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MICHAEL ROACH

April 2014

ADDRESS

Cornell University michael.roach@cornell.edu

Charles H. Dyson School of Applied Economics and Management Ithaca, NY 14853

ACADEMIC POSITIONS

J. Thomas and Nancy W. Clark Assistant Professor of Entrepreneurship 2014-present

Cornell University, Dyson School of Applied Economics and Management

Visiting Assistant Professor of Strategy 2012-2014

Duke University, Fuqua School of Business

Assistant Professor of Strategy & Entrepreneurship 2007-2012

University of North Carolina at Chapel Hill, Kenan-Flagler Business School EDUCATION

Ph.D. Duke University, Fuqua School of Business, Durham, NC 2007

Doctor of Philosophy in Business Administration, concentration in Strategy

B.B.A. Georgia State University, J. Mack Robinson College of Business, Atlanta, GA 2000

Bachelor of Business Administration in Decision Sciences Summa Cum Laude with Research Honors

RESEARCH & TEACHING INTERESTS

Entrepreneurship, technology strategy, science & engineering labor markets, university science & technology, intellectual property, survey method design & analysis

PUBLICATIONS

Roach, M. & Sauermann, H. 2014 “Founder or Joiner? The Role of Preferences and Context in Shaping Different Entrepreneurial Interests” (conditional accept Management Science) Sauermann, H. & Roach, M. 2014 “Not All Scientists Pay to Be Scientists: PhDs’ Preferences for

Publishing in Industrial Employment,” Research Policy, 43(1), 32-47.

Roach, M. & Cohen, W. 2013 “Lens or Prism? Patent Citations as a Measure of Knowledge Flows from Public Research,” Management Science, 59(2), 504-525.

Sauermann, H. & Roach, M. 2013 “Increasing Web Survey Response Rates in Innovation

Research: An Experimental Study of Static and Dynamic Contact Design Features,” Research Policy, 42(1), 273-286.

Sauermann, H. & Roach, M. 2012 “Science PhD Career Preferences: Levels, Changes, and Advisor Encouragement,” PLOS ONE 7(5).

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PAPERS UNDER REVIEW & WORKING PAPERS

Roach, M. “When Do Firms Use Academic Research? Firm Orientation in Sourcing External Knowledge for Innovation” (revise & resubmit at Strategic Management Journal)

Roach, M. “When (and What) Do Firms Patent? Evidence on Patentability and the Decision to Patent at the Firm Level” (in preparation for submission to Strategic Management Journal) Sauermann, H. & Roach, M. “Taste for Science, Taste for Commercialization, and Hybrid

Scientists” (in preparation for submission to Management Science) UNDER DEVELOPMENT

“The Initial Career Transitions of Science & Engineering PhDs” with Henry Sauermann (supported by NSF-SciSIP Award 1262270)

“Lured by Money or Disillusioned with the Ivory Tower? Scientists’ Careers Choices of Industry over Academia” with Henry Sauermann

“Constrained Career Choice of Scientists: Preferences, Ability, and Job Availability” with Henry Sauermann

“Founding Team Composition of University Spinouts”

“The Evolving University Research Enterprise” with Janet Bercovitz and Maryann Feldman (supported by NSF-SciSIP Award 1158755)

“Publish or Perish? Scientific Publications and Firm Appropriability Strategies” AWARDS, HONORS AND GRANTS

Kauffman Foundation Junior Faculty Fellowship in Entrepreneurship Research, 2012-2014, $40,000

National Science Foundation (SciSIP), “The Initial Career Transitions of Science & Engineering PhDs,” with Henry Sauermann, 2013-2015, $285,238 (NSF-1262270)

National Science Foundation (SciSIP), “The Evolving University Research Enterprise,” with Maryann Feldman and Janet Bercovitz, 2012-2014, $389,698 (NSF-1158755)

Best Young Scholar Paper Award, DRUID Summer Conference 2011 (with Henry Sauermann) UNC Kenan-Flagler MBA Faculty “All Star” Teaching Award 2011

Georgia Research Alliance/Kauffman Foundation “Knowledge Flows under the Microscope: The Transition of Science & Engineering PhDs to Startups and Established Firms,” 2009-2010, $16,000 (with Henry Sauermann)

John W. Hartman Foundation for Small and Medium Enterprises, Duke University, 2005-2006, $11,000 (with Wes Cohen).

