A. Galante, Nouveaux Documents sur Sabbetaï Sevi, 14 Cf G Scholem, Sabbatai Sevi: The M ystical Messiah, 464;
5. The Role of Jewish Mysticism and Messianism in »7 (The Family Moskaf)
5.1. Introduction: The World of the Klivot
5.4.6. The Interpretation of the Lurianic Concepts of Zimzum, the “Breaking of the
Vessels” and Tikun in »7
Apart from the imagery o f “sparks” o f light, divided feces and felling “vessels”, which
allude to Lurianic ideas, there are a few instances in the novel, in which Lurianic
concepts are directly referred to and given a particular interpretation by some of
Bashevis’s characters.
The passage quoted at the beginning o f this chapter describes Rabbi Dan on his way to
Warsaw with his family, after having been expelled from Kleyn-Tereshpol at the outset
of the First World War.*^ Rabbi Dan reflects on the people o f Israel being like a lamb
among wolves, surrounded by idolaters, murderers, lechers and drunkards. He thinks
that the “rT”U?S7n (World o f Action), is the “ms'^'ppn o'?!!?” (world o f the Klipot) and
the resting-place o f the sitra ’ahra. But he comforts himself with the thought that in its
essence everything is “mpbK” (Godliness), and that even the Klipah has its root in ’Ein-
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Sof. “m ’nn rx ]T>'7DPi ly i" (Its purpose is free will). At the end every “m s” (defect)
will have its “pp’n” (cosmic restoration). The “nxûlü” (profane) is in truth only a
(illusion). On his journey Rabbi Dan has the feeling that he is
encountering the powers o f darkness “D’B □’’3*3” (face to face), and that the
“□’’pibx (spark o f Divinity) within him is being extinguished. He tries to pray
“nnia” (the afternoon prayer), but he cannot remember the words [324].
In this passage we find direct references to the Lurianic concepts o f the “breaking o f
the vessels”, the formation o f the Klipot from the “shards” o f the broken ‘Vessels” and
the process o f Tikun. In this paragraph Rabbi Dan’s reflections on the Klipah and the
world o f the Klipot occur in a context, where the rabbi is surrounded by evil, the
beginning o f the First World War, the expulsion o f the Jews from Kleyn-T ereshpol and
the hostility o f the soldiers towards them. In fact. Rabbi Dan feels so threatened by the
evil surrounding him, that he even considers the “n’’’’U7yn □bllZ”, that is our terrestial
world, as the world o f the Klipot.
In »7, which culminates in the Second World War, death and
destruction, the powers o f evil, Jewish suffering and unfulfilled hopes o f redemption
are major themes. The above-quoted passage, set in the context o f the First World War,
expresses these major themes o f the novel and provides us with a possible answer to the
question o f the root o f evil and of God’s intentions in allowing evil and suffering in our
world. This answer, expressed in this passage by Rabbi Dan, is a particular interpretation
o f the Lurianic concept o f the “breaking of the vessels”, which is bound up with the
teleological interpretation o f Zimzum, developed in the writings o f Moshe Hayim
Luzzatto, as explained above.
Rabbi Dan also refers to the Lurianic concept o f Tikun in this passage, by expressing the
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hope that in the end every fault will have its meaning that everything will be
restored to its originally intended state o f harmony, which was upset by the “breaking
o f the vessels”. With the decline of Jewish life in Poland, growing destruction and the
approach o f the Second World War, with all it represents, this hope remains unfiilfilled.
Another passage, which presents the reflections o f the Bialodrewna rehe on the
privileged status o f the human being, who has the power “ m a ’i S '|'” T IS p n a ” (to rectify
cosmic defects) and to lead the “sparks o f holiness” back to their source [541], has been
mentioned previously.*^
This belief in the power o f the human being to bring about Tikun or cosmic restoration
is also upheld by Arele, the new rehe o f Bialodrewna. On a visit to Warsaw from
Palestine, where he has settled, Arele informs his fellow hasidim about the situation in
the Land o f Israel: Although Jews do not rule in Palestine yet, they are not as downcast,
as in the (diaspora). A “nu^np” (holiness) seems to hover over every com stalk,
over every blade o f grass. At the “ D’"Qp y p ’’’7‘’’’n ” (holy graves) “ D'’*7mpa” (Kabbalists) are
gathering, who are “ om n"' (literally: unifying unifications) and “ D'’5l*T’S
(literally: combining combinations) - [698 f.].**
The word “O’Dii’S” refers to combinations o f letters and names, widely employed by
Lurianic Kabbalists in their “niino” (“intentions” for prayer). Lurianic Kabbalah
emphasizes the more active side o f prayer in directing every prayer toward the
“upraising o f the sparks o f light”. In Lurianic prayer a special place is reserved for
“acts o f unification”, which are “meditations on one o f the letter combinations
o f the Tetragrammaton” or on configurations o f Divine names.*^ These unifications of
Divine names were believed to effect unification within the Godhead. This means, they
87
See: Section 5.4.4, 176 f.
