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Linear & Power Efficient RF Sub-Systems

Tommaso Cappello, Kevin Morris, Mark Beach

Communication Systems and Networks (CSN) Group

University of Bristol, UK

http://www.bristol.ac.uk/engineering/research/csn/

6G: Technology Enablers for Spectrum & Energy Efficient Wireless Access

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021

• Base-station transmitters are classified based on their output power required to cover a certain area.

2 Radio Unit (RF) Antennas Macro-Cell BS (10 to >50 W) 𝑃𝑑𝑐𝐵𝐵 Pico-cell BS (0.25 to 1 W) 𝑃𝑑𝑐𝑅𝐹 𝑃𝑑𝑐𝐵𝐵 𝑃𝑑𝑐𝐴𝑈𝑋 Micro-Cell BS (1 to 10 W) 𝑃𝑑𝑐𝐵𝐵 𝑃𝑑𝑐𝑅𝐹 𝑃𝑑𝑐𝐴𝑈𝑋 𝑃𝑑𝑐𝐴𝑈𝑋 𝑃𝑑𝑐𝑅𝐹

• BS overall power consumption is dominated by the RF radio unit.

Digital Baseband (DB)

Base-Station Power Budget

Auxiliary Systems (AUX) 𝑃𝑑𝑐𝐴𝑈𝑋 𝑃𝑑𝑐𝐵𝐵 𝑃𝑑𝑐𝑅𝐹 A B 𝑃 𝑜𝑢 𝑡 𝑃𝑖𝑛 𝑃𝑖𝑛 E ffi cie nc y A B Efficiency vs. Pin Pout vs. Pin

Linearity-Efficiency

Tradeoff

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021 3

Linearity Impairments in the Transmitter

Nonlinear compression, I/Q offset, LO leakage,…

Digital-to-Analog Converter 𝑓𝑐 Digital-to-Analog Converter 𝐼(𝑛)

PA

BPF 𝑄 𝑛 INL/DNL distortion

Major source of

nonlinear memory effects

Frequency Distortion Bit Source Modulation (BPSK, QPSK,…) Parallel to Serial … … Crest Factor Reduction IFFT Serial to Parallel Cyclic Prefix Nonlinear memory effects Nonlinear memory effects

• Transmitter linearity and efficiency is limited by the RF frontend.

Output Spectrum Input Spectrum Driver D

Starting from 4G, RF hardware capabilities are becoming more and more a performance limitation

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021

[1] T. Cappello, Z. Popovic, K. Morris and A. Cappello, "Gaussian Pulse Characterization of RF Power Amplifiers," in IEEE Microwave and

Wireless Components Letters, April 2021. LTE 1.4MHz signal partition

Gaussian pulse (FWHM = 930ns)

• Gaussian pulse decomposition is equivalent to the response with an LTE signal (not a-priori known). • More powerful than the sinusoidal

and time-domain techniques. • Gaussian pulse is optimal for

capturing NL memory effects.

0 250 500 −500 −250 1 1 2 0 20 M H z Amp lit u d e Time (ns) 4

• It is necessary to rethink the way transmitters are characterized → hybrid time-frequency characterization.

Gaussian decomposition [1]

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021 5

[1] T. Cappello, C. Florian, A. Santarelli and Z. Popovic, "Linearization of a 500-W L-band GaN Doherty Power Amplifier by Dual-Pulse Trap Characterization

26th May 2021," in IEEE Int’l Microw. Symp. (IMS), June 2019. TPK-PK Envelope BW Gain w/o pre-pulse 𝜏𝑅

• GaN PAs, however, are still affected by trapping effects VMAX TPK-PK Trap state (X)

VMAX DPD OFF Ideal DPD ON (𝑇𝑃𝐾−𝑃𝐾 < 𝜏𝑅) DPD ON (𝑇𝑃𝐾−𝑃𝐾 > 𝜏𝑅)

New finding [1]: If TPK-PK separation is longer than the dominating trap time constant (𝜏𝑅), a memory-less DPD is effective.

