Chapter 1 Introduction and Literature Review
1.7 Processing of Materials prior to Direct Compression
1.7.3 Dry Powder Coating
Microencapsulation entails the formation of new particles that have a certain material as the core,
with a surrounding coat composed of a distinctly different material. The core can be solid, liquid or
gas, with the coat usually formed of a solid (Singh et al., 2010). Dry particle coating / hybrid mixing is
an emerging process whereby fine guest particles are strongly adhered to the surface of a coarser host
particle, forming new functionalised particles in the solid state (Dahmash, 2016). This form of mixing
utilises the cohesive nature of the fine particles and attracts them to the surface of the host particle,
as long as the difference in size is at least a magnitude of two. The coating of the fine particles is due
to the cohesive forces that are present between the coarse particle and the fine particle, with surface
energies also playing a part, and the fine particles not weighing a substantial amount. The weight plays
a huge role in the adhesion of the fines as the coating only occurs if the weight of the fine particle is
lower than the forces of attraction present between the guest and the host. The low weight of the
guest causes the fine particle to be attracted and adhere to the surface of the coarse particle,
producing a mechanically strong coating, leading to newly formed functionalised particles. This is very
useful for fine particles, which usually would be difficult to process due to problems with
agglomeration/segregation, as during dry particle coating they would be evenly dispersed upon the
surface of the host particle, allowing a uniform blend to be produced. (Dahmash and Mohammed,
2015, Ishizaka et al., 1989, Honda et al., 1994, Alonso et al., 1990). During the dry particle coating
mixing process the agglomerates of the fine powder would be uniformly dispersed prior to coating,
therefore promoting attraction to the surface of the coarse particles and leading to production of
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Figure 1.6. The level of coating would depend on the amounts of each excipient present within the
blend, the particle size and true density of both and the levels of attractive forces generated between
the two materials (Yang et al., 2005). Dry particle coating has several advantages over traditional
mixing methods especially for powders utilised in direct compression. This processing method
produces very flowable powders from excipients that are very fine and cohesive in nature, allowing
the powder to flow freely during the tableting process (Han et al., 2013, Yang et al., 2005, Dahmash,
2016). The utilisation of two excipients to produce new functionalised particles is also advantageous,
as the beneficial aspects of each of the excipients are maximised whilst reducing the negative aspects.
This can lead to production of particles with not only an increased flowability but also for example,
enhanced dissolution behaviour, a sustained release, an improved palatability or an increased
wettability (Han et al., 2013, Dahmash, 2016). Dry particle coating is also a one-step, solvent free
method of processing powders, which utilises widely available excipients to produce new
functionalised particles, thereby providing not only an environmentally friendly mixing method, but
also a very cost effective manufacturing process for new materials (Dahmash, 2016). As it is a relatively
Figure 1.6: Figure showing the dry particle coating mixing process, whereby agglomerates of fine particles are
dispersed prior to attraction and coating on to a coarse particle, levels of coating can vary between a discrete coat, where an element of the coarse particle surface is covered with the guest or a continuous coating where the whole host particle is encapsulated with particles of the fine guest particle.
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new mixing concept, a multitude of dry coating devices have been developed over recent decades;
with devices utilising high shear forces in a mechanofusion dry coating method (Yokoyama et al.,
1987); devices utilising high shear in a hybridizer mixing method (Ishizaka et al., 1988); dry coating
devices that utilise magnetic assistance (Beach, 2011) and dry particle coating using a fluidised energy
mill (Han et al., 2013). With these methods particles may undergo some forms of chemical alteration
and will often suffer attrition and damage during processing, therefore leading to changes in particle
size and potential alterations in crystallinity and stability of the materials being processed. Also high
levels of friction are generated in these processes which leads to a heating effect, meaning that heat
sensitive materials may not be suitable for processing. With certain methods particles are required to
be of a certain size, otherwise they cannot be processed, which does limit the materials that can be
utilised for these particular dry coating methods.
A novel dry particle coating equipment developed by our research group was designed to overcome
the limitations associated with previous devices (Dahmash, 2016). This dry particle coater provides a
one-step, environmentally friendly process of producing functionalised particles, which utilises no
solvents or generates no heat, with the particles not suffering any form of attrition during the mixing
process. The device was able to produce materials with enhanced flowability, very high content
uniformities, and able to produce particles with new functionalities such as modified release APIs
(Dahmash, 2016), showing that the disadvantages associated with previous dry coating technologies
could be minimised whilst enhancing the advantages of the process. The manufactured device was
not only able to produce particles with new functionalities, but was able to enhance powder
properties, with content uniformity and powder flow of blends produced in the mixer being superior
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