Detecting Fraud And Managing Risks Conference

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Educating The Credit Union Community

exclusively

V

Since 1979

www.cuconferences.com www.theonesinred.com

CU

CONFERENCES®

“T

HE

O

NES IN

R

ED

”

PRESENT

Now more than ever, you need a cost-effective way to acquire a comprehensive education on how to fight fraud and comply with government regulations related to risk

management. CU Conferences has brought together some of the top credit union presenters to attack these issues head-on.

Join fellow credit union board of directors, board chairs, supervisory committee members, CEOs, and others from credit unions across the country as we find real solutions to these everyday challenges.

For Credit Union Directors And Supervisory Committee Members

ABOUT THIS CONFERENCE:

Follow Us On:

#cuconferences

Register Early For Greatest Conference Savings!

Detecting Fraud And

Managing Risks Conference

JUNE 25 – 28, 2015 . SAN DIEGO, CALIFORNIA

www.cuconferences.com www.theonesinred.com

Omni

San Diego

Hotel

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PAGE TWO

Enjoy cocktails, light dining & valuable

networking time with your conference peers from across the country, their guests and . . .

“The Ones in Red

.

”

Tentative Schedule – subject to change

11:30 a.m. – 1:00 p.m. Conference Registration

1:00 – 1:15 p.m. Opening Remarks 1:15 – 2:15 p.m.

How Diesel Snot Could Cost Your Credit Union Millions

Patrick Spencer, Regional Sales Executive, Bluelock Are you ready for this? Sixty-five percent of all organi-zations fail their own disaster recovery tests. And, for the ones that fail, forty-seven percent of the time they fail because of human error. Only nine percent of the time is it truly a natural disaster. Would your credit union succeed in its current disaster recovery plan? Disaster Recovery (DR) is sometimes called an “insur-ance payment” because you have to put money into it, but unless you have a disaster, you never really see what you are paying for. But can you afford not to take it seriously? No, research shows the average cost of losing a critical application is $_{5,000 per minute.}

Join Patrick for an interactive presentation where a simple card game examines the risk companies take on a daily basis in dealing with business continuity and disaster planning.

■

Research and insight into DR planning ■

Risks associated with taking short cuts ■

_{How technology is changing the way}

DR is implemented

■

Does the cloud make sense to use for DR

2:15 – 2:30 p.m. Networking/Refreshment Break

THURSDAY, JUNE 25, 2015

■ Omni San Diego Hotel In San Diego, California ■

2:30 – 3:30 p.m.

Enterprise Risk Management (ERM): A Credit Union Perspective

David Reed, Esq., Attorney, Reed & Jolly, PLLC Every volunteer needs to be comfortable with the concept of risk and feel confident that their credit union has adopted an appropriate risk appetite. The look and feel of risk regularly changes, and it remains the central focus of NCUA examinations.

The use of Enterprise Risk Management (ERM) concepts will assist the volunteer in assessing risk management success across the entire credit union operation. ERM is a process implemented by a credit union’s board of directors, management and staff that’s applied at a high level across the enterprise.

Learn the basics of a high level, credit union-wide risk management program and how to identify significant strategic issues that are important to integrate into your credit union’s risk management program.

3:30 – 3:45 p.m. Day In Review 5:00 – 6:00 p.m. (GP)

Welcome Reception

Conference Agenda

Registered guests are welcome to join you during these (GP) credit union conference events

DETECTING FRAUD

AND MANAGING RISKS

CONFERENCE

For Directors & Supervisory Committee Members

CU CONFERENCES®

❑

Up-To-The-Minute Information

❑

CPE Credits Available

❑

Valuable Networking Opportunities

❑

Exciting Location

✓

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FRIDAY, JUNE 26, 2015

CU CONFERENCES®_{DETECTING FRAUD}

AND MANAGING RISKS CONFERENCE

PAGE THREE

8:00 – 9:00 a.m. (GP)

Sit-Down Breakfast

9:00 – 9:15 a.m. Opening Remarks 9:15 – 10:15 a.m.

