Conclusions My conclusion, in a nutshell, is that the Completeness Thesis can be coherently formulated, and that on
B. Credentials
The first challenge to the Completeness Thesis which I considered was that represented by strong emergentism, where strong emergentism is that form of emergentism which holds that downwards causation from the non-physical (usually chemical or biological) to the physical takes place. If strong emergentism is true, the Thesis is false.
The prospects for a philosophical argument either for or against strong emergentism seem poor. The arguments against it which I found assumed the truth of the Completeness Thesis, which is exactly what is supposed to be at issue. The argument for strong emergentism which I considered, due to Bhaskar (1978) was deeply flawed, even though interesting from the point of view of the question of how to understand the laws of nature. With the traditional emergentists such as Mill (1843) I take the question of the truth of emergentism to be an empirical one.
In empirical terms the case for strong emergentism is very weak. A survey of the most relevant evidence in nineteenth century biology, energy physics, thermodynamics, in early twentieth century microphysics and a variety of other areas especially those relating to self-organisation and complex systems, showed how again and again hypothesised non-physical causes turned out to be unnecessary to account for the phenomena of chemical bonding and life.
For the most part the contemporary revival of interest in emergence brings very little which need worry the defender of the Completeness Thesis. Most of the work which goes on under the label emergence today concerns weak emergence, which is to say that there is no suggestion of a breakdown of causal closure. In fact, since the phenomena of weak emergence are typically higher level structures, complex processes and forms of organisation, this work actually supports the Completeness Thesis, by explaining these phenomena in a way entirely compatible with the truth of the Thesis.
In contrast with emergentists, who tend to see the world in a hierarchical fashion with the physical in a foundational position, the remaining two challenges to the Completeness Thesis (Dupré, Cartwright) which I considered urge us to see the world as comprehensively disordered, both for reasons related to their analyses of the state of our knowledge of the world.
Dupré’s major argument concerned problems of taxonomy, and he argued, against an essentialist conception of natural kinds, that the world, especially the world of living things, does not uniquely and neatly divide into a collection of kinds and sub-kinds in a way related to the structural and ultimately physical features of things, but rather forms a heterogeneous mixture of overlapping kinds which do not typically have essences. Dupré urges realism about this mixture of kinds, and thence, via a claim on behalf of the causal capability of them, to the rejection of any kind of causal completeness at all.
His line of argument cannot get him to the rejection of causal completeness, and hence the Completeness Thesis, though. This is because the association he takes for granted between completeness and reductionism is not necessary. As it happens completeness is not only compatible with an almost arbitrary degree of taxonomic disorder at non-fundamental scales, it is also the case that well established work in dynamics and abstract models of physical processes show that the assumption of causal closure brings considerable capacity to explain such disorder. That this is so does not show that the Completeness Thesis is true, but it does show that Dupré’s work does not count as a criticism of the Thesis, subject to the Thesis not being tied to any general commitment to reductionism.
In contrast to Dupré, who argues from large scale issues of taxonomy, essentialism and reductionism, to the rejection of causal completeness, Cartwright develops a line of criticism aimed directly at fundamental physical laws, which she argues are false. The reasons she gives for rejecting the ‘facticity’ view of laws are similar to Bhaskar’s for rejecting what he calls actualism. Both agree that laws cannot be seen as true and also
taken to be statements of event regularities. Where Bhaskar argues that laws are true statements of something other than regularities, Cartwright concludes that fundamental laws should be held false, except in the unusual conditions in which they do ‘state the facts’.
Broadly Bhaskarian considerations suggest that Cartwright’s conclusions can be resisted. If laws are regarded as statements about tendencies then they can be held true, without falling into the excesses of the facticity view/actualist view of laws. An important test case for the view defended here is the composition of forces. Cartwright argues that where two tendencies are in play, both of the fundamental laws concerning the forces in question are shown to be false. Regarding laws as tendencies, though, enables all of the laws in play in a given case to be regarded as true, even though none individually describes what will happen.
Were Cartwright’s criticisms of fundamental laws to go through, the arguments of Chapters Two and Three would have been in serious trouble, since both traded heavily on the notion of the general validity of such laws. Given that a truth preserving account of fundamental laws could be developed which was immune to Cartwright’s criticisms, though, those arguments could be allowed to stand, with the result that the Completeness Thesis was left in a very strong position indeed.
