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(1)

1

Prepared by:

Medical Compliance Services, Miller School of Medicine/University of Miami and Compliance Concepts, Inc.

April 2014

Office of Billing Compliance

2014 Professional Coding, Billing and

Documentation Program

(2)

What is a Compliance Program?

 A centralized process to promote honest, ethical behavior in the day-to-day operations of an organization, which will allow the organization to identify, correct, and prevent illegal conduct.  It is a system of: FIND – FIX – PREVENT

The University of Miami implemented the Billing Compliance Plan on November 12, 1996. The components of the Compliance Plan are:

1. Policies and Procedures

2. Having a Compliance Officer and Compliance Committees

3. Effective Training and Education

4. Effective Lines of Communication (1-877-415-4357 or 305-243-5842)

5. Disciplinary Guidelines

6. Auditing and Monitoring

7. Detect Non-Compliance Issues and Develop Corrective Action Plans 2

(3)

The Government

In order to address fraud and abuse in the Healthcare Field, the

government has on-going reviews and investigations nationally

to detect any actual or perceived waste and abuse.

The Government does believe that the majority of Healthcare

providers deliver quality care and submit accurate claims.

However, the amount of money in the healthcare system, makes

it a prime target for fraud and abuse.

Centers for Medicare and Medicaid Services (CMS) Estimates > $50 Billion In

“Payment Errors” Annually in Healthcare

3 3

OIG reported that in FY 2013 that $5.8 billion was recovered from auditing providers

(4)

Health Care Laws

There are five important health care laws that have a significant

impact on how we conduct business:

False Claims Act

Health Care Fraud Statute

Anti-Kickback Statute

Stark Law

Sunshine Act

 Requires manufacturers of drugs, medical devices and biologicals that participate in U.S. federal health care programs to report

certain payments and items of value >$10 given to physicians and teaching hospitals.

(5)

False Claims Act :

United States Code Title 31 §3729-3733

What is a False Claim?

A false claim is the knowing submission of a false or fraudulent

claim for payment or approval or the use of a false record that is

material to a false claim.

OR

Reckless disregard of the truth or an attempt to remain ignorant

of billing requirements are also considered violations of the

False Claims Act.

(6)

This certification forms the basis for a false claim.

How do you create a False Claim?

(7)

7

MEDICAL NECESSITY

Quality & Cost:

(8)

Quality & Cost: Emphasis on Pay-for-

Performance PQRS & Meaningful Use

Practitioner reimbursement will likely be tied to outcomes soon.

Some experts say that the CMS penalties for not participating in

the Physician Quality Reporting System (PQRS) signal that the

pay-for-performance trend is not fading away and will likely will be

adopted by private payers.

“I think we’re slowly transitioning out of fee-for-service and into a

system that rewards for quality while controlling cost,” says

Miranda Franco, government affairs representative for the Medical

Group Management Association. “The intent of CMS is to have

physicians moving toward capturing quality data and improving

metrics on [them].”

(9)

Medical Necessity

Elective Procedures Alert

When applicable for all prior procedures should be documented:

List all failed:

Therapies in the patients history or operative report

Medication trials

Prior surgeries, interventions or procedures

Document worsening conditions as evidenced by abnormal test results

or decline in functional abilities or why this elective procedure is the

best option for the patient if other, lower cost options are available.

Criteria which establishes medical necessity guidelines have been

established for many procedures and diagnostic studies.

DOCUMENT

! DOCUMENT

!

(10)

Audits are being conducted for all payer types based

on the medical necessity of procedures and E/M

levels. Procedure are often linked to diagnosis codes

and the E/M audits are generally expressed in two

ways in conjunction with the needs of the patient:

Frequency of services (how often the patients

are being seen) and,

Intensity of service (level of CPT code billed).

(11)

Elements of Medical Necessity

CMS’s determination of medical necessity is

separate from its determination that the E/M

service was rendered as billed.

Complexity of documented co-morbidities that

clearly influenced physician work.

Physical scope encompassed by the problems

(number of physical systems affected by the

problems).

(12)

Referring Page: http://www.cgsmedicare.com/kyb/coverage/mr/articles/em_volume.html

November 2012

E/M Coding: Volume of Documentation versus Medical Necessity

• Word processing software, the electronic medical record, and

formatted note systems facilitate the "carry over" and repetitive "fill in" of stored information.

• Even if a "complete" note is generated, only the medically reasonable and necessary services for the condition of the particular patient at the time of the encounter as documented can be considered when

selecting the appropriate level of an E/M service.

• Information that has no pertinence to the patient's situation at that specific time cannot be counted.

(13)

Office of

the

Inspector

General (OIG) Audit Focus

Annually OIG publishes it "targets" for the upcoming year.

