1. Name of Listed Entity:Cummins India Limited
2. Scrip Code/Name of Scrip/Class of Security: CUMMINSIND 3. Share Holding Pattern Filed under: 31b
4. Share Holding Pattern as on : 30-Sep-2018
5. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-
S. No. Particulars Yes/No
1 Whether the Listed Entity has issued any partly paid up shares?
No
2 Whether the Listed Entity has issued any Convertible Securities?
No
3 Whether the Listed Entity has any shares against which depository receipts are issued?
No
4 Whether the Listed Entity has any shares in locked-in?No 5 Whether any shares held by promoters are pledge or
otherwise encumbered?
No
6 Whether the Listed Entity has issued any differential Voting Rights?
No 7 Whether the Listed Entity has issued any Warrants ? No
Table I - Summary Statement holding of specified securities
Catego ry (I)
Category of shareholder
(II)
Nos. of shareh olders
No. of fully paid up
equity
No. of Partly paid-up
No. of shares underlying
Total nos.
shares
Shareholding as a % of total no. of shares
Number of Voting Rights held in each class of
securities
No. of Shares Underlying
Shareholding , as a % assuming
full conversion
Number of Locked in shares
Number of Shares pledged or
Number of equity shares held (III) sharesheld sharesequity DepositoryReceipts (VII) =held (calculated asper SCRR, (IX) Outstandingconvertible securities ( as aof convertible (XII) encumberedotherwise dematerializin
(IV) held (VI) (IV)+(V)+ 1957) securities percentage of (XIII) ed form
(V) (VI) (VIII) (including diluted share
(XIV) No of Voting
Rights
Total as a
% of (A+B+
C)
No.
(a)
As a
% of total Shar es held (b)
No.
(a) As a
% of total Share s held (b)
As a % of Warrants) capital)
(A+B+C2) (X)
Clas s eg:
X Clas
s eg:y
Tot al
(XI)= (VII)+(X) As a % of (A+B+C2)
A Promoter & 2 1413726 0 0 141372 51.00 1413 0 141 51.00 0 51.00 0 0.00 14137268
Promoter Group
83 683 7268
3
372 683
3 B Public 71044 1358273
17
0 0 135827
317
49.00 1358 2731 7
0 135 827 317
49.00 0 49.00 0 0.00 13292787
6
C Non
Promoter- Non Public
0 0 0 0 0 0 0 0 0.00 0 0 0.00 0
C1 Shares underlying DRs
0 0 0 0 0 0 0 0 0.00 0 0 0.00 0
C2 Shares held by
Employee Trusts
0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
Total 71046 2772000 00
0 0 277200
000
100.00 2772 0000 0
0 277 200 000
100.0 0
0 100.00 0 0.00 27430055
9
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Category & Name PAN No. of No. of Partly Nos. of Total Sharehol Number of Voting Rights held in No. of Shareholdin Number of Number of Number of
of the (II) shareh fully paid-up shares nos. ding % each class of securities Shares g , as a % Locked in Shares equity
Shareholders older paid equity underlying shares calculate (IX) Underlying assuming shares pledged or shares held
(I) (III) up shares Depository held d as per Outstanding full (XII) otherwise in
equity held Receipts (VII = SCRR, convertible conversion encumbered dematerializ
share (V) (VI) IV+V+VI) 1957 securities of (XIII) ed form
s held No of Voting Rights Total as
a % of Total Voting
rights
(including convertible No.
(a) As a
% of total Shar es held
(b) No.
(a) As a
% of total share s held (b)
(XIV)
(IV) As a % of Warrants) securities (
(A+B+C2) (X) as a
(VIII) Class percentage
X
Class Y
Tot
al of diluted
share capital)
(XI) = (VII)+(X) as a
% of A+B+C2
1 Indian 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
a Individuals/Hi ndu undivided Family
0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
b Central Government/
State
Government(s )
0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
c Financial Institutions/
Banks
0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
d Any Other (specify)
1 683 0 0 683 0.00 683 0 683 0.00 0 0.00 0 0.00 683
Bodies Corporate
1 683 0 0 683 0.00 683 0 683 0.00 0 0.00 0 0.00 683
Kirloskar Industries Ltd
AAA CP35 90P
1 683 0 0 683 0.00 683 0 683 0.00 0 0.00 0 0.00 683
Sub-Total (A)(1)
1 683 0 0 683 0.00 683 0 683 0.00 0 0.00 0 0.00 683
2 Foreign 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
a Individuals (Non- Resident Individuals/
Foreign Individuals)
0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
b Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
c Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
d Foreign Portfolio Investor
0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
e Any Other (specify)
1 14137
2000
0 0 141372
000
51.00 14137 2000
0 141 372 000
51.00 0 51.00 0 0.00 14137200
0 Bodies
Corporate
1 14137
2000
0 0 141372
000
51.00 14137 2000
0 141 372 000
51.00 0 51.00 0 0.00 14137200
0 Cummins Inc. AAB
CC62 25D
1 14137
2000
0 0 141372
000
51.00 14137 2000
0 141 372 000
51.00 0 51.00 0 0.00 14137200
0 Sub-Total
(A)(2)
1 14137
2000
0 0 141372
000
51.00 14137 2000
0 141 372 000
51.00 0 51.00 0 0.00 14137200
0 Total
Shareholding of Promoter and Promoter Group (A)=
(A)(1)+(A)(2)
2 14137
2683
0 0 141372
683
51.00 14137 2683
0 141 372 683
51.00 0 51.00 0 0.00 14137268
3
Table III - Statement showing shareholding pattern of the Public shareholder
Category & Name of the Shareholders
(I)
PAN (II)
Nos. of shareh older
(III)
No. of fully paid up equity share
Partly paid-up
equity shares held
(V)
Nos. of shares underlying Depository Receipts
(VI)
Total nos.
