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Pediatric

Heart

Transplantation

at Stanford:

Results

of a 15-Year

Experience

David Baum, MD; Daniel Bernstein, MD; Vaughn A. Starnes, MD;

Philip Oyer, MD; Paul Pitlick, MD; Edward Stinson, MD; and

Norman Shumway, MD

From the Stanford University School of Medicine, Stanford University, Stanford, California

ABSTRACT.

The long-term results of pediatric heart

transplantation were evaluated in 53 patients, aged 0.25

to 18.94 years, who received transplants at Stanford

University Medical Center between 1974 and 1989.

In-dications for transplantation were idiopathic

cardiomy-opathy (68%), congenital heart disease (21%),

endocar-dial fibroelastosis (8%), and doxorubicin cardiomyopathy

(3%). Immunosuppression was achieved with

combina-tions of cyclosporine, prednisone, and azathioprine.

Thirty-seven of 42 recipients leaving the hospital after transplantation were alive and in New York Heart As-sociation class I at study’s end. Cumulative survival was 79% at 1 year, 76% at 3 years, and 69% at 5 years. Fourteen recipients have survived more than 5 years (5.1

to 12.4 years). Hospital readmission for illness has been

infrequent, decreasing from 6.8 days to 0.9 days per year

over 5 years. Eleven patients have required no

rehospi-talization. Posttransplant deaths were due to infection

(19%), rejection (4%), pulmonary hypertension (4%),

coronary artery disease (2%), and lymphoproliferative

disease (2%). Retransplantation was required for

intrac-table rejection in 4 patients and advanced coronary artery

disease in 2. Hypertension and elevated blood urea

nitro-gen and creatinine levels were common in individuals

receiving cyclosporine. Growth was often impaired in

prepubertal children receiving daily prednisone. Based on this 15-year experience, it is concluded that heart

transplantation represents a reasonable alternative for selected young patients with end-stage cardiac disease.

Pediatrics 1991;88:203-214; pediatric heart transplant.

Pediatric heart transplantation is now widely considered standard medical therapy for children

Received for publication Sep 17, 1990; accepted Jan 22, 1991.

Presented, in part, at the annual meeting of the Society for

Pediatric Research and the American Pediatric Society, Ana-heim, CA, April 27-30, 1987.

Reprint requests to (D. Baum) Dept of Pediatrics, Stanford University School of Medicine, Stanford, CA 94305.

PEDIATRICS (ISSN 0031 4005). Copyright © 1991 by the

American Academy of Pediatrics.

with end-stage heart disease and no therapeutic

alternative.’ Transplantation has been used in the

management of children with both acquired and

congenital heart disease and performed successfully

as early as the neonatal period.5’6’5’#{176} Although there are published results of pediatric heart

transplan-tation from several institutions,’6 the numbers of

patients reported by other transplant centers have been small and the length of follow-up has been 5 years or less. The purpose of this report is to describe the experience gained at Stanford since the inception of the Pediatric Heart Transplant

Program approximately 15 years ago. Using these

observations, we evaluated the long-term outlook of children with cardiac transplants.

SUBJECTS AND METHODS

Fifty-three patients, aged 0.25 to 18.94 years (Fig 1), who received heart transplants at Stanford Uni-versity Medical Center between August 19, 1974, and June 30, 1989, are the subjects of this report. Thirty-one were male and 22 female. Thirty-six (68%) had idiopathic cardiomyopathy, 11 (21%) had congenital heart disease, 4 (8%) had endocar-dial fibroelastosis, and 2 (4%) had cardiomyopathy

resulting from doxorubicin administration.

Acceptance to the Pediatric Heart Transplant

Program was based on the following criteria: (1)

existing end-stage heart disease for which no other accepted medical or surgical alternative was avail-able; (2) absence of systemic disease, infection, stroke, or recent pulmonary infarction; (3)

pulmo-nary vascular resistance of less than 7 to 8

resist-ance units per square meter of body surface area

(2)

12

10

8

6

4

2

0

0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18

Age at Transplant (Years)

Fig 1. Age distribution of patients receiving heart transplants. Total patients in each age group are shown in black bars and deaths are shown in white.

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evidence of strong motivation for the transplant as assessed by both physicians and a social worker

member of the transplant team. Tn addition to

consent from the parents, consent/assent was

ob-tamed from the children whenever feasible.

End-stage heart disease was diagnosed in

pa-tients with acquired or congenital heart disease

using the following criteria: (1) severe congestive

heart failure unresponsive to anticongestive ther-apy; (2) repeated hospitalizations despite an opti-mal medical regimen; or (3) serious ventricular arrhythmias in the setting of cardiac dysfunction.

Patients meeting any one of these criteria were

added to the active transplant list.

Echocardiographic information was useful in

judging disease severity and timing for transplan-tation. For individuals with left ventricular

frac-tional shortening greater than 20%, listing was

usually postponed unless there were other

mitigat-ing factors. With a shortening fraction between

10% and 20%, other clinical circumstances played a major role in making the decision. For patients

with a fractional shortening of less than 10%,

im-mediate listing was considered, with less emphasis

placed on other criteria. Because of the risk of

embolization, the presence of a mural thrombus on

echocardiogram was an indication for anticoagula-tion and early listing.

There were additional factors that played a role in the timing of transplantation. Tf a prospective

candidate was found to have elevated pulmonary

vascular resistance at initial evaluation, but not of

sufficient severity to preclude heart

transplanta-tion, early listing was considered. This was done in

hope of preventing progression to a point where

heart transplantation would be inadvisable. Since

adequate preoperative nutrition improves the

chance of survival after transplantation, patients developing significant weight loss or growth failure were listed earlier. Lastly, early listing was

consid-ered in cases where there would be difficulty in

donor acquisition. For example, patients who on

routine screening were found to be sensitized

against a series Of random donors were considered for early listing. The group at highest risk for this

scenario has been patients who have had prior

cardiac surgery.