This paragraph is omitted in the translation [English: 598]. Cf. G. Scholem, Kabbalah, 178-180.
were supposed to work towards a re-unification o f the exiled Shekhinah with the rest
of the Godhead, fi-om whom the Shekhinah was separated on the occasion o f the
“breaking o f the vessels”, and thus they were supposed to effect Tikun.
Another passage elaborates on the subject o f (unification). An old hasid
remembers the time, when the late rebe o f Bialodrewna was still alive, and the
Shekhinah seemed to rest upon him. He recalls the wedding of Akive and the rebels
daughter Gine-Gendl. He thinks that fom the beginning they were not a suitable couple.
She should have married Herts Yanover, but since she could not have him (in a
permitted way), she acted “"no’xn” (in a forbidden way). Everything can be understood
“nnpn idt nrnnn” (in the sense o f male and female). This is also the meaning o f the
principle Kin xwnp n rr du?*?” (for the sake o f the unification o f the Holy
One Blessed be He and His Shekhinah). Even in the higher spheres there must be “n n ’”
(unification) - [705 f.].^°
The thoughts o f this hasid reflect the idea o f the xilTT” or “sacred marriage”,
which plays a central role in the Zohar and in all subsequent Kabbalah, as explained
above.^* In Lurianic Kabbalah the fulfillment o f every commandment is to be
accompanied by the afore-mentioned formula, declaring that this action is performed
for the sake of the unification o f the Holy One Blessed be He and His Shekhinah?^
Thus every prayer and every fulfillment o f a commandment, performed with the
intention o f bringing about the unification o f the Shekhinah with the rest o f the
Godhead, is believed to be a mystical action effecting Tikun.
One last passage should be referred to again in connection with the theme of Lurianic
The whole 4^ section o f the 58^ chapter, where this reference can be found in the Yiddish original, is omitted in the translation [English: 603].
See: Section 3.4.3, 96.
ideas expressed in the novel. In a sermon delivered on Rosh Hashanah at the beginning
o f the Second Wold War, Arele speaks about Rosh Hashanah being called “pin-DT’” (the
day o f justice), although on Rosh Hashanah the moon is hidden, which is supposed to
represent “I’ln m ’ü” (the attribute o f justice), while the sun is supposed to represent
m ’û” (the attribute o f mercy). But in reality, Arele says, “D’a m ” (mercy) and
“p i” (justice) are derived jfrom one (root). “I’l ”, that is “justice” or “judgement”,
only exists for the sake o f “m ’na” (free will). The “m ‘’na-’7ya” (person possessing free
will) has the choice between “yn (good and evil) - [753]. The human being has
been sent down to the o7iy” (World o f Action), in order to earn his reward. The
“nxnan ]T>*7Dn” (purpose o f creation) is “m ’na” (free will). For the sake o f free wiU
“lynyjL osaxa t»t nio-ps oxn” ( 'Ein-SofhaiS contracted Himself). So that there should be
free will, the Klipot were created [754].^^
Unlike in the reflections o f the Bialodrewna rebe, analyzed previously, in Arele’s sermon
it is not the “breaking o f the vessels“, but already the act o f Zimzum, which is supposed
to have occured for the sake o f free will. This is in accordance with Moshe Hayim
Luzzatto’s teleological interpretation o f Zimzum, as explained above.^"*
Arele’s statement that “p i” and “□’iDm” have the same origin, accords with Isaac Luria’s
explanation o f Zimzum. The connection, which Arele makes between “p i” and “m ’n::”,
is a combination o f Luria’s explanation o f Zimzum as originating in a concentration o f
the forces o f “p i”, and Luzzato’s interpretation, according to which the act o f Zimzum
enabled the creation o f imperfect creatures, who were given the opportunity to perfect
themselves and to choose between good and evil.^^
Arele also states that the Klipot were created for the sake o f free will. This is exactly the
This passage forms part o f the last chapter o f the Yiddish original, which is omitted in the English. See: Section 3.4.1, 84-86.
95 Ibid.
same idea expressed previously by the rebe o f Bialodrewna in the context o f the First
World War. The time o f Arele’s sermon is Rosh Hashanah, in the autumn o f 1939, and
the context, in which this sermon is given, is the beginning o f the Second World War,
the bombing o f Warsaw and the still greater evils in store for aU the Jews, who had not
been able to flee Poland in time. The extent o f these evils is only known to the readers,
not to the characters o f Bashevis’s »7, although the lurking danger is felt
by them as well. In such a context the question o f the root o f such evil is predominant.