If You Say “Cloud Computing” One More Time . . . I’m Going To Scream

Patrick Spencer, Regional Sales Executive, Bluelock Cloud . . . shmoud! How many of you are tired of hearing about the cloud? Private cloud, public cloud, hybrid cloud, mega cloud . . . the list goes on and on. But what does it all mean? It’s time to dig in and find out.

Research suggests that cloud is an on-demand, self-service, broad network access, resource pooling, rapid elasticity and measured service. That’s a mouthful—but what does it mean for you?

Credit unions are adopting the cloud every day. But are all clouds the same? No, and this session will examine which might be the right cloud for you.

Get ready for an insightful discussion on cloud computing and how it is changing the IT world forever . . . in a fantastic way!

During this session, we will review:

■

_{The three distinct cloud foundations} ■

_{How to find the right cloud for you}

■

_{Where the industry is going and what it means}

_{for your IT team}

■

What the experts are saying about the future of the cloud

10:15 – 10:30 a.m. Networking/Refreshment Break 10:30 – 11:30 a.m.

Bank Secrecy Act for CU Directors

David Reed, Esq., Attorney, Reed & Jolly, PLLC Under Part 748 of the NCUA rules and regulations, every credit union is required to have a robust security program that includes a Bank Secrecy Act (BSA) compliance program. In fact, this is the only regulation with which your board must specifically certify compliance.

Like it or not, credit unions are on the front lines in the battle against criminal & terrorist financing. Better yet, we have a mandate to collect and analyze information on behalf of the federal government, and the board of directors has the ultimate responsibility for compliance. New forms, regulations and guidance seem to be coming out every day. The board is required to regularly review and ensure adherence to your CU’s BSA policies & procedures. Learn the nuts and bolts of the Bank Secrecy Act at this interactive session. Each participant will receive a certifi-cate of completion to have on file at their credit union.

11:35 a.m. – 12:35 p.m.

Risk Oversight – Part I

Joette Colletts, Senior Manager, Risk Management, Business Protection, CUNA Mutual Group Every process, product or service can expose your credit union to both internal and external risks, such as:

■

Employee theft

■

Employment practices liability resulting from

ination, harassment or a hostile working environment

■

Physical threats (i.e., robbery and natural disasters) ■

Automated clearinghouse fraud, data breaches

and identity theft

Effective risk oversight begins with a solid understanding of overseeing risk. Discover how to assess your credit union’s risk tolerance and establish risk policies and procedures that align with your organization’s strategic planning, including a formal and continuous risk assess-ment process.

(This two-part session continues after the sit-down luncheon)

12:35 – 1:35 p.m. (GP)

Sit-Down Luncheon

1:35 – 2:35 p.m.

Risk Oversight – Part II

Joette Colletts, Senior Manager, Risk Management, Business Protection, CUNA Mutual Group Join Joette as she continues to examine the potential areas of risk and how to oversee a successful risk management strategy.

2:40 – 3:40 p.m.

The 10 Essential Elements To Crafting And Managing An Effective

Director Training Program

Diane Pape Reed, President, CU Doctor Today’s credit union requires a highly committed and well-trained board of directors. But the rapidly changing financial services marketplace makes it difficult for the volunteer to keep pace with the latest information, member service trends and regulatory requirements. Your credit union needs a process to educate and update its volunteers that can be customized to your size and complexity. Diane will provide practical guidance for developing and maintaining an exciting director training program. She will discuss required training areas and available training resources. And, as an added bonus, all who attend will be provided with a sample board training calendar.

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SATURDAY, JUNE 27, 2015

PAGE FOUR

CU CONFERENCES®_{DETECTING FRAUD}

AND MANAGING RISKS CONFERENCE

8:00 – 9:00 a.m. (GP)

Sit-Down Breakfast

9:00 – 9:05 a.m. Opening Remarks 9:05 – 10:05 a.m.