Immunosuppression regimens varied during the

period included in this report. Prior to December

1980, 9 patients received azathioprine and

pred-nisone (NOCYCLO) for maintenance

immuno-suppression. Subsequently, 44 patients were given

cyclosporine and prednisone (CYCLO).

Twenty-nine of these also received azathioprine. Prior to

1987 antithymocyte globulin induction therapy was used postoperatively, whereas after 1987 the

mono-clonal antibody, OKT3, was used for the same

purpose.11 Cyclosporine was not subsequently added to the regimen in those who initially received

NOCYCLO therapy, nor was it withdrawn in any

patient receiving CYCLO therapy. However, the

dosages of the immunosupressant drugs were

al-tered with time. The current dosages of prednisone, azathioprine, and cyclosporine for maintenance

im-munosuppression are shown in Table 1.

Acute rejection was monitored and confirmed by

endomyocardial biopsy12 in all patients, regardless of age. Surveillance biopsies were begun within 7 to

10 days of transplant. The femoral approach was

used in most although the jugular vein was used in

(3)

TABLE 1.

Curren t Maintenanc e Immunosuppression*

Drug (Months Dose, mg/ Target Range

Posttransplant) kg/d

Cyclosporine

<6 mo 10 ± 5.0 100-200 ng/mL

6-60 mo 10 ± 5.0 75-175 ng/mL

>60 mo 5 ± 2.5 75-175 ng/mL

Azathioprine 1.75 ± 0.25 WBC count

4000-5000/mm3

Prednisone

<6 mo 0.5 ± 0.2

>6 mo 0.2 ± 0.1 Attempt weaning * Drug doses are expressed as means ± SD for all patients. Serum cyclosporine levels were determined by fluores-cence polarization immunoassay (TDx, Abbott

Labora-tories, Chicago, IL). Total daily cyclosporine dose was

divided into three doses in patients younger than 3 years

old and two doses in patients older than age 3 years. Weaning of prednisone was monitored by endomyocar-dial biopsy. WBC, white blood cell.

After discharge from the hospital surveillance biop-sies were performed no less frequently than every

3 to 6 months. The response to rejection therapy

was also monitored by endomyocardial biopsy.

Diagnosis of acute rejection required histologic

examination of three or more pieces of tissue.’2 A

sparse perivascular and endocardial infiltrate,

en-docardial and/or interstitial edema, with no

evi-dence of myocardial necrosis was considered char-acteristic of mild rejection. Moderate rejection was

diagnosed on observing increased perivascular and

endocardial mononuclear cell infiltrate and

my-ocyte necrosis. Severe rejection was indicated by the presence of a more widespread inflammatory infiltrate, interstitial hemorrhage, and more exten-sive myocyte necrosis. The diagnosis of resolving/

resolved rejection was made on determination of

decreased or absent infiltrate, active fibrosis, and early scar formation.

Early postoperative acute rejection with evidence of myocardial necrosis was treated with intravenous methylprednisolone (15 mg/kg per day) for 3 days. For refractory rejection, methylprednisolone

ther-apy was combined with antithymocyte globulin or

OKT3. Acute rejection appearing after the first year posttransplant was usually treated with high doses

of oral prednisone (1.5 mg/kg per day) for 3 days

with subsequent tapering to maintenance

predni-sone doses over a 2-week period. In a few, methyl-prednisolone was used. In the last 2#{189}years of this study total lymphoid irradiation was administered to two young patients with sustained acute rejection unresponsive to the previous measures.13 Retrans-plantation was performed in four cases for rejection

unresponsive to medical therapy. The current

pro-tocol for the management of acute rejection is illus-trated in Fig 2.

Clinical follow-up was carried out at weekly in-tervals in the first month posttransplant and then extended to a maximum of 3-month intervals there-after. In those individuals living at great distances,

regular examinations were performed by local

pe-diatricians, internists, and cardiologists. Whenever possible, biopsies were performed locally, and tissue slides reviewed at Stanford. Cardiac catheteriza-tion, coronary angiography, and in-depth clinical

assessments were performed annually. For the most

part these annual studies took place at Stanford.

Actuarial data were analyzed using the

Cutler-Ederer method.’4 Absolute data regarding numbers of infection and rejection episodes per unit time (eg, linear rates) were quantified in 3-month

inter-vals and described as episodes per 100

patient-days.15 Group data and their variation were

ex-pressed as means ± one standard deviation.

Be-cause of the small size of the NOCYCLO group,

statistical comparisons between the NOCYCLO

and CYCLO groups were not attempted.

RESULTS

Survival

The data reported represent 179.8 patient-years

of clinical experience. Forty-two (79%) of 53

pa-tients were discharged home following transplan-tation and 37 (70%) were living and out of hospital as of June 30, 1989. The cumulative survival at 1 year was 79%; at 3 years, 76%; and at 5 years, 69%

(Fig 3). Fourteen survived more than 5 years (5.1

to 12.4 years), and 13 of these are still alive and at home. The exception is our first pediatric patient, who died 11.4 years after receiving his initial allo-graft.

Quality of Life

The clinical status of surviving patients was

dramatically improved after transplant. Markedly symptomatic children with limited exercise

toler-ance became active, asymptomatic individuals. The

activity level for all postoperative patients is New

York Heart Association class T. Those children

underweight because of cardiac illness experienced marked nutritional improvement following heart transplantation.

Once discharged from the hospital, children

re-quired remarkably few rehospitalizations for

(4)

Routine

Surveillance

Biopsies

100

60

0

I

Routine I

NER

I

Surveillance

I

I

Biopsies

I

I

Biopsy MILD Re-biopsy in

I

______

I

2-4weeks

MODERATE

or SEVERE

Steroids Ongoing Ongoing Jteroj #{247} Ongoing

I

. REJECTIONBIOpSY] REJECTIONBIOPSYJ REJECTION[Biopsy

______

J

I

__________

__________

TLI or

I

Retransplaj

1-2 weeks ________

NER or Resolving NER orResolving NER orResolving

___________

I

Routine 1

Surveillance

I

__________ Biopsies

J

__________

Routine

Surveillance

Biopsiej

Fig 2.