6.2.
What Next?
In various ways the argument developed here has inclined to some form of functionalism. This was especially so with reference to my responses to the criticisms of the Completeness Thesis contained in and implied by the work of Dupré. One contemporary line of criticism of functionalism, associated especially with Kim (e.g. 1998), alleges that functionalism, in common with supervenience theories, tends to collapse into some form of epiphenomenalism. As a result of that failing, and consistent with his noted commitment to the Completeness Thesis, Kim urges a return to a more reductionist approach to physicalism.
Given the ways in which I have argued that the Completeness Thesis needs to be modified and reformulated this poses a significant difficulty. If the only way to save the Thesis is, as I have argued, to abandon reductionism in favour of something close to functionalism, and functionalism collapses into epiphenomenalism then it seems that I have defended epiphenomenalism. If, on the other hand Kim is correct that we need to be more reductionist and I am also correct that a reductionist version of the Thesis is untenable, then Kim’s proposal, whatever its other merits, can hardly be expected to point the way to a preferable physicalism.
This looks like a dilemma: to save the Thesis I went to some lengths to distance it from reductionism and associated it broadly with functionalism, but functionalism now threatens epiphenomenalism. So should I bite the epiphenomenalist bullet? That seems entirely unacceptable. On the other hand to move closer to reductionism would mean to undermine the case developed against Dupré. This is so because my argument
against Dupré conceded much of the force of his anti-reductionism by emphasising the fact, and a fact it is, that completeness need not entail reductionism at all. So to move towards reductionism would be to undermine my own case for completeness, which would hardly solve the present difficulty. I think that there is a serious challenge for the further development of the physicalist programme here, and want to conclude by explaining very briefly how I see things standing on this point, since this is both an area of active contemporary work, and also one which the arguments developed here throw into stark relief.
I should emphasise that were my interest here the defence of the Completeness Thesis I could simply re- emphasise the distinctness of the completeness and reduction questions. What concerns me at the moment is not the defence of the Thesis, though, but the question of identifying a particular philosophical challenge made pressing by what I take to be the successful defence of the Completeness Thesis developed above.
Why does Kim think that functionalism is faced with a slide into epiphenomenalism? Well, the functionalist wants to be able to say that instances of mental properties can cause instances of other mental properties. As token physicalists functionalists also think that each instance of a mental property is realised by some physical property. So if M causes M*, M is realised by P, M* is realised by P*, and we accept the Completeness Thesis what follows? In the first place P causes P*, which means that M* is realised as a result of P. But then why have a separate functionalist causal claim to the effect that M cased M*, when it seems as though once P then M* was going to happen anyway? (following Kim 1998: 38-56).1
Kim’s response to this and other difficulties with non-reductive physicalism is to defend a renewed commitment to reductionism, not on the Nagelian model, but by means of ‘functionalisation’, where the properties to be reduced (say mental ones) are described in relational and extrinsic terms, so as better to permit their identification with the physical properties which realise them, and the reduction is seen as taking place locally where properties which can be suitably functionalised are regarded as reduced to the physical realisers of those functions (Kim 1998: 99, 118-119).
Functionalised properties are nonrigid, since the causal connections in question will be metaphysically contingent, so that mind-body identity will not become a necessary truth along Kripkean (e.g. 1980) lines, and hence objectionable for making what seems like it should be a contingent matter a necessary one. The kind of reduction in question is very localist – given the force of the multiple realisation argument which gets functionalism off the ground, there is no reason to expect that general reductions will be possible for properties which could be realised in a variety of ways. Kim himself seems reasonably comfortable with the consequences of this, describing the upshot of his arguments as follows:
1 There is a lot in Kim’s wider argument which I am eliding here, so as to focus on the central question of reductionism as it relates to the concerns of the present work. I do not pretend to offer a general engagement with Kim’s recent work here. See also Kim (1989).
In this way multiply realized properties are sundered into their diverse realizers in different species and structures, and in different possible worlds (Kim 1998: 111).
This approach saves some of functionalism by making it more explicitly physicalist, but at the expense of losing the capacity to say what it is that makes some apparently similar functional properties related in cases where the realisations are significantly different. My pain may not be the same kind of thing as yours, and mine
now need not even be the same kind of thing as the pain I had a few minutes ago, even functionally speaking.2 Kim notes that to those who might want to ‘hang on to’ these properties as ‘unified and robust … in their own right’ this will be a ‘disappointment’ but also maintains that the conclusion in question is ‘inescapable’ (1998: 111).