Included is:

Cutting and Pasting Documentation in the EMR

REMEMBER: More volume is not always better in the

medical record, especially in the EMR with potential for

cutting/pasting, copy forward, pre-defined templates and

pre-defined E/M fields. Ensure the billed code is reflective

of the service provided on the DOS.

(14)

Medical Record

Documentation Standards

Pre EMR:

“If it isn’t documented, it hasn’t been done.”

- Unknown

Post EMR: “If it was documented, was it

done and was it medically necessary to

do.”

(15)

EMR Documentation Pitfalls

On reviews, the following are targets to call into question

EMR documentation is original and accurate:

HPI and ROS don’t agree

HPI and PE don’t agree

CC is not addressed in the PE

ROS and PFSH complete on every visit

ROS all negative when patient coming for a CC

Identical documentation across services (cloning)

The lack of or Inappropriate Teaching Physician

Attestations

(16)

Evaluation and Management E/M

Documentation and Coding

(17)

New vs Established Patient for E/M

Outpatient Office and Preventive Medicine

https://questions.cms.gov/faq.php?id=5005&faqId=1969

What is the definition of "new patient" for billing E/M services?

 “New patient" is a patient who has not received any professional services,

i.e., E/M service or other face-to-face service (e.g., Procedure) from the same physician or another physician in the same group practice (same group NPI# and physician specialty) within the previous three years.

 An interpretation of a diagnostic test, reading an x-ray or EKG etc., in the

absence of an E/M service or other face-to-face service with the patient does not affect the designation of a new patient.

 In 2012, the AMA CPT instructions for billing new patient visits include

physicians in the same specialty and subspecialty. However, for Medicare E/M services the same specialty is determined by the physician's or

practitioner's primary specialty enrollment in Medicare.

(18)

E/M Key Components

History (HX)-

Subjective information

Examination (PE)-

Objective information

Medical Decision Making (MDM)-

Linked

to medical necessity

The billable service is determined by the combination of these 3

key components with MDM often linked to medical necessity. For

new patients all 3 components must be

met or exceeded

and

established patient visits 2 of 3 are required to be

met or exceeded

.

Often when downcoded for medical necessity it is determined

that documented History and Exam exceeded what was necessary

for the visit.

(19)

Elements of an E/M History

The extent of information gathered for history is

dependent upon clinical judgment and nature of the

presenting problem. Documentation of the patient’s

history includes some or all of the following elements:

Chief Complaint (CC) & History of Present

Illness (HPI)

WHY IS THE PATIENT BEING SEEN TODAY

Review of Systems (ROS),

Past Family, Social History (PFSH).

(20)

History of Present Illness (

HPI

)

A KEY to Support Medical Necessity to

in addition to MDM

 HPI is chronological description of the development of the patient’s

present illness from the first sign and/or symptom or from the

previous encounter to the present or the status of chronic conditions being treated at this visit.

 The HPI must be performed and documented by the billing provider for New Patients in order to be counted towards the New Patient level of service billed.

 Focus upon present illness!  HPI drivers:

Extent of PFSH, ROS and physical exam performed

Medical necessity for amount work performed and

documented & Medical necessity for E & M assignment

(21)

HPI

Status of chronic conditions being managed at visit

 Just listing the chronic conditions is a medical history

 Their status must be addressed for HPI coding

OR

Documentation of the HPI applicable elements relative to

the diagnosis or signs/symptoms being managed at visit

 Location  Quality  Severity  Duration  Timing  Context  Modifying factors

(22)

Review of Systems (ROS)

1 ROS documented = Pertinent

2-9 ROS documented = Extended

10 + = Complete

(or documentation of pertinent positive

and negative ROS and a notation “all others negative”. This

would indicate all 14 ROS were performed and would be

complete.)

Record positives and pertinent negatives.

Never note the system(s) related to the presenting problem as

"negative".

When using "negative" notation, always identify which systems

were queried and found to be negative.

(23)

Past, Family, and/or Social History

Past history: the patient’s past experience with illnesses,

surgeries, & treatments

Family history: a review of medical events in the patient’s

family, such as hereditary diseases, that may place a patient at

risk

Social history: age appropriate review of past and current

activities

Record Past/Family/Social History (PFSH) appropriately considering the clinical

circumstance of the encounter. Extensive PFSH is unnecessary for lower-level services. Don't use the term "non-contributory"

(24)

EXAMINATION

4 TYPES OF EXAMS

 Problem focused (PF)

 Expanded problem focused (EPF)  Detailed (D)

(25)

Coding 1995: Physical Exam Definitions

 Head, including face

 Neck

 Chest, including breast and axillae  Abdomen

 Genitalia, groin, buttocks  Back, including spine  Each extremity

BODY AREAS (BA):

