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(1)

Finance & Administration Committee Information Item III-B

October 13, 2011

(2)

TITLE:

Update on the Multi-year Budget Plan Development PURPOSE:

To continue the discussion on the annual budget and strategic plan priorities for the multi-year business plan and FY2013 Operating Budget.

DESCRIPTION:

The multi-year business plans for the operating and capital budgets incorporate and reflect the organization's strategic and business priorities: Safety, State of Good Repair,

Performance/Efficiency and Customer Service. A multi-year budget plan improves coordination between capital projects and operations, increases synergy across departments and allows for evaluation of expense offsets through either increases to revenue or decreases to cost.

The basis of the multi-year budgeting effort is an assessment of our core business including defining the essential performance outputs from bus, rail and Access; and the identification of new business initiatives. Each initiative is evaluated based on how it aligns with Metro's strategic goals and the impact on the key performance indicators. The discussion on the multi-year business initiatives provides a preliminary view of the FY2013 budget plan.

FUNDING IMPACT:

No funding impact at this time

RECOMMENDATION:

Board discussion

Washington Metropolitan Area Transit Authority

Board Action/Information Summary

Action Information MEAD Number: Resolution:

Yes No

(3)

Washington Metropolitan Area Transit Authority

Multi-Year Budget Plan Development

Finance and Administration Committee

October 13 , 2011

(4)

Purpose

• Review the Multi-year budget prepared within the current

strategic framework

• Objective of the Multi-year budget:

– Identify efficiencies in Metro’s operations

– Evaluate strategic and business plan priorities for more effective

Multi-year planning and budgeting

Multi year planning and budgeting

• Multi-year budget supports Metro’s priorities:

Safety

– Safety

– State of Good Repair

– Performance/Efficiency

Performance/Efficiency

– Customer Service

(5)

FY2013-FY2015 Multi-Year Planning

Multi-year budget has two components:

Multi-year budget has two components:

Baseline - Growth factors and other assumptions applied

t FY2012 b d t t

id FY2013

f

b d t

to FY2012 budget to provide FY2013 pro forma budget

Business initiatives – Based on assessment of core

Business initiatives Based on assessment of core

business, Metro’s executive team developed initiatives for

FY2013 through FY2015

Approved FY2013 initiatives will be added to the FY2013

baseline budget

(6)

Drivers of FY2013 Expense Growth

• 32% increase in pension costs Authority-wide

32% increase in pension costs Authority wide

– 2008 losses continue to work their way through the accounting process

based on the smoothing requirements of the plans

– Pension expenses should peak and begin flattening in 2014

Pension expenses should peak and begin flattening in 2014

• 8% growth in health care expenses

– National inflation trend for health care costs is 7%

– Growth in Metro’s health care “payrolls” from increasing number of

retirees

5%

th i

lt & li bilit i

t

• 5% growth in casualty & liability insurance costs

(7)

FY2013 Pro Forma Expense Budget

FY2013 Pro Forma

FY2012

FY2013

Growth

Assumptions

FY2012

FY2013

$ In Millions

Budget

Projection

$

%

Expenses

Labor

Salaries & Wages

$ 653 0

$ 662 8

5

$ 9 8

1 5%

Assumptions

Salaries & Wages

$ 653.0

$ 662.8

5

$ 9.8

1.5%

Overtime

57.1

57.9

0.8

1.4%

Fringe

Health

141.9

153.7

11.8

8.3%

Pension*

94 9

125 4

30 5

32 2%

Pension*

94.9

125.4

30.5

32.2%

Other Benefits

76.4

79.3

2.9

3.7%

Services

93.7

95.9

2.2

2.4%

Paratransit

105.8

107.9

2.1

2.0%

Materials & Supplies

58 9

60 2

1 3

2 1%

Materials & Supplies

58.9

60.2

1.3

2.1%

Fuel, Propulsion, Utilities

148.3

151.6

3.3

2.2%

Casualty & Liability

28.7

30.3

1.5

5.3%

Other

5.8

6.0

0.1

2.0%

Savings Initiatives

0.0

* Authority-wide pension contribution for FY2012 is $112 M and FY2013 is $148 M,

85% is funded by the Operating Budget

(8)

Multi-Year Planning Process

• Each initiative was evaluated based on alignment with

g

Metro’s strategic framework goals and impact on Key

Performance Indicators

• Over 188 business initiatives evaluated

• Initiative requirements:

q

– Specific deliverables and linkage to Metro’s goals

– Must be incremental to department base budget

• Initiatives were reviewed for:

– Cross-departmental synergy

(9)

Key Performance Indicators

y

Criteria for Evaluating Initiatives

g

Safety and

Customer Injury Rate

Security

y

Employee Injury Rate

Crime Rate

Deliver Quality

On-Time Performance

S

i

M

Di

B

F il

(

D l )

