Section 56 Enforced Subject
Access:
Worth the wait?
Jonathan Bamford
Head of Strategic Liaison
Section 56: Key points
•
MoJ commitment to bring into force on the 1 December 2014 but slippage
https://www.justice.gov.uk/information-access-rights/data-protection
•
Creates a new criminal offence under the DPA.
•
Triable in either a magistrates or a crown court.
•
Punishable by way of an unlimited fine in England and Wales (different
Section 56(1): What does the Act say?
Section 56(1)
‘A person must not, in connection with –
(a) The recruitment of another person as an employee,
(b) The continued employment of another person, or
(c) Any contract for the provision of any services to him by another person,
require that other person or a third party to supply him with a relevant record or
to produce a relevant record to him.’
Section 56(2): What does the Act say?
Section 56(2):
‘A person concerned with the provision (for payment or not) of goods,
facilities or services to the public or a section of the public must not,
as a condition of providing or offering to provide any goods facilities
or services to another person, require that other person or a third
party to supply him with a relevant record or provide a relevant
record to him.’
Section 56: Scope of the offences
Section 56(1):
•
Section 56(1)(a) and (b) cover circumstances related to the recruitment or
continued employment of ‘employees’.
•
‘Employee’ is defined in section 56(10) and includes anyone who works
under a contract of employment or holds any office.
•
Section 56(1)(c) covers contracts for the provision of goods, facilities or
services to the data controller by another person.
•
The requirement must be made ‘in connection with’ any of these matters –
Section 56: Scope of the offences
Section 56(2)
• Section 56(2) covers the provision of goods, facilities or services
by
a person
to
the public or a section of the public.
• The person imposing the requirement must be ‘concerned’ with the
provision of the goods, facilities or services in question.
• Goods facilities and services is not defined in the DPA, so should
be given its natural meaning.
• Goods will typically refer to the provision of tangible products,
facilities and services cover the provision of things such as
overdrafts (facilities) or insurance (service).
• 56(2) is narrower than 56(1) – The requirement must be imposed
‘as a condition’ of providing or offering to provide the goods,
Section 56: Other key terms
Relevant record:
Defined in section 56(6) as being any record which:
•
Has been or is to be obtained from specified data controllers by a data
subject by way of a subject access request and
•
Contains information relating to any specified matter in relation to that data
controller (including a statement that no personal data relating to that
matter is being processed (s.56(9))
Includes a copy of such a record or part of such a record…
•
…BUT does NOT include any record to the extent that it relates only to
Section 56: Other key terms
Require
• Important term as it is the imposition of a requirement which is the offence.
• Require has a variety of natural meanings, including ‘to make compulsory’ or ‘to make
necessary’.
We take a wide view of what would constitute a ‘requirement’ to cover:
• Any circumstance where the data subject is given no choice but to make a subject
access request. (make a SAR or else…)
• It can also cover circumstances where a data subject is ‘asked’ or ‘invited’ to make a
SAR.
• The consequences to the individual of not making a SAR, be they actual, likely
or perceived, will be an important consideration in determining the existence of a requirement.
Section 56: Defences
Section 56(3) provides for two defences:
•
Where the imposition of the requirement was required or
authorised by or under any enactment, by any rule of law or by
order of a court, or
•
In the particular circumstances the imposition of the requirement
was justified as being in the public interest.
BUT – The imposition will not be in the public interest simply because
it would assist with the prevention or detection of crime (section
Section 56 Case Studies:
Richard is applying to work at a well known toy store. On the application form it asks him to declare if he has any convictions or cautions. Beneath this, it asks if he would be
prepared to make a request for a copy of his Police National Computer (PNC) record and provide them with the results. It has a tick box for ‘yes’ and a tick box for ‘no’. Richard has no criminal convictions or cautions and so ticks yes.
Is this an enforced subject access?
• The information requested would be a relevant record as it is information about
Richard’s convictions/cautions (even though no information is held) and it is to be obtained by Richard making a SAR.
• The likely effect of Richard ticking no is that his application will not be processed – In
effect he has no real option but to tick yes. This is sufficient for it to be a ‘requirement’.
• The requirement is made in connection with the recruitment of Richard as an employee • This would be an offence under section 56(1)(a).
Section 56: Case Studies
Jonathan is making a claim on his home insurance. After he submits his claim, his
insurance company contacts him and asks him to obtain a copy of his PNC record. They advise him that failing to do so may result in him receiving a reduced pay-out and may adversely affect his premiums next year.
Is this enforced subject access?
• The insurance company is concerned with the provision of services to the public. • The information to be obtained is a relevant record to be obtained by Jonathan in
response to a SAR.
• If Jonathan does not make the SAR he faces the prospect of a lower pay-out and/or
higher premiums – This would be sufficient for there to be a requirement.
• BUT – Jonathan will be insured regardless of whether he makes the SAR or not. The
provision of the service is not conditional on the SAR being made. This would not be an offence.
Section 56: Case Studies
Jenny has applied to a local housing association in order to get a property. Prior to accepting her application, the housing association asks Jenny to obtain a copy of her prison record and records of her national insurance contributions.
Is this enforced subject access?
• The information requested is a relevant record – The table includes information
relevant to social security contributions and prison records.
• It is to be obtained by Jenny in response to a SAR.
• Jenny is not being offered a choice in this case although even if she were given the
option of saying no, it is likely then that her application would be refused. This is a requirement.
• The housing association are concerned with the provision of goods, facilities and
services to the public.
• Her ability to get housing from the association is dependent on her making the SAR –