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Backtrack to find an explicit formula for the sequence defined by the recurrence

Recurrence Relations

Problem 2.12. Backtrack to find an explicit formula for the sequence defined by the recurrence

relation bn = 2bn – 1 + 1 with initial condition b1 = 7.

Solution. We begin by substituting the definition of the previous term in the defining formula.

bn = 2bn – 1 + 1 = 2 (2bn – 2 + 1) + 1 = 2[2 (2bn – 3 + 1) + 1] + 1 = 23 b n – 3 + 4 + 2 + 1 = 23 b n – 3 + 22 + 21 + 1.

A pattern is emerging with these rewritting of bn.

(Note : There are no set rules for how to rewrite these expressions and a certain amount of experimentation may be necessary.)

The backtracking will end at bn = 2n – 1b n – (n – 1)+ 2n – 2 + 2n – 3 + ... + 22 + 21 + 1 = 2n – 1b 1 + 2n – 1 – 1 = 7 . 2n – 1 + 2n – 1 – 1 (using b 1 = 7) = 8 . 2n – 1 – 1 or 2n + 2 – 1.

Problem 2.13. Write down the first six terms of the sequence defined by a1 = 1, ak + 1 = 3ak + 1 for k 1. Guess a formula for an and prove that your formula is correct.

Solution. The first six terms are

a1 = 1

a2 = 3a1 + 1 = 3(1) + 1 = 4 a3 = 3a2 + 1 = 3(4) + 1 = 13 a4 = 40, a5 = 121, a6 = 364.

Since there is multiplication by 3 at each step, we might suspect that 3n is involved in the answer.

After trial and error, we guess that an = 1

2 (3

n – 1) and verify this by mathematical induction.

When n = 1, the formula gives 1

2 (31 – 1) = 1, which is indeed a1, the first term in the sequence.

Now assume that k ≥ 1 and that ak = 1

2 (3k – 1).

We wish to prove that ak + 1 = 12 (3k + 1 – 1)

We have ak + 1 = 3ak + 1 = 31

2 (3k – 1) + 1

Using the induction hypothesis.

Hence, ak + 1 = 1 2 3 k + 13 2 + 1 = 1 2(3 k + 1 – 1) as required. By the principle of mathematical induction, our guess is correct.

Problem 2.14. A sequence is defined recursively by a0 = 1, a1 = 4 and an = 4an – 1 – 4an – 2 for n 2. Find the first six terms of this sequence. Guess a formula for an and establish the validity of your guess.

Solution. Here there are two initial conditions a0 = 1, a1 = 4.

Also, the recurrence relation, an = 4an – 1 – 4an – 2, defines the general term as a function of two previous terms.

The first six terms of the sequence are a0 = 1 a1 = 4 a2 = 4a1 – 4a0 = 4(4) – 4(1) = 12 a3 = 4a2 – 4a1 = 4(12) – 4(4) = 32 a4 = 4a3– 4a2 = 4(32) – 4(12) = 80 a5 = 4a4 – 4a3 = 4(80) – 4(32) = 192. Finding a general formula for an requires some ingenuity. Let us examine some of the first six terms.

We note that a3 = 32 = 24 + 8 = 3(8) + 4(8)

and a4 = 80 = 64 + 16 = 4(16) + 16 = 5(16)

and a5 = 192 = 6(32).

We guess that an = (n + 1) 2n.

To prove this, we use the strong form of mathematical induction (with n0 = 0). When n = 0, we have (0 + 1) 20 = 1(1) = 1, in agreement with the given value for a

0.

When n = 1, (1 + 1) 21 = 4 = a

1. Now that the formula has been verified for k = 0 and k = 1.

We may assume that k > 1 and that an = (n + 1) 2n for all n in the interval 0 ≤ n < k. We wish to prove the formula is valid for n = k.

That is, we wish to prove that ak = (k + 1) 2k. Since k ≥ 2, we know that ak = 4ak – 1 – 4ak – 2.

Applying the induction hypothesis to k – 1 and to k – 2 (each of which is in the range 0 ≤ n < k). We have ak – 1 = k 2k – 1 and a

k – 2 = (k – 1) 2k – 2. Thus, ak = 4(k 2k – 1) – 4(k – 1) 2k – 2

= 2k 2k – k 2k + 2k

= k 2k + 2k = (k + 1) 2k as required.

By principle of mathematical induction, the formula is valid for all n ≥ 0.

Problem 2.15. Solve the recurrence relation an = an – 1 + 2, n 2 subject to initial condition a1 = 3.

Solution. We backtrack the value of an by substituting the expression of an – 1, an – 2 and so on, until a pattern is clear.

Given an = an – 1 + 2 ...(1) Replacing n by n – 1 in (1), we obtain an – 1 = an – 2 + 2 From (1), an = an – 1 + 2 = (an – 2 + 2) + 2 = an – 2 + 2.2 ...(2) Replacing n by n – 2 in (1), we obtain an – 2 = an – 3 + 2 So, from (2), an = (an – 3 + 2) + 2.2 = an – 3 + 3.2 In general an = an – k + k . 2 For k = n – 1, an = an – (n – 1) + (n – 1) . 2 = a1 + (n – 1) . 2 = 3 + (n – 1) . 2 which is an explicit formula.

