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Commuting fractional matrix transformations

Suppose thatA,B,C, andD are (invertible)n×n matrices. What conclusion can we draw fromφA,B◦φC,D=φC,D◦φA,B(where we take the common domain)? Ifn=1, this

implies thatφA,B=φC,Das is easy to see from the 2×2 matrix realization of fractional

linear transformations. Whenn≥2, some additional phenomena can occur.

Suppose thatλis a complex number unequal to 1, and{A,B,C,D}is a set of fourn×n

invertible matrices. We say that the quadruple (A,B,C,D) isλ-linkedif the following three equations hold:

A=λCAC−1, B=λDBD1, AB=CD. (B.1)

Ifλ=1, thenλn=1 (take determinants); moreover, ifλis a primitivekth root of unity,

there exists a change of basis so thatA=diag(1,λ,λ2,. . .,λk−1)RandC=P

k⊗S,Pk is

the (permutation) matrix of thek-cycle, andRandSaren/k×n/kcommuting invertible matrices. (Ifnis prime, thenRandSare scalars.) In particular, trA=trB=trC=trD=

0. Consequences of the definition include the following:

C=λA−1CA, D=λB1DB, BA=DC. (B.2)

(The last follows from substitutingλBD−1=D1BintoAB=CD.) We require an elementary lemma. The converse is trivial.

LemmaB.1. Suppose that{R,S,T,U} ⊂GL(n,C). Suppose that for allXinMnC,RXS= TXU. Then there exists a nonzero scalarλsuch thatT=λRandU=λ−1S.

Proof. We have (T−1R)·X·(SU1)=X for all X. Let v be a right eigenvector with eigenvalueaforT−1R, and letwbe a left eigenvector forSU1with eigenvalueb. With

X=vw, we deduce abvw=vw. Henceab=1. It follows immediately that bothT−1R andSU−1have just one eigenvalue. IfT1Ris not a scalar multiple of the identity, then there exists a columnv1such thatT−1Rv1=av1+v. Now setX=v1w. Thenv1w=X=

T−1Rv

1wSU−1=b(av1+v)w=ab(v1w) +bvw. Asab=1, we havevw=0, which is obvi- ously impossible. SoT−1Ris a scalar multipleaof the identity, and thusR=aT. Similarly,

PropositionB.2. Suppose that{A,B,C,D} ⊂GL(n,C). The condition,φA,B◦φC,D=φC,D ◦φA,B, is equivalent to

AB=CD, A=λCAC−1, B=λDBD1, (B.3)

for some scalarλ.

Proof. There exists an open neighbourhood of 000 in MnCsuch that for allXtherein, both

left and right sides are defined onX. For suchX, we have (I−A(I−CXD)1B)1=(I

C(I−AXB)1D)1. Inverting and subtracting the results from I, then inverting again, we obtain

B−1(ICXD)A1=D1(IAXB)C1 (B.4)

for all suchX. Since the relation is linear inXand is equality on an open set, we deduce that it is true forXin MnC. WhenXis set to 000, we obtain (AB)1=(CD)1, that is,

AB=CD. (B.5)

We deduce that for allX,

B−1C·X·DA1=D1A·X·BC1. (B.6)

FromLemma B.1, there existsλsuch that

B−1C=λD1A, (B.7)

DA−1=λ1BC1. (B.8)

Multiplying (B.5) by (B.7), we obtainAB·B−1C=λCD·D1A, whenceAC=λCA, and thusA=λCAC−1.

Similarly, (B.8) multiplied by (B.5) gives usDA−1·AB=λ1BC1·CD, which yields

B=λDBD−1.

To show that the converse holds, it suffices to establish (B.7) and (B.8). FromAB=CD, we deduceCA−1=DB1; fromB=λDBD1, we haveB1=λ−1DB1D1, soDB1=

λB−1D. ThereforeC1A=λB1D, and thusBC1=λDA1, which is (B.8).

Similarly,AB=CDentailsBD−1=A1C=λ1CA1, so thatλD1A=B1C. This situation can arise withλ=1—set A=(1 001)= −D and B=(0 11 0)=C. With

n=2 andλ= −1, we haveAB=CD,A=λCAC−1, andB=λ1DBD1. Of course,φ

A,B= φC,D.

Whenλ=1, there is another characterization.

Recall that ifQis a subset of MnC, thenQwill denote its centralizer,{A∈MnC|Aq= qAfor allqinQ},Qits double centralizer, and so forth.

LemmaB.3. LetA,B,C,Dbe a subset ofGL(n,C). Then

AB=CD, AC=CA, BD=DB, (B.9)

Proof. SupposeAB=CD. It suffices to show thatC−1A·X·BD1=Xfor a relatively open set ofXin{A,B,C,D}. SetE=C1A; thenEbelongs to{A,C}. SinceE=DB1,

Ealso belongs to{B,D}. HenceEbelongs to{A,B,C,D}= {A,B,C,D}. Thus for all

Xin{A,B,C,D},EXE1=X, so thatC1A·X·BD1=X.

Conversely, fromAXB=CXDfor a dense set ofXin{A,B,C,D}, we have equality

for allX in{A,B,C,D}, in particular for allXin the algebra generated by{A,B,C,D}. SettingX=I, we deduceAB=CD. SettingX=(BA)1, we have I=C(BA)1D, whence

BA=DC.

