SMCS Code: 1000
Caterpillar Inc. recommends the retention of accurate maintenance records. Accurate maintenance records can be used for the following purposes:
•
Determine operating costs.•
Establish maintenance schedules for other engines that are operated in the same environment.•
Show compliance with the required maintenance practices and maintenance intervals.Maintenance records can be used for a variety of other business decisions that are related to engine maintenance.
Maintenance records are a key element of a
maintenance program that is well managed. Accurate maintenance records can help your Caterpillar dealer to fine tune the recommended maintenance intervals in order to meet the specific operating situation. This should result in a lower engine operating cost.
Records should be kept for the following items:
Fuel Consumption – A record of fuel consumption is essential in order to determine when the load sensitive components should be inspected or repaired. Fuel consumption also determines overhaul intervals.
Service Hours – A record of service hours is essential to determine when the speed sensitive components should be inspected or repaired.
Documents – These items should be easy to obtain, and these items should be kept in the engine history file. All of the documents should show this information: date, service hours, fuel consumption, unit number, and engine serial number. The following types of documents should be kept as proof of maintenance or repair for warranty:
Keep the following types of documents as proof of maintenance for warranty. Also, keep these types of documents as proof of repair for warranty:
•
Dealer work orders and itemized bills•
Owner's repair costs•
Owner's receipts•
Maintenance logIndex
A
After Starting Engine ... 48
After Stopping Engine... 53
Air Compressor - Inspect (If Equipped) ... 65
Air Shutoff - Test (If Equipped) ... 65
Caterpillar Provided Controls ... 65
OEM Controls ... 66
Air Tank Moisture and Sediment - Drain (If Equipped) ... 66
ARD Spark Plug - Replace ... 64
Installing the Spark Plug ... 64
Removing the Spark Plug ... 64
B Battery - Replace... 66
Battery Disconnect Switch (If Equipped) ... 31
Battery Electrolyte Level - Check ... 67
Battery or Battery Cable - Disconnect ... 67
Before Starting Engine ... 15, 45 Belts - Inspect/Adjust/Replace... 67
Alternator Belt ... 68
Drive Belt for the Air Compressor (If Equipped).. 68
Inspection... 67 Cold Weather Operation... 54
Cold Weather Starting ... 47
Ether Injection System ... 47
Cooling System Coolant (DEAC) - Change... 69
Cooling Systems with Heavy Deposits or Plugging ... 70
Drain ... 69
Fill ... 70
Flush ... 69
Cooling System Coolant (ELC) - Change... 71
Drain ... 71
Fill ... 71
Flush ... 71
Cooling System Coolant Extender (ELC) - Add... 72
Cooling System Coolant Level - Check ... 73
Cooling System Coolant Sample (Level 1) -Obtain ... 74
Cooling System Coolant Sample (Level 2) -Obtain ... 75
Cooling System Supplemental Coolant Additive (SCA) - Test/Add... 75
Cooling Systems that Use Conventional Coolant... 75
Cooling Systems that Use Water and SCA... 76
Crushing Prevention and Cutting Prevention ... 14
Customer Assistance... 103
Outside of the USA and of Canada... 103
USA and Canada ... 103
Customer Service ... 103
Cylinder Head Grounding Stud - Inspect/Clean/ Tighten... 76
D Diagnostic Flash Code Retrieval ... 32
Diesel Particulate Filter - Clean ... 77
Diesel Particulate Filter Regeneration ... 49
Modes of Regeneration... 50
Regeneration ... 49
Regeneration Indicators... 49
Regeneration Switch... 49
Regeneration System Warning Indicators ... 51
Soot Level Monitoring ... 51
Types of Regeneration... 49
Driven Equipment - Check... 77
E Electrical System ... 16
Grounding Practices ... 16
Emissions Warranty Information... 100
Engaging the Driven Equipment... 52
Engine - Clean... 77
Engine Air Cleaner Element (Dual Element) -Clean/Replace ((Box Style) If Equipped) ... 78
Engine Air Cleaner Element (Dual Element) -Clean/Replace ((Canister Style) If Equipped)... 77
Inspecting and Replacing the Secondary Air Cleaner Element (If Equipped)... 77
Engine Air Cleaner Element (Single Element) -Clean/Replace (Canister Style) ... 79
Cleaning the Air Cleaner Elements... 80
Servicing the Air Cleaner Elements ... 79
Engine Air Cleaner Service Indicator - Inspect (If Equipped) ... 81
Test the Service Indicator... 82
Engine Description ... 21
Aftermarket Products and Caterpillar Engines... 22
Electronic Engine Features... 21
Engine Service Life ... 22