CODING ORGAN SYSTEMS (OS):  Constitutional/General Eyes Ears/Nose/Mouth/Throat Respiratory Cardiac GI GU Musculoskeletal Skin Neuro Psychiatric Hematologic/Lymphatic 25

(26)

1997 Sub-Specialty Physical Exam

Cardiovascular

Musculoskeletal

Ears, Nose, Mouth

and Throat

Neurological

Eyes

Skin

Psychiatric

Genitourinary (Female)

(Male)

Respiratory

Hematologic/Lymphatic

/Immunologic

General Multi-system

Exam

(27)

1995 and 1997 Exam Definitions

Problem Focused (PF)

• ‘95: a limited exam of the affected body area or organ system. (1 BA/OS) • ‘97=Specialty and GMS: 1-5 elements identified by bullet.

Expanded Problem Focused (EPF)

• ‘95: a limited exam of affected BA/OS and other symptomatic/related OS. (2-7 BA/OS) • ‘97=Specialty and GMS: At least 6 elements identified by bullet.

Detailed (D)

• ‘95: extended exam of affected BA/OS and other symptomatic/related OS.(2-7 BA/OS) • 97=Specialty: At least 12 elements identified by bullet (9 for eye and psyc) GNS= At least 2

bullets from each of 6 areas or at least 12 in 2 or more areas.

Comprehensive (C)

• ‘95: general multi-system exam (8 or more organ systems) or complete single organ system (a complete single organ system is undefined by CMS).

• ‘97=Specialty: All elements with bullet in shaded areas and at least 1 in non-shaded area. GMS: At least 2 elements with bullet from each of 9 areas/systems. 27

(28)

Medical Decision Making

DOCUMENT EVERYTHING THAT EFFECTS YOUR SERVICE!!

• Number of possible diagnosis and/or the number of management options.

Step 1:

• Amount and/or complexity of data reviewed, diagnostic tests, and/or other information that must be obtained, reviewed, and analyzed.

Step 2:

• The risk of significant complications, morbidity, and/or mortality with the patient’s problem(s), diagnostic procedure(s), and/or possible

management options.

Step 3:

Note: The 2 most complex elements out of 3 will determine the overall level of MDM Exchange of clinically reasonable and necessary information and the use of this information in the clinical management of the patient

(29)

MDM Step 1

1 POINT: E- 2, NEW-1,2 2 POINTS: E-3, NEW-3 3 POINTS: E-4, NEW-4 4 POINTS: E-5. NEW-5

Number of Diagnosis or Treatment Options –

Identify Each That Effects Patient Care For The DOS

Problem(s) Status Number Points Results

Self-limited or minor

(stable, improved or worsening) Max=2 1 Est. Problem (to examiner) stable,

improved 1

Est. Problem (to examiner) worsening 2 New problem (to examiner); no

additional workup planned Max=1 3 New prob. (To examiner); additional

workup planned 4

Total

(30)

MDM Step 2

1 POINT: E- 2, NEW-1,2 2 POINTS: E-3, NEW-3 3 POINTS: E-4, NEW-4 4 POINTS: E-5. NEW-5

Amount and/or Complexity of Data Reviewed – Total the points

REVIEWED DATA Points

Review and/or order of clinical lab tests 1 Review and/or order of tests in the radiology section of CPT 1

Review and/or order of tests in the medicine section of CPT 1 Discussion of test results with performing physician 1 Decision to obtain old records and/or obtain history from

someone other than patient 1

Review and summarization of old records and/or obtaining history from someone other than patient and/or discussion of case with another health care provider

2

Independent visualization of image, tracing or specimen itself (not simply review of report).

2

(31)

MDM Step 3: Risk

The risk of significant complications, morbidity, and/or

mortality is based on the risks associated with the presenting

problem(s), the diagnostic procedure(s), and the possible

management options.

 DG: Comorbidities/underlying diseases or other factors that increase

the complexity of medical decision making by increasing the risk of complications, morbidity, and/or mortality should be documented.

