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Development of an Online Expert Rule Based Automated fault Detection and Diagnostic (AFDD) Tool for Air Handling Units: Beta Test Results

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Development of an Online Expert Rule based Automated Fault Detection 

and Diagnostic (AFDD) tool for Air Handling Units: Beta Test Results

ICEBO 2013, MONTREAL, CANADA

(2)

Why does industry need this work?

Why HVAC?

An automated solution…..

AFDD techniques 

Early Results

Agenda

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Focus on production output in lieu of efficiency

Difficult to track efficiency due to islands of information

Energy Consumption remains relatively constant 

though production volume has decreased 

significantly

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Typically greater than 20% of an industrial site’s energy consumption

HVAC systems get less efficient over time

20‐30% energy savings are achievable by re‐commissioning HVAC

0

5

10

15

20

25

30

35

Manufacturing

HVAC

CHW

LTHW

Others

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Operation & Management Control Process Equipment Energy Service  Requirement

How can AFDD help save HVAC Energy?

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Operation & Management Control Process Equipment Energy Service  Requirement

How can AFDD help save HVAC Energy?

Air Change Reduction

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Operation & Management Control Process Equipment Energy Service  Requirement

How can AFDD help save HVAC Energy?

Inefficient control strategies

Poor loop tuning

Free cooling

Incorporation of Deadbands

Simultaneous heating & 

cooling

Set point adjustments

Manual operation

Sub optimal performance of 

equipment

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FDD automates the process of detecting and diagnosing faults

A rule based FDD tool can be developed and implemented in 

industry relatively quickly utilising existing equipment

FDD Methods

Quantitative Model 

Based

Detailed 

Physical Models

Simplified 

Physical Models

Qualitative 

Model Based

Rule Based

Qualitative 

Physics Based

Process History 

Based

Black Box

Gray Box

FDD Techniques

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Business layer expanded on existing knowledge based rule sets by;

Applicable fresh air & recirculation AHU’s as well as return air units

Detecting issues when the AHU is off

Calculating virtualised readings

Improved error threshold calculation

A server side application performs the mode checks, calculates the virtual values, 

applies the business layer rules, and stores the results in the database

The Business Layer

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> 200 AHU’s available on 7 industrial and commercial sites

AHU’s were selected  with

Different component and sensor layouts 

Varying levels of instrumentation

Design of Test Study – AHU Selection

Site

No. AHUs

in pilot

Type

Type

of

zone(s)

supplied

Operating

hours

per

annum

BMS/Data

logging

Platform

Frequency of

logged data

1

2

Constant volume

Office & canteen

8760

Trend

15 minutes

2

4

Constant volume

Manufacturing Floor

8760

Tridium

15 minutes

3

9

Variable Volume

Manufacturing Floor

6240

Cylon

15 minutes

4

4

Constant Volume

Commercial

office

space

6240

Cylon

7.5 minutes

5

3

Variable Volume

Commercial

office

space

6240

Schneider

15 minutes

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Alpha to Beta Testing

63 2012‐08‐18 18:15 Sat19 Hour 13 Day 2 Week 0 TRUE TRUE

TRUE TRUE Zone

TRUE V V V V V + 11.4°C 21.7°C 59%           Fault selection 24.8°C 25.8°C 18.9°C 18.7°C   9.2°C   List faults by…     10.0°C   10.4°C   Return air   Supply air Rise1.0°C 0% Rise1.0°C     100% 100% Faults in this hour: 10.0°C   OutOfControl_zonT_Hi,  ComponentPosition_AtCapa city_cooV site3 : ahu9

Exhaust air Outside airMean Weather

Temps Humidities Virtual value

Other cond ComponentPosition_AtCapacity_coo Valve/damper position …frequency …cost Reset schematic diagram Browser based  GUI Development of  web based  configuration  tool Secure HTTPS  communication

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AFDD tool in Beta testing

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AFDD tool in Beta testing

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Requirements Versus Developments

Rationale

Requirement(s)

Framework/Tool

Developed

Data Access Layer Flexibility

Compatibility with any BMS type or age

A generic data access tool was developed 

Business Layer Flexibility

Compatible with various combinations of 

sensors and components

Calculation of virtual values coupled with “rule 

libraries”

Reliability

Low number of false positives/negatives

A error threshold applied to each rule based on

rule makeup

Usability

User friendly graphical user interface (GUI)

A browser based GUI was developed

Fault Priority

Quantification and prioritisation of the 

diagnosed faults

Each fault is prioritised in terms of cost and

frequency of occurrence

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Next Steps

Develop OPC functionality to expand data capture capabilty

Expand the business layer to incorporate humidity control AFDD

Further develop the fault costing & prioritisation methodology 

Improve diagnostic and future prognostic capabilities

Automate the link to planned maintenance systems

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Ken Bruton

i2e2 Researcher

Department of Civil & Environmental Engineering,

University College Cork

[email protected]

If we knew what it was we were doing, it 

would not be called research, would it?

Albert Einstein

References

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