[K NONE (No reportable positions.)

(1)

: . .

IMPORT

ANT

, . "'

PQSITION

NAME

OF

ORGANIZATION/ENTITY

PARTIES

TERMS

0 (/) ('") ,-,., (") .,,

0

(J

1. Person Reporting Qast name, first, middle initial) 2. Court or Organization

Silverman, Barry G US Court of Appeals, 9th Cir.

4. Title (Article 111 judges Indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

D

Nomination, Date US Circuit Judge (active)

D

Initial Annual Sb.

D

Amended Report

D

Final 3. Date of Report 03/03/2007 6. Reporting Period 01/01/2006 to 1213112006

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, ifis, ln my opinion, in compliance

US Courthouse with applicable laws and regulations.

401 W Washington St, SPC 78 Phoenix AZ 85003

Reviewing Officer .. •,k"' ' ·

NtJTES1

The /fisl/f(lctions.(l.ccompanying this form must be followed. Complete all parts, checking the.NONH!fjox for eii h part where you have no reportable information. Sign on last page. •

1. ·

Date

I. POSITIONS.

(Reporting individual only; see pp. 9-13 of instructions.)

[Kl

NONE (No reportable positions.)

I. 2. 3. 4. ... = = __,

:::ti

3:

m

, ..,, ,,..

z

::.0

(")

I

(Reporting individual only; see pp. 14-16 of Instructions.) cJ>

m

:::oz U1 -OJ>

-0

<

'11

fT1

AND

fTI N _J

I. 1984 Maricopa County Deferred Compensation Plan

2. 1984 State of Arizona Deferred Compensation Plan

3. 5.

JJ. A GREE

MENTS

,

(2)

SOURCE

4.

3.

4.

5.

FINANCIAL DISCLOSURE REPORT

Page 2 of7

Name of Person Reporting

Silverman, Barry G

Date

of Report

03/03/2007

III. N

0

N-INVESTMENT IN CO ME.

(Reporting individual and spouse; see pp.

17-24

of instructions.)

A. Filer's Non-Investment Income

D

NONE (No reportable non-investment income.)

SOURCE AND TYPE

INCOME

(yours, not spouse's)

I. 2006

AZ

Elected Officials Retirement Plan; pension

$ 30,933.00

2.

3.

5.

B. Spouse's Non-Investment Income

-If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D

NONE (No reportable non-investment income.)

AND TYPE

1. 2006

self-employed court reporter

2.

5.

IV. REIMBURSEMENTS -

transportation, lodging,food, entertainment (Includes those to spouse and dependent children. See pp.

25-27

ofinstructions.)

[fil

NONE (No reportable reimbursements.)

I.

DESCRIPTION

2.

3.

4.

(3)

VALUE

VALUE CODE

4.

5.

V, GIFTS.

(Includes those to spouse and dependent children. See pp. 28-3I of instructions.)

(KJ

NONE (No reportable gifts.)

SOURCE

DESCRIPTION

1. 2. 3.

5.

VI, LIABILITIES.

(Includes those of spouse and dependent children. See pp. 32-33 of instructions.)

(KJ

NONE (No reportable liabilities.)

CREDITOR

1.

DESCRIPTION

2. 3. 4.

(4)

:B:

Cl)

(1)

(2)

L

(2)

.(})

,

. (4)

Page 4 of7

Name of Person Reporting

Silverman, Barry

G

Date of Report

03/03/2007

VII. INVESTMENTS and TRUSTS

-income, value, transactions (Includes those of the spouse and dependent children. See pp.

34-60

offliing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

A. Description ofAssets (including.trust assets)

Income diltiiig

reportliig period

c.

Gross value. at end of

teportlii)i.period

Place "(){)" after ·eac

h asset

exempt·from:

prior

diselosure

Amount

Code 1

(2)

'fype

(e.g

div., rent;

qr int.)

VJ1lue.

Cod 2

{J'I>)

Value

Method

C®eJ

( W}

(1)

Type(e,g. buy, sell; redempticm)

1. Wells Fargo Bank accounts

2. Bank of America accounts

3. US Savings Bonds

4. Fidelity Asset Manager 50% mutual fund

5. Fidelity Ginnie Mae mutual fund

6. Tax Free Trust of

AZ

mutual fund

7. Israel Bond due 9/1/2015

12. Israel Bond zero coupon due 1/31/2006

14. Israel Bond due

I

0/2011

15. Israel Bond zero coupon due 9/1/2015

17. Maricopa County Deferred Compensation

J. Income Gaio Co:d!!s: A =S 1.0.00or less

(Sec Columns Bl aod D4) 2. Value Codes

(See Columns Cl aod DJ)

