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FILED: NEW YORK COUNTY CLERK 07/09/ :52 PM INDEX NO /2009 NYSCEF DOC. NO RECEIVED NYSCEF: 07/09/2019

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Daniel Gill, CPA, CFF

________________________________________________________________________

Profile

Experienced investigator and forensic accountant with over 37 years of complex forensic accounting and financial crime investigative experience.

Professional Experience

Navigant Consulting, Inc. May 2010 to Present

• Director, Global Investigations and Compliance practice, specializing in financial investigations, forensic accounting, asset tracing and fraud risk management consulting services.

• Currently serving as the co-project manager in connection with Navigant’s role as the external integrity oversight monitor to identify fraud, waste and abuse for Superstorm Sandy recovery programs on behalf of a major

public transportation system.

• Served as the project manager and managed the forensic accounting review in connection with Navigant’s role as the external integrity oversight monitor to identify fraud, waste and abuse for Superstorm Sandy Disaster Recovery Programs for HUD funds administered by the New Jersey Department of Community Affairs.

• Managed the forensic accounting review of a New Jersey-based stevedore company operating under a monitorship agreement to monitor potential fraudulent conduct, as ordered by the Waterfront Commission of New York Harbor.

• Managed the three-year forensic accounting review and litigation support provided to the U.S. Department of Justice-Fraud Section in connection with their investigation and prosecution of a multinational hedge fund for alleged violations of the Foreign Corrupt Practices Act.

• Managed the forensic accounting review of a New York City school bus company operating under a three-year integrity monitorship agreement to identify fraud, waste and abuse with the Special Commissioner of Investigation for the New York City School District.

• Managed the forensic accounting and internal controls gap assessment for a multinational company in the mining, computer and media industry in response to various government enforcement actions and investigations alleging fraudulent conduct by the company.

• Managed the internal investigation, forensic accounting review and internal controls gap assessment for a major New York State bank in connection with a senior bank official accused of embezzling funds from customer accounts and falsifying various checking, savings and mortgage loan account records to conceal the fraudulent activity.

• Managed the forensic accounting investigation and subsequent internal controls gap analysis for a multinational chemical and plastics manufacturer in connection with the internal investigation of company officials involved with a long-term procurement fraud, kickback and embezzlement scheme.

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• Managed the forensic accounting review and analysis of travel and entertainment expenses performed in conjunction with an internal investigation conducted by a multinational entertainment company under investigation by the SEC for potential FCPA violations.

• Managed the forensic accounting review and fund tracing analysis of a global on-line gaming company potentially subject to a $1 billion civil forfeiture action by the U.S. Department of Justice.

• Managed the forensic accounting investigation of third-party payments made by a multinational oil and gas drilling company performed in response to whistleblower allegations of FCPA violations and procurement fraud.

• Managed and conducted a forensic accounting analysis for U.S. prosecutors to assist with the tracing of assets owned or controlled by a defendant utilizing numerous alter-ego entities to shield his assets and income from a U.S. District Court civil money judgment related to long-term fraudulent conduct by the defendants.

• Testified as an expert witness for the defense in several matters related to the use of public record data in connection with residential mortgage backed securities (“RMBS”) litigation.

• Testified as an expert witness for the defense in connection with criminal charges filed by the U.S. Government against the defendant for alleged involvement in a “hawala” operation and violations of the U.S. embargo against Iran.

• Testified as the Government’s summary financial witness in connection with the criminal trial of defendants charged with mortgage fraud and money laundering for their alleged role in a fraudulent “mortgage rescue” scheme.

• Managed and conducted a forensic accounting analysis to assist outside counsel representing a large U.S. state pension fund in connection with alleged “play for pay” conduct with outside placement agents by former board members and other state officials.

• Conducted numerous forensic accounting investigations regarding allegations of illicit payments made by officials and employees of U.S. publicly traded companies to foreign officials.

• Testified in U.S. District Court as plaintiff’s summary financial witness in connection with TFT-LCD (Flat Panel) Antitrust Litigation.

• Testified in Financial Industry Regulatory Authority (FINRA) matter on behalf of Thrivent Investment Management as the respondent’s expert witness regarding alleged Bank Secrecy Act violations by the claimant.

• Testified in Financial Industry Regulatory Authority (FINRA) matter on behalf of Wells Fargo Advisors LLC as the respondent’s expert witness regarding alleged Bank Secrecy Act violations by the claimant.

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Daylight Forensic & Advisory LLC1 2006 to May 2010

• Managing Director, international regulatory consulting and investigative firm specializing in financial investigations related to allegations of bank fraud, mortgage fraud, wire fraud, mail fraud, procurement fraud, and fraud against the government; forensic accounting, anti-money laundering consulting, regulatory compliance, and fraud risk management.