SettingX=B−1, we haveA=CB1D, whence (right multiplying byC)AC=CB1DC; thusAC=CB−1·BA=CA. Finally, withX=D1, we haveAD1B=C, and right mul- tiplying byDyieldsAD−1BD=CD=AB, soD1BD=Band thusBD=DB. In particular, ifλ=1 and{A,B,C,D}generates all of MnC, thenφA,B◦φC,D=φC,D◦ φA,Bentails thatφA,B=φC,D. This corresponds to an irreducible representation of a group

we are going to define.

Ifλ is a primitive nth root of unity (wheren is the matrix size, as usual), there is a complete description of theλ-linking quadruples, up to conjugacy. LetP denote the cyclic permutation matrix (ones in the (i,i+ 1) and (n, 1) positions). Letpbe any complex polynomial which does not have anynth roots of unity (including 1) as a root, and letα

andγbe nonzero complex numbers. Up to change of basis ofCn, all possible quadruples

are obtained from the formula below:

A=diag1,λ,λ2,. . .,λn−1α,

C=Pγ,

B=C·pA−1C,

D=A−1·pA1Cλ.

()

This follows from the simple observation thatB=A−1CD; on plugging this intoB=

λDBD−1, we obtainA1CD=λDA1CDD1, so thatD·A1C·D1=λ1A1C. The last two remarks are part of a more general theory, namely, the irreducible finite dimensional representations of groups with appropriate generators and relations. LetG

be the group with generators{a,b,c,d}and relations

[Λ,a]=[Λ,b]=[Λ,c]=[Λ,d]=1, (B.10)

ab=cd, (B.11)

a=Λcac−1, (B.12)

b=Λdbd−1. (B.13)

The first line merely says thatΛis in the centre ofG. We want to record the finite dimen- sional irreducible representations ofG. Letπ :G→GL(n,C) be an irreducible represen- tation, and denoteπ(Λ)I,π(a)=A,π(b)=B, and so forth.

We require a few properties ofG. (a)ba=dc.

Proof. Equation (B.12) implies thatac−1=Λ1c1a, soc1a=Λac1. From (B.11),c1a

=db−1; thusΛac1=db1. From (B.13),bd1=Λ1d1b, and thusΛac1=Λb1d, that

is,ba=dc.

(b) The groupH:= c−1a,Λis a normal subgroup ofG.

Proof. Sete=c−1a=db1. Thenaea1=ac1=Λ1c1a=Λ1e. Sinceeandanormal- izeH, so doesc=a−1e1. Similarly,b1eb=b1d=Λ1db1=Λ1e, and obviouslyd

also normalizesH.

Now we observe thatGhas generators{Λ,e=c−1a,a,b}with relations,Λis central, and [a,e]=[b−1,e]=Λ1. There is an obvious normal form for elements ofG, namely,

(word inaandb)ekΛl, (B.14)

and sinceHis a normal subgroup, it follows thatG/His the free group on two generators (the images ofaandb).

Suppose thatλ=1 (whereπ(Λ)I—sinceΛis central andπis irreducible, the image ofΛis a scalar matrix). ThenE=C−1A=DB1is the image ofπ(e) and is thus in the centre ofπ(G). HenceE=αI for some nonzero scalarα. This entails thatC=αAand

B=α−1D, or what amounts to the same thing,φ

A,B=φC,D. In order to be irreducible,

necessary and sufficient is that{A,B}generate MnCas an algebra—this is equivalent to AandBhaving no nontrivial invariant subspace in common.

If insteadλ=1, then it is necessarily that annth root of unity and (A,B,C,D) isλ- linked; moreoverEnis a scalar matrix. We have already described the irreducible repre-

sentationsπ :G→GL(n,C) such thatπ(Λ)I whereλis aprimitiventh root of unity. They are given bya→A,b→B, and so forth as in (). We see that this is irreducible, since{A,C}already generates MnC. The parameters are given by theφ(n) possible values

ofλ, the primitiventh root of unity (sinceis the value of the trace ofπ(Λ), different choices forλyield inequivalent representations),α,γ, and the coefficients ofp.

To decide when two such representations are equivalent, it is desirable to simplify the form of π, by using the alternative generators and relations,{a,b,e} forG. Then π

restricted to the subgroup generated by{a,e}is irreducible (and induces a projective representation modulo the parametersαandγ ofZZn), and we can write it in the

form

a−→A:=diag1,λ,λ2,. . .,λn−1α,

e−→E:=Pγ. (B.15)

Nowbacommutes withe, soπ(b)Amust commute withE. AsEhas distinct eigenvalues (Eis sizen, with eigenvaluesexp(2πk/n)}),π(b)Ais a polynomial inE, so we have to setπ(b)=p(E)A−1for some polynomialp. In order to guarantee thatp(E) is invertible, we are required to have thatp(γexp(2πik/n))=0 for allk—but it is easy to see that this is the only condition required ofpforπto be a representation (of course, if we insist on special types of representations, such as unitary or of determinant one, more conditions will be imposed).

Let tr be the usual trace on MnC, and let TrTrπbe the character associated to the

representation, that is, Tr(g)=trπ(g).

Onceλis fixed, we see thatαn=Tr(an) andγn=Tr(en) are invariants ofπ. Now write p(t)=k−1

j=0pjtj (we obviously can assume phas degree less thank). Then p(E)A−1=

pjEjA−1; we calculate the Tr(e−jba)—we simply obtainnpj. Hence p itself is an in-

variant of the representation. Thusλ,αn,γn,pare invariants ofπ, and it is now easy to

see that these are complete (i.e., matching invariants implies equivalent representations). What about irreducible representations ofGfor whichλk=I butk=1,n? If we do not

require that, for example,π(ak) be scalar, then there are plenty.

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