The answer to this question, given by some o f Bashevis’s characters and expressed with
Lurianic terminology in the reflections o f the Bialodrewna rebe and in Arele’s sermon, is
perhaps the only credible answer perceivable for a believer in God.
However, in Arele’s sermon in the autumn o f 1939 no mention is made anymore o f the
possibility o f Tikun.
5.5. Conclusion
Bashevis’s second major novel, »7, is a femily chronicle, in which the
individual stories of members o f the Mushkat, Banet and Berman families are seen against
the panorama o f Polish-Jewish history fi*om the beginning o f the twentieth century until
the outbreak o f the Second World War.
In this novel, whose emphasis is on destruction, decay and unfulfilled hopes o f
redemption, the dominant leitmotif is death. In the descriptions o f various characters’
dying hours mystical imagery o f the higher spheres is employed abundantly, inspiring a
longing in these characters to leave this world, which is seen as the world o f the Klipot.
More kabbalistic terminology is employed in connection with ideas about death and life
afl:er death, espoused by several characters. Most prominently there is the belief in gilgul,
wide-spread folk belief.
In the novel various kabbalistic works are mentioned explicitly as being studied by certain
characters, as being found among the books on their bookshelves or as being employed by
them for magical or superstitious practices. The superstitious practices described testily to
the popular belief in the inherent power o f the letters o f the Hebrew alphabet and
particularly o f holy names.
On several occasions throughout the novel a mystical significance is attributed to script,
and in particular to the letters o f the Hebrew alphabet. In the experience o f some o f the
characters in the novel, the letters o f the Hebrew alphabet can be detected in the majesty
o f nature, which, according to the cosmogony o f Sefer Yezirah, was created through
them. Thus the Hebrew Bible and all the other Jewish religious works composed with
these letters also have the power to sustain Jews in all the persecutions and calamities they
encounter.
Apart fi*om the ideas about creation found in Sefer Yezirah, the mystical images and
kabbalistic terminology employed in the novel are mainly connected to Lurianic Kabbalah.
Throughout the novel we find the image o f “sparks” o f light in contexts o f darkness, both
physically and metaphorically, which is highly allusive to the Lurianic concept o f the
“sparks o f holiness”, which are also present in the world o f the Klipot, the powers o f evil.
Other Lurianic allusions can be found in the images o f felling ‘Vessels” and divided faces
employed in connection with some o f the women characters in the novel. These are the
same images employed in the description o f Rekhele, the central female character in
”■7^ pi!/ 1Ü7, who is at times associated with the Shekhinah. Since according to
Lurianic Kabbalah, the “breaking o f the vessels” caused the mystic exile o f the Shekhinah,
who is always understood as the female aspect o f the Godhead, it is no coincidence that
»7.
Apart from imagery alluding to Lurianic ideas, there are a few paragraphs, in which the
Lurianic concepts o f Zimzum, the “breaking o f the vessels” and Tikun are directly referred
to, foremost among them one passage set in the context o f the First World War and
another in the context o f the Second World War. Both o f these passages present the
reader with the question o f Jewish suffering, the root o f evil in the world and God’s
intention in permitting this suffering and evil. The answer to this question, advanced by
two o f Bashevis’s characters in the novel is an interpretation o f the Lurianic concepts
o f Zimzum and the “breaking o f the vessels” as having occured for the sake o f free will.
Bashevis’s character Arele endorses a teleological interpretation o f Zimzum, which is
advanced in the writings o f Moshe Hayim Luzzatto. Bashevis’s Rabbi Dan endorses an
explanation o f the “breaking o f the vessels”, which is closely connected to Luzzatto’s
teleological interpretation o f Zimzum.
These ideas on the root o f evil may provide scant comfort in the context o f the Second
World War, in which the novel culminates, but then nothing else does either. The hope for
Tikun, the cosmic restoration o f the universe to a state o f harmony it has not enjoyed since
the “breaking o f the vessels”, is expressed several times in the novel and is closely
connected to the hope for messianic redemption. With the internal decay, decline and
disintegration o f Jewish life in Poland and the external destruction o f the Second World
War this hope becomes less and less likely to be fulfilled.
At the end the Yiddish readers o f this novel are left with a choice between a nihilistic
response to the catastrophe in seeing redemption only in death, and a return to the ideas
and values o f Judaism and o f the Torah. In the last chapter o f the Yiddish edition, Oyzer-
Heshl, the main protagonist o f the novel, finds the God he had lost in his pursuit of
Oyzer-Heshl’s inner conflicts will not prevent his physical destruction by the Nazis, but it
will give him strength to carry on for a whhe. After ah, the letters o f the Torah, from
which he draws his strength, are the same letters, with which the whole universe was
created, and which keep on soaring on high, even when the parchment, on which they are