Our Federal System of
Government
Federal System of
Government
• National government
= Federal
Government
– Very weak under Articles of
Confederation
• States gave up some
of their power to
have stronger
federal government
• Result: U.S.
Federalism
– System of government
where national
government and state
governments share
Supremacy Clause – U.S. Constitution
Article VI
• Laws made by Congress
outweigh state laws
• Established by Supreme
Court case McCulloch v.
Maryland
Constitutional protections for
states
• Federal government
Protections, Cont’d.
• Each state governs
itself
• Constitution only says
what states
cannot
do
– Make treaties w/ other
nations
– Declare war
– Issue their own money
– Tax imports from other
– Constitutional Amendments keep states from
denying its citizens their rights
Protections,
Cont’d.
• States can
maintain an
armed force
(National Guard)
– Controlled by
Reserved Powers – 10
thAmendment
• All powers
not
given to
the federal
government
in the
Constitution
are
reserved
to
the states
– Marriage & divorce laws – Public
Reserved Powers, Cont’d.
• Each state is
responsible for
the
health/welfare
of its citizens
• Police, schools,
roads, local
Federal
Supremacy
• Federal laws override
state laws.
– If a state law conflicts
w/ federal law, the
Concurrent Powers
• Powers shared by the
federal government and
state governments
– Both may
• Collect taxes • Borrow money
• Constructing roads, etc.
• Spending for general welfare • If conflicts arise between a
Opposing Views: States’ Rights
vs. Nationalist View
• States’ Rights:
– Power of national
government should
be more limited since
states created it
– State governments
are closer to the
people, so they
Nationalist View
• Arguments For:
– The people, not the states, created the national government and the states
– Under Necessary & Proper Clause, Congress can do anything necessary to carry out its “expressed” powers.
– National government should use that power to solve social &
Cooperation between national
government and states
• Began in 1930s w/
FDR’s New Deal policies
– Purpose: Help pull U.S.
out of Great Depression
• Federal government
helps states w/ building
highways, education
Cooperation, Cont’d.
• Federal government gives
states “grants-in-aid”
– $$ to help states pay for
some programs
Cooperation Between Federal Government &
States, Cont’d.
• Full Faith and Credit Clause of Const.
– Guarantees all states will cooperate with each
other
Article IV of Const.
•Says all states must
have republican form of
government. In return,
the federal government
will defend states if:
•Invaded by foreign
nation
•In cases of
domestic violence if
Full Faith and Credit Clause,
Cont’d.
• Ex. Lyndon
Johnson
All State Const’s:
• Are modeled after U.S. Constitution w/
– Separation of powers among 3 branches
– How each branch is organized
– Powers and term limits of govt. offices
• Governors, judges, and state senators, etc.
– Bill of Rights
• Specifically for the state’s citizens
North Carolina Government
Whitewater Falls, Sapphire, North Carolina
Surfing at Hatteras
N.C. History
• In ancient times, eastern half of the state was underwater, & giant megalodon sharks
roamed the waters.
• It is believed that the first Native Americans inhabited the New World 10,000 to 12,000 years ago. Eventually,
• In the 1580s, the British established two colonies in North
Carolina, both of which failed. In the 1600s permanent settlers from Virginia began to move to North Carolina, and it
• Many people believe that in 1775 North
Carolina became the first colony to declare
independence from Great Britain. After the
American Revolution, North Carolina
• In 1861, North Carolina seceded from the
Union and joined the Confederacy in the Civil War. In 1865, North Carolina troops
History of N.C. Cont’d.
• N.C. became a state in 1789
• N.C. Constitution – written in 1776,
1868, 1971
N.C. Constitution
• Preamble of N.C. Constitution
– States purpose of the N.C. government
• We, the people of the State of North Carolina,
grateful to Almighty God, the Sovereign Ruler of
Nations, for the preservation of the American Union
and the existence of our civil, political and religious
liberties, and acknowledging our dependence upon
Him for the continuance of those blessings to us
N.C. Constitution
Cont’d.
• Written to be flexible
• May be amended
• Is open to interpretation
– N.C. Supreme Court
Original seat of N.C. Supreme Court,
N.C. Declaration of Rights
• Comes after the Preamble
• Says N.C. should maintain
some sovereignty
(independence) from the
federal government
N.C. Const., Cont’d.