Risk is assessed based on the risk to the patient between

present visit and the NEXT time the patient will be seen by

billing provider or risk for planned intervention

(32)

MDM – Step 3: Risk

Presenting Problem Diagnostic Procedure(s)

Ordered Management Options Selected

Min • One self-limited / minor

problem •• Labs requiring venipuncture CXR EKG/ECG UA

• Rest Elastic bandages Gargles Superficial dressings

Low • 2 or more self-limited/minor problems

• 1 stable chronic illness (controlled HTN)

• Acute uncomplicated illness / injury (simple sprain)

• Physiologic tests not under stress (PFT)

• Non-CV imaging studies (barium enema)

• Superficial needle biopsies • Labs requiring arterial puncture • Skin biopsies

• OTC meds

• Minor surgery w/no identified risk factors

• PT, OT

• IV fluids w/out additives

Mod • 1 > chronic illness, mod. Exacerbation, progression or side effects of treatment • 2 or more chronic illnesses • Undiagnosed new problem

w/uncertain prognosis • Acute illness w/systemic

symptoms (colitis)

• Acute complicated injury

• Physiologic tests under stress (stress test)

• Diagnostic endoscopies w/out risk factors

• Deep incisional biopsies

• CV imaging w/contrast, no risk factors (arteriogram, cardiac cath)

• Obtain fluid from body cavity (lumbar puncture)

• Prescription meds

• Minor surgery w/identified risk factors

• Elective major surgery w/out risk factors

• Therapeutic nuclear medicine • IV fluids w/additives

• Closed treatment, FX /

dislocation w/out manipulation

High • 1 > chronic illness, severe

exacerbation, progression or side effects of treatment • Acute or chronic illnesses

that may pose threat to life or bodily function (acute MI) • Abrupt change in neurologic

status (TIA, seizure)

• CV imaging w/contrast, w/risk factors

• Cardiac electrophysiological tests

• Diagnostic endoscopies w/risk factors

• Elective major surgery w/risk factors

• Emergency surgery • Parenteral controlled

substances

• Drug therapy monitoring for toxicity

(33)

Draw a line down any column with 2 or 3 circles to identify the type of decision making in that column. Otherwise, draw a line down the column with the 2nd circle from the left. After

completing this table, which classifies complexity, circle the type of decision making within the appropriate grid.

Final Result for Complexity

A Number diagnoses or treatment options < 1 Minimal 2 Limited 3 Multiple > 4 Extensive

B Highest Risk Minimal Low Moderate High

C Amount and complexity of data < 1 Minimal or low 2 Limited 3 Multiple > 4 Extensive

Type of decision making

STRAIGHT-FORWARD LOW COMPLEX. MODERATE COMPLEX. HIGH COMPLEX. 33

(34)

USING DIFFERENT LEVELS OF CARE

99223 * PATIENT ADMITTED 99233 * (PT. IS UNSTABLE) 99232 * (PT. HAS DEVELOPED MINOR COMPL.) 99231 * (PT. IS STABLE, RECOVERING, IMPROVING) 99238 or * 99239 PATIENT DISCHARGED

(35)

Using Time to Code

Time shall be considered for coding an E/M level when

greater than 50% of total

Teaching Physician

visit time is

Counseling /Coordinating Care –

Total time must be Face-to-face for OP and floor time /

face-to-face for IP

47 35

(36)

What Is Counseling /Coordinating

Care (CCC)?

A Discussion of:

 Diagnostic results, impressions,

and/or recommended studies

 Prognosis

 Risks and benefits of management

 Instructions for treatment and/or follow-up  Importance of compliance

Required Documentation:

 Total time of the encounter

 The amount of time dedicated to counseling / coordination of care  The nature of counseling/coordination of care

John Doe MR# 11122234 D.O.S. 9/15/014

Patient counseled regarding health risk, contraceptives, exercise, and usage of medication. Counseling Time: 20min. Total Encounter Time: 30 min.

(37)

National ‘12 CMS Data For Speciality E/M

37 2% 25% 47% 21% 4% 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50% 99211 99212 99213 99214 99215 Surgery Services National Dist. National Dist.

(38)

Top Procedure Codes Billed in Q4 2013 for General Surgery

Top 5 E&M Description % 99213 OFFICE/OUTPT 41% 99203 Critical Care 30% 99205 OFFICE/OUTPT 15% 99245 OFFICE/OUTPT 6% 99202 OFFICE/OUTPT 3% All other E/M Codes 5% Top 5 Procedure Description % 47562 PR LAP,CHOLECYSTECTOMY 17% 48150 PR PART REMV PANC,PROX+REMV

DUOD+ANAST 11% 49505 PR REPAIR ING

HERNIA,5+Y/O,REDUCIBL 10% 48140 PR PART REMV PANCREAS,DISTAL

SUBTOTAL 6%

47120 PR RESEC LIVER,PART LOBECTOMY 4% All other

Procedure

(39)

Working With NP's and PA's (NPP's)

The NP or PA MUST BE AN EMPLOYEE OF THE PRACTICE AND

CANNOT BE A HOSPITAL EMPLOYEE TO UTILIZE ANY OF THEIR

DOCUMENTATION FOR PHYSICIAN BILLING AS SHARED

Shared visit with an NPP may be billed under the physician's name

only if:

The physician provides a face-to-face portion of the visit and

The physician personally documents in the patient's record the

portion of the E/M encounter with the patient they provided.

