FOR IMMEDIATE RELEASE CONTACT: Kelly M. Brockman 615.741.6007 (office) APRIL 2006 Disciplinary Action Report EDITORS: Tennessee Code Annotated, Section 561302(a)(9) requires the Department of Commerce and Insurance to issue a monthly press release containing a disciplinary report which shall list all disciplinary actions taken by each board during the prior month. Below is a list of actions taken during the month of APRIL 2006. Alarm Systems Contractors Board Respondent: ADT Security Services, Inc., West Henrietta, NY Violation: Failure to properly register alarm employee(s) Action: $ 700 Civil Penalty Respondent: Advanced Security Concepts, Inc., Greenville, TN Violation: Unlicensed conduct in CCTV, failure to notify of change of address, late registration of employees Action: $ 6900 Civil Penalty Respondent: AESRLC Holdings, Inc. dba Electronics & Security, Hixon, TN Violation: Failure to properly register alarm employee(s) Action: $ 400 Civil Penalty Respondent: Beacon Technologies, Inc., Nashville, TN Violation: Failure to properly register alarm employee(s) Action: $ 500 Civil Penalty Respondent: Jeffrey Ogborn, Frederickburg, VA Violation: Employed as qualifying agent by more than one business entity Action: $ 500 Civil Penalty Respondent: PM Alarms, Inc., Red Bank, TN Violation: Failure to notify of employee termination or transfer Action: $300 Civil Penalty Respondent: Protection One Alarm Monitoring, Inc/Dyna Watch, Wichita, KS Violation: Failure to properly register alarm employee(s) Action: $ 200 Civil Penalty
Respondent: Security Solutions, Olive Branch, MS Violation: Failure to display certification number on correspondence Action: $100 Civil Penalty Board of Accountancy Respondent: Paul Adams, Jr., Kingsport, TN Violation: Incompetency and gross negligence in performance of reviews and multiple violations of industry standards, statutes and regulations Action: Revocation Respondent: Steve Barry, Birmingham, AL Violation: Failure to comply with professional standards in an audit engagement Action: Two year suspension Respondent: Max Combs, Rutledge, TN Violation: Prepared financial statement and utilized the “Accountant” designation without a CPA license Action: $250 Civil Penalty
Respondent: Amy Czerwinski, Hendersonville, TN
Violation: Performed compilation without a CPA license Action: $250 Civil Penalty Respondent: Harry Mark Eldridge, Kingston Springs, TN Violation: Issued a review report without a firm permit Action: $700 Civil Penalty Respondent: David England, Dickson, TN Violation: Failure to comply with Peer Review requirements Action: $250 Civil Penalty Respondent: James Goodman, Goodlettsville, TN Violation: Use of the term “Accountant” without a CPA license Action: $250 Civil Penalty Respondent: James Harris, Jonesboro, TN Violation: Failure to respond to CPE audit Action: Additional CPE hours to be completed by December 31, 2006 Respondent: Kraft & Company, Nashville, TN Violation: Failure to timely comply with Peer Review requirements Action: $750 Civil Penalty Respondent: Linda’s Accounting Firm, Brownsville, TN Violation: Advertising without a firm permit Action: $600 Civil Penalty Respondent: Peggy Schmidt, Chattanooga, TN Violation: Performed compilation without a firm permit Action: $250 Civil Penalty Respondent: Harry Simpson, Memphis, TN
Violation: Unlicensed practice and advertising as a CPA Action: $1500 Civil Penalty Respondent: Tax Force, Memphis, TN Violation: Improper use of “Accountant” designation on documents and advertisement Action: $250 Civil Penalty Respondent: Teed & Associates, Charleston, WV Violation: Failure to notice incorrect sum included in audit report Action: $250 Civil Penalty
Respondent: Dennis Wade, Goodlettsville, TN
