Governance. Execution. Value.

Sponsored

March 30 – April 1, 2015

Boston, MA

2015

2015

Governance. Execution. Value.

The GOVERNANCE of data requires

EXECUTION strategies that will help

achieve VALUE for your firm

Sheila Tully

Vice President

Brown Brothers Harriman

FIMA is a solid industry event. There

were a wide range of speakers who

spoke about many of the issues I face in

data management. I definitely took away

a lot from the conference that will help

www.fima-usa.com

[email protected]

646.200.7530

Twitter:

@FIMAUSA

FIMA 2015 Speakers Include:

Mike Atkin

Managing Director

EDM Council, Inc. Julia Bardmesser

Director, Business Data Management

Citi

Sumanda Basu

SVP – Head of Data Governance Risk Audit

Citigroup

David M. Blaszkowsky

Senior Vice President, Head of Data Governance

State Street Corporation John A. Bottega

Senior Advisor & Consultant

EDM Council Tony Brownlee

Partner, Data Solutions

Kingland Systems Brian Buzzelli

Executive Director, Head of Enterprise Data Management, Americas

Nomura America Services Saad Chafki

Associate Vice President IT Delivery Services

Standard Life Canada Philippe Chambadal

CEO

SmartStream Jennifer Courant

Head of Risk Systems and Technology for Risk Architecture

Citigroup

Thomas Crimmins

Director of Corporate Credit Risk Reporting

CIT Group

Ludwig A. D’Angelo

Executive Director, Corporate & Investment Bank Operations

JP Morgan Chase Adam Devine, VP Product Marketing, WorkFusion Genevy Dimitrion Vice President

State Street Corporation Alex Dixon

Global Head of Client Onboarding, Transitions & Reviews

UBS

Anastasia Dokuchaeva

Sales Specialist, Content and Technology Solutions

FactSet Research Systems Inc. Thomas Dunlap

Managing Director

Goldman Sachs Joe Dunphy

Vice President of Product Management

Fenergo John Fleming

Head of Enterprise Data Governance

BNY Mellon Claire Frankel

Executive Director, Enterprise Data Group

JPMorgan Chase Jeff Gentry

Director, Data & Analytics Governance

TD Ameritrade Richard Gibbons

BFS-GRC SME & Practice-Leader for North America

Tech Mahindra Bruno Giordano

Vice President - Data Governance Systems

Brown Brothers Harriman Steven Goldstein

Chief Executive Officer

Alacra Don Gray

Global Head of Enterprise Data Management

Cigna

Daphne Guerci

Senior Director, Data Management

Caisse de dépôt et placement du Québec

Colin M. Hall

Chief Data Officer, Managing Director

Credit Suisse Nick Helton

Global Reference Data Manager

Northern Trust Hubert Holmes

Managing Director, Reference Data Interactive Data Joe Ierace Senior Director FINRA Raj Iyer

Vice President Global Markets eCommerce

BNY Mellon Amit Jhawar

Vice President, Investment Management Data Operations

State Street Global Advisors Preetham Kamesh

Head of Data Management Services Business Unit

IGATE Corporation Rick Kanungo

Senior Director, Enterprise Solutions

S&P Capital IQ Jack Klinck

EVP and Head of Global Strategy and New Ventures

State Street Peter Ku

Senior Director, Global Industry Marketing Informatica Ashok Kumar SVP of Business Data Management Citi Manjeev Kumar

Global FATCA, Regulatory & Compliance Program

Deutsche Bank Mary Langevin

Vice President, Head of Market Data Commercial, Americas

Matthew Lewisman

Director, Global Head of Client Change Management

Credit Suisse Daniel Maury

Group Finance Data Program, Managing Director

UBS

Michael Miller

Global Finance Information Architect, Global Finance IT

HSBC

David Newman

Strategic Planning Manager, Senior Vice President, Enterprise Architecture and IT Strategy

Wells Fargo Alan Paris

Principal, Global Head of Financial Services Consulting & Global Account Manager Financial Services

eClerx Marcy Pike

Senior Vice President

Fidelity Investments

Scott Preiss

Vice President, Chief Operating Officer

CUSIP Global Services Don Rosenberg

Lead Consultant, Banking and Financial Services,

IGATE Corporation Tim Rourk

Principal, Program Director

Kingland Systems Sandip Sahota

Executive Director, Program Lead for the Enterprise Data Services CTO

Morgan Stanley David Saul

Senior Vice President and Chief Scientist

State Street Thomas Serven

Vice President, IT Governance

State Street Corporation Anthony Sorrentino

Global Head of Instrument Reference Data

Deutsche Bank

Derek Strauss Chief Data Officer

TD Ameritrade Tim Swan

Director, Data Management Office, Americas Risk Management

MUFG Union Bank, N.A. Takayoshi Wiesner

Vice President

Morgan Stanley, Capital Markets

Martin J. Williams

Vice President, Reference Data Product Development

Interactive Data

Alexander Wissner-Gross

Institute Fellow

Harvard University Institute for Applied Computational Science

Max Yankelevich

CEO

WorkFusion

Speakers Continued

Networking Activities

Networking App

Helping you to easily locate attendees, set up meetings & keep track of

your schedule, without carrying around unnecessary of pieces of paper

Craft Beer Tasting Reception

With the growing trend of craft breweries in the Boston region, we are

bringing them to you to sample for the second year in a row

Data Management Café

Optimize your time at the FIMA conference by visiting the Data

Management Café featuring the technologies and services to help you

better manage your data

New England Clam Bake

After a day filled with constructive discussion, case studies and critical

information, RELAX, UNWIND and network face-to-face during FIMA’s

New England Clam Bake! Join the attendees and speakers you met

throughout the day and enjoy a New England staple!

2015

2015

FIMA 2015 will host more than 300 guests from over 124 companies with 3 days content and 12+ hours of networking.

Board

Members

Thomas Dunlap

Managing Director

Goldman Sachs

John Fleming

Head of Enterprise

Data Governance

BNY Mellon

Takayoshi Wiesner

Vice President

Morgan Stanley

Capital Markets

Dear Colleague,

Mark your calendar for FIMA 2015. The premier reference

data, counterparty risk and data innovation conference

is returning to Boston! to how to balance data demands

in a constrained budget environment. FIMA 2015 lifts the

veil on clearly identifying data requirements and gaining

more intelligence from it.

We have a range of issues to tackle this year and we’ll

explore the roles of data in the current environment,

improving data quality, and extracting the value. Learn

how identifying the right individuals can advance your

data strategies as the office of the CDO continues evolve.

We’ll shed light on how the maturation of technologies

can provide greater transparency and ease regulatory

burdens.