If the physician does not personally perform or personally and

contemporaneously document their face-to-face portion of the E/M

encounter with the patient, then the E/M encounter may only be

billed under the PA/ARNP's name and provider number

Procedures must be billed under the performing provider & not the

(40)

Guidelines for Teaching

Physicians, Interns, Residents and

Fellows

For Billing Services, All Types of Services Involving a Teaching

Physician (TP) Requires Attestations In EHR or Paper Charts

(41)

E/M IP or OP:

TP must personally document at least the following:  That s/he performed the service or was physically present during the

key or critical portions of the service when performed by the resident;

AND

 The participation of the teaching physician in the management of the

patient.

Example: ‘I saw and examined the patient and agree with the resident’s

note…’

Time Based E/M Services:

The TP must be present and document for the period of time for which the claim is made. Examples :

 Critical Care Hospital Discharge (>30 minutes) or

 E/M codes where more than 50% of the TP time spent counseling or coordinating care

Medical Student documentation for billing only counts for ROS and PFSH

41

Evaluation and Management (E/M)

(42)

Unacceptable TP Documentation

Assessed and Agree

Reviewed and Agree

Co-signed Note

Patient seen and examined and I agree with

the note

As documented by resident, I agree with the

history, exam and assessment/plan

(43)

43

Minor – (< 5 Minutes & 0 -10 Day Global): For payment, a minor procedure billed by a TP requires that s/he is physically present during the entire procedure.

Example: "I was present for the entire procedure." i.e. joint injection

Major – (>5 Minutes)

 SINGLE Procedure / Surgery — When the teaching surgeon is present or

performs the procedure for a single non-overlapping case involving a resident, he/she or the resident can document the TP’s physical presence and

participation in the surgery.

Example: “I was present for the entire (or key and critical portions) of the procedure and immediately available.”

Endoscopy Procedures (excluding Endoscopic Surgery):

TP must be present during the entire viewing for payment.

 The viewing begins with the insertion and ends with the removal.  Viewing of the entire procedure through a monitor in another room

does not meet the presence requirement.

Example: "I was present for the entire viewing."

Procedures

(44)

2 Overlapping Surgeries - Medicare will pay for two overlapping surgeries, but

the teaching surgeon must be present during the critical or key portions of both operations. Consequently, the critical or key portions may not take place at the same time.

The teaching surgeon must personally document in the medical record that

he/she was physically present during the critical or key portion(s) of both procedures

 When a teaching physician is not present during non-critical or non-key portions

of the procedure and is participating in another surgical procedure, he or she must arrange for another qualified surgeon to immediately assist the resident in the other case should the need arise.

 In the case of 3 concurrent surgical procedures, the role of the teaching surgeon

in each of the cases is classified as a supervisory service to the hospital rather than a physician service to an individual patient and is not payable under the physician fee schedule.

Overlapping Surgeries

(45)

Other Complex or High-Risk Procedures

For complex or high-risk

procedures for which national

Medicare policy, local policy,

or the CPT description

indicate that the procedure

requires personal (in person)

supervision of its performance

by a physician, the physician

services associated with the

procedure are billable only

when the teaching physician

is present with the resident.

Example:

“I was present for the entire (identify procedure).”

The teaching physician or resident must document the TP’s physical presence and participation in the

procedure. The TP or resident should identify the specific procedure. These procedures typically include high-risk interventional codes.

(46)

Global Service: 1 payment for procedure

Major = Day before procedure thru 90 days after

Minor = Day of procedure (some until 10 days after)

Services

Included

In The Global Surgery Fee

Preoperative visits, beginning with the day before a surgery for

major procedures and the day of procedure for minor

procedures.

Complications following procedure, which do not require

additional trips to the operating room.

Postoperative visits (follow up visits) during the postoperative

period of the procedure that is related to recovery from the

surgery.

(47)

Services

Not

Included in Global

Surgery Fee

Visits unrelated to the diagnosis for which the surgical

procedure is performed. Append modifier -24 to the E/M code

and report the new diagnosis.

Treatment for the underlying condition or an added course of

treatment which is not part of the normal recovery from surgery.

Append modifier -24 to the E/M code.

Diagnostic tests and procedures, including diagnostic

radiological procedures (no modifier required).

Critical Care services (codes 99291 and 99292) unrelated to

the surgery, or the critical care is above and beyond the

specific anatomic injury or general surgical procedure

performed.