The kind of reductionism Kim endorses is significantly different from the megalomaniac version which Dupré, or for that matter Bhaskar, set out to reject. This means that we are not faced with a situation where in order to save functionalism we need to come up with a new way of rejecting Dupré’s line of criticism of the Completeness Thesis, those arguments can be allowed to stand. (Since the type of reduction proposed by Kim is much more modest and local that that attacked by Dupré and Bhaskar, it is immune to most of their criticisms which presuppose a more extreme form of reductionism.) Nonetheless I think that the price which Kim is willing to pay may well be too high. Let us leave mental properties for a moment, and with Fodor consider the case of money, and also a possibly true law of economics: Gresham’s law that bad money drives out good. Recall Fodor’s appeal for the implausibility of general reduction along Nagelian lines about money:
But banal consideration suggest that a description which covers all such events must be wildly disjunctive. Some monetary exchanges involve strings of wumpum. Some involve dollar bills. And some exchanges involve signing one’s name to a check. What are the chances that a disjunction of physical predicates which covers all these events (i.e. a disjunctive predicate which can form the right side of a bridge law of the form “x is a monetary exchange [¤]3 ...”) expresses a physical natural kind? In particular what are the chances that such a predicate forms the antecedent or consequent of some proper law of physics? (Fodor 1974: 56)
It is not important for my purposes whether or not Gresham’s law is true, or if it is whether it is best thought of as a causal law.4 What is important is the question of multiple realisation. If we restrict ourselves to those economic exchanges naturally described in terms of ‘money’, it is clear enough that at least two things are generally true. The first is that there are many ways in which money can be realised. The second is that money
2
I am not especially concerned about properties which resist functionalisation, such as qualia, but rather with the apparent unity of some kinds of phenomena even though they may be variably realised.
3 Recall that in Fodor’s original this symbol appears as a pair of horizontal arrows facing in opposite directions. I have used the more conventional symbol for a biconditional. (See Chapter Three section 7.2).
4
If it is both true and causal, then it would be possible to run the identity argument discussed in the Introduction above, section (1.1).
is translatable or transferable between them. (This second point is as good as definitive of money – if some putative ‘dollar’ cannot be converted into cash, say, then it is not a dollar at all.5) We have cash, cheques, bank balances, electronic forms of payment and more besides.
It is one thing to grant that the physical realisers in each case are different – that point is not up for dispute here – but another entirely to say that money is not in some significant sense one kind of thing in all these cases. Kim is, it seems, willing to say that there is not one kind of thing which money is, because multiple realisation without functionalisation leads to epiphenomenalism. On Kim’s view we should accept the alternative locally reductive notion of functionalism which he supports, and swallow our ‘disappointment’ over the loss of true general claims about functional kinds.
I think that the price Kim is willing to pay to is too high: it cuts at the foundations of explanatory capabilities and forms of description which we actually have, and which have considerable merit. When I am owed a definite sum of money I really am properly considered paid in the same sense whether I am given cash or a cheque, or am the recipient of a direct electronic transfer. Looked at another way, Kim claims to take multiple realisation seriously, but it would be more correct to say that he abandons it. To take it seriously is to hold onto the notion that there is some one thing which is realised in many ways, not to say that there are in fact many different things which are each realised in different ways depending on how they are functionalised. We should not accept a solution to a problem which does violence to our manifest explanatory resources without attempting to find some way of accommodating and doing justice to them first.
So I want to say that we need something which stands in a sense between standard Fodorian functionalism and the more reductive version which Kim supports. I think that we need it to do justice to the fact that there are many kinds of thing, for example money, which seem to have something important in common no matter how they are realised. I also do not know how to start thinking about this challenge, since as things stand to move closer to standard functionalism means to face the danger of epiphenomenalism, and I think Kim is correct about how that follows from standard functionalism. Nonetheless, assuming that the arguments of the preceding chapters are broadly supportable, then it seems to me that the challenge I have just described is one worth taking on.
Physics is complete, but that’s not the end of it.
5
It Deepak Mistrey who suggested to me that the case of money was of particular interest with respect to these questions.