Violation: Failure to comply with Peer Review requirements Action: $250 Civil Penalty Board of Barber Examiners Respondent: 3 Sisters Hair Design, Knoxville, TN Violation: Expired master barber license Action: $300 Civil Penalty Respondent: Lucky’s Barber and Styling, Nashville, TN Violation: Operating a shop without a license Action: $500 Civil Penalty Respondent: Mane Street Salon, Jamestown, TN Violation: Expired master barber license Action: $300 Civil Penalty Board for Licensing Contractors Respondent: Brad S. Neil, Charlotte, TN Violation: Unlicensed Activity Action: $2500 Civil Penalty Respondent: Calco Enterprises, LLC, Atoka, TN Violation: Misconduct and Incompetence Action: Revocation Respondent: Chester P. Kearns, Arlington, TN Violation: Misconduct Action: $1000 Civil Penalty Respondent: Combustion & Control Solutions, Inc., Chattanooga, TN Violation: Unlicensed Activity Action: $5000 Civil Penalty Board of Funeral Directors and Embalmers Respondent: DillowTaylor Funeral Home, Inc., Jonesborough, TN Violation: Several caskets in selection room were not listed on CPL and contracts did not contain required reason for embalming Action: $250 Civil Penalty
Respondent: East Lawn Funeral Home, Inc., Kingsport, TN Violation: Failure to include statutorily required data on permanent ID device Action: $250 Civil Penalty Respondent: Heavenly Gates Funeral Home, Martin, TN Violation: Several FTC price violations Action: $500 Civil Penalty Respondent: J. A. Lofties Funeral Home, Somerville, TN Violation: CPL and OBCPL were not available for inspection and price range on GPL did not correspond to casket prices in selection room Action: $500 Civil Penalty Respondent: Johnson Funeral Home, LLC, Church Hill, TN Violation: Several FTC price violations including amount charged on a contract exceeded listed prices on GPL and price violations for direct cremation and immediate burial Action: $500 Civil Penalty Respondent: Johnson Funeral Home, LLC, Church Hill, TN Violation: Several FTC violations on the GPL, CPL and OBCPL Action: $250 Civil Penalty Respondent: Karnes & Son Funeral Home, Dyer, TN Violation: Immoral or unprofessional conduct – embalmed human remains without written or verbal consent from decedent’s family Action: $1000 Civil Penalty Respondent: Peoples Funeral Home, Lexington, TN Violation: Several FTC price violations and preparation room violations associated with the floor and sink Action: $500 Civil Penalty Respondent: Stetzer’s Funeral Home, Inc., Morristown, TN Violation: Several FTC price violations and failure to affix a permanent ID device to the decedent Action: $750 Civil Penalty Respondent: Thurman Funeral Home, PTRS, Sparta, TN Violation: Failure to include statutorily required data on permanent ID device and failure to include an alternative container on CPL Action: $500 Civil Penalty Collection Service Board Respondent: LDG Financial Services, LLC, Atlanta, GA Violation: Failure to Respond to Complaint Action: $250 Civil Penalty Respondent: LTD Financial Services, LP, Houston, TX Violation: Failure to Respond to Complaint Action: $250 Civil Penalty Cosmetology Board
Respondent: Andy Kim Hair Salon, Brentwood, TN Violation: Unlicensed Activity Action: $1000 Civil Penalty Respondent: Bates Barber & Beauty Salon, Knoxville, TN Violation: Unlicensed Activity Action: $500 Civil Penalty Respondent: Franklin Nails, Franklin, TN Violation: Unlicensed Activity Action: $1000 Civil Penalty Respondent: Great Clips for Hair, Shelbyville, TN Violation: Unlicensed Activity Action: $250 Civil Penalty Respondent: Jamaica Me Beautiful, Jackson, TN Violation: Unlicensed Activity Action: $500 Civil Penalty Respondent: Love 55, Memphis, TN Violation: Unlicensed Activity Action: $500 Civil Penalty Respondent: Nail Pro, Memphis, TN