shares held VII = IV+V+VI
Sharehol ding % calculate d as per SCRR,
1957
Number of Voting Rights held in each class of securities
(IX)
No. of Shares Underlying Outstanding convertible securities
Total shareholdin
g , as a % assuming
full
Number of Locked in shares
(XII)
Number of Shares pledged or
otherwise encumbered
(XIII)
Number of equity shares held
in dematerializ
ed form
s held (IV)
As a % of (A+B+C2)
VIII
No of Voting Rights Total as a % of
Total Voting
rights
(including Warrants)
(X)
conversion of convertible
securities (as a percentage
of diluted share capital)
(XI)
No.
(a) As a
% of total Shar es held
(b) No.
(No t ap pli ca ble ) (a)
As a
% of total share s held (Not applic
able) (b)
(XIV)
Class X
Class Y
Tot al
1 Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
a Mutual Funds/
25 46220 049
0 0 462200
49
16.67 46220 049
0 462 200 49
16.67 0 16.67 0 0.00 46218474
Reliance Capital Trustee Co.
Limited A/cn Reliance Large Cap Fund
AAA TR00 90B
1 11009
561
0 0 110095
61
3.97 11009 561
0 110 095 61
3.97 0 3.97 0 0.00 11009561
Franklin Templeton Mutual Fund A/CnFranklin India
Bluechip Fund
AAA TT49 31H
1 42988
47
0 0 429884
7
1.55 42988 47
0 429 884 7
1.55 0 1.55 0 0.00 4298847
ICICI Prudential Multicap Fund
AAA AI003 8F
1 90612
64
0 0 906126
4
3.27 90612 64
0 906 126 4
3.27 0 3.27 0 0.00 9061264
Aditya Birla Sunlife Truestee Private limited A/c nAditya Birla Sunlife Frontline Equity Fund
AAA TB01 02C
1 47630
72
0 0 476307
2
1.72 47630 72
0 476 307 2
1.72 0 1.72 0 0.00 4763072
b Venture 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
Capital Funds c Alternate
Investment Funds
3 39525
4
0 0 395254 0.14 39525
4
0 395 254
0.14 0 0.14 0 0.00 395254
d Foreign Venture Capital Investors
0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
e Foreign Portfolio Investors
141 34305 375
0 0 343053
75
12.38 34305 375
0 343 053 75
12.38 0 12.38 0 0.00 34300390
Lo Funds - Emerging High Conviction
AAA AL54 59M
1 28000
00
0 0 280000
0
1.01 28000 00
0 280 000 0
1.01 0 1.01 0 0.00 2800000
Franklin Templeton Investment Fund
AAB CT53 10J
1 82131
55
0 0 821315
5
2.96 82131 55
0 821 315 5
2.96 0 2.96 0 0.00 8213155
f Financial Institutions/
Banks
11 72692 0
0 0 726920 0.26 72692
0
0 726 920
0.26 0 0.26 0 0.00 716125
g Insurance Companies
5 18400
249
0 0 184002
49
6.64 18400 249
0 184 002 49
6.64 0 6.64 0 0.00 18400249
General Insurance Corporation Of India
AAA CG06 15N
1 28000
00
0 0 280000
0
1.01 28000 00
0 280 000 0
1.01 0 1.01 0 0.00 2800000
Life Insurance Corporation Of India
AAA CL05 82H
1 13247
549
0 0 132475
49
4.78 13247 549
0 132 475 49
4.78 0 4.78 0 0.00 13247549
h Provident Funds/
Pension Funds
0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
i Any Other (specify)
2 17675 0 0 17675 0.01 17675 0 176
75
0.01 0 0.01 0 0.00 12300
Other 2 17675 0 0 17675 0.01 17675 0 176
75
0.01 0 0.01 0 0.00 12300
Sub-Total (B)(1)
187 10006 5522
0 0 100065
522
36.10 10006 5522
0 100 065 522
36.10 0 36.10 0 0.00 10004279
2 2 Central
Government/
State
Government(s )/ President of India
2 65682
3
0 0 656823 0.24 65682
3
0 656 823
0.24 0 0.24 0 0.00 656823
Sub-Total (B)(2)
2 65682
3
0 0 656823 0.24 65682
3
0 656 823
0.24 0 0.24 0 0.00 656823
3 Non- institutions
0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
a Individuals - 65342 25402 060
0 0 254020
60
9.17 25402 060
0 254 020 60
9.17 0 9.17 0 0.00 22737754
i Individual shareholders holding nominal share capital up to Rs. 2 lakhs.
