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Introduction

In document Banking Back-Office Processing (Page 131-153)

This section provides a definition of all the field names on Foreign Exchange and Money Market screens. The fields are listed alphabetically and details of valid entries are given.

If the field is pre-filled with a value on the screen, or defaults to a value if left blank, these values are also given.

Many of the codes and mnemonics given may change when the system is installed at your bank.

Table 5–1. Definition of Field Names

Field Definition

ABTS Outstanding The total of all outstanding adjustments back to spot at the end of

day. This is shown for today and yesterday.

Accounting Centre This is the identifier of the Accounting Centre associated with the

contract. It is set up on the Accounting Centres Maintenance (ACNTM) screen. All Accounting Centres are linked to a location maintained in the Location Maintenance (LOCTM) screen. On contract add screens, this field is pre-filled with the Accounting Centre associated with your usercode on the Users Maintenance (USERS) screen.

For Foreign Exchange Inter-Accounting Centre Loan/Deposits, this identifies the accounting centre borrowing the funds (Produced Currency details) or lending the funds (Used Currency details). The 'Accounting Centre' field near the top of the screen identifies the third party (normally the FX accounting centre) that makes arrangements for the provision of the lent and deposited Foreign Exchange.

On the FX Position Installation Change (FXPSC) and the FX Profit Installation Change (FXPFC) screens, this is the mnemonic of the

Field Definition

Accrual Method This indicates the way that you want profit to be accrued:

á

Spot Revaluation Undiscounted Special Deferred Profits Discounted Standard Undiscounted Standard None

T

0 Spot Revaluation 1 Undiscounted Special 2 Deferred Profits 3 Discounted Standard 4 Undiscounted Standard 9 None

You can override the default accrual method when entering a new contract, unless the method is None.

Accrual Type This indicates which accrual type you wish to apply to the

contract:

Interest is accrued at the end of the first online day during end- of-day processing and during every end-of-day until maturity; no interest is accrued for the Maturity Date itself

• Interest is accrued during the first beginning-of-day processing (at the start of the second day) and during every beginning-of- day after that including the last day (Maturity Date)

á

First

Last

T

F First

L Last

Action This field is not used for foreign exchange or money market deals.

Add-On Adjustment The amount by which add-on is to be adjusted for the contract.

Add-On Rate The percentage rate of add-on to be included in the gross interest

rate for Money Market loans and deposits.

Allow Reversal This field contains information that will be sent to the rFrame

interface for inclusion in a statutory report, and is for the use of the rFRAME reporting utility only, not affecting any contract using this default. This field shows whether contracts of this type can be reversed.

For more information, see The rFRAME Interface in the Guide to Interfaces with External Systems.

AMADJ The sum of all amortised adjustment back to spot figures accrued

for this accounting centre. This is shown for today and this period and is used on the FX Profit Installation Change (FXPFC) screen.

AMADJ Adjustments The total adjustments to the amortised adjustments back to spot for

Field Definition Apply Nostro/Agent

to Forward Schedule

Determines whether settlement details are applied to all subsequent diaries, as well as the entered diary.

á

On Applied to all diaries

Off Applied to entered diary only

T

Y Applied to all diaries

N Applied to entered diary only

Available Amount When the screen is initially displayed, this field displays the amount

available before the client limit is exceeded. This amount is the "Current Limit" minus the "Current Exposure".

When you enter details of a new money market or interest bearing securities outline deal, but do not complete the "Confirm" field, then the available amount is updated to reflect any additional exposure that would be caused by the deal.

Bank Portfolio The Bank Portfolio is used to hold the Bank’s principal positions.

This field shows the identifier of the Bank Portfolio to which this deal belongs. The identifier is defined on the Portfolio Definition

(PFDFM) screen.

On contract add screens, this field is pre-filled with the Portfolio associated with your usercode on the Users Maintenance (USERS) screen.