(48)

Services

Not

Included in the Global

Surgery Fee

 Treatment for postoperative complications that cause a return trip to

the operating room, including ASCs and hospital outpatient

departments. Append modifier -78 to the procedure code for the procedure provided in the operating room.

 An operating room for this purpose is defined as a place of service specifically equipped and staffed for the sole purpose of

performing procedures. The term includes a cardiac

catheterization suite, a laser suite, and an endoscopy suite.

 Some supplies and surgical dressings are separately payable under the

reasonable charge payment methodology.

 Immunosuppressive therapy for organ transplants.

(49)

Critical Care: Medical Review Guidelines

Clinical Criterion – A high probability of sudden,

clinically significant or life threatening deterioration of the

patient's condition which requires a high level of physician

preparedness to intervene urgently

Treatment Criterion – Life or organ supporting

interventions that require frequent assessment and

manipulation by the physician.

Withdrawal of or failure to initiate these interventions would

result in sudden, clinically significant / life-threatening

deterioration in the patient’s condition.

Time spent teaching or by residents may not be used in CC

time and NPP time cannot be added to physician time.

Providing medical care to a critically ill, injured, or post-operative patient qualifies as a critical care service only if both the illness or injury and the treatment being provided meet the requirements.

(50)

CC is a Time Based Code

 When the patient is unable or clinically incompetent to participate in

discussions:

 Time spent on the floor or unit with family members or surrogate decision makers obtaining a medical history, reviewing the patient's condition or prognosis, or discussing treatment or limitation(s) of treatment may be

reported as critical care, provided that the conversation bears directly on the management of the patient.

 Time spent in activities that occur outside of the unit or off the floor (eg,

telephone calls, whether taken at home, in the office, or elsewhere in the hospital) may not be reported as critical care since the physician is not immediately available to the patient.

 Time spent performing separately reportable procedures should not be

included in total critical care time.

Time spent teaching residents may not be counted towards CC time.

The TP’s progress note must document the total time they were providing critical care services and their documentation must support critical care.

(51)

CC Codes 99291 and 99292

Time Codes

< 30 min Appropriate E/M code 30-74 min 99291 x 1

75-104 min 99291 x 1 and 99292 x 1 105-134 min 99291 x 1 and 99292 x 2 135-164 min 99291 x1 and 99292 x 3

(52)

Critical Care Documentation & Criteria

MM5993 Related Change Request Number: 5993

 The TP documentation must include:

 Time the teaching physician spent providing critical care (resident time and time

teaching residents does not count toward the 30 minute minimum);

 That the patient was critically ill during the time the TP saw the patient (met

clinical criterion of a high probability of sudden, clinically significant or life threatening deterioration of the patient's condition );

 What made the patient critically ill; and

 The nature of the treatment and management provided by the TP (treatment

criterion of Life or organ supporting interventions that require frequent assessment and manipulation by the physician.)

 Combination of the TP's documentation and the resident’s may support CC provided

that all requirements for CC services are met. The TP documentation may tie into the resident's documentation. The TP may refer to the resident’s documentation for specific patient history, physical findings and medical assessment as long as additional TP

(53)

CC TP & Resident Documentation

CMS examples of acceptable TP documentation for

critical care involving Resident.

"Patient developed hypotension and hypoxia;

I spent 45 minutes while the patient was in this

condition providing fluids, pressor drugs and oxygen.

I reviewed the resident's documentation and I agree

with the resident's assessment and plan of care."

(54)

Coding Critical Care With 2 ICU Teams

If there are two ICU teams with alternating night coverage, and

the circumstance comes up when the patient has been seen and

rounded upon by one attending - only to decompensate and

require additional time by the night attending. How should this

be documented and billed?

Each note should meet the critical billing criteria.

If the ICU Teams are the same sub-speciality, then the time

must be added together and team 1 would bill a 99291 (and

99292 if applicable) and team two would bill 99292.

If the ICU Teams are different sub-speciality, then each team

would a bill a 99291 (and 99292 if applicable.)

(55)

Procedures Bundled Into Critical Care

 Introduction of needle or intracatheter, vein (36000)

 Venipuncture, age 3 years or older, necessitating physician’s skill (36410)  Collection of venous blood by venipuncture (36591)

 Collection of blood specimen from a completely implantable venous

access device (36591)

 Arterial puncture, withdrawal of blood for diagnosis (36600)

 Nasogastric or orogastric tube placement, requiring physician’s skill and

fluoroscopic guidance (includes fluoroscopy, image documentation and report) (43752)

 Radiologic examination, chest; single view, stereo, or two view (71010,

71015, 71020)

 Gastric intubation and aspiration or lavage for treatment (91105)

(56)

Procedures Bundled Into Critical Care

 Temporary transcutaneous pacing (92953)