As an industry, it’s time to ensure our organizations

understand that data is a part of the business and the

amount of data we’re using is necessary. At FIMA we’ll

examine how to take that data and actually leverage and

utilize it as an asset.

If you’re like most data management professionals, you

are interested in what data is being used internally, what

the practitioners are doing and the kind of constraints

being faced. Join your peers to discuss the outlook for the

industry and what’s down the road 5-10 years from today.

Share your insights, skills and experience, and contribute

to the development of very specific data management

solutions.

Attend FIMA 2015 and you’ll be amongst leading

reference data management professionals who will

cover topics that are of fundamental importance to your

enterprise-wide data management initiatives.

See you in Boston!

The FIMA Advisory Board

www.fima-usa.com

[email protected]

646.200.7530

Twitter:

@FIMAUSA

Agenda At A Glance

Monday, March 30, 2015

Data Quality & Value

8:55 Welcome Remarks

Shamara Ray, Program Director, FIMA 2015

9:00 Chairperson’s Opening Address

9:15 The Emergence Of Data Utilities And The Relevance In Today’s Reference Data Market Ludwig A. D’Angelo, Executive Director, Corporate & Investment Bank Operations, JP Morgan Chase

9:35 Disruptive Technology And Innovation In Financial Services

Jack Klinck, EVP and Head of Global Strategy and New Ventures, State Street

9:55 Refreshment Break & Networking Opportunity

10:20 PANEl DisCussioN: Improving The Ability To Harmonize And Link Data Across The Organization John Fleming, Head of Enterprise Data Governance,

BNY Mellon

Jeff Gentry, Director, Data & Analytics Governance,

TD Ameritrade

Nick Helton, Global Reference Data Manager,

Northern Trust

Ashok Kumar, SVP of Business Data Management, Citi Anthony Sorrentino, Global Head of Instrument Reference Data, Deutsche Bank

4:00 10 Minute Stretch & Refreshment Break

4:10 FIMA 2014 Benchmarking Study – iGate Global Solutions

4:20 Panel Discussion: Establishing An Office Of The CDO To Ensure Data Quality

John A. Bottega, Senior Advisor & Consultant, EDM Council

Don Gray, Global Head of Enterprise Data Management, Cigna

Colin M. Hall, Chief Data Officer, Managing Director,

Credit Suisse

Derek Strauss, Chief Data Officer, TD Ameritrade

11:00 Kickoff of Interactive Roundtables

An Analysis of the Cloud Movement and the Associated Data Management Activities

Peter Ku, Senior Director, Global Industry Marketing,

Informatica

iGate Roundtable

Preetham Kamesh, Head of Data Management Services Business Unit, IGATE Corporation

Interactive Data Roundtable

Martin J. Williams, Vice President, Reference Data Product Development, Interactive Data

Establishing Enterprise Data Governance: What Does It Take To Execute?

Don Rosenberg, Lead Consultant, Banking and Financial Services, IGATE Corporation

Managing the Delta of Regulatory Data

Joe Dunphy, Vice President of Product Management,

Fenergo

12:40 Lunch For All Attendees

1:40 Continuation of Interactive Roundtables (Final 2 Tables)

2:30 Refreshment Break & Networking Opportunity

5:00 Challenging Data Users To Comply With Higher Standards

David M. Blaszkowsky, Senior Vice President, Head of Data Governance, State Street Corporation

5:20 FIMA 2015 Craft Beer Tasting

6:30 End Of Day One CoNCuRRENT WoRkshoPs BEgiN

WoRkshoP A WoRkshoP B

3.00 Viewing Data Holistically To Structure Your Data Strategy Identifying How Data Leaders Are Using And Finding Value In Data

8:00 Continental Breakfast & Registration In The Data Management Café

8:35 Welcome Remarks

Shamara Ray, Program Director, FIMA 2015

8:40 Chairperson’s Opening Address

Alan Paris, Global Head of Financial Services Consulting & Global Account Manager Financial Services, eClerx

8:55 Treating Data As An Asset And Managing It Effectively Daniel Maury, Group Finance Data Program, Managing Director, UBS

9:15 Relevance Of Managed Reference Data Services For The New CDO In The New Data Paradigm

Preetham Kamesh, Head of Data Management Services Business Unit, IGATE Corporation

9:35 Organizing The Reference Data Function At Medium-Sized And G-SIB Firms

Claire Frankel, Executive Director, Enterprise Data Group,

JPMorgan Chase

Tuesday, March 31, 2015

CoNCuRRENT TRACks BEgiN

TRACk A: DATA ARChiTECTuRE TRACk B: DATA sTRATEgy

2.25 Chairperson’s Afternoon Address Chairperson’s Afternoon Address

Hubert Holmes, Managing Director, Reference Data,

Interactive Data

2.35 Building Stress Testing Models Using Internal Or External Data

Takayoshi Wiesner, Vice President, Morgan Stanley,Capital Markets

Establishing A Process To Keep Data Governance Alive Daphne Guerci, Senior Director, Data Management,

Caisse de dépôt et placement du Québec

2.55 Innovation Spotlight: The Data Factory in a Box: Automating Repetitive Data Collection, Extraction and Remediation Through Machine Learning

Adam Devine, VP Product Marketing, Workfusion

Innovation Spotlight

3.05 Panel Discussion: Enabling And Empowering Data Mobility And Data Architecture As A Service

Thomas Crimmins, Director of Corporate Credit Risk Reporting, CIT Group

Sandip Sahota, Executive Director, Program Lead for the Enterprise Data Services CTO, Morgan Stanley

Panel Discussion: Exploring Emerging Tools To Drive Data Governance Forward

Julia Bardmesser, Director, Business Data Management, Citi Manjeev Kumar, Global FATCA, Regulatory & Compliance Program, Deutsche Bank

Tim Rourk, Principal, Program Director, Kingland Systems Thomas Serven, Vice President, IT Governance, State Street Corporation

9:55 Trends In Implementing Data Governance Operating Models

Thomas Dunlap, Managing Director, Goldman Sachs

10:15 Morning Refreshment & Networking Break In The Data Management Café

11:15

PANEL DISCUSSION:

Bruno Giordano, Vice President - Data Governance Systems, Brown Brothers Harriman

Amit Jhawar, Vice President, Investment Management Data Operations, State Street Global Advisors Scott Preiss, Vice President, Chief Operating Officer,

CUSIP Global Services

Tim Swan, Director, Data Management Office, Americas Risk Management, MUFG Union Bank, N.A.

