0095-1137/94/$04.00+0
CopyrightC) 1994, American Society for Microbiology
Mixed-Effect
Models for Predicting Microbial Interactions in
the
Vaginal
Ecosystem
R.A.
ROSS,'*
M.-L. T. LEE,' M. L. DELANEY,2 ANDA. B. ONDERDONK2Channing Laboratoryand DepartmentsofMedicine' andPathology,2HarvardMedical School, and
Brigham
& Women'sHospital,
180Longwood
Avenue, Boston,
Massachusetts 02115Received 20 August 1993/Returned for modification 8 November 1993/Accepted 20 December 1993
Three statistical models that predict microbial interactions within the vaginal environment are presented. A large data set was assembled from in vivo studies describing the healthy vaginal environment, and the data set wasanalyzed to determinewhetherstatistical models which would accurately predict the interactionsofthe microflora in thisenvironmentcould beformulated. Duringassembly of thedataset, two newvariableswere defined andwereaddedtothedata set, thatis, cycle (sequence of menstrual cycle) and flowstage (subdivision ofcycle determined by day ofmenstrual cycle).Concentrations of total aerobic (includes facultative) bacteria, totalanaerobicbacteria, and a Corynebacterium sp. were identified by correlation
analysis
asvariables with significant predictors. By using a regression method with a backward elimination procedure, significant predictors ofthese outcomevariables wereidentified as the concentrations of LactobaciUus spp., anaerobic Streptococcus spp., and Staphylococcus spp., respectively. For all three outcomevariables, pH andflow stage werealsoidentifiedassignificant independent variables.Because someof the datain thedatasetarerepeated measurements for a subject, a mixed-effect model that accounts for the random effects of repeated-measurement data fit best the data set forpredicting interactions betweenvarious members ofthevaginalmicroflora. The predictive accuracies ofthe three models were tested by a comparison of model-predicted outcome-variablevalueswithactual mean invivooutcome-variablevalues. From these results,weconcluded thatit ispossibletoaccuratelypredict vaginal microflora interactions byusingamixed-effectmodelingsystem. Theapplicationof this type ofmodeling strategyandits futureuse arediscussed.
Knowledge of the vaginal microflora has improved
consid-erablyfrom the classic view that thevaginais colonized witha
homogeneous population oflactobacilli. More recentstudies
haveproducedthemost accurateandcomplete descriptionsof
thevaginalmicroflora, inpart,because ofimproved culturing
techniques. Itisnowknown that thevaginalenvironment is a
complexanddynamic ecosystemwith amicroflora that isnot
homogeneous byany means.
Themicroflora ofahealthy vaginaispresent at alevel of 108
to 109 CFU/g of secretion and is predominantly made up of
gram-positive organisms (3, 10, 14). The numerically
domi-nant, frequently isolated members of the vaginal microflora are Lactobacillus spp., a Corynebacterium sp., Streptococcus
spp.,Staphylococcus epidermidis and othercoagulase-negative
Staphylococcusspp.,Bacteroides spp., Eubacterium spp.,
Myco-plasma hominis, and Peptostreptococcus spp. Less frequently
isolated organisms include Micrococcus spp.,
Propionibacte-rium spp., and Veillonella spp. Rarely isolated organisms
includea Clostridium sp., Ureoplasmaurealyticum, a Fusobac-terium sp., Staphylococcus aureus, Neisseria spp., and Gard-nerella vaginalis (2,3, 8-12, 14).
Duringasingle menstrual cycle, both the phenotype and the concentration of anaerobic and aerobic bacteria can vary
significantly (2,3, 7, 8, 18,22). The concentration of anaerobes
remains constant throughout the menstrual cycle, while the total aerobic andfacultativeorganism concentrations decrease 100-foldduring the week preceding menstrual flow (2). During menstrual flow there is a decrease in the total bacterial
concentration, while an increase in the concentrations of
various individual anaerobic organisms is observed (16-18).A decrease in the concentration of Lactobacillus spp. and an
*Correspondingauthor.
increase in the concentrations of other gram-positive organ-isms, such as Staphylococcus spp., Corynebacterium spp., and
Streptococcus spp., have also been reported to occur during
menstrual flow (8, 17, 22).