Dennis E. Grawoig Memorial Award for Outstanding Student in the Decision Sciences, J. Mack Robinson College of Business, Georgia State University, 2000

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INVITED PRESENTATIONS & DISCUSSIONS

Research Seminars: Boston University, Copenhagen Business School, Cornell University, Duke University, Georgia Institute of Technology, Johns Hopkins University, London Business School, National University of Singapore, Singapore Management University, Stanford University, UC Berkeley, UC San Diego, University of Maryland, University of Wisconsin Academy of Management Professional Development Workshop “Measuring Knowledge Flows:

Patent and Non-Patent Data,” Boston, August 2012

3rd Annual Darden Entrepreneurship and Innovation Research Conference, invited discussant,

University of Virginia, April 2010

2nd Annual Darden Entrepreneurship and Innovation Research Conference, invited panelist,

University of Virginia, May 2011

7th Annual Smith Entrepreneurship Research Conference, University of Maryland, April 2011

National Academies Workshop “Measuring The Impacts of Federal Investments in Research,” invited panelist, Washington D.C., April 2011

1st Annual Darden Entrepreneurship and Innovation Research Conference, invited discussant,

University of Virginia, April 2010

Kauffman Foundation & Federal Reserve Bank of Cleveland Workshop on Entrepreneurial Finance, invited discussant, Case-Western Reserve University, March 2009

CONFERENCE PRESENTATIONS

“Founder or Joiner? The Role of Preferences and Context in Shaping Entrepreneurial Orientations” with H. Sauermann

– West Coast Research Symposium, University of Washington, September 2013 – Darden Entrepreneurship and Innovation Research Conference, May 2013 – Wharton Technology and Innovation Conference, April 2013

– BYU-Utah Winter Strategy Conference, March 2013

– NBER Entrepreneurship Working Group, Cambridge MA, December 2012

– Strategic Management Society 32nd Annual Conference, Prague, 2012

– 72nd Annual Meeting of the Academy of Management, Boston, 2012

– DRUID Society Conference 2012, Copenhagen Business School

– Making Quantum Leaps in Technology Transfer, Johns Hopkins University, 2012

– 11th Annual Roundtable for Engineering Entrepreneurship Research (REER), Georgia Tech, 2011 – The Fox School of Business/Kauffman Foundation Workshop on Empirical Entrepreneurship, 2011 – The 7th Annual Smith Entrepreneurship Research Conference, University of Maryland, 2011 “The Price of Silence: Science and Engineering PhDs’ Preferences for Publishing in Industrial

R&D” with H. Sauermann

– 5th Annual Mid-Atlantic Strategy Colloquium, University of Maryland, 2010

“Lens or Prism? Patent Citations as a Measure of Knowledge Flows from Public Research” with W. Cohen

– National Bureau of Economic Research 2011 Summer Institute, Intellectual Property Policy and Innovation, Cambridge, MA

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– Strategic Management Society 28th Annual International Conference, Cologne, Germany, 2008 – National Bureau for Economic Research Productivity Seminar, Cambridge, MA, 2008

– 6th Roundtable on Engineering Entrepreneurship Research (REER), Georgia Tech, 2006 “Why Do Firms Patent? Understanding Firm Strategic Patenting Activity and its Impact on

Innovative Performance”

– Strategic Management Society 30th Annual International Conference, Rome, 2010

“When Do Firms Use Public Research? Knowledge Flows from Universities and Government Labs to Industrial R&D”

– Strategic Management Society 29th Annual International Conference, Washington D.C., 2009 – DRUID Society Conference 2009, Copenhagen Business School

– 9th Annual Wharton Technology Conference, University of Pennsylvania, 2009

“What Can (and Can’t) Patents Tell Us about Knowledge Flows from Public Research” 2004 Consortium for Cooperation and Competition, Emory University.