11:55 Executive Presentation Trillium Software

12:15 Data Governance 2.0 - Moving From Tactical Data Governance To Strategic Data Governance For Competitive Advantage

Michael Miller, Global Finance Information Architect, Global Finance IT, HSBC

12:35 PANEl DisCussioN: Overcoming The Challenges of Client Data Issues

Alex Dixon, Global Head of Client Onboarding, Transitions & Reviews, UBS

Genevy Dimitrion, Vice President, State Street Corporation

Steven Goldstein, Chief Executive Officer,Alacra

Raj Iyer, Vice President Global Markets eCommerce, BNY Mellon

Matthew Lewisman, Director, Global Head of Client Change Management, Credit Suisse

Max Yankelevich, CEO, Workfusion

1:15 Innovation Spotlight: The Data Health Check: Data Quality Diagnostics for Legal Entity and

Hierarchy Data

Tony Brownlee, Partner, Data Solutions, Kingland Systems 1:25 Luncheon For All Attendees

3:45 Afternoon Refreshment & Networking Break In The Data Management Café

4:25 Executive Presentation

4:45 Interactive Roundtable Discussions:

Strategies For Managing Data As An Asset

Daniel Maury, Group Finance Data Program, Managing Director, UBS

Organizing The Reference Data Function At Medium-Sized And G-SIB Firms

Claire Frankel, Executive Director, Enterprise Data Group, JPMorgan Chase

Effectively Implementing Data Governance Operating Models

Thomas Dunlap, Managing Director, Goldman Sachs

Moving From Tactical Data Governance To Strategic Data Governance

Michael Miller, Global Finance Information Architect, Global Finance IT, HSBC

Implementing The Process For Applying Data Quality

Bruno Giordano, Vice President - Data Governance Systems, Brown Brothers Harriman

Overcoming The Challenges of Client Data Issues

Alex Dixon, Global Head of Client Onboarding, Transitions & Reviews, UBS

Emerging Tools To Drive Data Governance Forward

Julia Bardmesser, Director, Business Data Management,

Citi

Roundtable Led By Trillium Software

Managing Reference Data Services For The New CDO

Preetham Kamesh, Head of Data Management Services Business Unit, IGATE Corporation

5:45 A New Equation for Wealth

Alexander Wissner-Gross, Institute Fellow, Harvard University Institute for Applied Computational Science

6:05 FIMA New England Clam Bake

www.fima-usa.com

[email protected]

646.200.7530

Twitter:

@FIMAUSA

Wednesday, April 1, 2015

Data Management, Regulations & Compliance

Management Café

8:40 Chairperson’s Opening Address

8:55 Balancing Regulatory Requirements, Education and Industry Outreach

Mike Atkin, Managing Director, EDM Council, Inc.

9:35 Mutualizing Data Governance and Regulatory Compliance Through The Use of a Utility

Philippe Chambadal, CEO, SmartStream

9:55 Principles & Risk: BCBS 239 - Engagement And Execution - Will You Be Ready?

Brian Buzzelli, Executive Director, Head of Enterprise Data Management, Americas, Nomura America Services

10:15 Morning Refreshment & Networking Break In The Data Management Café

10:55 PANEl DisCussioN: Demystifying Big Data— Solving Big Data Mysteries With Smart Data Clues Saad Chafki, Associate Vice President IT Delivery Services, Standard Life Canada

Jennifer Courant, Head of Risk Systems and Technology for Risk Architecture, Citigroup

Anastasia Dokuchaeva, Sales Specialist, Content and Technology Solutions, FactSet Research Systems Inc. Peter Ku, Senior Director, Global Industry Marketing,

Informatica

11:35 Executive Presentation

11:55 Innovation Spotlight: Trillium Software

12:05 PANEl DisCussioN: Embarking On A Fresh Approach For Risk Data Aggregation And Risk & Regulatory Reporting

Sumanda Basu, SVP – Head of Data Governance Risk Audit, Citigroup

John A. Bottega, Senior Advisor & Consultant, EDM Council

Richard Gibbons, Title, Tech Mahindra Joe Ierace, Senior Director, FINRA

Rick Kanungo, Senior Director, Enterprise Solutions,

S&P Capital IQ

12:45 Luncheon For All Attendees

1:45 Interactive Roundtable Discussions:

Tactics For Balancing Regulatory Requirements And Industry Outreach

Mike Atkin, Managing Director, EDM Council, Inc.

Principles & Risk: BCBS 239 - Engagement And Execution

Brian Buzzelli, Executive Director, Head of Enterprise Data Management, Americas, Nomura America Services

Solving Big Data Mysteries With Smart Data Clues

Jennifer Courant, Head of Risk Systems and Technology for Risk Architecture, Citigroup

LEI: Creating Data Requirements For Your Organization

David Newman, Strategic Planning Manager, Senior Vice President, Enterprise Architecture and IT Strategy,

Wells Fargo

Innovative Approaches For Risk Data Aggregation And Risk & Regulatory Reporting

John A. Bottega, Senior Advisor & Consultant, EDM Council

2:45 Semantic Technology And Financial Standards: Creating Synergy Between Data Analytics And Regulatory Compliance

David Saul, Senior Vice President and Chief Scientist,

State Street Corporation

3:05 Afternoon Refreshment & Networking Break In The Data Management Café

3:45 PANEl DisCussioN: Data Licensing And Entitlement Compliance In The New Age

Mary Langevin, Vice President, Head of Market Data Commercial, Americas, Nomura America Services Marcy Pike, Senior Vice President, Fidelity Investments

4:25 FIBO The Next Generation Data Standard For The Financial Industry

David Newman, Strategic Planning Manager, Senior Vice President, Enterprise Architecture and IT Strategy,

Wells Fargo

4:45 End Of FIMA 2015

8:15

Continental Breakfast & Registration

Welcome Remarks

Shamara Ray

Program Director

FIMA 2015

9:00

Chairperson’s Opening Address

The Emergence Of Data Utilities And

The Relevance In Today’s Reference

Data Market

The potential emergence of data utilities is greater today than at any time in the past. This session will delve into what has led up to this and how any utilities must be constructed to ensure success. Find out how the industry will gain from any emerging data utilities and what potential consumers of data utilities should do now to take advantage of the opportunity and “catch the wave” at the precise time.

Ludwig A. D’Angelo

Executive Director, Corporate & Investment Bank Operations

JP Morgan Chase

9:35

Disruptive Technology And Innovation

In Financial Services

Fueled by decreased computing costs and digitization, disruptive technology is reshaping the competitive landscape in a number of industries and creating new opportunities for innovation and growth in financial services. To stay relevant, firms should look to use digital technology and advanced data analytics to enrich existing products and services, transform business models, and/or invent entirely new revenue streams. This session will explore how disruptive technology is impacting financial services and how innovative firms are using data and analytics to create new competitive advantage. This timely discussion will include:

· The impact of digitization on financial services · The importance of building a digital enterprise · Tips for an effective data and analytics strategy

Jack Klinck

EVP and Head of Global Strategy and New Ventures

State Street

9:55

Refreshment Break & Networking

Opportunity

10:20

PANEL DISCUSSION:

Improving The Ability

To Harmonize And Link Data Across The

Organization

· Determining whether harmonized enterprise glossary and ontology are the keys to attaching meaning to data · It’s not about defining terms, it’s about representing

“meaning” consistently in a data context · How do software tools in the marketplace help? · Is linking data across the organization optional or a

requirement?