The microflora of the vaginal environment significantly
affects the host'sgeneral stateof health byacting (not unlike mucosal surfacesor skin) as abiological barriertoinfectious agents (5). While most studies of the vaginal environment focus on describing the microflora, few studies attempt to
unravel the complex microbial interactions inherent to this barrier. Weset out toidentifythesemicrobial interactions and use themtoformulatestatistical models thatpredictthestate
ofthisprotectivemicrobial barrier. Usingdata
describing
thevaginal ecosystems of nonpregnant, menarcheal women, we formulated three mixed-effect models thatpredict the interac-tions between microorganismswithin thevaginal ecosystem.
MATERLILSAND METHODS
Data set. The data set assembled for the present study
consisted ofa subset of information selected from adatabase
containing 1,890 data records and 39 variables from in vivo
studies (13, 16, 17). Each record consisted of data obtained from thesamplingofasubject. Samplescould be obtained from
a subject once ormultiple times during a study. This
charac-teristic of the datasetwas taken into account during analysis when themixed-effect modelwasused forregression analysis. Theexclusion criteria for the in vivo studieswere thorough
to ensure that onlywomenwith a healthy vaginal microflora were included (13, 17). Criteria for exclusion included preg-nancy,genital abnormalities, useofcontraceptive spermicides,
vaginal infectionsincludingbacterialvaginosis detected
clini-cally, abnormalPapanicolaou test results, hysterectomy,
anti-microbialtherapyordouching1month orless before thestart
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ofsampling, positivity for human immunodeficiency virus or hepatitis B virus antibody, or a history of pelvicinflammatory disease or ectopic pregnancy. Pelvic examinations were per-formedoneachwomanpriortothestartof theprotocol, and samples for culture of Chlamydia trachomatis and Trichomonas
vaginalis were obtained. Specificcultures for Neisseria
gonor-rhoeaewere notperformed because the culture methods used in all thestudies were adequate to detect this organism if it was present.
Bacterial concentrations were expressed as
log1o
CFU per gramof sample. Because some of the in vivo studies involved altering the vaginal environment, such as douching, only pretreatment data wereincluded in the dataset.Two new variables, cycle (indicating the sequence of the menstrualcycles ofasubject)andflow stage (asubdivision of
cycle, determined by analysis ofvariance ofoutcomevariables
between cycledays),were addedto the dataset.
Bacteriological analysis.The sampling and culturing methods used in the studies are described in detail elsewhere (17). In brief, the duplicate-swab technique was used to sample the vaginal vault. Serial dilutions of the sample were plated onto various selective and nonselective media for the recovery of facultative andanaerobic microorganisms. For the recovery of anaerobicbacteria, the following media were used: prereduced Brucella base agar with5% sheep blood containing hemin and vitamin K1, each at 10 mg/liter(BMB); BMBwith 150 jig of neomycin sulfate per ml; and prereduced Brucella base agar with5% laked sheep blood, 100 ,ug of kanamycin per ml, 7.5 ,ug ofvancomycin per ml, and hemin and vitamin K1, each at 10 mg/liter. The media used for the recovery of facultative
organ-ismswere5%sheep blood in tryptic soy agar, mannitol salt agar, andMacConkey agar.Chocolate agar was used for the recovery of fastidiousorganisms(Adams Scientific,Inc.,Fiskeville, R.I.).
All colony types were isolated andidentifiedby established criteria (16-18). Briefly, facultative gram-positive cocci were
identified by usingconventional media and dichotomous keys
(1). Members of the family Enterobacteriaceae and
gram-negativebacilliwereidentifiedwitheithertheAPI20E system
ortheAMSVitek system(bioMerieux Vitek,Inc.,Hazelwood, Mo.). Aerobic, gram-positive, spore-forming, catalase-positive
rods were classified as Bacillus spp. Catalase-positive,
gram-positive, pleomorphic rodswere classifiedasCorynebacterium
spp. No further classification was performed for facultative
Corynebacterium spp. orBacillusspp. Gram-positiveor
gram-variable, catalase-negative, pleomorphic rods showing
beta-hemolysisonhuman bloodbilayeragarwithTweenagarwere presumptively identifiedasG. vaginalis.Thispreliminary
iden-tificationwasconfirmedbyusingamodificationof thecriteria
established by Piot et al. (20) or the rapid identification
method G.vaginaliskit(Austin Biological Labs, Austin, Tex.).