• Managed a thirty-member team of financial analysts conducting a look back transactional review for suspicious activity related to potential bank fraud, mortgage fraud, wire fraud, mail fraud and money laundering; and sanctions compliance on behalf a major multinational financial institution.

• Managed and conducted several internal investigations on behalf of major U.S. companies in the telecommunications and entertainment industry related to commercial bribery, procurement fraud, and kickback schemes.

• Managed and conducted an internal investigation for a major private U.S. university for alleged fraud and conflict of interest related to their student loan program.

• Managed and conducted several internal investigations for large hedge funds related to the misappropriation and embezzlement of investor funds.

• Managed a project providing forensic accounting and asset tracing assistance to the CFTC in connection with its litigation and investigation of an unregistered broker dealer from Argentina involved in a Ponzi scheme against U.S. investors.

• Managed and conducted a forensic accounting analysis to assist a state law enforcement agency investigation and prosecution of a fraudulent mortgage loan scheme.

• Testified as an expert witness for the plaintiff for the computation of lost profits in connection with civil litigation against several defendants for the sale and distribution of counterfeit products.

• Testified as an expert witness for the defense in connection with civil charges filed by Securities and Exchange Commission against the defendant for alleged involvement in stock options back-dating.

Special Agent, Federal Bureau of Investigation 1983 – 2006

FBI, New York Office (1986 – 2006)

• Supervisory Special Agent (1997-2006), FBI New York Office Asset Forfeiture Unit, the FBI’s largest asset forfeiture program in the country. Coordinated and managed numerous money laundering, organized crime, white-collar crime (bank fraud, mortgage fraud, wire fraud, securities fraud), counter-terrorism and various other asset forfeiture and financial investigations.

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• Supervised the asset forfeiture investigation, which targeted the defendants of the largest consumer fraud in U.S. history at the time, subsequently resulting in the largest forfeiture judgment obtained in U.S. District Court against members and associates of an organized crime family.

• Nineteen-year assignment to the FBI’s Asset Forfeiture Unit developing an expertise with the tracing of assets and illegal proceeds traceable to criminal violations in hundreds of complex investigations, including, money laundering, securities fraud, mortgage fraud, health care fraud, traditional organized crime violations, counter-terrorism, and drug trafficking.

• Qualified as an expert witness in U.S. District Court, Eastern District of New York, with respect to knowledge of alternative money remittance (“hawala”) and “black market peso” schemes.

• Testified in U.S. District Court as Government’s summary financial witness in numerous major and high-profile organized crime, white collar, and international terrorism trials, which resulted in numerous convictions and multimillion-dollar forfeiture judgments.

• Instructed or lectured at numerous asset forfeiture, anti-money laundering, and terrorist financing training conferences in the U.S, and at international law enforcement agency conferences in the United Kingdom and Italy.

• Created a best practice guide for the forfeiture unit utilized for the development and tracking of asset forfeiture investigations.

• Participated in numerous federal, state, and local law enforcement working groups involved with the promotion of best practices for financial crimes, money laundering, and asset forfeiture investigations.

• Received numerous awards and letters of commendation from the FBI, United States Attorney’s Office and U.S. Department of Justice.

• Received award from major multinational company for involvement in a long-term undercover assignment targeting the theft of proprietary computer hardware and money laundering investigation.

FBI, Birmingham, Alabama (1984-1986)

• Investigated and presented for prosecution numerous cases, including a wide-range of financial crimes, bank fraud, mortgage fraud, and governmental fraud.

• Served as co-case agent for federal election law violations concerning allegations of absentee voter fraud.

• Served as co-case agent on several investigations predicated upon the failure of several banks and savings and loans related to hundreds of fraudulent residential and mortgage loans.

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MCR Systems, Inc. 1980-1983

• Controller. Direct responsibility for all accounting and other financial functions for a retail cash register and point-of-sale computer dealer for offices in Virginia, Maryland, and Florida.

• Directly involved with the forensic and litigation accounting support provided to outside counsel in connection with the company’s antitrust litigation against a supplier.

Flow Laboratories, Inc, McLean, VA 1979-1980

• Staff Accountant with general ledger analysis and inventory costing responsibilities.

Education

Bachelor of Science, Business Administration, Major in Accounting (1979) George Mason University School of Business

FBI Academy, Quantico, VA

New agent training and numerous financial crime related courses throughout FBI career.

Ongoing annual CPA and CFF continuing professional education courses.

Professional Certifications and Professional Memberships Certified Public Accountant (CPA); Commonwealth of Virginia

Certified in Financial Forensics (CFF); American Institute of Certified Public Accountants

American Institute of Certified Public Accountants

References

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