John Fleming

Head of Enterprise Data Governance

BNY Mellon Jeff Gentry

Director, Data & Analytics Governance

TD Ameritrade Nick Helton

Global Reference Data Manager

Northern Trust Ashok Kumar

SVP of Business Data Management

Citi

Anthony Sorrentino

Global Head of Instrument Reference Data

Deutsche Bank

11:00

Kickoff of Interactive Roundtables

An Analysis of the Cloud Movement and the Associated Data Management Activities

Peter Ku

Senior Director, Global Industry Marketing

Informatica

iGate Roundtable

Preetham Kamesh, Head of Data Management Services Business Unit, IGATE Corporation

Interactive Data Roundtable

Martin J. Williams

Vice President, Reference Data Product Development

Interactive Data

Establishing Enterprise Data Governance: What Does It Take To Execute?

Don Rosenberg, Lead Consultant, Banking and Financial Services, IGATE Corporation

Managing the Delta of Regulatory Data

Joe Dunphy, Vice President of Product Management,

Fenergo

12:40

Lunch For All Attendees

1:40

Continuation of Interactive Roundtables

(Final 2 Tables)

Data Quality & Value

www.fima-usa.com

[email protected]

646.200.7530

Twitter:

@FIMAUSA

Data Quality & Value Day Continued

CoNCuRRENT TRACks BEgiN

WoRkshoP A WoRkshoP B

3:00

_{Viewing Data Holistically To Structure Your}

Data Strategy

· Exploring reference data, real time data and pricing data as a total offering

· Having data come through one single point of entry from a technology standpoint

· Is the industry moving towards developing a centralized hub?

· Structuring data to leverage both internal and external resources or relationships

Identifying How Data Leaders Are Using

And Finding Value In Data

· Advancing strategies for mining data

· Proven methods for reporting a massive amount of data

· Utilizing new tools to gain data insights

· Linking governance and tools to extract the value

2:30

Refreshment Break & Networking

Opportunity

4:00

10 Minute Stretch & Refreshment

Break

4:10

FIMA 2014 Benchmarking Study –

iGate Global Solutions

4:20

PANEL DISCUSSION:

Establishing An

Office Of The CDO To Ensure Data

Quality

As the role of the CDO continues to evolve, the office of the CDO is also taking shape. While every CDO may feel they’re unique, many are undertaking the same tasks including setting up an office of the CDO and staffing the group. Whether the office is an operational hub or more technology oriented, the people that support the CDO have to ensure data quality. Hear what this insightful panel has to say about what it takes to establish an office of the chief data officer.

· Ascertaining what a chief data office means to the firm and where it should be situated · Establishing the position and staffing the group:

boundaries, roles and responsibilities

· Determining how to be an operational hub that supports the CDO

· Identifying the proportions and methods to balance operations and technology

John A. Bottega

Senior Advisor & Consultant

EDM Council Don Gray

Global Head of Enterprise Data Management

Cigna Colin M. Hall

Chief Data Officer, Managing Director

Credit Suisse Derek Strauss Chief Data Officer

TD Ameritrade

5:00

Challenging Data Users To Comply

With Higher Standards

· Implementing strategies for doing more work about due diligence

· Putting measures in place to make sure the reference data you’re getting is accurate · Instituting controls to certify data accuracy · Getting data on a timely basis

David M. Blaszkowsky

Senior Vice President, Head of Data Governance

State Street Corporation

5:20

FIMA 2015 Craft Beer Tasting

End of Day One

Don’t miss out on networking during coffee and cocktail breaks.

Data Governance, Strategy &

Execution

Tuesday, March 31, 2015

8:00

Continental Breakfast & Registration

In The Data Management Café

8:35

Welcome Remarks

Shamara Ray

Program Director

FIMA 2015

8:40

Chairperson’s Opening Address

Alan Paris

Global Head of Financial Services Consulting & Global Account Manager Financial Services

eClerx

8:55

Treating Data As An Asset And

Managing It Effectively

How do you take data, actually leverage it, and use it as an asset? A few years ago, firms were convinced data was needed because they couldn’t operate without it. Since then, it has become more apparent that data is needed because of regulatory requirement or the business is asking for it. As organizations come to the realization that the data requirements aren’t going away, the need for strategies to leverage data have increased. This session will examine how to take the value of data, that in the past has been perceived almost as a liability, and turn it into an asset.

· Transforming the perception of data as a liability · Reinforcing that data is part of the business and

the amount being utilized is necessary · Examining how to take data and use it to

leverage an asset

· Employing data capitalization to exploit the value of the data

Daniel Maury

Group Finance Data Program, Managing Director

UBS

9:15

Relevance Of Managed Reference

Data Services For The New CDO In The

New Data Paradigm

Preetham Kamesh, Head of Data Management Services Business Unit, IGATE Corporation

9:35

Organizing The Reference Data

Function At Medium-Sized And G-SIB

Firms

· Mapping strategy around data warehousing · Scrutinizing your ability to aggregate data across

silos

· Developing an effective strategy for disseminating data to third parties

· How architecture and technology are impacting the ability to break down silos from a logical level

Claire Frankel

Executive Director, Enterprise Data Group

JPMorgan Chase

9:55

Trends In Implementing Data

Governance Operating Models

· Defining what is an operating model and what it looks like: centralized vs. business function · Assessing governance maturity level and how to

drive a target state

· Creating roadmaps to serve as a guide to optimal information management

· Building an operating model around governing, maintaining and keeping data at a trustworthy level

Thomas Dunlap

Managing Director

Goldman Sachs

Have conversations with other professionals in the financial industry around data management.

www.fima-usa.com

[email protected]

646.200.7530

Twitter:

@FIMAUSA

Data Governance, Strategy & Execution Day Continued

10:15

Morning Refreshment & Networking

Break In The Data Management Café

11:15

PANEL DISCUSSION:

Implementing

The Process For Applying Data Quality

The importance of establishing clear roles and specific accountabilities for data quality across the business, as well as, performance measures and incentives, is key to enhancing the process for applying data quality. During this session, panelists will address how to strike a balance between manual/sampling-based processes to measure and report on data accuracy vs. the use of automated tools to measure other aspects of quality.