Obligate anaerobes and gram-positive, catalase-negative,
mi-croaerophilic bacilli were classified by gas-liquid
chromato-graphic analysis of glucose fermentationproducts and
antibi-oticsusceptibilitypatterns,whichwereperformed bystandard
procedures (6, 23).Final identification included theuseof the
Anastat II systemof biochemical tests anda computer
data-base (AdamsScientific) and the Microbial Identification
Sys-tem(MIDI, Inc., Newark,
Del.).
Selectionofindependentvariables.Significant (Pc0.1000)
independent variables wereidentified for each outcome vari-able by means of a regression method with a backward eliminationprocedure.Variablesweredroppedfrom the
mul-tiple regression analysisinastepwise fashion,startingwith the
least significant independent variable. Because this was an initial step in theanalysisof the data set, a Pvalueof 0.10was used.
Mixed-effect model. The following mixed-effect modelwas
used for statistical evaluation
(11).
Foreachsubject
i,condi-tioning on random effects
bi,
the observationYi
=(Y.,...,
Yi,)
with the covariate matrix ofXi
is modeledby
Yi
1bi
-N(X,B
+Zibi, a'2
X),
whereBisafixed-population
parameter vector,andbi
isarandom-effectvectorforsubject i,withbi
-N(O,
&D).
This mixed-effect modelis availableas apackageof Fortran subroutines which implements the maximum likeli-hood and restricted maximum likelilikeli-hood estimationmethods describedbyLindstrom and Bates(11).
Itis distributed under thetermsof the GNU GeneralPublic Licenseaspublished by
theFree SoftwareFoundation.
RESULTS
Restructuring ofdata set. Results of one-way analysis of variance and Sheffe'stestdocumenteda significantdifference in the meanconcentrations of total aerobic
(includes
faculta-tive)
bacteria(TAB) (P
= 0.0014), mean concentrations of total anaerobic bacteria(TAnB) (P
=0.0001),
andmeanpHvalues(P=0.0001)forcycle days2 to5(a cycle beginsoncycle day 1, which is the first dayof menstrual bleeding). Further
analysisrevealed asignificantdifference in thesemeanvalues
betweencycle days2to3 andcycle days4 to5. Forcycle days
6 to 28, mean TAB concentrations, mean TAnB
concentra-tions,
andmean pHvalues didnotdiffersignificantly.
Conse-quently,eachcyclewassubdivided into thefollowingthreeflow
stagesaccordingtocycle day: flow stage 1 (cycle days2 to
3),
flowstage2(cycle days4to5), andflow stage 3 (cycle days6 to28).
Since thecorrespondingflow stages incycles1to4displayed
no significant difference inmean TABconcentrations, TAnB
concentrations, or pH values (Fig.
1),
the data from eachindividual flow stage within cycles 1 to 4 were combined.
Analysisof these combined data showed that forflow stages 1
to 3 there was no significant difference among mean TAB
concentrations, but there was a significant difference among
meanTAnBconcentrations(P=0.0152)and amongmeanpH
values(P=
0.0001).
Model formulation. After
adjustment
forcycle
and flow-stageeffects,
the dataset was analyzedby using
acorrelation matrix to identify outcome variables and their correlatedindependentvariables. The concentration of Lactobacillus spp.
wasfoundtobepositivelycorrelated with theTAB
concentra-tion
(r
=0.4560),
theconcentration of anaerobicStreptococcusspp. was found to be
positively
correlated with the TAnB concentration(r
=0.3720),
and theconcentration ofStaphy-lococcus spp. was found to be
positively
correlated with the concentration of theCorynebacterium sp.(r
=0.6898).