Current management protocol for acute rejection at Stanford. NER, no evidence of rejection; MILD, mild rejection; MODERATE, moderate rejection; SEVERE, severe rejection; OKT3, murine anti-human T-lymphocyte antibodies; ATG, antithymocyte globulin; TLT, total lymphoid irradiation.

40

20

0 2 4 6 8 10 12

Years Post-Transplant

Fig 3.

Cumulative survival of pediatric heart transplant patients (mean ± 1SD). Figures in parentheses represent number of patients.

prolonged hospitalizations by a small group of

pa-tients with serious complications. Eleven patients

(27% of those discharged from the hospital)

re-quired no rehospitalizations for illness, with follow-up ranging from 44 days to 9.5 years.

Cardiac Catheterization

Annual cardiac catheterization demonstrated

hemodynamic data within the normal range (Table

2), with the exception of one young man who

re-ceived a transplant because of dilated

cardiomyop-athy at age 16 years. At his first annual study

hemodynamic data were consistent with a

restric-tive cardiomyopathy. At his second annual study,

coronary artery disease was detected in addition to an increase in restrictive signs and he underwent retransplantation shortly thereafter.

Mortality

Preoperative. Seven patients (12%) accepted to

the program between January 1, 1978, and June 30,

1989, died before a donor heart could be obtained

(comparable data are unavailable prior to 1978).

Six died between 1 and 30 days after acceptance and one after 125 days ofwaiting. For the remaining

patients who did receive a transplant, 26.4 ± 3.4

(range: 1 to 88) days were required to obtain a

suitable allograft. The time required to obtain a

suitable donor organ for children has remained

relatively constant over the 15 years ofthe program.

Postoperative. There were 16 postoperative

deaths (Table 3). Eleven (69%) took place during

the initial hospitalization and occurred within 6

months of the first transplant. Six of these took

place during the first month. Eight were due to

infection, 1 to rejection, and 2 to pulmonary hyper-tension and graft failure. No patients died between

(5)

TABLE 3.

Relationship Between Duration of Follow-up and Cause of Death in Pediatric Heart Transplant Patients

Days Posttransplant

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TABLE 2. Cardiac Catheterization Results in Pediatric Heart Transplant Recipients

(Mean ± 1 SD)

Years Posttransplant

ly

Pulmonary artery mean pressure (mm Hg) 12.3 ± 4.4 10.5 ± 3.7

Right ventricle systolic pressure (mm Hg) 23.1 ± 4.5 23.2 ± 3.2

Right ventricle end-diastolic pressure (mm Hg) 4.5 ± 3.9 4.0 ± 2.2

Left ventricle systolic pressure (mm Hg) 123.7 ± 16.3 127.7 ± 30.5

Left ventricle end-diastolic pressure (mm Hg) 8.8 ± 4.9 8.8 ± 2.7

Cardiac index (L/min/m2) 3.1 ± 0.7 3.2 ± 1.1

Pulmonary vascular resistance (U/rn2) 1.0 ± 0.5 1.1 ± 0.8

Systemic vascular resistance (U/rn2) 18.8 ± 5.8 18.9 ± 2.8

<30 30-90 90-180 >1000

Infection 3 4 1 2

Rejection 1 0 0 1

Graft failure 2 0 0 0

Coronary disease 0 0 0 1

Malignancy 0 0 0 1

deaths (31%), occurring more than 30 months after

transplant. Two were secondary to infection, and 1

each was the result of rejection, lymphoproliferative

disease, and coronary artery disease. There was no

correlation between patient age or sex and overall mortality.

Seven (63%) of the 11 children with congenital heart disease died. Of these deaths only two,

occur-ring in patients with pulmonary vascular disease

and graft failure, could be attributed to the congen-ital cardiac anomalies. The remainder were second-ary to infection and coronary artery disease.

Rejection

Acute rejection was one of the two most common

serious complications of heart transplantation in

children. Symptoms of rejection were uncommon,

especially in patients receiving cyclosporine. In the

few cases where symptoms did appear in our

pedi-atric patients, they were usually secondary to either impaired systolic function or arrhythmia.

Acute rejection was most frequent in the first 3

postoperative months (Fig 4). Seventy percent of

patients experienced at least one episode of acute rejection during the first 3 postoperative months. Thereafter, the rejection rate fell, stabilizing at a low level after 6 months. Of those recipients surviv-ing 5 years or longer, none was rejection-free.

Four patients (8%) underwent retranspiantation for sustained acute rejection unresponsive to

med-ical therapy. In this small group the frequency of

0L11kk

Years Post Transplant

100

75

1

::

0

0 1 2 3 4 5 6 7

Years Post-Transplant

Fig

4. Linear rate of acute rejection episodes (top) and

percent of recipients remaining rejection-free (bottom).

acute rejection again increased immediately follow-ing retransplantation and thereafter declined.

Infection

Although less frequent than rejection, infection

attributed to immunosuppression caused far more

morbidity and mortality. Like acute rejection,

se-rious infection was most frequent in the first 3

months after transplant (Fig 5). Subsequently, the

(6)

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1.0

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4 6 8

Years Post Transplant

10

0 2 4 6 8 10 12

Years Post-Transplant

Fig 5.

Linear rate of infection episodes (top) and per-cent of patients remaining infection-free (bottom).

mained low. Within 3 months of transplant, 62%

of patients had at least one episode of infection (Fig 5). As was the case with acute rejection, only a few

additional patients experienced infection for the

first time in the months that followed.

Bacteria were responsible for 38 infections. En-terococci, Kiebsiella, Pseudornonas, Serratia, and

Staphylococcus were most frequent. There was a

single nocardial infection. The respiratory tract was the usual primary site of infection although blood, urinary tract, and the central nervous system were often involved.