• N.C. and Popular
Sovereignty
– Means people of N.C. make, and may change, the laws of the state
– In U.S. history, popular sovereignty referred to choice of a state to have slavery or not
N.C. Constitutin Cont’d.
• Limited Govt. Powers
– Restricted by law
N.C. Const., Cont.
– Government powers must be separated among
the 3 branches
• Leg., Jud., Exec.
– Checks & Balances
N.C.’s Three Branches of
Government
• Executive
• Legislative
N.C. Executive Branch – Governor
& State Agencies
• Function: Carries out laws made
by N.C. legislature
• Governor – N.C. chief executive
– Like the president of the state
• No state Electoral College – citizens of the state elect the governor directly
• Qualifications:
– American citizen
– At least 30 years old
– Resident of the state for at least 5 years
N.C. Executive Branch – the Gov.
and Exec. Agencies, Cont’d.
• Carries out the
laws
• Governor – Bev
Perdue – 4 year
terms w/ 2
N.C. Executive Branch,
Cont’d.
• Lieutenant Governor –
2nd highest office in N.C.
– Kind of like the vice president of the state
– Only elected official in N.C. with powers in both the executive and legislative branches
– Acts as president of the
How Governors are Elected
• A person running for
governor must gain a
nomination, usually by
winning a political party
primary.
• Then the nominee runs in
the general election.
• Can be removed from
office by impeachment or
by a recall election
initiated by voters.
Connecticut governor resigns June 21, 2004: Connecticut Gov. John Rowland, facing a corruption scandal and
Powers & Duties of Governors
• Governors suggest new bills and lobby the legislature to pass them.
• May veto bills.
– N.C. governor has Line Item Veto
• Can veto only one part of the bill
• While the president of the United States
may veto an entire bill only, governors may choose to veto only a specific part of a bill.
Powers and Duties Cont’d.
• Governors may also:
– Grant pardons (forgive person of crime)
– Commute (reduce) sentence
– Grant parole (early release from prison) with restrictions.
• Commander in Chief of National Guard for state.
• Political party leader on state level and serve as ceremonial leaders as well.
• No longer are governors always white males.
State Executive Depts.
• Officials in charge of executive departments
• Advise the governor & help her carry out the laws
State Executive Depts., Cont’d.
• Secretary of State -
State Executive Depts., Cont’d.
• Attorney General -
represents the state and
advises government
State Executive Depts., Cont’d.
State Executive Depts., Cont’d.
• Auditor - reviews the
state’s records.
Executive Depts., Cont’d.
• Most states have:
– State Welfare Board
• Provides services to low income families, help with finding jobs, etc.
– Board of Health
• Runs programs in disease prevention and health education
– Depts. of Public Works and Highways
N.C. Legislative Branch
• N.C. legislature = N.C.
General Assembly
• Makes N.C. state laws
– House of
Representatives
– 120 members
– Senate
N.C. General Assembly, Cont’d.
• Makeup of Legislature
– Bicameral (2 houses, like Congress)
• Upper House (N.C. State Senate)• Lower House (N.C. State HOR)
– Different States have Different Sized
Legislatures:
• New Hampshire’s HOR has 400 members and 42 senators
N.C. Legislative Branch
• N.C. legislature makes N.C. laws
– All N.C. laws subject to Due Process
Clause of U.S. Constitution (14
thN.C. Legislature, Cont’d.
• General Assembly
Committees
– Senate President and
Speaker of House appoint
members from each house
to serve on standing
committees
N.C. House Speaker Joe Hackney
Reynolds v. Simms (1964)
• U.S. Supreme Court said
state election districts
must be equal
– Goal:
• One person = one vote
State Legislative Sessions and
Leaders
• Like in the U.S. HOR and
Senate, state legislatures
choose their leaders for each
house
• Terms limits vary by state – 15
have limits, the rest do not
Passing a state bill into a
state law
• Just like in Congress for fed. laws:
– Bill is:
•Introduced
•Sent to committee. If it passes,
goes to . . .
•Floor for debate
How a State Bill Becomes State Law,
Cont’d.
• Goes to other house – goes through the same
process as before
• If it passes both houses, goes to the governor
• Governor signs bill into law or vetoes it
– If vetoed, state legislature can override veto with a 2/3 vote
State Judicial Branch
• Describe the organization
of state courts and how
the state court judges are
elected.