Addressing The 7 NCUA Risk Categories

Gary Hess, President, RTE Financial Services Review the seven risk categories established by the NCUA during this session led by Gary Hess. You will examine several recent credit union situations “ripped from the headlines,” discuss the risks they presented to the credit union and see how the board should approach those types of activities.

Explore the credit union variables that may cause different credit unions to approach the same situation in a different way. Be ready to participate—we have a lot to learn from each other.

10:05 – 10:20 a.m. Networking/Refreshment Break

10:20 – 11:20 a.m.

Is Your Credit Union Committee Ready To Excel?

Tom Alagna, CPA, MBA, Board Chair,

TrueStone Federal Credit Union

There are only 24 hours in a day, and committee members are volunteers. Right? As the credit union movement continues to become more complex, it is more important

10:20 – 11:20 a.m.(continued)

than ever to effectively manage your time while fulfilling your membership’s best interest.

Join Tom for this compelling session and benefit from exploring key points, including, but not limited to:

■

_{How to develop and strengthen your relationships}

with your auditors and examiners

■

Auditing responsibilities ■

Reporting audit findings

■

_{Hiring and working with external auditors}

11:25 a.m. – 12:25 p.m.

10 Risks You Need To Be Aware Of Today: The Director’s Role In Managing Risk

Joette Colletts, Senior Manager, Risk Management, Business Protection, CUNA Mutual Group Running a credit union is very different these days. Economic drivers, technology advances and the current regulatory and social climate have all increased expo-sures for credit unions and the people who run them. In this session, Joette will examine current loss trends and provide insight into emerging risks. You will obtain recommendations on setting a risk tolerance strategy that aligns with business goals and tips on how/when a director should react in specific instances that could pose a threat to your credit union.

12:25 – 12:45 p.m. Conference Wrap-Up

SUNDAY, JUNE 28, 2015 IS A TRAVEL DAY

Have A Safe Trip Home!

Explore These San Diego Attractions

Visit The Extensive Collection Of Aircraft At The USS Midway Maritime Museum Omni San Diego Hotel’s Walkway Takes

You Directly To PETCO Park Stadium

Giant Pandas Await Your Visit At The World-Famous San Diego Zoo

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The four-star

Omni San Diego Hotel

is in the heart of the bustling, historic Gaslamp Quarter and just minutes away from the San Diego Zoo, SeaWorld, Balboa Park, Seaport Village and much more.

Elegant, contemporary guest rooms feature views of the bay, city or PETCO Park Stadium in addition to the impeccable service and

modern amenities Omni Hotels are known for. Baseball ados will enjoy the hotel’s amazing collection while worshippers can not only relax in the pool on the terrace but enjoy the stunning views of San Diego.

With miles of sandy beaches, more than 90 golf courses, year-round average 70 degree temperature and savory & fresh California cuisine, this fabulous seaside city is the perfect location for this year’s educational conference. Reserve Your Room Early! Register online via a special link at www.cuconferences.com or call Omni San Diego Hotel directly at 800-843-6664. Please mention CU Conferences to receive special rates starting at $_229w_.

At–A–Glance

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CU Conferences’ Detecting Fraud And Managing Risks Conference presents informed and experienced speakers that guide credit union professionals through a comprehensive education on fighting fraud and complying with government regulations relating to risk management.

Topics To Be Discussed Include:

ABOUT THIS CONFERENCE:

GUEST PROGRAM(GP)– Only $₂₄₅_*

CU Conferences’ Guest Program enables your registered guest to join you during Thursday’s Welcome Reception, Friday’s Sit-Down Breakfast and

Luncheon and Saturday’s Sit-Down Breakfast._*_{Separate Registration Required}

■_{How Diesel Snot Could Cost Your Credit Union Millions}

■ Enterprise Risk Management (ERM): A Credit Union Perspective ■_{If You Say Cloud Computing One More Time . . .}

I’m Going To Scream

■_{Bank Secrecy Act For CU Directors} ■_{Risk Oversight}

■_{The 10 Essential Elements To Crafting And Managing} An Effective Director Training Program

■_{Addressing The 7 NCUA Risk Categories}

■_{Is Your Credit Union Committee Ready To Excel?} ■_{10 Risks You Need To Be Aware Of Today:} The Director’s Role In Managing Risk

CU Conferences®_{is registered}

with the National Association

of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

For more information regarding administra-tive policies such as complaints and refunds, contact our office at 888-465-6010.