Viral infections also were frequent. The majority

of common childhood viral infections were well

tolerated. Laboratory diagnosis was not made in

recipients with minor childhood respiratory and

gastrointestinal illness of suspected viral origin.

However, all significant viral infections (n = 30)

were confirmed by isolation and/or seroconversion

and were shown to be caused by herpesviruses.

Thirteen were due to cytomegalovirus, of which

seven were detected only by seroconversion. Herpes simplex, almost invariably oral and benign, was the etiologic agent in 11 cases. There were four herpes

zoster and two Epstein-Barr virus infections.

Except for oral herpes simplex, the viral

infec-tions predominantly involved the respiratory tract or were disseminated. Cytomegalovirus infections

were the most severe, playing a major role in six

serious infections, of which half resulted in death. Fungi were less common etiologic agents, al-though disproportionately frequent sources of seri-ous infection. Of 10 such infections, 5 were due to

2 Aspergillus, 4 to Candida, and 1 was secondary to an unclassified yeast. Seven of the fungal infections were located in the respiratory tract, 2 were dissem-mated, and 1 involved the gastrointestinal tract. There were 2 protozoan infections. One was caused

by Pneumocystis carinii and the other by

Toxo-plasma gondi.

Infection was the cause of death in 10 patients. Eight infection-related deaths occurred within the

first 6 months of transplant. A ninth occurred

within 3 months of retransplantation. One other

death from infection occurred 5 years after

trans-plant and was related to hemodialysis and renal

failure. Fungi (n = 5) and viruses (n = 4) were most

frequently involved.

Coronary Artery Disease

Coronary atherosclerosis of variable severity was found in 8 (15%) of our 53 patients. Of those with

coronary disease, 6 were male and 2 were female,

roughly the same sex distribution found in all 53

patients. The diagnosis of coronary artery disease

was made by pathologic examination of the

allo-grafts obtained from 4 patients after

retransplan-tation or death. The disorder was recognized in

these four allografts 25 days, 59 days, 2 years, and 4.3 years after transplantation. Angiographic

evi-dence of coronary disease was found in 7 (21%) of

34 patients surviving 2 or more years (Table 4).

Three of these had subsequent pathologic

confir-mation of the abnormality. The earliest

angio-graphic detection of coronary disease occurred 2

years posttransplant. No evidence of coronary

ar-tery disease was found in any patient receiving a

(7)

disease. One male teenager who refused retrans- 80 plantation died from a myocardial infarction.

0 20 40 60 80 100

Months post Transplant

60

BUN

(mg/dl) 40

0 NOCYCLO

S

CYCLO 20

0

5

4

Creatinine 3

(mg/dl)

0 NOCYCLO 2

S

0

0 20 40 60 80 100

Months post Transplant

Fig 6.

Plasma blood urea nitrogen (BUN) and creati-nine levels in patients receiving cyclosporine and pred-nisone (CYCLO) and those receiving azathioprine and

prednisone (NOCYCLO) (mean ± 1 SD).

rienced slow, continued increases in blood urea

nitrogen and creatinine levels.

Systolic and diastolic blood pressures were

ele-vated in the group receiving CYCLO therapy. All

but one of this group required at least one

anti-hypertensive medication. Some required two or

three antthypertensive drugs. One ofthe individuals

in the CYCLO group had a hypertensive crisis but

none had a cerebral vascular accident. In contrast,

the use of an antihypertensive medication was

Un-TABLE

4. Coronary Artery Disease After Pediatric Heart Transplantation* Patient

No.

Months Posttransplant

12 24 36 48 60 72 84 124

74 0 0 0 1 2 2 2 3

200 0 0 0 1 1 1 2

216 0 0 0 0 1 1 3

221 0 2 2 3

277 0 0 0 1 1

344 0 0 1

368 0 3

* Degree of luminal obstruction: 0 = no disease; 1 = less than 30%; 2 greater than 70%.

= 30-70%; 3 =

Tumors

Tumors were found in six patients (11%).

Symp-tomatic lymphoproliferative disease was diagnosed

clinically in three patients. Tumors were

unex-pected secondary findings at autopsy in three oth-ers. Two of the latter had localized lymphoprolif-erative disease and one had a small hepatic carci-noma.

Of the symptomatic patients, one infant with

generalized lymphoproliferative disease was treated

by reducing immunosuppressive therapy. In

addi-tion, he was given a 6-month course of acyclovir

because of laboratory evidence of associated

Ep-stein-Barr viral infection. He is currently alive and free of tumor, 28 months after diagnosis. One ado-lescent male developed central nervous system lym-phoproliferative disease and was treated with radia-tion therapy. He is alive, free of lymphoproliferative disease, and functioning normally 10 years later.

The other symptomatic patient was the only

mdi-vidual who died from malignancy. His lymphopro-liferative disease appeared at the muscular site of antithymocyte globulin injections. It was

unrespon-sive to therapy and became widespread before

death. Neither of the children receiving transplants for doxorubicin cardiomyopathy has demonstrated

evidence of recurrent malignancy at 2 years and 12/3

years follow-up.

Renal Function and Blood Pressure

Alterations of renal function (Fig 6) and blood pressure (Fig 7) were related to cyclosporine admin-istration. In the nine patients who received

trans-plants prior to 1980 and were given NOCYCLO

immunosuppression therapy, blood urea nitrogen

and creatinine levels were normal throughout

(8)

ewe-20 40 60 80 100

Systolic Blood Pressure (mm Hg)

0 NOCYCLO . CYCLO

Diastolic Blood Pressure (mm Hg)

0 NOCYCLO . CYCLO

40 60

Months post Transplant

Fig 7. Systolic and diastolic blood pressure in patients

receiving cyclosporine and prednisone (CYCLO) and

those receiving azathioprine and prednisone (NOCY-CLO) (mean ± 1 SD).

usual in the small group given NOCYCLO

immu-nosuppression.