Wayne County
Courthouse
(8
thJudicial
State Courts Cont’d.
• The 50 state court systems handle most of
the nation’s legal matters
• Interpret and apply state constitution and
laws
3 Levels of State Courts
• 1) Lower (Local) Courts:
Handle minor crimes &
lawsuits
– Justice Courts
• In rural areas & small towns
– Handle misdemeanors
(less serious crimes)
Lower State Courts, Cont’d.
– Magistrate courts
(a.k.a. police courts)
(found in larger
towns and small
cities)
•Handle minor
offenses & civil
Lower State Courts, Cont’d.
• Municipal courts
– Specialized lower courts in larger
cities
– Traffic, juvenile, small claims, etc.
courts
– Small claims courts
– No lawyers
– Plaintiff - party who files lawsuit
2) General Trial Courts
• Handle felonies
(serious crimes) &
lawsuits involving
large amts. of $$$
• Gen. Trial Courts in
N.C. are called:
– District or Superior Courts
– Other states call them:
• County
• Common Plea • Circuit
• Superior
Appeals Court Overturns Murder Conviction in DWI Case
Posted: Jan. 15, 2008
RALEIGH, N.C. — A man sentenced to at least 50 years in prison for killing a woman in a drunken-driving wreck will get a new trial, the North Carolina Court of Appeals ruled Tuesday. In a 2-1 decision, the court said Kenneth Wayne Maready is entitled to a new trial on the charge of second-degree murder because the trial court "allowed foregoing evidence to establish malice.”
“Although [Maready] had four convictions for driving while impaired within the 16 years prior to the date of the offense in the present case, the trial court allowed the introduction of several other convictions that were too remote in time,” the ruling stated.
3) N.C. Appellate Courts
• A.K.A. Appeals Court
– Review trial court decisions
Authorities in Charlotte, North Carolina have switched off their red light and speed camera units. The NC state appeals court ruled that 90% of proceeds should go to state schools, not to the city or the company that operates the cameras.
Peek Traffic Inc., the firm responsible for operating and monitoring the cameras had been receiving a whopping $35 out of every $50 for every ticket for blowing a red light, or $39 for those snapped speeding. The new ruling means that the city would have to shell out $30-$34 per ticket, something they obviously aren't keen to do. By this ruling, Charlotte now owes the school
(3. Cont’d.) N.C. Supreme Court =
Highest state court
–
Reviews N.C. Appeals Court
decisions
–
Interprets state const. &
laws
The N.C. Supreme Court has refused to hear convicted murderer Lee Wayne Hunt’s
appeal.
We don’t know the court’s reasoning yet; more on that when we do.
Hunt, who is from Fayetteville, was convicted of murdering Lisa and Roland “Tadpole” Williams in Eastover in 1984, but he has always proclaimed his innocence.
One of his co-defendants, Jerry Dale
Cashwell, allegedly said that was true — but Cashwell said that in secret to his lawyer, according to that lawyer, Staples Hughes.
Cashwell died in prison in 2002 and in 2003, in an unrelated case, the state Supreme
Court said lawyers can break attorney-client privilege in limited circumstances after the client dies. Hughes came forward with the information in 2004.
Hunt, who is 48, is eligible for parole in 2028.
How State Judges are
Selected
•
Varies by state.
Some are chosen
by:
–
Popular vote –
N.C. residents
elect judges
–
Election by the
state legis.
–
Appointed by
state’s gov’r.
Judge Wynn is running for re-election to the North Carolina Court of Appeals.
How State Judges are Selected, Cont’d.
•
Some states select judges
through “Missouri Plan”
–
Gov’r. appoints judge from list
prepared by a commission
–
At next election, voters decide
if judge gets appointment
• Critics argue that judges who must
win election may be more concerned
with pleasing voters than
administering the law impartially.
Thomas Joseph Pendergast
How Judges are Elected, Cont’d.
• Also, voters may know
little or nothing about
the candidates.
• Others argue that
popular election of
judges ensures a
government “of the
How State Judges are Elected,
Cont’d.
• Judges usually have terms of 6 to 12 years.
• Longer terms are intended to make judges more independent of public opinion.
•
Judges may be removed by
impeachment.
• Most states also have boards that investigate complaints about judges.