 Indicator dilution studies with dye or thermal dilution, including arterial and/or

venous catheterization; with cardiac output measurement (93561 and 93562)

 Ventilation assist and management, initiation of pressure or volume preset

ventilators for assisted or controlled breathing; hospital inpatient/observation, initial day, subsequent day, nursing facility (94002, 94003, 94004)

 Continuous positive airway pressure ventilation (CPAP), initiation and

management (94662)

 Continuous negative pressure ventilation, initiation and management (94662)  Noninvasive ear or pulse oximetry for oxygen saturation, single, multiple, or

continuous (94760, 94761, 94762)

 Analysis of clinical data stored in computers (eg., ECGs, blood pressures,

(57)

57 Page 57

Modifiers

Increase reimbursement Indicate specific circumstances Provide additional information Prevent denial of services Facilitate correct coding

A billing code modifier allows you to indicate that a procedure or service has been altered by some specific circumstance but has not changed in its

definition.

Modifiers allow to:

(58)

Modifier Reminders

Modifier 22: Services performed are significantly greater than usually

required", therefore its use should be exceptional.

Modifier 24: Separately Identifiable E/M by the Same Physician/Group

during the global period

Modifier 25: Significant, Separately Identifiable E/M by the Same

Physician/Group on the Day of a minor Procedure: on the day a procedure the patient's condition required a significant, separately identifiable E/M service above and beyond the usual care associated with the procedure that was performed.

Modifier 57: Significant, Separately Identifiable E/M by the Same

Physician/Group on the Day of or within 24 hours of a major procedure.

Modifier 59: Distinct Procedural Service: Under certain circumstances,

indicate that a procedure or service was independent from the services performed on the same day.

(59)

Modifier 52: Surgeries for which services performed are significantly less

than usually required may be billed with the "-52" modifier

Modifier 53: Discontinued Procedure

Due to extenuating circumstances or those that threaten the well

being of the patient, it may be necessary to indicate that a surgical or diagnostic procedure was started but discontinued. Documentation describing the circumstances requiring the discontinuation of a

procedure in the report is required.

Modifier 62: Co-Surgery - Two surgeons (usually with different skills)

with specialized skills act as co-surgeons. Both are primary surgeons,

performing distinct parts of a single reportable procedure (same CPT code) performing the parts of the procedure simultaneously, e.g., heart

transplant or bilateral knee replacements. (pays 125% of fee schedule)  Co-surgery may be required because of the complexity of the procedure

and/or the patient’s condition

 The additional surgeon is not working as an assistant, but is performing a distinct part of the procedure

 Each surgeon dictates his/her operative note describing his/her

(60)

Modifier 66: Team-Surgery Surgeries: Highly complex

procedures (requiring the skilled services of several physicians,

often of different specialties, plus other highly skilled, specially

trained personnel and various types of complex equipment) are

carried out under the "surgical team" concept. Such circumstances

may be identified by each participating physician with the

addition of the modifier

66 to the basic procedure number used

for reporting services.

Reimbursement is determined "By Report"

Modifier 82: Assistant Surgeon in a Teaching Hospital: In general, the

services of assistants for surgeries furnished in a teaching hospital which has a training program related to the medical specialty required for the surgical procedure and has a qualified resident available to perform the service is non-payable. However, it is covered if such services are

exceptional medical circumstances . The teaching physician must

document in the operative note that a qualified resident was unavailable for the procedure and Documentation of qualifying circumstances must

be included in the operating report. Medicare would add 16% of the global

package. Medicaid – 20%. This modifier is to be reported by the assistant surgeon only not by the primary surgeon.

(61)

No Modifier Required If Performing

Unique Surgery CPT Codes on the Same

Patient

If surgeons of different specialties are each performing a

different procedure (with specific CPT-4 codes), multiple

surgery rules do not apply. If one of the surgeons performs

multiple procedures, the multiple procedure rules apply to that

surgeon's services only.

If some portions of the surgery care provided with unique CPT

codes and others with co-surgery or assistant, than claim could

include CPT codes both with and without modifiers.

(62)

Immunomonitoring Lab (IML)

Protocols

Protocols can be utilized for orders as long as each is ordered and

revised, if needed, for the patient

Preprinted order sets are permitted under the CMS Conditions of

Participation (CoPs). CMS recognizes the role that pre-printed

order sets can play in reducing medication errors and promoting

optimal treatments for patients with certain conditions.

Preprinted order sets should be reviewed and approved by the

hospital’s medical staff. Under the CoPs at §482.24(c)(1), “all

orders, including verbal orders, must be dated, timed, and

authenticated promptly by the ordering physician or another

practitioner who is responsible for the care of the patient as

specified under 482.12(c)…” We consider this requirement to

include orders employing preprinted order sets.