Growth

Growth impairment was found in 11 (79%) of 14

children who received transplants before age 14

years and who, in addition, received daily

predni-sone for more than a year. Three children whose

height was less than the fifth percentile at the time

of operation continued to grow at their previous

slow rates. Deceleration in the rate of growth was observed as early as 6 months after initiating pred-nisone. The severity of the growth rate abnormality varied from patient to patient.

Other Complications

Long-term steroid administration was associated with additional side effects. Variable cushingoid features were evident in all children receiving

pred-nisone. Increased appetite and excessive weight

gain were common, and severe obesity was observed in four patients. The changes in physical appear-ance were particularly troublesome for teenagers

and occasionally became sufficiently severe to

re-quire psychologic counseling. Radiologic evidence

of bone demineralization was noted and aseptic

necrosis of weight-bearing joints appeared in three adolescent patients. Pathologic fractures occurred in two of these.

Cyclosporine also was associated with other

trou-blesome complaints. Headache and fine tremor

were noted, and seizures occurred in two patients.

Variable degrees of hypertrichosis appeared in all

children receiving cyclosporine. Depilatory agents were necessary in some teenage girls. Gingival hy-perplasia was observed and, in a few, periodontal surgery was necessary. Very young children devel-oped mild facial changes which were characterized

by mandibular prognathism, prominence of the

su-praorbital ridges, and thickening of the nares and lips.

Behavioral difficulty interfered with medical

therapy in a small number. Three adolescent males independently discontinued their medications with

resulting acute rejection. None demonstrated a

predisposition to noncompliant behavior pretrans-plant. With counseling, all reinitiated their medical regimens and survived. One adolescent girl became severely depressed and has required prolonged psy-chotherapy.

Permanent pacemakers were implanted in four

patients (8%). All were inserted between 17 and 57

days posttransplant. Pacemaker generators (VVI)

were placed in three because of sinus and/or nodal bradycardia with heart rates less than 40/mm. The fourth received a VVI pacemaker because of

dizzi-ness associated with a sinus rhythm and a heart

rate of 60/mm.

DISCUSSION

The 15-year experience with pediatric heart

transplantation at Stanford demonstrates that

chil-dren with end-stage heart disease derived great

benefit from this therapeutic modality. Since most

patients were not expected to live more than 6 to

12 months, their life expectancy on average was

markedly prolonged. Cumulative survival in Stan-ford’s pediatric patients suggests that 5 additional years of life can be expected in 70% and that more than 12 years is a reasonable possibility for some.

These results in children compare favorably with

survival in Stanford’s adult patients16 and in chil-dren followed up for shorter periods at other cen-ters.4’6’7”#{176}The Stanford pediatric experience is en-couraging and tends to dispel the concern that life

expectancy in children receiving cardiac grafts is

shorter than that in adult patients.

(9)

recovered quickly and were discharged from the hospital within a few weeks of operation.4”#{176} Young

patients gained strength rapidly and in a few

months were capable of activities appropriate for

normal individuals of comparable age.”2’7”7

Pa-tients remained normally active and participated in their usual activities as long as they remained free

of significant complications. Although exercise

hemodynamic data in pediatric heart transplant

patients are not yet available, data obtained at rest

during cardiac catheterization suggest normal

hemodynamic function and provide a basis for

an-ticipating good exercise capacity. With a renewed feeling of well-being, appetite increased and

nutri-tional status improved.’8 Another manifestation of

general improvement was the pronounced reduction in illness-related hospitalization. In the 5 years following cardiac transplantation, illness of suffi-cient severity to require rehospitalization initially averaged less than 7 days per year per patient and, in general, decreased as survival lengthened. In one quarter of our patients, the posttransplant course was sufficiently benign so that no illness-related rehospitalization was required. Thus, for patients incapacitated, and often debilitated with end-stage heart disease, the quality of life was markedly

im-proved by heart transplantation. However, heart

transplantation was not risk-free. There were com-plications related to graft rejection and its manage-ment that for some became significant liabilities.

In organ transplantation, rejection and its

se-quelae are the primary factors affecting graft sur-viva!.2”9

j

is one of the two leading complications

of heart transplantation in children.2’4 The

fre-quency of acute rejection is greatest in the early postoperative period as is the case with adult heart recipients.2”9’2#{176} At Stanford 70% of children expe-rienced at least one episode of acute rejection during

the first 3 postoperative months. Thereafter, the

rejection rate fell and only a few additional patients annually experienced acute rejection for the first time. Nevertheless, of those surviving 5 years, all had experienced at least one episode of acute rejec-tion. This pattern is similar to that seen in adult heart transplant patients.20’2’

Symptoms of acute rejection rarely appeared,

especially after cyclosporine was added to the

immunosuppressive regimen in 1980.722 Because

many recipients developing rejection are

asympto-matic, it is necessary to maintain a high index of

suspicion, particularly in the early months follow-ing transplantation. Also, many episodes of symp-toms that could have been attributed to graft rejec-tion were found to have other causes, such as infec-tion. Thus, we believe myocardial biopsy is the only

definitive method for diagnosing acute rejection in pediatric patients.

Even though rejection was usually responsive to

therapy, medical treatment was inadequate in some. Serious difficulties most often occurred in the early

months after transplantation. One death and all

four retransplants for medically refractory rejection took place during this early period. There was only

one late death due to rejection. Thus, although

mortality due to acute rejection was only 4%, the

problem was greater when one takes into account

the need for retransplantation due to sustained

unresponsive rejection.

Improved management appears to have reduced

the risk of acute rejection.2’2#{176} Whereas graft loss

occurred in 3 of 9 individuals given NOCYCLO

immunosuppression, only 3 of 44 grafts were lost

among those given CYCLO therapy. Furthermore,

since total lymphoid irradiation and OKT3 were

added to the antirejection armamentarium in 1986

and 1987, respectively, there have been no deaths

or need for retransplantation because of acute

re-jection. Although controlled prospective studies

have not been done in children, retrospective

ex-perience suggests that with (1) appropriate

main-tenance immunosuppression, (2) a high index of

suspicion, (3) regular endomyocardial biopsy, and

(4) the aggressive use of rescue therapy, mortality from acute rejection and the need for retransplan-tation can be minimized.

