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H¨ ormander-Type Symbol Classes and ΨDO’s

In this Section we will have a look at symbols that belong to some type of non-isotropic Heisenberg analogues of the classes S1,0mpR2n`1q, for which the usual decay estimates are given with respect to an Hn-homogeneous norm.

Definition 5.25. The homogeneous norm | . |H

n on the Heisenberg group Hn is defined by We will furthermore define the Hn-Japanese brackets by

ă X ą:“`1 ` |X|4Hn˘1{4

and define OpπSmpHnq to be the space of Hn-Weyl quantized operators with symbols in SmpHnq.

Remark 5.27. Note that the Ξ-derivative is indeed the Euclidean derivative in 2n ` 1 dimensions, whereas the X-derivative is understood to be a higher order application of

the standard left-invariant vector fields on Hn, defined as in Subsection1.3.2.

Remark 5.28. As usual, the symbol classes SmpHnq are in fact Fr´echet spaces if their topology is defined by the semi-norms

}σ}rjs:“ max

where j P N Y t0u. Occasionally, we will also consider them as topological subspaces of the Fr´echet space C8pR4n`2q.

Examples 5.29. piq The left-invariant vector fields. For the standard left-invariant vector fields on Hn we have

dRpXpjq P OpπS1pHnq, dRpXqkq P OpπS1pHnq, dRpXtq P OpπS2pHnq (5.17)

from the quantization problem in Section5.1. The orders given by (5.17) agree conve-niently with the natural homogeneous degrees of the left-invariant vector fields. (Cf. [27]

p. 916)

piiq The sub-Laplacian. The sub-elliptic operator

Hn:“ ´ S2pHnq. (We remark that the negative sign was chosen in accordance with works by Folland, Stein et al. We can equally choose the positive sign more in the spirit of H¨ormander’s sums of squares, e.g.)

piiiq Differential operators. Any polynomial function in Ξ of finite degree is a member of some SmpHnq. Hence by Theorem5.22 all left-invariant differential operators on Hn

belong to OpπS8pHnq.

pivq Adjoint and transpose. Let us recall from by Proposition5.16 that for given σ P S1pHnq the symbols of the adjoint and transpose of Opπpσq are given by sσ and σt:“ pΞ, Xq ÞÑ σp´Ξ, Xq. Hence, if σ belongs to some SmpHnq, so dosσ and σt.

Remark 5.30 (Euclidean vs. Hn-symbol classes). For the usual H¨ormander symbol classes S1,0mpR2n`1q we have neither SmpHnq Ď S1,0mpR2n`1q nor SmpHnq Ě S1,0mpR2n`1q:

the rate of decay in ξw in Condition (5.16) is weaker than usual for positive exponents m, but weaker for negative ones. This leaves a possibility for the first inclusion for positive m and for the second inclusion for negative m. But the growth in p and q of the left-invariant derivatives Dp andDq is not necessarily compensated by the behaviour in X “ pp, q, tq of σ P S1,0mpR2n`1q. This necessarily excludes either of the two inclusions.

The following Proposition guarantees that symbols in SmpHnq define continuous oper-ators onS pHnq. Moreover, it assures us that convergent sequences of symbols quantize convergent nets of operators.

Proposition 5.31. The following assertions hold true:

paq For any σ P SmpHnq, m P R, the operator Opπpσq is continuous fromS pHnq into itself.

Part pbq Let σkbe a sequence of symbols in SmpHnq, m P R which satisfy the symbol es-timates5.16uniformly in k and which converge to some σ in the topology of C8pR4n`2q.

Then σ P SmpHnq and Opπkqf ÝÝÝÝÑ OpS pHnq πpσqf for all f PS pHnq.

Proof. paq Let us recall from Equalities 5.8 and 5.10 that the Hn-Weyl-quantization of some symbol σ PS pHnq can be expressed via the integral

`Opπpσqf˘ pXq “

ij

σ`Ξ, X

¨

p12Pq˘ e´2πixΞ,Pyf pX

¨

Pq dP dΞ

“ ij

σ`Ξ,1

2pX ` Y q˘ e2πixΞ,Y´1

¨

Xy fpY q dY dΞ. (5.19) In order to show that this iterated integral converges absolutely for σ P SmpHnq, we will make use of the function

gpΞ, Xq :“

ż

σ`Ξ, X

¨

p12Pq˘ e´2πixΞ,Pyf pX

¨

Pq dP

“ ż

σ`Ξ,1

2pX ` Y q˘ e2πixΞ,Y´1

¨

Xy fpY q dY,

applying the usual techniques of integration by parts, etc. To this aim we define the operator

LP :“ 1 4

´

|Du|2` |Dv|2

¯2

` 1

2Dw2, (5.20)

for we which we observe the relation

which due to the definition of the symbols classes SmpHnq yields

|gpΞ, Xq| ď CN large enough. The estimate furthermore shows that `Opπpσqf˘

pXq “ ş gpΞ, Xq dΞ is uniformly bounded in X P Hn.

In order to check that Opπpσqf is indeed Schwartz class, we will scrutinize the cases XαOpπpσqf and DXβOpπpσqf for each of the vector components pj X, qk X, tX, j, k “ 1, . . . , n, of X “ ppX, qX, tXq. A simple induction argument can finally be employed to obtain full generality.

Let us first have a look at multiplication by polynomials in X. A straight-forward computation yields

pj Xe2πixΞ,Y´1

¨

Xy “ Dξ

ue2πixΞ,Y´1

¨

Xy ´ p

j Ye2πixΞ,Y´1

¨

Xy,

and an analogous relation for qk X, whereas for tX one obtains tXe2πixΞ,Y´1

¨

Xy “`Dξ

w` pj Y `1

2ppYqX ´ qYpXq˘e2πixΞ,Y´1

¨

Xy.

In view of Integral5.19, this implies that XαOpπpσqf translates into sums of DΞβpσq and Yγf inside 5.19. Neither of these terms harms the rate of convergence; to the contrary, DΞβpσq even improve the decay in Ξ. Thus by the same argument as above, the integrals defining XαOpπpσqf are both bounded and absolutely convergent uniformly in X P Hn.

In the case of DβXOpπpσqf , three simple calculations yield Dpj Xe2πixΞ,Y´1

¨

Xy “ ξuje2πixΞ,Y´1

¨

Xy,

Dq

j Xe2πixΞ,Y´1

¨

Xy “ ξvje2πixΞ,Y´1

¨

Xy,

Dte2πixΞ,Y´1

¨

Xy “ ξwe2πixΞ,Y´1

¨

Xy.

, // . // -Hence the absolute convergence of Integral5.19, allows us to compute

`Dpj XOpπpσqf˘ pXq “

ij

ξujσ`Ξ,1

2pX ` Y q˘ e2πixΞ,Y´1

¨

Xy fpY q dY dΞ

` ij

`Dpj Xσ˘`Ξ,1

2pX ` Y q˘ e2πixΞ,Y´1

¨

Xy fpY q dY dΞ, and similar expressions for Dqk XOpπpσqf and DtXOpπpσqf . By the same arguments as above, the corresponding oscillatory integrals involved are absolutely convergent and bounded uniformly in X. Thus we have shown that Opπpσqf is indeed Schwartz on Hn. This proves part paq.

pbq essentially follows from an application of the latter arguments to show that the limit in k in the C8-topology interchanges with the oscillatory integrals. That σ must be a member of SmpHnq follows from the uniformity in k of the symbol estimates5.16.

This concludes our proof.