· Realizing it takes more than having the right toolset to deliver but the process behind the quality

· Mitigating issues associated with applying data quality standards and encouraging people to act on them

· Producing metrics that show how to determine which quality your client data is or your product data

· Determining how to get the end system to adopt to the standards you want

· Externally looking at the client to be serviced and improving the flow of information from the point of onboarding

· Data quality and provenance from the perspective of a National Numbering Agency (NNA)

Bruno Giordano

Vice President - Data Governance Systems

Brown Brothers Harriman Amit Jhawar

Vice President, Investment Management Data Operations

State Street Global Advisors Scott Preiss

Vice President, Chief Operating Officer

CUSIP Global Services Tim Swan

Director, Data Management Office, Americas Risk Management

MUFG Union Bank, N.A.

11:55

Executive Presentation

Trillium Software

12:15

Data Governance 2.0 - Moving From

Tactical Data Governance To Strategic

Data Governance For Competitive

Advantage

The traditional approaches to data governance often fail over time because they operate in the manner of law or policy enforcement. Over time, executive management attention wanes and shifts focus, data governance control over the data asset slips. Shifting data governance to a more strategic role providing more guidance than policy enforcement can ensure greater longevity to the function and higher value to the enterprise. An added benefit is that it is easier to implement than traditional Data Governance approaches when done correctly. Plan to attend this session to learn:

· Why tactical data governance often loses control over time

· How to move from tactical data governance to strategic data governance by providing data guidance and direction

· Examining strategic data governance and GRC (governance, risk and compliance)

· Exploiting business architecture to deliver data architecture and better data governance, particularly for master data management & reference data management

· Assessing strategic data governance and competitive advantage - the ‘need for speed’

Michael Miller

Global Finance Information Architect, Global Finance IT

HSBC

I got to talk with other people to

hear what issues they are having

and we got to address common

challenges.

Rick Roland, Senior Fund Accounting Analyst, Brown Brothers Harriman

“

CoNCuRRENT TRACks BEgiN

TRACk A: DATA ARChiTECTuRE TRACk B: DATA sTRATEgy

2:25

_{Chairperson’s Afternoon Address}

_{Chairperson’s Afternoon Address}

Hubert Holmes

Managing Director, Reference Data

Interactive Data

2.:35

_{Building Stress Testing Models Using}

Internal Or External Data

Stress test modelers are prone to focus on the complexity of the model, but successful stress testing is characterized more by the integrity of the entire process than mere output. Since any good decision making process requires relevant, accurate, timely and transparent input, data governance needs to be recognized as the foundation of effective modeling processes. This session will explore key data strategies for building stress testing models.

· Building and maintaining a data dictionary · Clearly defining data modeling processes and

establish data controls

· Stress testing your models with stressed inputs · Synthesizing findings by relating model output to

model input

· Reporting output data effectively · (Re)Assessing the importance of data

Takayoshi Wiesner, Vice President, Morgan Stanley, Capital Markets

Establishing A Process To Keep Data

Governance Alive

Learn how to exploit your data in a more efficient way. This session will provide you with the tools to take the data you buy and use it for analysis. Survey the notion of utilizing operational data for portfolio management and analytical data.

Daphne Guerci,Senior Director, Data Management,

Caisse de dépôt et placement du Québec

2:55

_{Innovation Spotlight: The Data Factory}

in a Box: Automating Repetitive Data

Collection, Extraction and Remediation

Through Machine Learning

Adam Devine, VP Product Marketing, Workfusion

Innovation Spotlight

To host an Innovation Spotlight, where you can showcase a practical case study and/or technology implementation, contact John Tashjian at

[email protected] or call him at 646-200-7454.

12:35

PANEL DISCUSSION:

Overcoming The

Challenges of Client Data Issues

· Examining the cost of failure and compliance KYC within the organization

· Making a renewed emphasis on client data, KYC and client onboarding

· Assessing the importance of KYC and the various processes around gathering evidences · Preparing the reference data team for being

tasked with the responsibility for legal docs

Alex Dixon

Global Head of Client Onboarding, Transitions & Reviews

UBS

Genevy Dimitrion

Vice President

State Street Corporation Steven Goldstein

Chief Executive Officer

Alacra

Raj Iyer

Vice President Global Markets eCommerce

BNY Mellon Matthew Lewisman

Director, Global Head of Client Change Management

Credit Suisse Max Yankelevich,

CEO

WorkFusion

1:15

INNOVATION SPOTLIGHT:

The

Data Health Check: Data Quality

Diagnostics for Legal Entity and

Hierarchy Data

Tony Brownlee

Partner, Data Solutions

Kingland Systems

1:25

Luncheon For All Attendees

www.fima-usa.com

[email protected]

646.200.7530

Twitter:

@FIMAUSA

Data Governance, Strategy & Execution Day Continued

3:05

_{PANEL DISCUSSION:}

_{Enabling And}

Empowering Data Mobility And Data

Architecture As A Service

· Integrating the technologies and tools to support data architecture as a service

· Providing functionality, capability and availability of information to the enterprise

· Confirming security components and the technical metadata source is available across the enterprise · Creating synergy to ensure the right technology and

platforms are capable to populate big data · Determining how to get the business to cooperate

with data quality efforts by demonstrating how better data can help with their efforts

· Letting the business know what the capital charge is for their messy data and how much can be saved by using the data groups to help

Thomas Crimmins

Director of Corporate Credit Risk Reporting

CIT Group Sandip Sahota

Executive Director, Program Lead for the Enterprise Data Services CTO

Morgan Stanley

PANEL DISCUSSION:

Exploring Emerging

Tools To Drive Data Governance Forward

Tools are quickly evolving from IT-driven/technical metadata tools to more business-friendly tools which can be used to engage the business more effectively in data governance processes. This session will uncover strategies to enable more transparent, collaborative data governance processes across the business. Tools are not a silver bullet, however, clearly defined roles, accountabilities, processes and ongoing stakeholder engagement/communications are critical to sustainability. This panel will delve into the key capabilities for the tools providing traceability from business glossary to critical data elements definitions.

· Gauging financial institution progress with governance programs

· Realizing governance is not just for risk and operations but enterprise wide

· Tackling the challenges associated with IT focused resources and achieving governance outcomes · Ensuring that governance isn’t financially burdening · Securing executive buy-in and convincing decision

makers of the importance of governance · How can data quality rules and results connect

to the business glossary, report outputs and CDE definition?

