Name of Independent Trustee
Dollar Range Of Equity Securities In Each Fund
Aggregate Dollar Range Of Equity Securities In All Registered Investment
Companies Overseen By Trustees In Family of Investment Companies
William L. Boyan ... None None None
Michael F. Holland ... None None None
William L. Marshall ... State Street Disciplined Emerging
Markets Equity Fund $10,001-50,000 Over $100,000
SSGA Dynamic Small Cap Fund Over $100,000
Patrick J. Riley ... SSGA Money Market Fund $1-10,000 Over $100,000 State Street Disciplined Emerging
Markets Equity Fund Over $100,000
SSGA S&P 500 Index Fund Over $100,000
SSGA Dynamic Small Cap Fund Over $100,000
SSGA International Stock Selection
Fund $50,001-$100,000
SSGA Clarion Real Estate Fund $50,001-$100,000
Richard D. Shirk ... SSGA Dynamic Small Cap Fund Over $100,000 Over $100,000 State Street Disciplined Emerging
Markets Equity Fund $50,001-$100,000
SSGA Clarion Real Estate Fund Over $100,000
SSGA High Yield Bond Fund Over $100,000
Rina K. Spence ... None None None
Bruce D. Taber ... SSGA S&P 500 Index Fund $50,001-$100,000 Over $100,000 SSGA International Stock Selection
Fund $10,001-$50,000
SSGA Dynamic Small Cap Fund $10,001-$50,000
Douglas T. Williams ... None None None
Name of Interested Trustee
James E. Ross ... None None Over $100,000
CONTROLLING AND PRINCIPAL SHAREHOLDERS
State Street may from time to time have discretionary authority over accounts which invest in shares of the SSGA Funds. These accounts include accounts maintained for securities lending clients and accounts that permit the use of the Funds as short-term cash sweep investments. Shares purchased for all discretionary accounts are held of record by State Street, who retains voting control of such shares. As of November 20, 2015, State Street held of record less than 25% of the issued and outstanding shares of the SSGA Funds (in the aggregate) in connection with its discretionary accounts; however, State Street may hold more than 25% of such shares in any one series of the SSGA Funds. Consequently, State Street is not deemed to be a controlling person for purposes of the 1940 Act.
The Trustees and officers of SSGA Funds, as a group, own less than 1% of SSGA Funds’ voting securities as of November 20, 2015.
Persons or organizations owning 25% or more of the outstanding shares of a Fund may be presumed to “control” (as that term is defined in the 1940 Act) a Fund. As a result, these persons or organizations could have the ability to approve or reject those matters submitted to the shareholders of such Fund for their approval. As of November 20, 2015, to the knowledge of the Trust, the following persons held of record or beneficially through one or more accounts 25% or more of the outstanding shares of a Fund:
SSGA Dynamic Small Cap Fund – Class N shares
• Charles Schwab & Co Inc, Special Cust A/C for the benefit of our customers, Mutual Funds, 101 Montgomery Street, San Francisco, CA 94104-4151—31.39%
SSGA U.S. Treasury Money Market Fund– Class N shares
• GFAS Control Acct, State Street Bank, P.O. Box 1992, Quincy, MA 02171—94.58%
State Street Disciplined Emerging Markets Equity Fund– Class N shares
• National Financial Services Corporation for the exclusive benefit of our customers, Attn: Mutual Funds 5th floor, 200 Liberty St, 1 World Financial Center, New York, NY 10281—36.98%
• Charles Schwab & Co Inc, Special Cust A/C for the benefit of our customers, Mutual Funds, 101 Montgomery Street, San Francisco, CA 94104-4151—28.80%
SSGA Prime Money Market Fund– Class N shares
• GFAS Control Acct, State Street Bank, P.O. Box 1992, Quincy, MA 02171—80.75%
SSGA International Stock Selection Fund – Class N shares
• Charles Schwab & Co Inc, Special Cust A/C for the benefit of our customers, Mutual Funds, 101 Montgomery Street, San Francisco, CA 94104-4151—50.76%
• National Financial Services Corporation for the exclusive benefit of our customers, 200 Liberty St, 1 World Financial Center, New York, NY 10281—27.04%
SSGA Clarion Real Estate Fund – Class N shares