Engine Specifications... 21
Engine Diagnostics... 32
Engine Electronics... 17
Engine Identification ... 24
Engine Mounts - Inspect... 82
Engine Oil and Filter - Change ... 83
Drain the Engine Oil... 84
Fill the Engine Crankcase ... 85
Replace the Oil Filter ... 84
Selection of Oil Change Interval ... 83
Engine Oil Level - Check ... 82
Engine Oil Sample - Obtain ... 83
Obtain the Sample and the Analysis... 83
Engine Operation... 49
Engine Rating Conditions ... 101
Engine Rating Definitions ... 101
Engine Ratings ... 101
Engine Starting ... 15, 45 Engine Stopping ... 16, 53 Engine Storage Procedure - Check... 85
Engine Valve Lash - Inspect/Adjust ... 85
F Features and Controls ... 27
Fire Prevention and Explosion Prevention ... 12
Ether ... 14
Fire Extinguisher ... 14
Lines, Tubes and Hoses ... 14
Foreword ... 5
California Proposition 65 Warning ... 5
Literature Information... 4
Fuel and the Effect from Cold Weather ... 54
Fuel Conservation Practices... 52
Fuel Priming Pump - Replace... 86
Fuel Related Components in Cold Weather ... 55
Fuel Heaters ... 55
Fuel Tanks... 55
Fuel System - Prime ... 86
Key-on Priming (if equipped) ... 86
Manual Switch Priming (if equipped) ... 86
Fuel System Primary Filter (Water Separator) Element - Replace ... 86
Replace the Element... 86
Fuel System Primary Filter/Water Separator -Drain ... 87
Fuel System Secondary Filter - Replace ... 88
Fuel Tank Water and Sediment - Drain ... 88
Drain the Water and the Sediment... 88
Fuel Storage Tanks ... 89
Fuel Tank ... 88
Fumes Disposal Filter Element - Replace (Open Crankcase Ventilation (OCV) Filter)... 89
G General Hazard Information ... 9
Asbestos Information ... 11
Containing Fluid Spillage ... 10
Dispose of Waste Properly ... 12
Fluid Penetration... 10
Lines, Tubes, and Hoses ... 11
Pressurized Air and Water ... 10
H Hoses and Clamps - Inspect/Replace ... 90
Inspect the Hoses and the Clamps ... 90
Replace the Hoses and the Clamps ... 90
I Important Safety Information ... 2
L Lifting and Storage ... 25
M Maintenance Interval Schedule ... 63
Maintenance Recommendations ... 61
Maintenance Records... 107
Maintenance Section... 56
Manual Stop Procedure... 53
Model View Illustrations... 18
Model Views ... 18
Monitoring System... 27
Indicators and Gauges... 27
Mini Industrial Power Display (MIPD) ... 29
Mounting and Dismounting... 15
O Operation Section... 25
Ordering Replacement Parts ... 104
Overhaul Considerations ... 92
Oil Consumption as an Overhaul Indicator ... 92
Overhaul Recommendation ... 93
P Plate Locations and Film Locations... 23
Power Take-Off Clutch - Check/Adjust/Lubricate .. 95
Product Identification Information ... 23
Product Information Section ... 18
Product Lifting... 25
Clean Emission Module Lifting... 25
Engine Lifting with a Fuel Tank ... 25
Product Storage... 26
R Radiator - Clean ... 96
Radiator Restrictions ... 54
Reference Information Section ... 101
Reference Material ... 105
Additional Reference Material... 106
Coolants... 105
Fuels ... 105
Greases ... 105
Lubricants ... 105
Miscellaneous ... 105
S·O·S Services... 105
Reference Materials ... 105
Reference Numbers ... 24
Record for Reference... 24
Refill Capacities... 56
Refill Capacities and Recommendations... 56
Coolant... 59
Diesel Engine Oil ... 56
Diesel Fuel Recommendations ... 58
Lubricating Grease... 58
S Safety Messages ... 6
Safety Section ... 6
Self-Diagnostics... 32
Severe Service Application - Check ... 96
Improper Maintenance Procedures (Maintenance Procedures Which May Contribute to a Severe Service Application) ... 97
Severe Environmental Factors... 96
Severe Operating Conditions... 96
Starting Motor - Inspect (If Equipped)... 97
Electric Starting Motor... 98
Removal and Installation of the Starting Motor .. 98
Starting the Engine ... 45
Problems with the Wiring Harness... 46
Starting Problems ... 46
Starting the Engine ... 45
Starting with Jump Start Cables (Do Not Use This Procedure in Hazardous Locations that have Explosive Atmospheres) ... 47
System Pressure Release ... 61
Coolant System... 61
Engine Oil ... 61
Fuel System ... 61
T Table of Contents... 3
W Walk-Around Inspection ... 98
Inspect the Engine for Leaks and for Loose Connections ... 98
Warranty Information ... 100, 106 Engine Protection Plans... 106
Warranty Section ... 100
Welding on Engines with Electronic Controls ... 61
Note: For product identification plate locations, see the section “Product Identification Information” in the Operation and Maintenance Manual.
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