2.2. THE SECOND-ORDER LINEAR Homogeneous Recurrence Relation with constant coefficients

Let k ∈ Z+ and C

n (≠ 0), Cn – 1, Cn – 2, ... Cn – k (≠ 0) be real numbers. If an, for n ≥ 0, is a discrete function, then

is a linear recurrence relation (with constant coefficients) of order k. When f(n) = 0, for all n ≥ 0, the relation is called homogeneous ; other wise, it is non-homogeneous.

The homogeneous relation of order two :

Cnan + Cn – 1an – 1 + Cn – 2an – 2 = 0, n ≥ 2.

A solution of the form an = Crn, where C ≠ 0 and r ≠ 0 substituting a

n = Crn into Cnan + Cn – 1an – 1 + Cn – 2an – 2 = 0.

We obtain CnCrn + C

n – 1Crn – 1+ Cn – 2Crn – 2 = 0, with C, r ≠ 0, this becomes

Cnr2 + C

n – 1r + Cn – 2 = 0,

a quadratic equation which is called the characteristic equation.

2.3. THE NON HOMOGENEOUS RECURRENCE RELATIONS

The recurrence relations

an + Cn – 1an – 1 = f(n), n ≥ 1 ...(1)

an + Cn – 1an – 1 + Cn – 2an – 2 = f(n), n ≥ 2 ...(2) where Cn – 1 and Cn – 2 are constants, Cn – 1≠ 0, in (1), Cn – 2≠ 0, and f(n) is not identically 0.

Although there is no general method for solving all non homogeneous relations, for certain func- tions f(n) we shall find a successful technique.

When Cn – 1 = – 1, (1) gives, for the non homogeneous relation an – an – 1 = f(n), we have a1 = a0 + f(1) a2 = a1 + f(2) = a0 + f(1) + f(2) a3 = a2 + f(3) = a0 + f(1) + f(2) + f(3) --- an = a0 + f(1) + ... + f(n) = a0 + 1 ( ) n i f i =

We can solve this type of relation in terms of n, if we find a suitable summation formula for

1 ( ) n i f i =

.

(a) The non homogeneous first-order relation an + Cn – 1an – 1 = krn

where k is a constant and n ∈ Z+.

(b) If rn is not a solution of the associated homogeneous relation a

n + Cn – 1an – 1 = 0, then an(P) = Arn, where A is a constant. When rn is a solution of the associated homogeneous relation, then

an(P) = Bn rn, for B a constant.

(c) The non-homogeneous second order relation an + Cn – 1an – 1 + Cn – 2an – 2 = k rn, where k is a constant. Here,

(i) an(p) = A rn, for A a constant, if rn is not a solution of the associated homogeneous relation, (ii) an(p) = Bn rn, where B is a constant, if a

n(h) = C1rn + C2r1n where r1≠ r,

(iii) an(p) = Cn2rn, for C a constant, when a

n(h) = (C1 + C2n) rn. 2.3.1. Characteristic Equation Method :

This method can be used to solve any constant order linear recurrence equation with constant coefficient. This recurrence relation may be homogeneous or non-homogeneous. Before attempting to solve any such problem, let us first, understand what is characteristic equation for a given recurrence equation and how to find it.

A recurrence equation of the mentioned type can be arrranged in standard form as :

An + C1An – 1 + C2An – 2 + C3 An – 3 = R.H.S. ...(1) Where C1, C2, C3 are constant coefficients and R.H.S. has one of the following forms :

Form Examples

Homogeneous 0

A constant to the nth power 2n, π– s, 2– n,

2n A polynomial in n 3, n2, n2 – n, n3 + 2n – 1

A product of a constant to the 2n (n2 + 2n – 1), (n – 1) n6, n 6n nth power and a polynomial in n

A linear combination of any of the above (2n + 3n/2) (n2 + 2n – 1) + 5

In the recurrence equation (1), assigning R.H.S. = 0, we get

An + C1An – 1 + C2An – 2 + C3An – 3 = 0 ...(2)

This equation (2) gives the homogeneous part of the given recurrence equation. Every recurrence equation has a homogeneous part. If the recurrence relation is homogeneous then it has only homogene- ous part and solving such equation is one step process. On the other hand, if the given recurrence equation is non-homogeneous then its homogeneous part is obtained by assigning R.H.S. equal to zero.

A characteristic equation corresponds to homogeneous part of the given recurrence relation.

The characteristic equation of (2) is given as :

x3 + C

1x2 + C2x + C3 = 0 ...(3)

This has been obtained by the following procedure : (i) Find the order of the recurrence equation here it is 3. (ii) Take any variable (say x) and substitute

An, An – 1, An – 2, by x3, x2, x respectively in the homogeneous part of the recurrence equation.

Equation so obtained is called characteristic equation of the given recurrence equation.

Example (1) : The characteristic equation of the recurrence equation Cn = 3Cn – 1 – 2Cn – 2 is given by

x2 – 3x + 2 = 0.

Example (2) : The characteristic equation of the recurrence equation fn = fn – 1 + fn – 2 is given by x2 – x – 1 = 0.

Example (3) : The characteristic equation of the recurrence equation

An – 5An – 1 + 6An – 2 = 2n + n is given by x2 – 5x + 6 = 0.

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