Base Currency Equivalent

This allows the display of the base currency equivalent for Foreign Exchange Positions. If the Base Currency Equivalent is selected, the positions for each foreign currency are displayed as amounts in the base currency, rather than the foreign currency.

Base Rate Number The number of the base rate used for the contract. These are set

up on the Base Rates (BASE) screen.

Base Rate Variation This indicates the percentage variation from the rate identified by

the "Base Rate Number" and whether the rate variation is added or subtracted. This field comprises two parts:

The first indicates whether the variation is to be added to (+) or subtracted from (-) the rate used for the contract. The second indicates the amount of the variation.

BMA Netting Flag This field contains information that will be sent to the rFrame

interface for inclusion in a statutory report, and is for the use of the rFRAME reporting utility only, not affecting any contract using this default. This field shows whether contracts of this type are allowed to be netted.

Field Definition Bought/Used

Currency

The mnemonic of the bought currency. Currency mnemonics are set up on the Currencies (CCYS) screen.

Broker or Via This field shows either the broker that arranged the contract, or the

method by which the contract was arranged. The field can contain one of the following

• The nickname of the broker through which the contract was

arranged. These are set up on the Broker Maintenance (BRKRM) screen. • ELEC • PHON • REUTERS • SWIFT • TELEX

If you are not entering a brokerage amount, the entry in this field is used for documentary purposes.

See Brokerage Method.

Brokerage Amount The amount of brokerage to be paid on the contract. See Brokerage

Method.

Brokerage Currency The mnemonic of the currency in which the brokerage amount is

entered. Currency mnemonics are set up on the Currencies (CCYS) screen. See Brokerage Method.

Brokerage Method A code identifying the method used to calculate brokerage rates.

This is defined by the user on the FX and NON-FX Brokerage Tables (FXBR and NONFX). In conjunction with the contract type and broker number it constitutes the key to the method by which brokerage is calculated.

The brokerage fields are entered in the following combinations:

• Complete the Broker or Via and Brokerage Method fields if you

want the brokerage to be calculated automatically.

• Complete the Broker or Via, Brokerage Currency and Brokerage

Amount fields if you want to enter the brokerage amount.

• If you do not want to enter a brokerage amount, only complete the Broker or Via field.

If you are not entering any brokerage details, leave all the brokerage fields blank.

Cash The current Foreign Exchange cash position of the currency shown.

Charge Amount The amount of the charge for the commercial market Foreign

Exchange deal. Charge/ Commission

Currency

The currency in which charges and commission are paid. Currencies are set up on the Currencies (CCYS) screen.

Client City The client's city of residence. These cities are set up on the General

Field Definition

Client Portfolio The Client Portfolio is used to hold a client’s positions. This field

shows the identifier of the Client Portfolio to which this deal belongs. The identifier is defined on the Portfolio Definition (PFDFM) screen.

Client Shortname The shortname of the client.

Comments This is a free format field used to make a positive statement as part

of the dealing conversation as per customer instructions. The following rules are applicable while entering data in this field: 1. The contract will not be processed if anything at all is entered

into this field.

2. The contract will be processed if this is left blank 3. The contract will be processed if the first three characters

entered are "STD" followed by a blank space and then the comment.

Any comments entered here are displayed when details of the deal are displayed on the Outline Deal Inquiry (DEALI) screen. Commercial

Indicator

This indicates whether this is a commercial Foreign Exchange contract:

á

On Commercial contract

Off Non-commercial contract (default)

T

Y Commercial contract

N Non-commercial contract (default)

Field Definition

Confirm For Foreign Exchange or Money Market Outline Deals, use this field

to indicate whether a deal is to be added to the outline deal queue.

