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Concluding issues in WASH and risk factor-attributable disease burden

The research presented in this critical analysis demonstrated the importance of

environmental risk factors on health including inadequate WASH. It also underlined the

importance of selected issues in risk factor-attributable disease burden assessments,

some of which are specific to inadequate WASH. Data gaps and needs for future

research were identified.

For most environmental risks, data on exposures and exposure-response relationships

are still scarce (5). To fill these data gaps, research on environmental risks

encompassing all steps of risk-factor attributable disease burden assessment, including

identification and mapping of exposures and quantification of exposure-response

relationships, should be conducted (5).

Comparative risk assessment methods using theoretical minimum risk exposure

distributions should ultimately replace alternative approaches for estimating risk

factor-attributable disease burden that are based on lower quality data or more

assumptions. More disaggregated exposure, exposure-response and disease data would

allow WASH-attributable disease burden estimation for population subgroups of

interest such as different socio-economic groups. Issues of comparative risk

assessment methods include the appropriate use of adjusted relative risks for

estimation of the PAF, the portability of the exposure-response relationship from

various source populations to a target population with different underlying conditions

and the choice of the most appropriate counterfactual.

Recently a few large, well-funded and well-conducted trials that yielded high

implementation and compliance showed minimal health impacts from improving

WASH (84–86). These trials provided or promoted basic WASH and only targeted

households with pregnant women (84–86). Research has shown that much of the

health impact from adequate WASH and especially from adequate sanitation is actually

from community-level effects, i.e., whether a household is using safe sanitation impacts

the health in neighbouring households (75,78–81). Even high coverage with basic

sanitation services, as opposed to safely managed sanitation, might however not

sufficiently reduce faecal contamination in a community (88). A consensus statement of

researchers hypothesized that basic WASH services as implemented in these trials

were unlikely to lead to health benefits and that higher level services covering the

entire communities were needed (138). The research presented here contributed to

this discussion by indicating that community faecal contamination needed to be

reduced substantially before health impacts could be observed in intervention studies

(section 2.11 (74)).

Risk factor-attributable, including WASH-attributable, burden of disease assessments

usually rely on intervention studies whose results are pooled for establishing the

exposure-response relationship. WASH interventions show great heterogeneity and

apply different technologies and levels of services, provide infrastructure or promote

certain behaviours. Accordingly, the presented research has shown that much of the

observed difference in health impact is due to the type of intervention (sections 2.3

(41) and 2.9 (52)). Furthermore, health impact will likely depend on whether the

intervention is tailored to the prevailing exposure routes of the local context (138).

A truly theoretical minimum risk exposure level in WASH-attributable disease burden

assessments which might be approximated by all the population using safely managed

WASH services would represent more comprehensively the amount of the disease

burden that could be reduced through adequate WASH. Additionally, this would be in

line with the targets of SDG 6 (94). For this, more radical or “transformative” (138)

WASH interventions are needed that remove or substantially reduce faecal

contamination in a community. Such interventions need to supply whole communities

with water and sanitation network connections that provide continuous piped water

free from contamination and safe sanitation and effective promotion of comprehensive

hygiene behaviours. Such transitions from limited or basic WASH to safely managed

WASH services have usually happened over decades in high-income countries and were

accompanied with large though deferred population health improvements (138–141).

As discussed above even safely managed WASH services might constitute risks to

health which was shown through studies on Water Safety Plans (107,108). Depending

on the local context, even more comprehensive WASH interventions might be needed,

such as those also including reduced contact with animal faeces (142–144).

An additional limitation of relying on household interventions for WASH-attributable

burden of disease assessments includes likely bias from lack of blinding in studies with

self-reported health outcomes. The presented research adjusted for this bias based on

prior evidence which resulted in non-significant health impact from certain point-of-

use drinking water treatments and from hygiene promotion (sections 2.3 (41) and 2.9

(52)). This is in line with previous research (95,103). Alternative approaches are

available that could be directly integrated in intervention design and implementation

such as the use of negative control outcomes or attention control groups (145).

Negative control outcomes are those outcomes that are not plausibly related to the

intervention of interest, such as the prevalence of bruising or scrapes following a WASH

intervention (146). In an attention control group an intervention that mimics the non-

specific or theoretically inactive elements of the main intervention, such as intensity of

contact, is implemented (68,69). The anticipated outcome of the attention control

intervention needs to be independent from the outcome of the main intervention

(68,69). An attention control group was used in the research presented here to reduce

bias from lack of blinding and study drop-out (section 2.7 (65,67)). To further improve

WASH interventions and their usability for disease burden analysis, research on

intervention implementation, intervention quality, intermediate outcomes,

determinants of intervention effectiveness and the relation between access and actual

use of services would be useful (12).

Regarding the many limitations of intervention studies to derive the exposure-response

relationships for disease burden estimation, the role of other study designs should be

explored. One example are pre-existing, non-randomized interventions (147,148)

which often happen in large and representative populations. Another example is the

use of data from country-representative household surveys such as Multiple Indicator

Cluster Surveys (MICS) and Demographic and Health Surveys (DHS) (149), potentially

using matching methods for generating “intervention” and “control” groups (97). Using

results of alternative study designs (27) might be an important step to increase data

availability for example for the provision of higher level services and for settings such

as high-income countries.

Future WASH-attributable burden of disease assessments might benefit from combined

exposure scenarios of water, sanitation and hygiene because there are likely important

linkages and interactions between the different WASH exposure categories. Such

combined scenarios were already used in previous burden of disease assessments (31).

This would also solve the discussed issue of using Equation 2 for combining different

PAFs for a cluster of risk factors. Future assessments might also calculate the disease

burden from several counterfactual scenarios, e.g. different definitions of the

theoretical minimum risk but also plausible and feasible minimum risk exposure levels.

This might also help explaining the varying size of WASH-attributable disease burden

Major differences between estimates from recent WASH-attributable burden of disease

assessments (12,18,24,27,37–40) highlight the need for developing harmonized

approaches of assessing exposures, defining counterfactual distributions, and

calculating exposure-response relationships and the associated disease burden. As

burden of disease estimates have great policy relevance and often guide the choice of

priorities and investments, environmental burden of disease assessments require clear

communication of limitations and assumptions. Sensitivity analyses showing the

impact of different assumptions on results should be conducted and presented.

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