Graft rejection was not the only source of

post-operative difficulty. Rejection management was an

even greater source of undesirable side effects. The

effects of immunosuppression itself and the side

effects of drugs used in suppressing the immune

system were responsible for these negative effects.

Infection was the most serious complication of

immunosuppression, causing more deaths and

se-rious morbidity than all other complications com-bined. This experience differs from that of Green

et al,23 who found acute rejection to be a more

common cause of death than infection. This differ-ence may reflect lower overall immunosuppression in that series. Like rejection, the incidence of

infec-tion was greatest in the initial 3 months after

transplantation,7’23 regardless of whether it was the recipient’s initial allograft or a retransplant. It is

because of the high risk of rejection during this

early period that immunosuppression is maximized, making patients particularly vulnerable to infec-tion.24 Over time, as the risk of rejection falls and

immunosuppression is gradually reduced, the rate

(10)

to Stanford pediatric heart transplant patients, the

common childhood illnesses were well tolerated by

the young recipients.’#{176}’25

Viruses, particularly the herpes group, and

bac-teria were the microorganisms most frequently

en-countered. Cytomegalovirus was the most virulent

viral agent, contributing to four deaths. Aside from its virulence, cytomegalovirus has been identified

as a factor associated with increased incidence of

rejection, graft atherosclerosis, and increased risk of superinfection with opportunistic organisms, es-pecially fungal agents.26’27 As a result, graft failure and mortality are increased with cytomegaloviral infection. Cytomegaloviral infection transmitted

via donor organs is likely to continue as long as

there is a shortage of available donors and allografts carrying viruses are used.23 The only feasible alter-native is an effective prophylactic antiviral agent. In this latter regard, one of the newer antiviral drugs26 or hyperimmune globulintm may prove

use-ful. Although infrequent, fungal infections were

serious in that they were the least responsive to

therapy. They were a particular problem in the

presence of cytomegaloviral infection.

The appearance of tumors is another

complica-tion of immunosuppression. In adult heart

trans-plant recipients, the incidence of neoplastic disor-ders has been reported as 5.5%, with lymphoprolif-erative disease comprising about one half of these tumors.29 In the 53 Stanford pediatric patients, the

incidence was 11% and all tumors except one were

due to lymphoproliferative disease.

Coronary artery disease is a known complication of heart transplantation in adults and is observed in a third to one half of adult recipients surviving 5 years.3#{176}32Many believe it is a form of

immuno-logically mediated vascular injury secondary to

chronic rejection.33 Because cardiac allografts lack neural innervation, patients usually do not experi-ence anginal pain. Without myocardial infarction,

heart failure, or arrhythmia, the disease may go

unrecognized clinically, making periodic coronary

angiography a necessity. Although reports are few,

it is clear that the disorder occurs in children and can cause myocardial infarction and death.6’34 The disorder was found in 15% of Stanford’s pediatric group. It was sufficiently severe to cause death in one patient and result in retransplantation in two others. Distribution between males and females was similar to that of the entire pediatric recipient

group, showing no male predilection as it does in

the natural atherosclerotic process.

Whereas similarities existed between Stanford

pediatric patient and adult populations, there was one striking difference. With follow-up as long as 5

years, we found no evidence of coronary artery

disease in any of the 24 patients receiving

trans-plants before age 14 years. On the other hand,

coronary abnormalities were found in teenagers. Coronary artery disease was observed at pathologic examination within 2 months of transplantation

and by angiogram after 2 years of operation.

Al-though the explanation for this age-dependent

dif-ference is unknown, there are possibilities that

deserve consideration. Graft atherosclerosis has

been observed in young children at other centers.

Inasmuch as graft atherosclerosis may in part be

immunologically mediated, this difference may be

partly related to differences in immunosuppression

among the various pediatric programs. It is also

possible that coronary arteries in the very young are less susceptible to immunologic injury or that

the immune system is quantitatively deficient in

the young. It will be of considerable consequence to determine whether these young patients remain free of coronary artery disease and, if they do, to ascertain the determining factors.

Impaired renal function, reflected by elevated plasma blood urea nitrogen and creatinine levels, was common in pediatric patients given

cyclospor-me. Similar chronic nephropathy has been found

in adult heart transplant recipients receiving cyclo-sporine.35 Progression to renal failure requiring di-alysis or renal transplantation is rare,36 and the majority of cases of renal dysfunction resolve when cyclosporine dosage is reduced or the drug is dis-continued.3739 This overall clinical pattern is sim-ilar to that seen in Stanford’s adult allograft

recip-ients. Hypertension also was common and

persist-ent in children receiving cyclosporine therapy.

Blood pressure elevation developed rapidly and be-came sufficiently severe to require sodium restric-tion, a diuretic, and often, one or more

antihyper-tensive agents for control. However, only one

pa-tient experienced a hypertensive crisis and none

had a cerebral vascular accident. Previous studies in adults40’4’ also have shown that hypertension is a frequent complication of cyclosporine therapy,

especially when given in conjunction with

ste-roids.42

Linear growth is inhibited in both pediatric

car-diac and renal transplant patients.”43’ This has

been ascribed to the growth-retarding effects of

chronic steroid administration. However, growth

impairment is not universal among pediatric pa-tients and some grow normally even while receiving steroids.4’7

The emotional stress of heart transplantation is

particularly difficult for teenagers.45 Drug-induced changes in physical appearance may be problematic

for young persons to whom body image is a matter

(11)

in-dependence may develop an aversion to the

com-plexities of medical management. The threat of

graft rejection can become extremely stressful for

individuals who are particularly fearful of death.

These matters gain considerable importance to

ad-olescent recipients and can lead to depression and

rebelliousness. Psychologic counseling is occasion-ally necessary for management.

Candidates accepted for heart transplantation may die before a suitable cardiac allograft is found.