á

No Do not add the deal

Yes Add the deal if no limits are exceeded

Override Add the deal even if limits are exceeded

T

N Do not add the deal

Y Add the deal if no limits are exceeded

O Add the deal even if limits are exceeded

For Fiduciary contracts, use this field to confirm the Fiduciary contract as a whole (i.e. including the Fiduciary Loan contract, and all associated Deposit contracts). A check is made to ensure that the difference between the Fiduciary Loan contract and the associated Deposit contracts is zero; and that the contracts all have matching terms. If these conditions have been met, the Fiduciary contract is confirmed. This “locks” the complete set of loan and deposit contracts that make up the Fiduciary contract as a whole, and prevents certain changes being made. The deal can be “unlocked” to allow changes to be made, using the Unconfirm facility.

á

Confirm Confirm the Fiduciary contract

Unconfirm Unlock the Fiduciary contract

T

X Confirm the Fiduciary contract

U Unlock the Fiduciary contract

Confirmation Indicates whether a confirmation has been received by the

counterparty:

á

On Confirmation received

Off Confirmation not received

T

Y Confirmation received

N Confirmation not received

Consolidated Euro Use this field to indicate whether the foreign exchange positions of

“in” currencies are to be displayed in their national currencies or to be combined into the euro position.

á

On Combine “in” currency positions into euro

position.

Off Display positions in “in” currencies

T

Y Combine “in” currency positions into euro

position.

Field Definition

Contract Indicator This indicates whether the contract is a loan or a deposit:

á

Loan

Deposit

T

L Loan

D Deposit

Contract Number 1. The unique reference number that identifies the contract. This

is automatically allocated when you add a new contract, but must be input for all other actions.

2. For Foreign Exchange Take-ups, the number of the option contract against which the take-up is being made.

3. For Diary Narrative and Schedule Events, the number of the contract for which the events are being entered.

Contract Period This is the number of days after a contract start date that you want

maturity to be set. The start date can be set automatically by setting a number of “Settlement Days”.

Contract Rate Change

The total of all contract rate changes calculated today for this foreign exchange accounting centre on the FX Profit Installation Change (FXPFC) screen.

Contract Type For a Fiduciary Loan contract, this shows the type of Money Market

contract used for the Fiduciary Loan.

Currency The mnemonic of the currency, as set up on the Currencies (CCYS)

screen.

For Foreign Exchange Inter-Accounting Centre Loan/Deposits, the mnemonic of the produced (borrowed) currency or the used (lent) currency.

The currency defaults to the deal currency if this field is left blank. On the FX Position Installation Change screen, this is the mnemonic of the currency in which opening foreign exchange positions are being set up.

On the Money Market Outline Deal Input (MMDEA) and Foreign Exchange Outline Deal Input (FXDEA) screens, this is the currency in which the limit and exposure details are displayed.

Currency

Conversion Indicator

Use this field to indicate whether a contract in an “in” currency should be converted to euro during the next overnight process. If the contract is already in euro, then use this field to indicate that the

Field Definition

Current Exposure This is your current exposure to the client specified in the "Limit and Exposure for" field. The exposure includes:

• All the client's active contracts

• Money market and interest bearing securities outline deals currently on the outline deals queue

Current Limit This is the exposure limit that is set up for the client specified in the

"Limit and Exposure for" field. The exposure limit is the sum of the short and long term exposures set up for the client on the Limit Maintenance (EXCLM) screen, see the Risk Management Administration Guide.

Current Principal The principal amount of the loan or deposit as it is today.

Day Type Select either Calendar or Working days to calculate the start and

maturity dates on Money Market Contracts. They are calculated using a combination of the ”Contract Period”, “Days Notice” and “Settlement Days” fields.

Days Notice The number of days notice to be given to mature the contract. Enter

0 for contracts that are at call. Complete this field or enter the Maturity Date, not both.

Deal Amount The amount of the deal.

Deal Currency The mnemonic of the currency of the deal. Currency mnemonics

are set up on the Currencies (CCYS) screen.

Deal Date This is a documentary field that is used to record the date on which

the deal was made.

Deal Equivalent When you enter details of a new money market or interest bearing

securities outline deal, but do not complete the "Confirm" field, then this field displays the exposure to the deal in the currency of the client limit.