3. Value Method Codes (See Columo

C2)

F =s50;001 - s100,ooo J=$15,000orless N =s2;0,001 -s5oo,ooo P3 =$25,000;001 - $5fi,000,000 Q=Appraisal U=BiJokValue

(A'H}

. A

c

A

c

A A A A A A A A A A D Interest

K

Interest M None Dividend

K

Dividend J Dividend

L

Interest J Interest J Interest J Interest J Interest J Interest Interest J Interest J Interest J Interest J Interest N B =$1;

00

1 - $2;500 G

=SIOo;oo1 - $1;000,000

K =$15,001 -$50,000 o =s500;001-s1,ooo,ooo R =Cost (Real Estate Only)

V=Otber T T T T T T T T T T T Redeemed T T T T Bought T c =$4;501·-$5,000 HI =$1,000;001 - $5,000,000 L 450,001 -

S100,000

Pl =S ! ,

oo0

,00! -S5,00Q,OOO P4 =More than $50,000,000 S =Assessment W·=Estimated D.

Transactions during reporting period

Date Value Month-

Code2

Day <i'P) 1/31 J 2/1 J D =$5,00I -S15,000 H2 =More than $5,000,000 M =$!00,001 - $250,000 Gain Code I (A-H} A P2 =$5,000;001 - $25,000,000 T =Cash Market (5) Identity of buyer/seller (if private transaction) E =$15,001 -$50,000

(5)

A.

B.

c.

(I}

(2)

D.

(3)

(4)

Gain

D:iy

VII. INVESTMENTS and TRUSTS -

income, value, transactions (Includes those of the spouse and dependent children. See PP•

34-60 of filing instructions.)

D

NONE

(No reportable income, assets, or transactions.)

Description Of Assets

Income. during Gross value at end of Transactions during reporting

period

(lncludin$ thlSl assets) Place

"(X)"

after each. asset exempt from prior disclosure

teportini,: period Amount Type

(e.g.

·Cod.el

div.,

_rent,

(A-1-J)

Pr

int.)

reporting period

(l)

Value

Code2

{J-P)

(2)

Value

Metho.d.

Cade

(Q'W)

{I}

Type(e,i':.

boy, s:ell; redem

p

tion

)

.{2)

Date

Month.-Value

Code.2

(J,P)

(A-ll)

Code l

(5)

Identity of buyer/Seller

(ifprivate

transaction) Plan

18.

State of Arizona Deferred Compensation None Closed

11/28

L F Plan

19.

Great Western Life Ins None

J

T

20.

First Credit Union accounts A Interest L T

21.

Federal Reserve Bank Treasury Direct Acct

E

Interest 0 T

22.

Fidelity Spartan AZ Muni Inc Fund D Dividend N T

23.

Minnesota Life Whole Life A Dividend

J

T

24.

Horace Mann Whole Life A Dividend

J

T

25.

Fidelity Balanced mutual fund accounts

E

Dividend N T

26.

Vanguard Target Retirement

2015

mutual D Dividend N T fund accounts

1. lnl'Qme Oaln

c

:

A =SI;OOO or l.;ss B =$),OOl • $2,50() c =$2,501. $5;0()() D =S5,0()I • $15,000 E=Sl5,00I • $50,000

(Sec Columns Bl and

D4)

F=$50,001

-$100,000 G =SIOO,OOl • Sl,000,000 HI =$1,000,001' • $5,000,000 H2 =More.than $5,000,000

2. Value Codes J =$15,000 or. l.;ss K =$15,001- $50,000 L =$50,001 • $100,QOO M Ts 100,001 - s25o,ooo

(Sec Columns Cl and

DJ)

N =$250;001 - $500,000 0 =$500,001 -$1;0()(),000 Pl =$1,000,001 -$5,0()(),000 P2 =S5;000;001 - s2s.,ooo;ooo

3. Value Method.Codes P3 =$25,000,001 - $50,000,000 _{R =Cost (Real Estate Only)} P4 =More than $50,000,000 _T_{-0.Sh Market}

(See Columo·C2)

Q

=Appraisal V =Other S =As$essmeot

(6)

Name of Person Reporting Date of Report

Page 6 of7

Silverman, Barry G 03/03/2007

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

(Indicateparto/ReporL)

(7)

/)

o7

�--- ____

-__L,___-*{

__ _,_

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

I

Date

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and

3

additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite

2-301

One Columbus Circle, N.E.

Washington, D.C.

20544