· Measuring the quality of the data that underlies specific outputs

Julia Bardmesser

Director, Business Data Management

Citi

Manjeev Kumar

Global FATCA, Regulatory & Compliance Program

Deutsche Bank Tim Rourk

Principal, Program Director

Kingland Systems Thomas Serven

Vice President, IT Governance

State Street Corporation\

3:45

Afternoon Refreshment & Networking

Break In The Data Management Café

4:25

Executive Presentation

Take time to network with leaders in the industry this coming March.

Data Governance, Strategy & Execution Day Continued

4:45

Interactive Roundtable Discussions:

Daniel Maury

Group Finance Data Program, Managing Director

UBS

Organizing The Reference Data Function At Medium-Sized And G-SIB Firms

Claire Frankel

Executive Director, Enterprise Data Group

JPMorgan Chase

Effectively Implementing Data Governance Operating Models

Thomas Dunlap

Managing Director

Goldman Sachs

Moving From Tactical Data Governance To Strategic Data Governance

Michael Miller

Global Finance Information Architect, Global Finance IT

HSBC

Implementing The Process For Applying Data Quality

Bruno Giordano

Vice President - Data Governance Systems

Brown Brothers Harriman

Overcoming The Challenges of Client Data Issues

Alex Dixon

Global Head of Client Onboarding, Transitions & Reviews

UBS

Emerging Tools To Drive Data Governance Forward

Julia Bardmesser

Director, Business Data Management

Citi

Roundtable Led By Trillium Software Managing Reference Data Services For The New CDO

Preetham Kamesh, Head of Data Management Services Business Unit, IGATE Corporation

5:45

A New Equation for Wealth

The real wealth of individuals, companies, and nations has remained stubbornly difficult to define or measure in a quantitatively rigorous way. In this talk, Dr. Wissner-Gross will introduce a remarkable new information-theoretic framework based on future freedom of action that is capable of reproducing key wealth-creating human activities such as tool use, social cooperation, and financial trading. This new approach promotes wealth to a first-class physical quantity, alongside mass, length, and time.

Alexander Wissner-Gross,

nstitute Fellow

Harvard University Institute for Applied Computational Science

6:05

FIMA New England Clam Bake

End of Day Two

Evangelizing the effectiveness of centralized data governance and processing in an environment

of immediate gratification is a challenging endeavor. Moreover, finding information management

professionals that are effective at this and are dedicated to this discipline is just as challenging.

Attending FIMA provided me with a forum to discuss key data challenges with industry experts.

I learned that I am not alone with the challenges I face and I was able to pickup practical

approaches to addressing these challenges.

www.fima-usa.com

[email protected]

646.200.7530

Twitter:

@FIMAUSA

Data Management, Regulations

& Compliance

Wednesday, April 1, 2015

8:15

Continental Breakfast & Registration

In The Data Management Café

8:40

Chairperson’s Opening Address

Balancing Regulatory Requirements,

Education and Industry Outreach

Ensuring that your firm correctly understands data at the underlying factor of input into more efficient operations, regulatory compliance and analysis, is essential. This timely session will address the business case for data management.

· Comprehending new regulations and drilling down on what they will focus on

· Getting information and boiling it down · Making strides to understand high level

leadership or management reports

· Ensuring lowest level analysts are aware of what will impact them moving forward

· Instituting a system to verify all levels of the company have a comprehensive grasp of upcoming regulations

Mike Atkin

Managing Director

EDM Council, Inc.

9:35

Mutualizing Data Governance and

Regulatory Compliance Through The

Use of a Utility

Data driven by the market can be aligned to market events in an effort to create an accurate source of the truth at a specific point in time. This common standard, which can be aligned to each user’s requirements, greatly increases market efficiencies when integrated with the firm’s data governance metrics. Mr. Chambadal will explore traditional sourcing approaches, data governance challenges, as well as the reference data management ecosystem. As regulations act as a driver for prudent practices, he will discuss the impacts on data quality measurement and mechanisms. Attendees will gain a greater understanding of the solutions and strategies available to increase data quality, timeliness and coverage to meet current data demands.

Philippe Chambadal

CEO

SmartStream

9:55

Principles & Risk: BCBS 239 -

Engagement And Execution - Will You

Be Ready?

· Preparing the governance, operating model and change program to address the challenges of BCBS

· Meeting the new regulatory standards with comprehensive and accurate risk aggregation reporting capabilities

· Aligning vendor solutions with your business requirements to support the capabilities required for risk aggregation

· Organizing data stewardship and critical data elements to solve for risk data aggregation requirements

10:15

Morning Refreshment & Networking

Break In The Data Management Café

10:55

Panel Discussion: Demystifying Big

Data—Solving Big Data Mysteries With

Smart Data Clues

· Back to basics: what is big data and how do you use it?

· The smarter the linkages, the better the tools to understanding big data

· Relating the speed of information and tying immediate signals to reference data · How aggregating and analyzing big data

transforms into regulatory compliance

Saad Chafki

Associate Vice President IT Delivery Services

Standard Life Canada Jennifer Courant

Head of Risk Systems and Technology for Risk Architecture

Citigroup

Anastasia Dokuchaeva

Sales Specialist, Content and Technology Solutions

FactSet Research Systems Inc. Peter Ku

Senior Director, Global Industry Marketing

Data Management, Regulations & Compliance Day Continued

11:35

Executive Presentation

11:55

Innovation Spotlight: Trillium Software

12:05

PANEL DISCUSSION:

Embarking

On A Fresh Approach For Risk Data

Aggregation And Risk & Regulatory

Reporting

This session will explore risk data aggregation activity. Expert panelists will examine RDA from a data management perspective. Take a closer look at the concept of approaching RDA by applying best practices to the data management principles. Gain insight on how to create a common template and lexicon with the regulators as banks strive to adhere to the principles.

· Drilling down to a level that loops into LEI and Dodd-Frank,

· Uncovering factors to take into consideration with EMIR and FATCA if you want to go global

· Evaluating BCBS principles affecting risk and aggregation and reporting

· What it takes to manage reporting requests, capital calculations and leverage ratio · Challenges for risk data collection,

· Measuring data quality and remediation of DQ issues

Sumanda Basu

SVP – Head of Data Governance Risk Audit

Citigroup John A. Bottega

Senior Advisor & Consultant

EDM Council Richard Gibbons

BFS-GRC SME & Practice-Leader for North America

Tech Mahindra Joe Ierace

Senior Director

FINRA Rick Kanungo

Senior Director, Enterprise Solutions

S&P Capital IQ

12:45

Luncheon For All Attendees

1:45

Interactive Roundtable Discussions

Mike Atkin

Managing Director

EDM Council, Inc.