Level of Knowledge . . . Overview

Prerequisite . . . None

Recommended CPE Credits . .12 Method of Presentation

(group & live) . . . . Lectures & Workshops

Cancellation Policy . . . .

Full refund two weeks before conference start. Contact Don Berra at 888-465-6010.

675 L. STREET

.

SAN DIEGO, CALIFORNIA 92101

wSpecial Rates Are Per Night & Based On Availability

HOTEL ACCOMMODATIONS– Omni San Diego Hotel Rates As Low As $229w

CPE Credits Available For Attending This Conference:

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On or Before April 23, 2015 April 24 through May 21, 2015 May 22, 2015 And Beyond

Guest Program

❑

$

945 ❑

$

995 ❑

$

1045

❑

$

245

1st_{Participant Subtotal}_:_$_{__________________}

TOTAL AMOUNT DUE: $

______________

(Based On Registration Date Selected & Guest Program)

Please Register Additional Conference Participants And Guests On Separate Sheet.

PAGE SIX

Register Early For Best Conference Rate!

CU CONFERENCES®®

2nd_{Participant Subtotal}_:_$_{_________________}

Please Provide Your Email Address To Receive

Conference Materials And Updates

FOUR EASY WAYS TO REGISTER:

1. Online:www.cuconferences.com

2. Fax: 314 -961-7025

3.Call: 888-465-6010

4. Mail registration and payment to: CU Conferences

8711 Watson Road Suite 200

St. Louis, MO 63119

Please Note:

.

Payment by credit card or check only

.

CU Conferences reserves the right to photograph official events and sessions for exclusive use in marketing materials

Cancellation Policy:If you need to cancel for any reason, you are welcome to send a substitute. Or, if you cancel in writing at least 10 business days prior to the conference date, a refund for the full amount will be given to you. There are no refunds for cancellations made less than 10 business days prior to the conference date. However, your credit union may apply the registration fee paid to any future conference. Registrants who do not attend are liable for the full conference fee.

FOR COMPLETE TRAVEL ASSISTANCE:

Call Altair Travel & Cruises at 800-264-3316

Mon. – Fri. 8:30 a.m. – 5:00 p.m. CST. (Nominal Service Fee Applies)

UPCOMING CREDIT UNION EDUCATIONAL CONFERENCE:

________ ■ _________ ANNUAL SOCIAL MEDIA

CONFERENCE JULY 16 – 19, 2015 Renaissance Boston Waterfront Hotel BOSTON, MASSACHUSETTS ________ ■ _________

FOR MORE INFORMATION VISIT:

www.cuconferences.com

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E’RE

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CONFERENCES

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CREDIT UNION INFORMATION: 1ST_PARTICIPANT:

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YOU CAN’T MISS US – WE’RE

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At CU Conferences®_{we’ve been dedicated to educating the credit union community exclusively}

since 1979. And we’re proud to note that many who attend our conferences are loyal, repeat participants.

What sets us apart? The relaxed atmosphere, sit-down meals and meeting environments that are perfect for plenty of networking and for allowing you the personal attention you deserve. Should you need anything at all while you’re at our conferences – if you have questions, problems or even if you just want to shoot the breeze – look for a member of our CU Conferences®_staff.

We appreciate your participation, and we are here to do whatever it takes to make your conference experience a cut above the rest.

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PRESENTED BY CU CONFERENCES®

DETECTING FRAUD AND

MANAGING RISKS CONFERENCE

For Directors & Supervisory Committee Members

DETECTING

FRAUD

AND MANAGING

RISKS