent. The parameters of the Maxwell model are identified from a suit of predefined sinusoidal characterization tests conducted at various excitation frequencies. The influence of the frequency dependency of the model-based parameters, which is due to the experimental substructure, on the stability and accuracy of RTHS results are investigated based on the test
results. The test data shows that controllable numerical energy dissipation provided by the
KR-α and MKR-α methods plays an important role on the stability characteristics of an
RTHS. Accuracy of RTHS results with respect to this frequency dependency and numerical energy dissipation are assessed and found to be not sensitive. The influence of fixed-number of element iterations are assessed using RTHS results. The investigation shows that the proposed element implementation is efficient and accurate for application to RTHS.
Chapter 1
Introduction
1.1
Motivation
Extreme events, both natural (e.g., earthquake, strong wind) and man-made (e.g., blast, explosions), continue to make civil infrastructure vulnerable to damage and demonstrate the fragility of our built environment. In order to prevent a catastrophe and make our civil infrastructure more resilient, the civil engineering community needs to improve their knowledge and understanding of the response of existing and new innovative structural sys-tems subjected to such extreme dynamic load events. Numerical analysis and experimental techniques to understand dynamic response of structures prove to be indispensable.
In the field of earthquake engineering, the hybrid simulation (HS) technique which combines both numerical and experimental methods has been introduced and developed over the past decades to reproduce seismic effects on structures. In an HS, a complete structural system is divided into coupled domains of analytical (numerical) and experimental substructures and the response of the hybrid system subjected to a seismic excitation is simulated based on an extended time scale. Due to the growing interest in rate dependent supplemental energy dissipation devices as an effective and efficient means of hazard mitigation, the HS technique has been extended to be performed in true time scale, which led to the real-time hybrid simulation (RTHS) method. During the past decades HS and RTHS have been shown to be viable alternative methods for simulating seismic response of civil infrastructure.
the initial boundary value problem of second order hyperbolic partial differential equations (PDEs). These PDEs are first discretized into space either using finite element or finite differ-ence methods, which leads to the approximate initial value problem in structural dynamics. This initial value problem consists of a set of coupled second order ordinary differential equations, known as the semi-discrete equations of motion, and the corresponding initial conditions. Mathematical modeling of naturally discrete structural dynamic systems directly leads to the semi-discrete equations of motion. For linear and nonlinear systems subjected to arbitrarily varying excitations (e.g., earthquake loads), the solution of the equations of motion is conveniently obtained numerically in discrete time using a direct integration, also called time stepping, algorithm. In HS and RTHS, direct integration algorithms are also used to solve the temporally discretized equations of motion. This study is focused on the development of direct integration algorithms and their application to computational and experimental research (e.g., HS and RTHS) in structural dynamics. The experimental work presented in this study was conducted at the NEES@Lehigh Equipment Site, which has become currently the NHERI Lehigh Experimental Facility, located in the ATLSS Engineering Research Center of Lehigh University.
1.2
Problem Statement
Numerical methods for solution of the semi-discrete initial value problem in structural dynamics has a long history of development. Since the 1950s several direct integration algorithms (e.g., Houbolt, 1950; Newmark, 1959; Wilson, 1968; Hilber et al., 1977; Wood et al., 1980; Bazzi and Anderheggen, 1982; Chung and Hulbert, 1993; Chang, 2002; Chen and Ricles, 2008a) have been developed. These methods are generally classified as either
explicitorimplicit. The explicit algorithms are generally onlyconditionally stable, whereas
the implicit algorithms can possess unconditional stability. For inertial problems, also
conditionally stable algorithms because in the former a relatively large time step can be em-ployed based on the desired accuracy for the participating low-frequency modes. Therefore, implicit algorithms that are unconditionally stable are well suited for such problems. In addition to unconditional stability, some form of numerical dissipation is useful and often required to reduce any spurious participation of high-frequency modes. Some examples of unconditionally stable implicit algorithms with controllable numerical dissipation include the methods developed by Hilber et al. (1977), Wood et al. (1980), and Chung and Hulbert (1993). However, the implicit algorithms can be computationally intense, although they re-quire a smaller number of time steps provided they are unconditionally stable. Furthermore, for highly nonlinear problems implicit algorithms often encounter convergence issues to satisfy equilibrium at the current time step associated with an iterative solution procedure. These convergence issues are often solved by resorting to a different nonlinear iterative scheme and/or reducing the time step size in a problem specific manner. For such problems researchers have also tried to use explicit algorithms to avoid nonlinear iterations despite being forced to use a smaller time step that is governed by the conditional stability limit of such algorithms. In the past decade, unconditionally stable explicit algorithms (e.g., Chang, 2002; Chen and Ricles, 2008a) have been developed. However, limited studies have been carried out on the application of these algorithms to highly nonlinear problems. Furthermore, these algorithms do not possess any numerical dissipation.
Due to the growing interest in performance assessment and fragility estimates of the civil infrastructure subjected to extreme events (e.g., earthquakes), researchers are using nonlinear dynamic finite element analysis technique more than ever. In the field of earth-quake engineering, numerical simulations of structures subjected to increasing magnitude of seismic hazards up to, or near, collapse are often used to assess collapse potential. This analysis technique, generally known as incremental dynamic analysis (IDA), often requires hundreds to thousands of nonlinear time history analysis to be carried out. Consequently, the
huge computation effort required for such analysis, in addition to the aforesaid convergence issues have become important aspects to be considered. Due to the recent advances in com-putational power, e.g., super computers with multi-core processors and parallel computing capabilities, the computation time can be reduced significantly. Nevertheless, access to such super computing facilities and availability of parallel computing features in standard finite element programs can be limited. Therefore, studies need to be conducted to develop alternative numerical methods to solve such computationally intense problems in an efficient manner.
During late 1960s and early ‘70s, the HS technique was introduced to reproduce seismic effects on civil infrastructure in an effective and efficient manner. Subsequently, the concept of substructuring was introduced into the HS method, and it was also extended to RTHS method, as mentioned earlier. In HS and RTHS, a complete structural system is divided into two coupled domains consisting of analytical and experimental substructures, as mentioned above. The equations of motion for the complete hybrid system are solved using a step-by-step direct integration algorithm and the displacements are imposed on the experimental and analytical substructures. The restoring forces from the experimental substructure are then measured while a state determination is performed to compute the analytical substructure restoring forces. These combined restoring forces are then fed back to the equations of motion for determining the solution for the next time step. Explicit algorithms are generally preferred for HS and RTHS so as to avoid nonlinear iterations that can lead to undesired hysteresis due to loading and unloading of the experimental substructure during the iteration process. However, explicit algorithms are generally only conditionally stable requiring a small time step when used for multi-degree-of-freedom (MDOF) systems with a large number of degrees of freedom (DOFs). This is a severe limitation for RTHS because it imposes a restriction on the minimum time step that can exist due to the real-time computation nature of the simulation. Furthermore, explicit algorithms tend to excite
the spurious higher modes due to a propagation of experimental errors. To address this, Nakashima et al. (1990) propo