Service

Mean Distance Between Failure (or Delay)

Escalator/Elevator Availability

Customer Comment Rate

Customer Comment Rate

Use Resources

(10)

Initiative Categories

g

• Self Funded

• Customer Service

• Performance/Efficiency

• Safety and Security

Safety and Security

• State of Good Repair

• Dulles

(11)

Self Funded Initiatives

Program

g

FY2013

FY2014

KPI

Business operation and system application efficiencies

$0.2-3 M

$0.2-6 M Use Resources Wisely ↑

Scheduling Efficiencies

$2.5 M

$1.4 M Use Resources Wisely ↑

Labor Cost Efficiencies

$0 2 0 5 M

$0 2 1 M Use Resources Wisely ↑

Labor Cost Efficiencies

$0.2-0.5 M

$0.2-1 M Use Resources Wisely ↑

Parking Mobile Payment System

$0.1 M

$0.1 M

Quality Service and

Use Resources Wisely ↑

(12)

Customer Service Initiatives

Program

FY2013

FY2014

KPI

Program

FY2013

FY2014

KPI

Customer & Employee Outreach

$0.2-3 M $0.03-3 M

Quality Service

Safety & Security

Communication for Bus service

$0.5-1 M

$0.5-1 M Quality Service

Customer Friendly Fare payment system

$1 M

$1 M Quality Service

Th C

t

S

i

I iti ti

$0 5 M

$0

Q

lit S

i

The Customer Service Initiative

$0.5 M

$0 Quality Service

(13)

Performance/Efficiency Initiatives

Program FY2013 FY2014 KPI

Quality inspections and maintenance reliability enhancements $0.4-20 M $0.5-22 M Quality Service ↑

B S i & S t I t d P i it C id $0 1 6 M $0 1 9 M

Quality Service and

Safety & Security Bus Service & System Improvements and Priority Corridor $0.1-6 M $0.1-9 M Safety & Security

Systems to support asset management and operations center $0.2-2 M $0.2-3 M Quality Service ↑

Non Revenue Vehicle Maintenance $0.1-2 M $0.1 M Quality Service ↑

Rail Fleet enhanced maintenance $1 5 M $1 5 M Quality Service

Rail Fleet enhanced maintenance $1.5 M $1.5 M Quality Service

Rail Operations Training $0.4-1 M $0.4-1 M Quality Service ↑

(14)

Safety & Security Initiatives

Program

FY2013

FY2014

KPI

Hours of Service Productivity

$4-11 M

$5-12 M

Quality Service and

Safety & Security

Mandated by NTSB

$7 M

$7 M Safety & Security

Enhanced police protection and customer security

$0.5-6 M

$1.5-6 M Safety & Security

Bus, Access, and MTPD Security Systems

$0.2-6 M

$0.2-6 M Safety & Security

Quality Service and

Safety and Training Certification Programs

$0.3-5 M

$0.3-5 M

Quality Service and

Safety & Security

New and Existing Facility Requirements

g

y

q

$1 M

$

$0 Safety & Security

$

y

y

Other

$0.4 M

$0.5 M

Quality Service and

(15)

State of Good Repair Initiatives

Program

FY2013

FY2014

KPI

New and Existing Facility Requirements

$0.1-7 M

$0.1-9 M Quality Service

Track Repair

$0.3-5 M

$0.3-5 M

Quality Service and

Safety & Security

Maintenance for Reliability

$0.2-2 M

$0.2-2 M Quality Service

Roadway and tunnel cleaning

$1.6 M

$1.6 M Quality Service

Roadway and tunnel cleaning

$1.6 M

$1.6 M Quality Service

IT Infrastructure Upgrades

$0.1-1 M

$0.1-1 M Quality Service

Mandated Regulatory Compliance

$0.5 M

$0.4 M

Quality Service and

(16)

Dulles Initiatives

• Dulles readiness initiatives for mid-FY2014 opening

− Initial estimate of the transition cost plan for Dulles,

figures will be updated and do not include revenue

generated by new service

g

y

• Expense initiatives include recruitment and training of

FY2013

FY2014

FY2015

$20 M

$43 M

$44 M

• Expense initiatives include recruitment and training of

personnel and materials for daily operations

• The initiatives involve the following entities:

g

− Rail Operators, Station Managers, Car Maintenance,

Escalators, System Maintenance, Track and Structure,

Metro Police Human Resources Information

Metro Police, Human Resources, Information

Technology and Communications

(17)

Next Steps

November 2011

Review proposed initiatives for FY2013 operating budget

Revenue forecast

Capital program update

December 2011

FY2013 Capital Annual Work Plan

FY2013 Preliminary Operating Budget

y p

g

g

January 2012

FY2013 Operating and Capital Budget proposal

February 2012

Public input

M

h

J

2012

March – June 2012

References

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