More-over,pHand flow stagewerefoundtobesignificant
indepen-dent variablesinall threemodels(Pc
0.1000).
Therefore,wehad threeoutcome variables
(TAnB,
TAB, andCorynebacte-rium sp.
concentrations)
that could be modeledby
using
anumber ofindependentvariables.
Otherstatistical modelsweretested
(multiple
linearregres-sion, regression
withdamped
exponential
correlationstruc-ture),
but the mixed-effect model forrepeated-measure
data best fit the data set forpredicting
bacterial interactionsby
using
covariate variables. Inthe mixed-effectmodel,
data for eachsubject
weremodeledas aparametric
function,
in which some of the parameters or "effects" were random variables with a multivariate normal distribution and some were fixed(11).
The followingequations,
with numbers ofequations
inparentheses
atthefarright,
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CU
Cu
7.5- 7- 6.5- 6- 5. 5- 4.5- 4- 3.5- 3-5.J
i
2Cycle1
3 1 2
Cycle2
3 1 2
Cycle3
3
1C
4Cycle4
Flow
Stages from Cycles 1
-
4
FIG. 1. Mean pH values fromcycles 1to4. Foreachcycle,themeanpHvaluesobservedinflowstages 1 to3arereported.Thedashedline indicates thereturnofpHtothe valueatthebeginningofthenextcycle.
TABconcentration =(4.12+
bo)
+ [(0.46 +bl)
x (1)Lactobacillus spp. concentration] + [(0.06 + b2) x pH]
- (0.06 x flow stage 1) + (0.08 x flow stage2);
TAnBconcentration = (6.13 +
bo)
+ [(0.39 +bl)
X(2)
anaerobicStreptococcusspp.concentration] - [(0.07+ b2) x
pH] - (0.28 x flow stage 1) - (0.04 x flowstage2);
Corynebacteriumsp.concentration = (2.50 +
bo)
+ (3)[(0.55 +
bl)
x Staphylococcusspp.concentration] + [(0.07 +b2) x pH] + (0.15 x flowstage 1) + (0.38 x flowstage
2).
In all three models,
bo,
b1,
and b2 are random effects associated with each subject. Either 0 or 1 is substituted for flow stages 1 and 2 according to theflow-stage
status of thedata, asfollows: 0 if the data arenotfrom theparticularflow
stage and 1 if data are fromthe particularflow stage. Inthe caseofflow stage 3data, 0issubstituted for both flow stage1 andflow stage 2.
Testing of data set variability. The distributions of the random-effect coefficients (RECs)
bo, bl,
and b2 for each model were calculated to determine the variability between eachsubject used in the analysis. Figure 2 displays the distri-butions of the RECs for theintercept(bo),
theStaphylococcusspp. concentration
(bl),
andthe pH (b2) in theCorynebacte-rium sp.model (equation 3).Thedistributions of RECs in the
TAB(equation 1)and TAnB(equation 2)models weresimilar
(datanot shown).
Testingofmodel predictions. The mixed-effect models for the determination ofTAB (equation 1),TAnB (equation 2),
and Corynebacterium sp. (equation 3) concentrations were
tested for accuracy by comparison of actual mean in vivo concentrations of TAB, TAnB, and Corynebacterium sp. with predicted values. The predicted and actual mean values for
TAB concentration were the same (8.2
log1o
CFU/g). The predicted TAnB concentration was 8.8loglo
CFU/g, while the actualmeanvaluewas 8.5log1o
CFU/g. The predictedCoryne-bacterium sp. concentration was 0.2
loglo
units lower thanthe actual mean value of 6.7logl0
CFU/g.DISCUSSION
The primary aim of the present study was to formulate statistical models with whichto predict microbial interactions in thevaginal ecosystem. In the process of modelconstruction,
two factors, pH and flow stage, were identifiedas significant
independent variables. These findings were not unexpected since in vivo studies hadsuggested that both variables could have an impact on thevaginal ecosystem. Other researchers haveproposedpH as aprimary mechanism in the control of thevaginal environment, since pH has been associated with changes in the microflora (19, 21). Flow-stage (i.e., rate of menstrual fluidsecretion)effectisnot aswelldefined and may represent the effect of menstrual fluid on thevaginal ecosys-tem. The menstrual cycle has been implicated as a factor
influencingthecompositionof thevaginalmicroflora(15),with
the most numerous changes occurring during menstrual flow (8, 16, 17,22). Thevaginalenvironment may bealteredbythe introduction of degenerated cells, hemin, and other blood
proteins during menstrual flow (4); however, the specific
flow-stagefactorsaffectingthe ecosystem havenotbeen
eluci-dated.