(63)

Immunomonitoring Lab (IML)

Standing Orders

The use of standing orders to address well- defined clinical

scenarios must be documented as an order in the patient’s

medical record and authenticated by the practitioner

responsible for the care of the patient and entered into the

order entry section of the patient's medical record as soon

as possible after implementation of the order (much like a

verbal order would be entered), with authentication by the

patient's physician.

Individual Orders

Individual orders can be added to a protocol or standing

order for patients if medically necessary

63

(64)

2014 CPT Changes VASCULAR SURGERY

8 new codes for endovascular repair of visceral abdominal aorta.

These procedures were previously assigned Category III* codes 0078T-0081T.

34841 Endovascular repair of visceral aorta (eg, aneurysm, pseudoaneurysm, dissection, penetrating ulcer, intramural hematoma, or traumatic disruption) by deployment of a

fenestrated visceral aortic endograft and all associated radiological supervision and interpretation, including target zone angioplasty, when performed; including one visceral artery endoprosthesis (superior mesenteric, celiac or renal artery)

34842 ; including two visceral artery endoprostheses (superior mesenteric, celiac and/or renal artery[s])

34843 ; including three visceral artery endoprostheses

(superior mesenteric, celiac and/or renal artery[s])  34844 ; including four or more visceral artery endoprostheses

(65)

2014 CPT Changes VASCULAR SURGERY

8 new codes for endovascular repair of visceral abdominal aorta.

These procedures were previously assigned Category III* codes 0078T-0081T.

34845 ; including one visceral artery endoprosthesis (superior mesenteric, celiac or renal artery)

34846 ; including two visceral artery endoprostheses (superior mesenteric, celiac and/or renal artery[s])

34847 ; including three visceral artery endoprostheses (superior mesenteric, celiac and/or renal artery[s])

34848 ; including four or more visceral artery endoprostheses (superior mesenteric, celiac and/or renal artery[s])

*Category III codes are temporary codes created for emerging

technology, services, and procedures. Use of these Category III

(66)

2014 CPT Code Changes

Interprofessional consultations

New codes to report interprofessional (“doctor-to-doctor”)

telephone/Internet consulting.

Code 99446 is defined as an interprofessional

telephone/Internet assessment and management service

provided by a consultative physician, including a verbal and

written report to the patient’s treating/requesting physician

or other qualified health care professional, and involves 5 to

10 minutes of medical consultative discussion and review.

 99447: 11 to 20 minutes of medical consultative discussion and review  99448: 21 to 30 minutes of medical consultative discussion and review  99449: 31 minutes or more of medical consultative discussion and

(67)

2014 CPT Code Changes

Interprofessional Consultations

The services will typically be provided in complex and/or

urgent situations where a timely face-to-face service with the

consultant may not be possible. The written or verbal request,

its rationale, and the conclusion for telephone/Internet advice

by the treating/requesting physician or other qualified health

care professional should be documented in the patient’s

medical record.

Medicare allowable $0.00

(68)

Increased specificity of the ICD-10 codes requires more

detailed clinical documentation to code some diagnoses to

the highest level of specificity.

Coding and documentation go hand in hand

ICD-10 based on complete and accurate documentation,

even where it comes to right and left or episode of care.

ICD-10 should impact documentation as physicians are

required to support medical necessity using appropriate

diagnosis code—this is not an easy situation.

(69)

HIPAA

Final Reminders for All Staff,

Residents, Fellows or Students

Health Insurance Portability and Accountability Act – HIPAA

 Protect the privacy of a patient’s personal health information

 Access information for business purposes only and only the records you need to complete your work.

 Notify Office of HIPAA Privacy and Security at 305-243-5000 if you

become aware of a potential or actual inappropriate use or disclosure of PHI, including the sharing of user names or passwords.

PHI is protected even after a patient’s death!!!

Never share your password with anyone and no one use someone

else’s password for any reason, ever –even if instructed to do so.

 If asked to share a password, report immediately.

(70)

Any Questions

(71)

Available Resources at University of Miami,

UHealth and the Miller School of Medicine

 If you have any questions or concern regarding coding, billing,

documentation, and regulatory requirements issues, please contact:

Gemma Romillo, Assistant Vice President of Clinical Billing

Compliance and HIPAA Privacy; or

Iliana De La Cruz, RMC, Director Office of Billing Compliance

Phone: (305) 243-5842

[email protected]

 Also available is The University’s fraud and compliance hotline via the

web at www.canewatch.ethicspoint.com or

toll-free at 877-415-4357 (24hours a day, seven days a week).

 Office of billing Compliance website:

www.obc.med.miami.edu

71

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