“Knowledge Familiarity in Technological Change” 2003 Institute for Operations Research and Management Science (INFORMS) Annual Meeting, Atlanta.

“Age, Size, and Contribution Dynamics of Online Learning Forums” with G. DeSanctis, 2002 Academy of Management Meeting, Denver.

“Visualizing the Network Structure of Online Learning Communities” with G. DeSanctis, 2002 Computational Analysis of Social and Organizational Systems Conference, Carnegie Mellon University.

“Boundary Spanning and Tie Strength: A Computational Model of Knowledge Transfer in Dynamic Technological Environments” with R. Burton, 2002 Computational Analysis of Social and Organizational Systems Conference, Carnegie Mellon University.

“Reciprocity in Contingency Theory: An Exploration of the Fit-Performance Relationship” with R. Burton & B. Obel, 2001 Institute for Operations Research and Management Science

(INFORMS) Annual Meeting, Miami.

“A Dynamic Computational Analysis of Strategic and Organizational Misfits” with R. Burton & B. Obel, 2001 Computational Analysis of Social and Organizational Systems Conference, Carnegie-Mellon University.

TEACHING

Strategic Management

Duke University Fuqua School of Business (Course 6.5/7.0, Instructor 6.7/7.0) 2012-2013

UNC Kenan-Flagler Business School (Course 4.5/5.0, Instructor 4.7/5.0) 2011-2012

Commercializing Emerging Science & Technology

MBA, UNC Kenan-Flagler Business School (Course 4.6/5.0, Instructor 4.6/5.0) 2009-2011

*UNC Kenan-Flagler MBA Faculty “All Star” Teaching Award

Intellectual Property & Technology Strategy

MBA, UNC Kenan-Flagler Business School (Course 4.4/5.0, Instructor 4.7/5.0) 2008-2011

*UNC Kenan-Flagler MBA Faculty “All Star” Teaching Award

Entrepreneurial Strategy for High-Tech Ventures

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Technology and Innovation Strategy

OneMBA, UNC Kenan-Flagler Business School 2009

The Economics of Innovation

PhD Seminar, UNC Kenan-Flagler Business School 2009

SERVICE

Ad hoc reviewer: Management Science, Strategic Management Journal, Research Policy, Organization Science, Journal of Economics & Management Strategy, National Science Foundation

UNC Kenan-Flagler Strategy & Entrepreneurship Area

Organizer of Strategy & Entrepreneurship Speakers Series (2008-09) Chair of S&E Visibility and Reputation Working Group (2008)

UNC Entrepreneurship Week 2008: Co-organizer with Maryann Feldman of Scientific Entrepreneurship Panel.

ENTREPRENEURIAL EXPERIENCE

Medical Diagnostic Systems, Atlanta, GA. Founder, 1998-2000. Non-profit specializing in the development of mobile medical software applications to aid health care workers in the diagnosis of communicable diseases in developing countries.

ACC L.P., Atlanta, GA. Co-Founder & Managing Partner, 1989-1997. Digital media company that specialized in the development of interactive applications for corporate education and health care training.

REFERENCES Wesley Cohen

Frederick C. Joerg Professor of Business Duke University

Fuqua School of Business Email: wesley.cohen@duke.edu Office: 919.660.4072

Maryann Feldman

S.K. Heninger Professor of Public Policy University of North Carolina

Department of Public Policy Email: maryann.feldman@unc.edu Office: 919.962.0674

Rajshree Agarwal

Rudolph Lamone Chair and Professor in Strategy and Entrepreneurship University of Maryland

Robert H. Smith School of Business Email: rajshree@rhsmith.umd.edu Office: 301.405.2250

Michael Lenox

Samuel L. Slover Professor of Business University of Virginia

Darden School of Business

References

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