CHAPTER II - LITERATURE REVIEW AND STATE OF THE ART OF SYSTEMS ANALYSIS APPLIED IN SOLID WASTE MANAGEMENT
MANAGEMENT: CHALLENGES, TRENDS AND PERSPECTIVES
2.6.9 Comparative Analysis and Future Perspectives
Understanding how and which are the frontiers of the systems analysis is essential to select appropriate systems engineering models and assessment tools capable of achieving the management goals of SWM. The models and assessment tools shown so far have been used for analyzing a variety of SWM systems all over the world. They can be applied by considering the type of waste, time, spatial coverage, and aspects from technical, environmental, ecological, energy, economic, and social viewpoints. To broaden the SWM context, in several cases, the coverage was extended to other types of municipal waste, like sewage sludge (in case of ORWARE sustainable assessment model) and industrial waste (MIMES/WASTE model). Some models may focus on specific waste streams, such as packaging waste (CBA, SM), WEEE and specific WEEE, such as TV and refrigerators (FM, SoEA), and waste materials like paper waste (LCA, SA), plastic waste (MFA, SM), hazardous household waste (SD), and organic waste (SD, SA). Overall, the trend analysis clearly indicates that emphasis has been placed upon the systems engineering models to system assessment tools during the 1990s. However, during the 2000s, system assessment tools have gained prominence, mainly due to LCA and SA models. Fig. 2.2 and Fig. 2.3 confirm this observation. Both chorological summaries reveal a fast growth of the applications of those systems engineering models and system assessment tools in late 1990s and early 2000s.
0 10 20 30 40 50
1970s and before 1980s 1990s After 2000
Number of articles
CBA FM SM OM IMS
Fig. 2.2 Trends in the number of publications concerning systems engineering models in the past four decades
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Varying temporal scales addressed by different models or tools result in significant traits across differing applications. MFA used to be applied to reflect environmental effects from one year to 1,000 years. A similar application was carried out using SA models from 20 years to 500 years period. Yet, handling the shorter time frame of 1 to 15 or 20 years can be seen in most forecasting models of solid waste generation. There are some cases in which the time scales are ignored completely, like EIA and MIS.
0 10 20 30
1970s and before 1980s 1990s After 2000
Number of articles
MIS/DSS/ES SD MFA LCA RA EIA SEA SoEA SA
Fig. 2.3 Trends in the number of publications concerning systems assessment tools in the past four decades
In RA, however, the time scales are fully dependent on the type of risk to be assessed. On the other hand, spatial scales are considered in a more homogenous way among the developed models presented. Local scales referring to municipalities and districts, regional scales referring to metropolitan complexes, and national and international scale can be used solely for policy analysis in differing models. IMS, MFA, SD and SEA are models or tools without considering local scale due to different features. An MFA has, at least, a regional scale;
otherwise, it would not be able to cover all the elements needed for the assessment in the regional SWM system. MFA models were even applied at the international level for scenario development. LCA models may deal with environmental impacts based on differing scales from global to regional. These environmental impacts are related to global warming, euthrophication, acidification, climate change, tropospheric ozone, and ecological toxicity.
SEA models may also consider new elements like production of residue and use of space. Yet all of the system assessment tools stand alone as a single tool to tackle a particular type of issue that could be useful with reference to a specific policy and decision-making.
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From a socioeconomic point of view, many CBA, SM, OM and IMS have considered capital and operational costs and associated benefits. Forecasting models may include some socio-economic factors, such as household family size, occupation, education level, employment level, and average income features associated with population. The social aspects considered are the most heterogeneous one at least in dealing with the sustainability issue. To be specific, the intergeneration externalities are very difficult to address by a general CBA framework. It might be implicitly considered through the public participation, such as EIA, SEA and MCDM. Human health effects, which could be also considered as an environmental aspect, can be considered by LCA, MFA and RA. Overall, the publication statistics across systems engineering models and system assessment tools can be summarized chronologically by Figures 1 and 2 below. The summary reveals that more systems assessment tools appeared in the last decade whereas most systems engineering models were developed in 1990s.
Many models developed in 1990s have severe drawbacks as pointed out by Morrissey and Browne (2004). These include: 1) Most models considered economic and environmental aspects, but very few of them considered social aspects. For a SWM to be sustainable, it needs to be environmentally effective, economically affordable and socially acceptable. Yet almost none of the models being developed before the year 2000 considered the intergenerational effects. 2) None of them considered the complete waste management cycle, from the prevention of waste through to final disposal. Most were only concerned with refining the actual MCDM technique itself or to compare the environmental aspects among waste management options (recycling, incineration, and disposal). 3) Another identified weakness of the previous models before the year 2000 is that no model considers the involvement of all relevant stakeholders, including the government agencies, the local communities, the industrial experts, waste generators, and the formal and informal sector service providers.
Shmelev and Powell (2006) also reviewed these previous waste management models and concluded that most models do not have a holistic view over the SWM system, they tend to focus on a single problem and they are not very useful to decision makers. What is missing in a sound modeling technique for solving regional SWM problems is an all-inclusive approach, which inevitably has a large number of possible solutions. Consequently, these drawbacks could limit the power of systems analysis, and new driving forces appeared to be necessary within the 21st century. These influences led to the consideration of climate change effects, energy crisis, and the scarcity of resources as new waste management targets imposed on nations, complying with more demanding environmental regulations and emphasis on green technology, all of which may be needed in future SWM planning. Gaps in knowledge as to
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how to make the true system integration and system synthesis between system engineering models and system assessment tools are obvious. With such an assessment of research needs, it is expected that sound system integration and system synthesis with an all-inclusive approach will be carried out in the next decade.
2.7 CONCLUSIONS
The development of systems analysis models or tools for SWM systems over the last few decades was fully reviewed in this paper. Fourteen main categories of models and tools were clearly classified and discussed, including CBA, FM, SM, OM, IMS, MIS/DSS/ES, SD, MFA, LCA, RA, EIA, SEA, SoEA and SA. Overall, the system engineering models and tools developed in the early stages are SM, OM, FM, and CBA, followed by IMS, where market-based instruments and regulatory requirements were gradually considered in the decision making. With the later emphasis on the concept of sustainability later, these tools, such as MFA, LCA, RA, SD, SEA, SoEA and EIA with the specific applications of MIS/DSS/ES, collectively or separately, promote the sustainable planning and management of SWM.
Nevertheless, the models or tools described have individual limitations and none of them has considered the complete vision of the whole waste management cycle, from prevention of waste through to final disposal, except the LCA. While improving these decision-making techniques, we suffer from being time and data consuming with respect to a varying boundaries set for different models and/or tools at differing technical, environmental, economic and social aspects. Ideal solution procedures normally yield a balance between simplifications of the analysis and the soundness of capturing the essential features resulting in additional complications in systems analysis for SWM. Future systems analysis requires conducting interdisciplinary and policy-relevant research relating to SWM systems, with the emphasis on enhancing the sustainability of systems challenged by rapid changes of societal environment and/or extreme events of global climate change. IMS will be applied on different scales in combination with different assessment tools, such as LCA, more often. Gaps in knowledge as to how to create true system integration and system synthesis between system engineering models and system assessment tools are obvious. With such an assessment of research needs, it is expected that sound system integration and system synthesis with an all-inclusive approach will succeed in the next decade. All of the efforts will certainly allow risk-informed, forward-looking, cost-effective, and environmentally benign decision making to be developed.
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