At Stanford, 11% of patients accepted to the

pro-gram were lost while waiting for a donor. Steps

have been taken to diminish the number of

preop-erative deaths. Graft procurement and preservation

have been improved. Mechanical devices useful as

bridges to transplant are under development. Public

awareness concerning the need for donors has

in-creased. Nevertheless, the problem remains and is

a matter that families must understand before mak-ing the decision to proceed with heart transpian-tation.

CONCLUSIONS

The overall experience among Stanford’s

pedi-atric heart transplant recipients has been very en-couraging. The possibility for long-term survival is high and despite certain limitations the quality of

life for surviving patients is good. Therefore, we

believe that the net result is sufficiently beneficial

to recommend heart transplantation for selected

young patients with end-stage cardiac disease and no medical alternative.

ACKNOWLEDGMENTS

This work was supported, in part, by a grant from Alpha Phi Alumnae.

We are indebted to Patricia Gamberg, RN, Joan Miller,

RN, and Dr Maria Wallington for their assistance with

this study and to Winnie Noble for her assistance with

the manuscript.

REFERENCES

1. Starnes VA, Stinson EB, Oyer PE, et al. Cardiac

transplan-tation in children and adolescents. Circulation. 1987;

76(suppl V):V43-V47

2. Pennington DG, Sarafian J, Swartz M. Heart

transplants-tion in children. J Heart Transplant. 1985;4:441-445

3. Bailey L, Nehlsen-Cannarella SL, Doroshow RW, et al.

Cardiac allotransplantation in newborns as therapy for

hy-poplastic left heart syndrome. N EnglJ Med. 1986;315:949-951

4. Pahi E, Fricker FJ, Trento A, et al. Late follow-up of

children after heart transplantation. Transplant Proc.

1988;20(suppl 1):743-746

5. Radley-Smith R, Yacoub MH. Heart and heart-lung

trans-plantation in children. Circulation. 1987;76(suppl IV):! V-24

6. Addonizio L, Hsu D, Fuzesi L, Smith C, Rose E. Optimal timing of pediatric heart transplantation. Circulation. 1989; 80(suppl III):84-89

7. Dunn JM, Cavarocchi NC, Balsara RK, et al. Pediatric heart

transplantation at St Christopher’s Hospital for Children.

J Heart Transplant. 1987;6:334-342

8. Bailey L, Concepcion W, Shattuck H, Huang L. Method of

heart transplantation for treatment of hypoplastic left heart

syndrome. J Thorac Cardiovasc Surg. 1986;92:1-5

9. Mavroudis C, Harrison H, Klein JB, et al. Infant orthotopic

cardiac transplantation. J Thorac Cardiovasc Surg. 1988;

96:912-924

10. Bailey LL, Assaad AN, Trimm RF, et al. Orthotopic

trans-plantation during early infancy as therapy for incurable

congenital heart disease. Ann Surg. 1988;208:279-286

11. Starnes VA, Oyer PE, Stinson EB, Dein JR, Shumway NE.

Prophylactic OKT3 used as induction therapy for heart

transplantation. Circulation. 1989;80(suppl III):79-83

12. Billingham ME. Diagnosis of cardiac rejection by

endomy-ocardial biopsy. J Heart Transplant. 1982;1:25-30

13. Strober S, Dhillon M, Schubert M, et a!. Acquired immune

tolerance to cadaveric renal allografts: a study of three

patients treated with total lymphoid irradiation. N Engi J

Med. 1989;321:28-33

14. Cutler 5, Ederer F. Maximum utilization of the life table in

analyzing survival. J Chronic Dis. 1958;8:699-712

15. Glantz S. Primer of Biostatistics. 2nd ed. New York, NY:

McGraw-Hill International Book Co; 1987;191-244

16. Fowler M, Schroeder J. Current status of cardiac transplan-tation. Mod Concepts Cardiouasc Dis. 1986;55:37-41

17. Baum D, Stinson E, Oyer P, et al. Do long term results

justify pediatric heart transplantation? Pediatr Res. 1987;

21:186A

18. Grady KL, Herold LS. Comparison of nutritional status in

patients before and after heart transplantation. J Heart

Transplant. 1988;7:123-127

19. Kaye MP. The International Heart Transplantation

Regis-try. J Heart Transplant. 1984;3:278-279

20. Hunt SA. Complications of heart transplantation. J Heart Transplant. 1983;3:70-74

21. Baumgartner W, Augustine S, Borkon AM, Gardner TJ,

Reitz BA. Present expectations in cardiac transplantation. Ann Thorac Surg. 1987;43:585-590

22. Bhargava H, Donner RM, Sanchez G, Dunn JM, Zaeri N,

Cavarocchi N. Endomyocardial biopsy after heart transplan-tation in children. J Heart Transplant. 1987;6:298-302

23. Green M, Wald ER, Fricker FJ, Griffith BP, Trento A.

Infections in pediatric orthotopic heart transplant

recipi-ents. Pediatr Infect Dis J. 1989;8:87-93

24. Mason JW, Stinson EB, Hunt SA, Schroeder JS, Rider AK.

Infections after cardiac transplantation: relation to rejection therapy. Ann Intern Med. 1976;85:69-72

25. Hofflin JM, Potasman I, Baldwin JC, Oyer PE, Stinson EB, Remington JS. Infectious complications in heart transplant

recipients receiving cyclosporine and corticosteroids. Ann

Intern Med. 1987;106:209-216

26. Grattan MT, Moreno-Cabral CE, Starnes VA, Oyer PE,

Stinson EB, Shumway NE. Cytomegalovirus infection is

associated with cardiac allograft rejection and

atheroscle-rosis. JAMA. 1989;261:3561-3609

27. Rand K, Pollard R, Merrigan T. Increased pulmonary

su-perinfections in cardiac transplant patients undergoing

pri-mary cytomegalovirus infection. N Engi J Med. 1978;

298:951-953

28. Syndman DR, Werner CG, Heinze-Lacey B, et al. Use of

cytomegalovirus immune globulin to prevent

cytomegalovi-rus disease in renal-transplant recipients. N Erigi J Med.