Other significant independent variables identified during modelformulationinclude the Lactobacillus sp. concentration for predicting the TAB concentration (equation 1) and the anaerobicStreptococcussp. concentration forpredictingTAnB concentration (equation 2). Both of these independent vari-ablescomprise themajorityof totalbacterialcounts.Thismay explain why these factorsaresignificant. Aninterestingfinding wastherecognition that theStaphylococcus sp. concentration
is predictiveof the Corynebacterium sp. concentration
(equa-tion 3); thisunanticipated microbial interaction deserves
fur-therinvestigation.
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76 A
6-5 U
3
4 U
2
-1~~~~~~~~~~~~~~~~~~~~~~~~~~~--- --- -
-3 U
-4U
0 10 20 30 40 50 60 70 80 90 100 1I610 212
SubjectNumber
0.8-0.7
B
0.6-0.4
0.3- - U
0.2-,. ,,_---...
---0.1 U.
-0.3 U
-0.24 a
-04--0.5
-.6 -.7
0 10 20 30 40 50 60 70 80 90 100 110 120
SubjectNumber
0.8-0.6_
0.5-0.4
0.3-0.2
-0.1 *mI r
-0.2-
---U--
-0.3--0.4 U
-0.5 -0.6 -0.7 0.8
A
secondary
aim of the present study was to demonstrate that the datasetthatweusedresulted inaccuratepredictions for the microflora. This goal was accomplished, in part, by calculation of the RECs for each subject by using equations 1 to3. Forthe Corynebacterium sp.model (equation 3) (Fig.2), the RECsb(,
b,,
andb2 for each subject had normal distribu-tions, within1 standarderrorof themean.The minor degree ofvariability observed in the RECs for each subject indicates theaccuracyof the data set.The precisions of the three statistical models and the reconstructed data set were tested by comparison of the predicted values of theoutcomevariables with the actualmean values observed in vivo. The similarity of the predicted and actual values for TAnB and Corynebacterium sp. concentra-tions and the identities of thepredicted and actual values for TABconcentrationsuggestthatthe mixed-effect models satis-factorily predict microbial concentrations in vivo.
Both the determination of RECs and thecomparisons of the predicted and actualmeanvalues for theoutcomevariables of the three mixed-effect models verify the accuracy of the restructured dataset.The precision of the datasetis important to the success of future studies, which will focus on the identification of the microbial interactions involved in the prevention of infection and the formulation of predictive models that will differentiate between ahealthyvaginal eco-system and one that is at risk for infection or disease. We conclude that theuseof the mixed-effect model for repeated-measuredata isanovel approachtothestatistical modelingof
ahost-microbe ecosystem.
20
0 10 20 30 40 50 60 70 80 90 100 110 120
SubjectNumber
FIG. 2. Distributions ofRECs for theintercept (A),the
Staphylo-coccussp.concentration(B),and thepH (C)inthe mixed-effectmodel predicting the Corynebacterium sp. concentration to determine the
degreeofvariabilitybetweeneachsubject.The smaller thedegreeof variability observed in the distribution of each subject's RECs, the
moreaccurate the data set. ThemeanREC value is indicatedbyasolid
line. The dashed lines above and below the solid line indicate 1
standarderrorofthemean.
ACKNOWLEDGMENTS
We thank David Friedmanfor valuable assistance in data entry.
This research was funded in part by grants from SmithKline
Beecham and Tambrands, Inc.
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