Dealer Identifier The identifier of the dealer responsible for the contract. These

identifiers are set up on the Dealers and Officers (DEALR) screen.

Deposit Amount For Fiduciary contracts, this shows the principal amount of each

of the deposit contracts associated with the Fiduciary contract.

Deposits Total For Fiduciary contracts, this shows the combined total amount

Field Definition

Diary Type 1. The type of diary for Money Market Schedule Events:

á

Rate or principal change

Rollover

Interest settlement

T

RP Rate or principal change

RL Rollover

IS Interest settlement

2. For base rate contracts, you cannot add base rate (BR) events and index rate contracts you cannot add index rate events. This is used to change existing event details.

Discount Rate For discounted loans, this is the rate by which the principal is

discounted at the start of the contract. Divided Swap

Indicator

This indicates whether the Foreign Exchange market contract is part of a Divided Swap:

á

Near end Far end Not Divided

T

N Near end F Far end Blank

This field should be used in conjunction with the "Related Contract" field to link the two contracts that comprise the Divided Swap. A selection is only relevant if the contract is a divided swap.

Exchange Rate 1. For Foreign Exchange deals, it is the exchange rate for the

deal. If the exchange rate exceeds one of the width bands set up for the currency, you must enter a Wide Code (W) or Management Code (M) in the Width Override field to accept the deal.

2. For Foreign Exchange Swaps, this is the exchange rate between the bought and sold currencies for the near and far end of the deal.

3. For Foreign Exchange deals, the exchange rate cannot be entered if the deal is between two “in” currencies or between an “in” currency and the euro. In this case the system gets the exchange rate from the default EMU exchange group. (See

Field Definition Fiduciary Deposit

Product

This field indicates products that will be used for fiduciary loan contracts. The field specifies the product type of any associated fiduciary deposit. This field is mandatory if the product is a loan, and Fiduciary Product field shows that this is a Fiduciary product. The Fiduciary Deposit product must already exist on the system.

Fiduciary Product This indicates whether the Money Market product in question is a

Fiduciary product.

If this field is set on, then the Contract indicator field must be set to Loan or Deposit.

Fixing Days This indicates the number of days prior to maturity that the contract

should be automatically rolled over.

This field is only relevant if the "Roll Maturity Frequency" field indicates that automatic rollover is to be effected (see "Roll Maturity Frequency"). The rollover maturity frequency can be set using either the Money Market Index Rate Loan/Deposit - Add or Change screen.

Forwards (External): Bought

The sum of all foreign exchange amounts, in this currency, contracted to be bought but which have not yet come to value. Forwards (External):

Net

The net of the external forwards bought and sold. Forwards (External):

Sold

The sum of all foreign exchange amounts, in this currency, contracted to be sold but which have not yet come to value. Forwards (Inter-

Accounting Centre): Bought

The sum of all foreign exchange amounts, in this currency, agreed to be bought from other accounting centres but which have not yet come to value.

Forwards (Inter- Accounting Centre): Net

The net of the inter-accounting centre forwards bought and sold positions.

Forwards (Inter- Accounting Centre): Sold

The sum of all foreign exchange amounts, in this currency, agreed to be sold to other accounting centres but which have not yet come to value.

GL Master Number The number of the General Ledger Master to which the contract is

linked. This identifies the General Ledger category.

For all contracts, this is defaulted from the Default General Ledger Masters (GLDFM) screen.

Field Definition

Holiday Method This comprises two fields. The first identifies the method that

the system uses to determine the settlement event date, if the system generated event date falls on a holiday in the countries indicated by the value in the second field.

The first field indicates one of the following: Following

The system settles the amount on the next available day. Modified

The system settles the amount on the next available day. If this falls in the following month, the system will search for the first available day prior to the end of the month.

Previous

The system settles the amount on the first available previous day.

In document Banking Back-Office Processing (Page 131-153)

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