• This is particularly evident with high-PAPR signals (e.g., OFDM):

Pre-pulse Measure-pulse X1(t) Time TPK-PK 0 X2(t) X3(t) X PMAX POUT XMAX

• New characterization technique that mimics the envelope signal

• GaN is a candidate technology to improve the bandwidth/efficiency of RF frontends.

• Doherty architecture is common in macro-cell base-stations. GaN Doherty PA

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021 6

• In MIMO arrays, large heatsinks are used and PAs experience wide

temperature variations.

• Thermal coupling in the array • GaN RF PA testbed (10-W Wolfspeed at 3.5GHz)

G. Jindal, G. Watkins, K. Morris, T. Cappello, "An RF Power Amplifier Behavioural Model with Low-Complexity Temperature Feedback for Transmitter Arrays,“ to be presented at IEEE Int’l Microw. Symp. (IMS), June 2021.

• Linearized PA with thermal correction:

PA gain amplitude and phase vs. temperature: • Because of the high power density of GaN transistors, temperature effects are particularly evident.

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021

• The congested spectrum requires flexible hardware solution capable to transmit on multiple bands. • Normally, a PA for each band is required. The DB-PA allows to

transmit on multiple bands simultaneously:

T. Cappello, A. Duh, T. W. Barton and Z. Popovic, "A Dual-Band Dual-Output Power Amplifier for Carrier Aggregation," in IEEE

Transactions on Microwave Theory and Techniques, July 2019.

𝑧1,𝑛 = ෍ 𝑚=0 𝑀 ෍ 𝑖=0 𝐾 ෍ 𝑗=0 𝑖 𝑐1,𝑚,𝑖,𝑗𝑥1(𝑛 − 𝑚)|𝑥1(𝑛 − 𝑚)|𝑖−𝑗|𝑥2(𝑛 − 𝑚)|𝑗 𝑧2,𝑛 = ෍ 𝑚=0 𝑀 ෍ 𝑖=0 𝐾 ෍ 𝑗=0 𝑖 𝑐2,𝑚,𝑖,𝑗𝑥2(𝑛 − 𝑚)|𝑥2(𝑛 − 𝑚)|𝑖−𝑗|𝑥1(𝑛 − 𝑚)|𝑗

• Linearity is recovered with 2-D Digital Pre-Distortion*

* S. A. Bassam, “2-D digital predistortion (2-D-DPD) […],” IEEE TMTT, 2011.

Input power at 3.5 𝐺𝐻𝑧 (dBm) Input power at 5.5 𝐺𝐻𝑧 (dBm)

• Characterization of the channel cross-Modulation

CH 1 CH 2 CH 1 CH 1 CH 2 CH 2 (a) (a) (b) (c) Channel 1 (b) Channel 2 (c) DB-PA 𝑃𝑂1 𝑃𝑂2 𝑃𝐼𝑁 Channel 1 Channel 2 Channel 1 Channel 2 Concurrently Amplified Signal 1 ≠ Signal 2

Multi-Band Power Amplification

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021

Coupling

8

• MIMO is used for high-capacity data links and it requires an high number of antennas in small volume. • Typical MIMO antenna array • Coupling (|S21|) between

two nearby elements

Antenna S-parameters PA1

PA2

• The PAs experience active load-pulling because of the coupling between the antenna elements [1].

[1] F. M. Barradas, P. M. Tomé, J. M. Gomes, T. R. Cunha, P. M. Cabral and J. C. Pedro, "Power, Linearity, and Efficiency Prediction for MIMO Arrays With Antenna Coupling," in IEEE Transactions on Microwave Theory and Techniques, Dec. 2017.

• Antenna coupling hardware simulator (most PAs are not available in simulators).