Violation: Unlicensed Activity Action: $1000 Civil Penalty Respondent: Pro Nails, Sevierville, TN Violation: Unlicensed Activity Action: $500 Civil Penalty Respondent: Paris Nails, Paris, TN Violation: Unlicensed Activity Action: $1000 Civil Penalty Respondent: Rose’s Nail, Franklin, TN Violation: Sanitation Violation Action: $1000 Civil Penalty Respondent: Rose Beauty Salon, Memphis, TN Violation: Unlicensed Activity and Sanitation Violations Action: $500 Civil Penalty Respondent: Salon DeBelleza Jenny’s, LaVergne, TN Violation: Unlicensed Activity Action: $500 Civil Penalty Respondent: The Mane Event, Ashland City, TN Violation: Unlicensed Activity Action: $500 Civil Penalty Respondent: TN Nails, Soddy Daisy, TN
Violation: Unlicensed Activity Action: $1000 Civil Penalty Respondent: Top Line Nails, Nashville, TN Violation: Unlicensed Activity Action: $500 Civil Penalty Motor Vehicle Commission Respondent: Adesa of Knoxville, Lenoir City, TN Violation: Did not meet auto auction requirements Action: $1000 Civil Penalty Respondent: Airport Auto Auction, Alcoa, TN Violation: Advertising violations Action: $1000 Civil Penalty Respondent: BAO’s Motors, Knoxville, TN Violation: Temporary tag log not kept properly Action: $500 Civil Penalty Respondent: Clayton Motors, Inc., Knoxville, TN Violation: Sales on open titles Action: $3000 Civil Penalty Respondent: Euro Sport Auto Sales, LLC, Hermitage, TN Violation: Temporary tag log not kept properly Action: $500 Civil Penalty Respondent: Four Lane Auto, Nashville, TN Violation: Temporary tag log not kept properly Action: $500 Civil Penalty Respondent: Lafayette Motors, Inc., Nashville, TN Violation: Temporary tag log not kept properly Action: $500 Civil Penalty Respondent: Macon County Motors, Lafayette, TN Violation: Sales on open titles Action: $500 Civil Penalty Respondent: Putnam Lincoln Mercury, Memphis, TN Violation: Leased vehicles stating DOC fees Action: $250 Civil Penalty Respondent: Stinnet Chrysler Dodge Chevrolet, Inc., Newport, TN Violation: Regulation Z violation and did not state the amount of fees Action: $500 Civil Penalty Respondent: Wood Motor Co., Inc., Madison, TN Violation: Temporary tag log not kept properly Action: $500 Civil Penalty
Private Investigation and Polygraph Commission Respondent: Eric Conard Sanders, Memphis, TN Violation: Failure to complete required continuing professional education Action: $250 Civil Penalty Respondent: Investigators Incorporated, Seymour, TN Violation: Unsubstantiated monetary charges to a client for services not rendered Action: $750 Civil Penalty Respondent: Johnoton Vincent Demps Violation: Failure to complete required continuing professional education Action: $250 Civil Penalty Respondent: Paula Kay Merriman Violation: Failure to complete required continuing professional education Action: $500 Civil Penalty Respondent: Randy Neal Collins, Winchester, TN Violation: Failure to notify of arrest within thirty (30) days Action: $ 500 Civil Penalty Tennessee Real Estate Commission Respondent: Donald Aldridge, Memphis, TN Violation: Failing to maintain escrow account Action: $500 Civil Penalty Respondent: Margaret C. “Peggy” Haynes, Chattanooga, TN Violation: Untimely disbursement of earnest money Action: $750 Civil Penalty Respondent: Mission Realty, Dalton, GA Violation: Unlicensed branch office Action: $1000 Civil Penalty Respondent: Privett & Associates Realty, LLC, Sevierville, TN Violation: Sign violation Action: $250 Civil Penalty Respondent: Terminus Real Estate, Knoxville, TN Violation: Failure to maintain records Action: $500 Civil Penalty Respondent: The Coach Approach Realty, d/ba CryeLeike Blue Skies Real Estate, Jackson, TN Violation: Failure to deposit earnest money Action: $250 Civil Penalty