1987;317:1049-1054

29. Krikorian JG, Anderson JL, Bieber CP, Penn I, Stinson EB.

Malignant neoplasms following cardiac transplantation.

JAMA. 1978;240:639-643

30. Billingham ME. Cardiac transplant atherosclerosis.

(12)

31. Gao SZ, Schroeder JS, Alderman EL, Hunt SA, Silverman

JF, Wiederhold V. Clinical and laboratory correlates of

accelerated coronary artery disease in the cardiac transplant patient. Circulation. 1987;76(suppl V):V-56-61

32. Pascoe EA, Barnhart GR, Carter WHJ, et al. The prevalence

of cardiac allograft arteriosclerosis. Transplantation. 1987; 44:838-839

33. Gao SZ, Alderman EL, Schroeder JS, Silverman JF, Hunt

SA. Accelerated coronary vascular disease in the heart

trans-plant patient: coronary arteriographic findings. J Am Coil

Cardiol. 1988;12:334-340

34. Pahl E, Fricker F, Armitage J, et al. Coronary

arterioscle-rosis in pediatric heart transplant survivors: limitation of

long-term survival. J Pediatr. 1990;116:177-183

35. Myers BD, Ross J, Newton L, Luetscher J, Perlroth M.

Cyclosporine-associated chronic nephropathy. N Engi J

Med. 1984;311:699-705

36. Rottembourg J, Mattei MF, Cabrol A, et al. Renal function

and blood pressure in heart transplant recipients. J Heart

Transplant. 1985;4:404-408

37. Trento A, Griffith BP, Hardesty RL, Kormos RL,

Thomp-son ME, Bahnson HT. Cardiac transplantation: improved

quality of survival with a modified immunosuppressive

pro-tocol. Circulation. 1987;76(suppl V):V-48-51

38. Bolman RMI, Elick B, Olivari MT, Ring WS, Arentzen CE.

Improved immunosuppression for heart transplantation. J

Heart Trarzspkint. 1985;4:315-318

39. Moyer T, Post GR, Sterioff 5, Anderson CF. Cyclosporine

nephrotoxicity is minimized by adjusting dosage on the basis ofdrug concentration in blood. Mayo Clin Proc. 1988;63:241-247

40. Bellet M, Carbrol C, Sassano P, L#{233}gerP, Corvol P, M#{233}nard

J. Systemic hypertension after cardiac transplantation:

ef-fect of cyclosporine on the renin-angiotensin-aldosterone system. Am J Cardiol. 1985;56:927-931

41. Curtis JJ, Luke RG, Jones P, Diethelm AG. Hypertension

in cyclosporine-treated renal transplant recipients is sodium

dependent. Am J Med. 1988;85:134-137

42. Forman SJ, Textor SC, Carlson JE. Prednisone potentiates

cyclosporine induced blood pressure changes in

normoten-sive bone marrow transplant recipients. Kidney

mt.

1987;31:297

43. Tejani A, Butt KMH, Rajpoot D, et al. Strategies for

opti-mixing growth in children with kidney transplants.

Trans-plantation. 1989;47:229-233

44. Uzark K, Crowley D, Callow L, Bove E. Linear growth after

pediatric heart transplantation. Circulation. 1988;78(suppl II):!I-492

45. Lawrence KS, Fricker FJ. Pediatric heart transplantation: quality of life. J Heart Transplant. 1987;6:329-333

46. Goldstein GD, Gollub 5, Gill B. Cutaneous complications of

heart transplantation. J Heart Transplant. 1986;5:143-147

MEETING ANNOUNCEMENT

“Banking Human Milk: Current Implications for Use” is the title of the 7th

Annual Meeting of the Human Milk Banking Association of North America,

Inc. The meeting will be held November 15, 1991 in Washington, D.C., with

the Community Human Milk Bank of Georgetown University Hospital hosting.

Featured speaker is Ruth Lawrence, M.D., who will discuss the medical

suita-bility of banked human milk. Continuing education credits have been applied

for physicians, nurses, dietitians, and lactation consultants. Invitations are extended to those interested in presenting a poster or abstract relating to human

milk research. Registration will be limited by available space. For further

information, please contact: Lois D. W. Arnold, MPH, IBCLC, Executive

Director, HMBANA, P0 Box 370464, West Hartford, CT 06137-0464.

(13)

1991;88;203

Pediatrics

Stinson and Norman Shumway

David Baum, Daniel Bernstein, Vaughn A. Starnes, Philip Oyer, Paul Pitlick, Edward

Pediatric Heart Transplantation at Stanford: Results of a 15-Year Experience

Services

Updated Information &

http://pediatrics.aappublications.org/content/88/2/203

including high resolution figures, can be found at:

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(14)

1991;88;203

Pediatrics

Stinson and Norman Shumway

David Baum, Daniel Bernstein, Vaughn A. Starnes, Philip Oyer, Paul Pitlick, Edward

Pediatric Heart Transplantation at Stanford: Results of a 15-Year Experience

http://pediatrics.aappublications.org/content/88/2/203

the World Wide Web at:

The online version of this article, along with updated information and services, is located on

American Academy of Pediatrics. All rights reserved. Print ISSN: 1073-0397.

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Figure

Fig 1.Agedistributionof patientsreceivinghearttransplants.Totalpatientsin eachagegroupareshownin blackbarsanddeathsareshownin white.
Fig 3.Cumulativepatientsnumbersurvivalof pediatrichearttransplant(mean±1 SD).Figuresin parenthesesrepresentof patients.
Fig 5.Linearcentrateof infectionepisodes(top)andper-of patientsremaininginfection-free(bottom).
Fig 7.SystolicthosereceivingCLO)anddiastolicbloodpressurein patientscyclosporineandprednisone(CYCLO)andreceivingazathioprineandprednisone(NOCY-(mean±1 SD).

References

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