PA1 PA2 Variable Attenuator VSG1 VSG2 VSA2 VSA1

• Synthesizable coupling factors (S21):

-12 dB ↓ -21 dB @4.5GHz -12 dB ↓ -21 dB @1.5GHz

• PA gain variation for varying coupling:

PA1 PA2

CF (dB) = -21, -16, -12

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021 9

S. Ozan, M. Nair, T. Cappello and M. A. Beach, "Low-Noise Amplifier with Wideband Feedforward Linearisation for Mid-Band 5G Receivers," IEEE

Asia Pacific Conference on Circuits and Systems (APCCAS), 2020.

• Similarly to the RF transmitter, where the main limiting factor is the linearity-efficiency tradeoff in the PA, in receivers the LNA sets the sensitivity-efficiency limit.

• LNA with feedforward linearization is a candidate architecture to improve linearity without extra digital complexity.

• LNA w/ feedforward performance (NF and OIP3):

LNA Mixer

+ IRF

BPF G ADC+ DigitalBaseband

Feedforward amplifier Main amplifier LNA Output LNA Input

Main source of non-linearities/noise

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021

• When extra digital complexity can be afforded, digital post-distortion (DPOD) can be used to simplify the RF hardware.

10 LNA DPOD STATIC LNA CHARACTERISTIC WIDEBAND COMPENSATION fLOW fHIGH fLOW fHIGH DPOD LNA DPOD LNA fLOW fHIGH fHIGH fHIGH fHIGH fLOW

• Wideband linearization can be achieved without the addition on noise by characterizing the LNA from fLOW to fHIGH.

• Digital complexity requirements and added power consumption need to be carefully investigated. FPGA

A. Katz, J. Wood and D. Chokola, "The Evolution of PA Linearization: From Classic Feedforward and Feedback Through Analog and Digital Predistortion," in IEEE Microwave Magazine, Feb. 2016.

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021 11

• ET is candidate for improving the linearity-efficiency limitations of next generation transmitters.

1 𝑃𝑜𝑢𝑡 0 𝜂𝑑𝑃𝐴 0.5 Ideal PA 1 0.5 Reference class-AB PA Dissipated power Envelope-tracking PA PA1 PA2 Supply Modulator RF Power Amplifier 𝑃𝑜𝑢𝑡(𝑡) 𝑃𝑖𝑛(𝑡) 𝑉𝑑𝑐(𝑡) 𝐹[𝑃𝑖𝑛 𝑡 ]

Envelope-Tracking (ET) PA Architecture

• Still research needs to be done to improve the supply modulator bandwidth.

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021 12

• ET PAs are suitable for medium to high power PAs in the sub-6GHz spectrum. • LTE compliant ET-PA @ 1.84GHz using the Power-DAC supply modulator [1].

[1] T. Cappello, P. Pednekar, C. Florian, S. Cripps, Z. Popovic and T. W. Barton,

"Supply-and Load-Modulated Balanced Amplifier for Efficient Broadb"Supply-and 5G Base Stations," in IEEE Transactions on Microwave Theory and Techniques, July 2019.

Vout 1 DC V =VR 2 2 DC V =VR 4 N DC V = R N V 2 b1 b2 bN b1 b2 bN 2N L = ( ) 3 1 1, 0 2 R out i i O i i V V b V b = = + =

…….

O V

• PA characteristics at variable supply level • FPGA DPD and ET control

Time (μs) 0 1 2 3 4 5 6 7 8 9 10 N o rm ali zed Ampli tud e 1 0.8 0.6 0.4 0.2 0 1 0.8 0.6 0.4 0.2 0 N o rm ali zed Ampli tud e Vdd D yn am ic Bia s vo ltag e (V) 30 20 10 0 Vdd D yn am ic Bia s vo ltag e (V) 30 20 10 0 ET no DPD ET + DPD In Env Out Env In Env Out Env NRMSE=27.8% NRMSE = 4.2%

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021

• Pulse shaping in radars is used to reduce the detectability and/or allow the radar operation in a congested spectrum.