• Charles Schwab & Co Inc, Special Cust A/C for the benefit of our customers, Mutual Funds, 101 Montgomery Street, San Francisco, CA 94104-4151—51.6%
SSGA High Yield Bond Fund – Class N shares
• National Financial Services Corporation for the exclusive benefit of our customers, Attn: Mutual Funds 5th floor, 200 Liberty St, 1 World Financial Center, New York, NY 10281—49.34%
As of November 20, 2015, to the knowledge of the Trust, the following shareholders owned of record 5% or more of the issued and outstanding shares of any class of a Fund. Such shares may be held pursuant to a shareholder servicing arrangement in omnibus accounts for underlying shareholders:
SSGA U.S. Government Money Market Fund– Class N shares
• American Cancer Society/1EB6, 1599 Clifton Rd NE, Atlanta, GA 30322-4250—23.18%
• Stormcrew & Co., Attn MF Sweep Processing, 1200 Crown Colony Drive 3rd Floor, Quincy MA, 02169-0938—22.86%
• Heritage Stabilisation/HTS1, 1776 Heritage Dr, Quincy, MA 02171-2119—6.85%
• Ford Auto Club TI04, Ford Motor Company, American Road, Dearborn, MI 48121—5.9%
• Fogafin, 2 Avenue De Lafayette, Boston, MA 02111-1750—5.8%
SSGA Dynamic Small Cap Fund – Class N shares
• Morgan Stanley Smith Barney, Harborside Financial Center Plaza, Floor 3, 230 Exchange Place, Jersey City, NJ 07311—
13.95%
• National Financial Services Corporation for the exclusive benefit of our customers, 200 Liberty St, 1 World Financial Center, New York, NY 10281—13.30%
• Merrill Lynch Pierce Fenner & Smith Inc, for the sole benefit of its customers, 4800 Deer Lake Dr E, Jacksonville, FL 32246-6484—10.26%
• First Clearing, LLC, FBO State of Georgia, 2801 Market Street, Saint Louis, MO 63103-2523—5.08%
SSGA S&P 500 Index Fund – Class N shares
• TD Ameritrade Inc. for the exclusive benefit of our clients, P.O. Box 2226, Omaha, NE 68103-2226 —18.60%
• National Financial Services Corporation for the exclusive benefit of our customers, 200 Liberty St, 1 World Financial Center, New York, NY 10281—17.23%
• Voya Institutional Trust Company, Core 4, Trustee: State Street Bank & Trust, 1 Heritage Drive, Quincy MA 02171—
13.71%
• Charles Schwab & Co Inc, Special Cust A/C for the benefit of our customers, Mutual Funds, 101 Montgomery Street, San Francisco, CA 94104-4151—10.97%
State Street Disciplined Emerging Markets Equity Fund– Class N shares
• TD Ameritrade Inc. for the exclusive benefit of our clients, P.O. Box 2226, Omaha, NE 68103-2226 —13.68%
• Pershing LLC, 1 Pershing PLZ, Jersey City, NJ 07399-0001—5.43%
SSGA Prime Money Market Fund– Class N shares
• Chicago Mercantile Exchange Inc, Member Firm Proprietary Account, 20 S Wacker Dr, Chicago, IL 60606-7431—9.46%
SSGA International Stock Selection Fund – Class N shares
• Capinco, Care of U.S. Bank NA, 1555 N Rivercenter Dr, Suite 302, Milwaukee, WI 53212-3958—8.26%
SSGA Clarion Real Estate Fund – Class N shares
• National Financial Services Corporation for the exclusive benefit of our customers, Attn: Mutual Funds 5th floor, 200 Liberty St, 1 World Financial Center, New York, NY 10281—22.88%
• Pershing LLC, 1 Pershing PLZ, Jersey City, NJ 07399-0001—5.92%
• TD Ameritrade Inc. for the exclusive benefit of our clients, P.O. Box 2226, Omaha, NE 68103-2226 —5.58%
SSGA High Yield Bond Fund – Class N shares
• Charles Schwab & Co Inc, Special Cust A/C for the benefit of our customers, Mutual Funds, 101 Montgomery Street, San Francisco, CA 94104-4151—21.00%
• Post Holdings Inc, Attn: Suzanne Johnston, 1 Lincoln St, Fl 24, Boston, MA 02111-2900—7.35%
• Community Health Endowment of Lincoln Nebraska, Attn: Suzanne Johnston, 1 Lincoln St, Fl 24, Boston, MA 02111-2900—6.03%
SSGA Money Market Fund – Class N shares
• CPRE Shell Account/4REY, 120 Broadway, Fl 24, New York, NY 10271-3100—21.31%
• National Financial Services Corporation for the exclusive benefit of our customers, 200 Liberty St, 1 World Financial Center, New York, NY 10281—9.59%
• M7Y4 Equity Growth Trust, 225 Franklin St, Boston, MA 02110-2804—5.78%
INVESTMENT ADVISORY AND OTHER SERVICES