Principles & Risk: BCBS 239 - Engagement And Execution

Brian Buzzelli

Executive Director, Head of Enterprise Data Management, Americas

Nomura America Services

Solving Big Data Mysteries With Smart Data Clues

Jennifer Courant

Head of Risk Systems and Technology for Risk Architecture

Citigroup

LEI: Creating Data Requirements For Your Organization

David Newman

Strategic Planning Manager, Senior Vice President, Enterprise Architecture and IT Strategy

Wells Fargo

Innovative Approaches For Risk Data Aggregation And Risk & Regulatory Reporting

John A. Bottega

Senior Advisor & Consultant

EDM Council

2:45

Semantic Technology And Financial

Standards: Creating Synergy Between

Data Analytics And Regulatory

Compliance

Financial services companies want to develop new data analytics products and services for their clients. The increasing complexity and cost of global regulatory compliance diverts attention and resources from those efforts. The development of data standards, through industry partnerships like the Enterprise Data Management (EDM) Council, when combined with semantic technologies creates a synergy that can address both requirements.

· Development of the Legal Entity Identifier (LEI) from a regulatory mandate

· How public/private collaboration can work to the benefit of both

· Emerging standards: Financial Industry Business Ontology (FIBO) is an emerging standard from the Object Management Group (OMG) that

· Exploiting semantics to describe data so that it can be used for both data analytics and risk management · Utilizing semantic data standards to create

transparency both internally and externally to enhance data governance

David Saul

Senior Vice President and Chief Scientist

Meet with other reference data professionals to find solutions to the challenges you’re facing.

www.fima-usa.com

[email protected]

646.200.7530

Twitter:

@FIMAUSA

Data Management, Regulations & Compliance Day Continued

3:05

Afternoon Refreshment & Networking

Break In The Data Management Café

3:45

PANEL DISCUSSION:

Data Licensing

And Entitlement Compliance In The

New Age

Licensing has become quite a challenge. Its not firm specific, but licensing is part of the bigger challenges these days because the data can come into the firm through multiple ways. It’s not just about the licensing and the contracts but it’s also how to protect yourself against audits. This panel will explore licensing in the new age because some of the old licensing models haven’t changed in 20 years.

· Impact of licensing data when models don’t change but the technology has changed every 2 or 3 years.

· Data licensing contracting for various data content

· Assessing shifts in the industry to licensing constructs that move away from usage and move toward access

· Evaluating how the industry is reacting to challenges and bringing new data content to market

Mary Langevin

Vice President, Head of Market Data Commercial, Americas

Nomura America Services Marcy Pike

Senior Vice President

Fidelity Investments

4:25

FIBO The Next Generation Data

Standard For The Financial Industry

The recent financial crisis triggered loud distress calls from the regulatory authorities and the financial industry to get our data house in order by adopting a common financial language. The industry needed a better way to describe financial

instruments, concepts and terminology over what we had previously been doing using conventional approaches. The members of the Enterprise Data Management Council responded by developing the Financial Industry Business Ontology (FIBO). FIBO provides a common language using semantic capabilities to describe financial business concepts in ways that both humans and machines can understand. FIBO will provide the ability to semantically define and process data related to the structure and relationships associated with business entities, equities, securities, derivatives, loans, debt instruments, prices and financial processes. FIBO provides financial industry participants with capabilities to address risk and regulatory obligations (including the BCBS-239 Risk Data Aggregation Principles) as well as to harmonize data in support of internal operations. The underlying structure of FIBO includes foundational data concepts that will help organizations build their own ontologies and better manage the current explosion of data complexity.

· Why FIBO is so important to your firm and to regulators

· Understanding how FIBO uses semantic technology to describe business concepts, especially financial contracts

· Looking closer at how FIBO will be applied on the internet

· Exploring how your organization can use FIBO now

· How your organization can participate in the development of FIBO

David Newman

Strategic Planning Manager, Senior Vice President, Enterprise Architecture and IT Strategy

Wells Fargo

4:45

End Of FIMA 2015

About Our Sponsors

Alacra

Website: http://http://www.alacra.com

Alacra develops workflow solutions that enable 300,000 end users at financial institutions, professional services firms and corporations to search for, extract, match and analyze mission-critical business information. Solve your legal entity and client/counterparty reference data problemswith Alacra’s Reference Data services. Enhanced and enriched LEI data including all sponsored pre-LOU’s, the most comprehensive entity identifier mapping solution available and a daily updating service for low-risk entities.

Asset Control

Website: http://www.asset-control.com

Asset Control was the original, and still is the leader in providing supremely reliable, high performance systems for the management of financial data.

With proven software and operational expertise, Asset Control makes it possible to get references, price and risk data to the people and systems that need it. On time, all the time. So processing and reporting can get done sooner, with absolute accuracy, and total consistency.

Asset Control tracks every data element from the point of capture to final delivery, which makes it easy for banks and asset managers to manage costs and achieve the highest standards of data governance. Whether it’s for regulatory compliance, portfolio valuation, or risk management, data is delivered with unequalled efficiency, transparency and integrity.

CUSIP Global Services

Website: HTTP://www.cusip.com

The financial services industry relies on our unrivaled experience in uniquely identifying instruments and entities to support efficient global capital markets. Our extensive focus on standardization over the past 45 years has helped us earn the reputation for being the trusted originator of quality identifiers and descriptive data, ensuring that essential front- and back-office functions run smoothly. CGS is managed on behalf of the American Bankers Association (ABA) by S&P Capital IQ, with a Board of Trustees that represents the voices of leading financial institutions For more information, visit www.cusip.com

eClerx

Website: http://www.eclerx.com

eClerx provides critical business operations services to more than 20 global Fortune 1000 clients, including many of the world’s leading financial services firms, online retail and distributors, interactive media and entertainment, high tech and industrial manufacturing, travel and leisure, and software vendors, through operational support, data management and analytics solutions. Incorporated in 2000, eClerx is India’s first and only publicly listed knowledge processing (KPO) company and is today traded on both the Bombay and National Stock Exchanges of India. eClerx was ranked as one of Forbes Asia’s 200 Best Under a Billion List and named as finalist in Teleos’ Most Admired Knowledge Enterprise award. eClerx employs over 6,000 employees across its six Indian delivery centers offices in Mumbai, Pune and Chandigarh plus global client relationship locations in New York, London, Silicon Valley, Austin, Dublin and Singapore. For more information, please visit www.eclerx.com

Exchange Data International

Exchange Data International (EDI) helps the global financial and investment community better manage/reduce risk through the provision of fast, accurate timely and affordable data reference services. The cornerstone of its success lies in its expertise in integrating, aggregating and flexibly delivering structured data to facilitate investment research, administration and processing. Also, its ability to customize its reference database to precisely fit its clients’ operational requirements. EDI’s extensive content database includes worldwide equity and fixed income corporate actions, dividends, static reference data, closing prices and shares outstanding, delivered via data feeds and the Internet. As a result of the company’s on-going commitment to excellence, it has been awarded the internationally recognized symbol of quality ISO 9001. EDI is based in London, with offices in New York and Mumbai and Morocco. For more information about EDI, Please ring our New York office 1 212 244 1655

FactSet

Website: http://www.factset.com

FactSet helps the world’s best investment professionals outperform. For decades, financial professionals have relied on FactSet’s streamlined solutions and unmatched client support to get their jobs done, better. FactSet’s global datasets, comprehensive data feeds, and powerful analytics let users stay ahead of market trends, access extensive company and industry intelligence, and monitor performance of their equity and fixed income portfolios in the office or on the go. Learn more at www.factset.com, and follow us on Twitter: www.twitter. com/factset.