13

Radar Pulse Shaping

RF pulse

Vd(t) Supply voltage pulse (ET)

RF pulse

Vd(t) Supply voltage pulse

Vd(t) Supply voltage pulse

RF pulse

 1st sidelobe at -13dB (high spectral leakage)

Frequency Offest (Hz)

 1st sidelobe at -30dB (low spectral leakage)

High PAE Low PAE Recovered PAE

DPD ON DPD OFF

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021 14

ET for Radar Pulse Shaping

• ET is an effective candidate to increase the efficiency of standalone or array PAs used with pulse-shaped waveforms. • Typical and proposed way for PA supply

PA CBS CBank ESR Id SW Vd PA CBS VBUS Id Vd Supply Modulator VBUS RF pulse input RF pulse input

a. Rectangular supply voltage pulse

RF pulse output

RF pulse output b. Shaped supply voltage pulse

• High-efficiency supply modulator

P ow e r-D A C PA

• Integrated MMIC in Qorvo GaN 0.15μm [1]

𝑉𝐷𝐷 2 𝑉𝐷𝐷 4 𝑉𝐷𝐷 2𝑁 PA … +-𝑉𝑂𝑈𝑇 = ෍ 𝑖=1 𝑁 𝑏𝑖𝑉𝐷𝐷 2𝑖 “Power-DAC” • PA characterization and DPD 0 50 100 150 200 250 300 -10 -5 0 5 10 15 20 25 30 35 40 Time (s) P o u t (d B m ) PD

• Arbitrary radar pulses

generation with high efficiency

T. Cappello, C. Florian, D. Niessen, R. P. Paganelli, S. Schafer and Z. Popovic, "Efficient X-Band Transmitter With Integrated GaN Power Amplifier and Supply Modulator," in IEEE

Transactions on Microwave Theory and Techniques, April 2019.

65% 45%

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021 15

Conclusions & Take Aways

• Since 4G, hardware performance are becoming more and more a limiting factor.

III-V semiconductor technologies (GaN/GaAs) DPD-friendly RF hardware RF architectures

(multi-LNA, multi-PA, ET,…)

• Superior transceiver bandwidth, linearity, efficiency, noise figure, and operating frequencies compared to Silicon technologies.

• Most effective way to achieve large bandwidths and linearity.

• Reconfigurable and ‘upgradable’ RF hardware performance.

• Improve the single device

technological limits by using multi-transistor architectures to achieve the required specifications.

Solutions to move forward:

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021

Active Circulator mm-Wave Front-Ends

• Magnetic circulators cannot be integrated in MMIC circuit operating at mmWaves.

16

L. Marzall, S. Verploegh, T. Cappello, M. Roberg and Z. Popović, "Active

MMIC Circulator Performance in a Phased-Array-Like Environment," 2020

50th European Microwave Conference (EuMC), 2021

A possible alternative is to exploit the isolation introduced by transistors.

GaAs MMIC X-band

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021 P. Zurek, T. Cappello and Z. Popovic, "Broadband Diplexed PowerAmplifier," in IEEE Microwave and Wireless Components Letters, Nov. 2020 17

• When two PAs can be afforded, diplexed PA

architecture is an alternative to improve the bandwidth

• Input and output diplexer need to be designed accordingly

• High efficiency over an extended bandwidth is achieved

• Because of the isolation between the two PAs introduced by the diplexer, a simple 1-D pre-distortion is sufficient:

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Dr. Tommaso Cappello

University of Bristol © CSN Group 2021 18

• With 5G, base-station PAs need to achieve wider bandwidths and efficiency with high PAPR signals.

• Solution: load-modulated balanced amplifier (LMBA) for bandwidth + ET for high PAPR [1]

[1] T. Cappello, P. Pednekar, C. Florian, S. Cripps, Z. Popovic and T. W. Barton,

"Supply- and Load-Modulated Balanced Amplifier for Efficient Broadband 5G Base Stations," in IEEE Transactions on Microwave Theory and Techniques, July 2019.

• >20W between 1.8-3.8GHz with >40% average efficiency

CCD

F

• PAPRs 1-2dB higher than in LTE/LTE-A

2 GHz

140 MHz

References

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