have permitted investors to make their own evaluations regarding credit and market risk, thereby allowing investors to lend directly to larger borrowers." 3 1

activities. Even prior to GLB, there were several notable examples of regulators reaching across traditional borders to provide functional regulation. For example, a

TIES THROUGH MERGER OR CONSOLIDATION .—A financial holding company that engages in activities or holds shares pursuant to this subsection, or a subsidiary of such financial

Pursuant to Section 501(b) of the Gramm-Leach-Bliley Act, the federal banking regulators previously issued the Interagency Guidelines Establishing Information Security Standards

Sweet, Jr., After the Gramm-Leach-Bliley Act-A Road Map for Banks, Securities Firms and Investment Managers: Interim Rules, Final OCC Rules and Proposed Rules Under the

As the name might suggest, the Privacy Rule requires entities regulated as financial institutions to give privacy notices to their customers and, subject to certain exceptions,

Cybersecurity Dr. Kevin Streff Founder: Secure Banking Solutions, LLC www.protectmybank.com WBA Bank Executives Conference February 2‐4, 2015

23.03.2021 University of Stuttgart – Institute of Nuclear Technology and Energy Systems Konstantinos Theologou 16 • stable temperature stratification (more pronounced than in

Other exceptions exist with respect to your obligation to provide: (1) the initial privacy notice to a “consumer” before you disclose any nonpublic personal information about

A financial institution may disclose nonpublic personal information to nonaffiliated third parties under several exceptions where consumers and customers do not have the right to

Representative Jim Leach, one of the writers of the Gramm-Leach-Bliley Act, which repealed the Glass- Steagall Act, believes that the repeal made the current crisis

GLB provides two vehicles to allow financial institutions to engage in new types of financial activities or to affiliate with other financial companies: financial holding

The Financial Services Industry Post Gramm-Leach-Bliley Act Conference in New York, September 2007 “Securitization of Senior Life Settlements: Managing Interest Rate Risk with

Assessments Security Policies Security Standards Security Procedures Security Regulations Security Awareness Physical Security Contingency Plan Incident Response SLCM Controls

The Gramm-Leach-Bliley Act (GLB Act) is a federal law which mandates that financial institutions, including institutions of higher education, protect the security, confidentiality and

♦ Compliance counseling regarding all federal and state privacy and information management laws and regulations, including but not limited to the Gramm-Leach-Bliley Act, the

Although several federal laws, including the Fair Credit Reporting Act, 6 the Health Insurance Portability and Accountability Act, 7 and the Gramm-Leach-Bliley Act,

Financial Holding Companies are allowed to engage in “any activity that is financial in nature.” Since the GLBA was passed, financial holding companies were now able to get