Fenergo

Website: http://www.fenergo.com

Fenergo is an award-winning provider of enterprise Client Lifecycle Management platform solutions that help investment banks and capital market firms to manage the end-to-end regulatory onboarding and entity data management processes. These solutions simplify and rationalize often complex operational interactions of client lifecycle management by orchestrating onboarding, entity data management and compliance across all touch-points within the bank. Fenergo’s sophisticated Regulatory Rules Engine ensures compliance with multiple regulatory frameworks simultaneously (e.g. KYC, AML, FATCA, OTC derivatives regulations such as Dodd-Frank, EMIR, MiFID II, Canadian and APAC derivative regulations), as well as the efficient collection and storage of all client and counterparty data and documentation to support compliance initiatives. By expediting regulatory compliance, Fenergo’s solutions can improve time to revenue and enhance overall client experience. For more information, please visit www.fenergo.com.

www.fima-usa.com

[email protected]

646.200.7530

Twitter:

@FIMAUSA

iGate

Website: http://www.igate.com

iGATE is a leading provider of services to Financial services institutions, that include asset and wealth management firms, investment management firms and pensions management firms. We offer comprehensive solutions in Client Onboarding, Portfolio Management,Trade Order Management, Post trade processing, Risk and Compliance,Accounting and Reporting.Our reference data management solution (RDMS) follows a multi-step approach to manage the entire reference data management environment for Securities Master Data, Legal Entity Data, and Corporate Actions. RDMS leverages best practices to enable vendor data rationalization, enterprise reference data architecture design and integration, and automated data cleansing and distribution. We have also developed an industry-leading shared service for managing Financial Instruments Data to streamline reference data management and improve data quality while reducing the costs. iGATE Corporation is the first integrated technology and operations (iTOPS) company providing full-spectrum consulting, technology and business process outsourcing, and product and engineering solutions on a Business

Outcomes-based model.

iMeta

Website: HTTP://www.imeta.co.uk

Founded in 2000, iMeta has a proven track record delivering Entity Data Management technology to some of the world’s largest banks and financial institutions. iMeta’s Assassin platform delivers a complete end to end solution for onboarding and managing entity data; and is capable of handling the complex regulatory and operational data requirements of capital market organisations. The platform offers a single view of the whole client lifecycle and supports compliance with regulations covering AML, FATCA, MiFID, DFA and EMIR. The full suite consists of: Assassin KYC; for client onboarding and KYC data management Assassin Credit & Legal; to manage credit and legal workflows associated with onboarding products Assassin SSI; which automates SSI (standing settlement instruction) data management processes Financial institutions require an accurate record of their client data. Assassin provides this via a central repository; delivering a single source of up to the minute, clean data throughout the organisation. iMeta uses appropriate, robust technology to create a solution that integrates with customer’s in house technologies; providing clean, manageable data and seamless workflows. With a core team of experts in financial markets and a reputation for delivering true business value and feature rich technology, iMeta understands industry best practices; ensuring that product roadmaps are aligned to client requirements and priorities. For more information visit www.imeta.co.uk

Contact: Ben Marsh Email: [email protected]

Informatica

Website: http://http://www.informatica.com/us/

Informatica (NASDAQ: INFA) is the world’s number one independent leader of data integration software including data transformation, data quality, master data management, information lifecycle management, cloud integration, complex event processing, and ultra low latency messaging solutions. Over 4,200 organizations including 600+ financial service companies around the world are gaining a competitive advantage with comprehensive, timely, consistent, and certifiably accurate data to improve risk management, combat fraud, ensure compliance, attract and retain customers, accelerate mergers and improve operational efficiencies.

Interactive Data

Website: http://www.interactivedata.com

Interactive Data Corporation is a trusted leader in financial information. Thousands of financial institutions and active traders, as well as hundreds of software and service providers, subscribe to our fixed income evaluations, reference data, real-time market data, trading infrastructure services, fixed income analytics, desktop solutions and web-based solutions. The Company’s Pricing and Reference Data business provides global securities pricing, evaluations, and reference data designed to support financial institutions’ and investment funds’ pricing activities, securities operations, research, and portfolio management. Interactive Data collects, edits, maintains, and delivers data on more than 10 million current and historical securities, including daily evaluations for approximately 2.8 million fixed income and international equity issues. Interactive Data specializes in ‘hard-to-get’ information and evaluates many ‘hard-to value’ instruments. Pricing, evaluations and reference data are provided in the US through Interactive Data Pricing and Reference Data LLC and internationally through Interactive Data (Europe) Ltd. and Interactive Data (Australia) Pty Ltd. For more information about Interactive Data please visit: www.interactivedata.com.

Kingland Systems

Website: http://www.kingland.com

Kingland Systems, a leader solving data and compliance problems in the financial services, insurance, and telecommunications industries, has over a decade of expertise in the data space. With solutions for the entire data spectrum, Kingland’s managed data services and data science programs decipher complicated data issues for the world’s largest institutions. Kingland’s MDM and Masterfile solutions are built with tailored algorithms, and the team of dedicated data professionals have unparalleled experience working with complicated reference data and exceptional knowledge of the regulation landscape. Kingland’s traditional data solutions include data quality software; data cleansing and outsourcing; and data governance using the DMM Model.

Mergent

Website: http://www.mergent.com

Mergent, Inc. is a leading provider of business and financial information on global publicly and private listed companies and has partnered with D&B® to provide several online/print solutions. Based in the U.S., Mergent maintains a strong global presence, with offices in New York, Charlotte, San Diego, London, Tokyo, Kuching and Melbourne. Founded in 1900, Mergent operates one of the longest continuously collected databases of descriptive and fundamental information as well as pricing and corporate action data on domestic and international companies, together with terms and conditions data on corporate and municipal bonds. Mergent subsidiaries provide services in independent equity research and administration and tools for portfolio building and measurement. To learn more, visit www.mergent.com