65338 24553 166
0 0 245531
66
8.86 24553 166
0 245 531 66
8.86 0 8.86 0 0.00 21888860
ii Individual shareholders holding nominal share capital in excess of Rs.
2 lakhs.
4 84889
4
0 0 848894 0.31 84889
4
0 848 894
0.31 0 0.31 0 0.00 848894
b NBFCs registered with RBI
9 49175 0 0 49175 0.02 49175 0 491
75
0.02 0 0.02 0 0.00 49175
c Employee 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
Trusts d Overseas
Depositories (holding DRs) (balancing figure)
0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
e Any Other (specify)
5504 96537 37
0 0 965373
7
3.48 96537 37
0 965 373 7
3.48 0 3.48 0 0.00 9441332
Bodies Corporate
1059 41121 99
0 0 411219
9
1.48 41121 99
0 411 219 9
1.48 0 1.48 0 0.00 3942734
HDFC
Standard Life Insurance Company Limited
AAA CH87 55L
1 28695
97
0 0 286959
7
1.04 28695 97
0 286 959 7
1.04 0 1.04 0 0.00 2869597
Clearing Members
131 44599 2
0 0 445992 0.16 44599
2
0 445 992
0.16 0 0.16 0 0.00 445992
Director or Director's Relatives
1 1400 0 0 1400 0.00 1400 0 140
0
0.00 0 0.00 0 0.00 1400
Foreign Nationals
2 940 0 0 940 0.00 940 0 940 0.00 0 0.00 0 0.00 940
HUF 1586 64780
8
0 0 647808 0.23 64780
8
0 647 808
0.23 0 0.23 0 0.00 647808
IEPF 1 61070 0 0 61070 0.02 61070 0 610
70
0.02 0 0.02 0 0.00 61070
Market Maker 12 4617 0 0 4617 0.00 4617 0 461
7
0.00 0 0.00 0 0.00 4617
Sub-Total (B)(3)
70855 35104 972
0 0 351049
72
12.66 35104 972
0 351 049 72
12.66 0 12.66 0 0.00 32228261
Non-Resident Indian – NRI (Non Repat)
931 94475 7
0 0 944757 0.34 94475
7
0 944 757
0.34 0 0.34 0 0.00 901817
Non-Resident Indian – NRI (Repat)
1750 41698 6
0 0 416986 0.15 41698
6
0 416 986
0.15 0 0.15 0 0.00 416986
Others 19 26082 0 0 26082 0.01 26082 0 260
82
0.01 0 0.01 0 0.00 26082
Trusts 11 12228
9
0 0 122289 0.04 12228
9
0 122 289
0.04 0 0.04 0 0.00 122289
Total Public Shareholding (B)=
(B)(1)+(B)(2) +(B)(3)
71044 13582 7317
0 0 135827
317
49.00 13582 7317
0 135 827 317
49.00 0 49.00 0 0.00 13292787
6
Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Category & Name PAN No. of No. of Partly Nos. of Total no. Sharehol Number of Voting Rights held in No. of Total Number of Number of Number of
of the (II) shareh fully paid-up shares shares ding % each class of securities Shares shareholdin Locked in Shares equity
Shareholders older paid equity underlying held calculate (IX) Underlying g , as a % shares pledged or shares held
(I) (III) up shares Depository (VII = d as per Outstanding assuming (XII) otherwise in
equity held Receipts IV+V+VI) SCRR, convertible full encumbered dematerializ
share (V) (VI) 1957 securities conversion (XIII) ed form
s held As a % of No of Voting Rights Total as
a % of Total Voting
rights
(including of No. As a
% of total Shar es held
No.
(No t ap pli ca ble )
As a
% of total share s held (Not applic
able)
(XIV)
(IV) (A+B+C2) Warrants) convertible (Not
(VIII) (X) securities ( Applicable)
Class as a X
Class Y
Tot
al percentage
of diluted share capital)
(XI)
1 Custodian/DR Holder
0 0 0 0 0 0 0 0 0.00 0 0 0.00 0
2 Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014)
0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0
Total Non- Promoter- Non Public Shareholding (C)=
(C)(1)+(C)(2)
0 0 0 0 0 0 0 0 0.00 0 0 0.00 0
Table II- Unclaim Details
Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
No. of shareholders No of share held
Table III- Unclaim Details
Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
No. of shareholders No of share held
Table III- Person in Concert
Details of the shareholders acting as persons in Concert including their Shareholding
Name of shareholder Name of PAC No. of share Holding %
