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notes to the consolidated statement of financial position

17. intangible assets/property, plant and equipment

acquisition cost

T€ 1 nov. 2014 additions disposals 30 sept. 2015

intangible assets 468 553 0 1,021

Property, plant,

equipment 2,744 459 423 2,780

3,212 1,012 423 3,801

depreciation / amortisation carrying amount

T€ 1 nov. 2014 additions disposals 30 sept. 2015 30 sept. 2015 31 oct. 2014

intangible assets 317 88 0 405 616 151

Property, plant, equipment 1,434 420 265 1,589 1,191 1,310

1,751 508 265 1,994 1,807 1,461

acquisition cost

T€ 1 nov. 2013 additions disposals 31 oct. 2014

intangible assets 336 135 3 468

Property, plant,

equipment 2,475 551 282 2,744

2,811 686 285 3,212

depreciation / amortisation carrying amount

T€ 1 nov. 2013 additions disposals 31 oct. 2014 31 oct. 2014 31 oct. 2013

intangible assets 302 18 3 317 151 34

Property, plant, equipment 1,194 400 160 1,434 1,310 1,281

1,496 418 163 1,751 1,461 1,315

depreciation and amortisation on property, plant and equip-ment and intangible assets in the reporting year exclusively re late to regular depreciation.

18. financial assets

T€ 30 sept. 2015 31 oct. 2014

interests in co-investment vehicles 206,347 119,741

interests in portfolio companies 33,975 30,264

international fund investments 5,097 8,300

other financial assets 2,276 5,125

247,695 163,430

Financial StatementS

Financial assets are measured at fair value through profit or loss (see note 6).

this item exhibited the following movements in the reporting year:

T€ 1 nov. 2014 additions disposals

Value

movements 30 sept. 2015 interests

in co- investment

vehicles 119,741 90,034 22,016 18,588 206,347

interests in portfolio

companies 30,264 0 1,982 5,693 33,975

international fund

invest-ments 8,300 0 4,352 1,149 5,097

other

finan-cial assets 5,125 55 25 -2,879 2,276

163,430 90,089 28,375 22,551 247,695

T€ 1 nov. 2013 additions disposals Value

movements 31 oct. 2014 interests in

co-in-vestment

vehicles 97,107 22,606 15,726 15,754 119,741

interests in portfolio

companies 79,193 0 49,116 187 30,264

international fund

invest-ments 10,359 58 2,245 128 8,300

other

finan-cial assets 5,102 0 0 23 5,125

191,761 22,664 67,087 16,092 163,430

the additions relate to capital calls by the co-investment vehicles for investment in portfolio companies (see manage-ment report, page 61ff.).

the disposals within co-investment vehicles result from distri-butions following repayments of shareholder loans or bridge- over loans that were extended to portfolio companies.

movements in value are recorded under the caption „net result of investment activity“ in the consolidated statement of com-prehensive income (see note 9).

For further information on income from financial assets, we refer to the management report (see pages 66ff.).

19. loans and receivables

T€ 2014 / 2015 2013 / 2014

11 months 12 months

at start of financial year 0 0

additions 2,516 0

disposals 0 0

Value movements (22) 0

at end of financial year 2,494 0

the additions in financial year 2014 / 2015 contain a loan to a portfolio company. the value movements result from currency rate changes.

20. other non-current assets

T€ 30 sept. 2015 31 oct. 2014

tax assets 214 421

We refer to the commentary in note 24.

21. Receivables

T€ 30 sept. 2015 31 oct. 2014

Receivables from associates 141 53

Receivables from portfolio companies 2,936 2,405

3,077 2,458

Receivables from associates mainly exist from a co-investment vehicle (see note 4).

Receivables from portfolio companies largely relate to receiv-ables from a clearing account with one portfolio company.

these receivables are recognised at fair value outside profit or loss and are subjected to an impairment test at every reporting date (see note 6).

impairment losses developed as follows:

T€ 2014 / 2015 2013 / 2014

11 months 12 months

at start of financial year 0 60

additions 0 0

disposals 0 60

at end of financial year 0 0

disposals in the amount of t€60 (previous year: t€594) relate to impairment losses on a receivable from a disinvested port-folio company. the receivable was derecognised through profit or loss in financial year 2013 / 2014.

22. securities

Securities held at 30 September 2015 were exclusively acquired as investments of cash and cash equivalents not immediately required.

Floating-rate notes (3-month euribor) 0 25,026

Floating-rate notes (6-month euribor) 0 10,000

Fixed-rate securities 30,111 77,309

30,111 112,335

classification of securities by maturity:

T€ 30 sept. 2015 31 oct. 2014

due < 1 year 3,741 31,344

due between 1 and 2 years 0 3,921

due between 2 and 3 years 0 5,000

due between 3 and 4 years 10,460 0

due between 4 and 5 years 10,533 22,773

due > 5 years 5,377 49,297

30,111 112,335

all securities have been designated to the category of “avail-able-for-sale financial assets” (see note 6).

the change in fair value of t€145 (previous year: t€306) is recognised in the consolidated statement of comprehensive income in “Unrealised gains / (losses) on available-for-sale securities”. a gain of t€23 (previous year: loss of t€43) arising from disposals of securities from this category in the reporting year was reclassified to net income.

23. other financial instruments

T€ 30 sept. 2015 31 oct. 2014

Short-term equity shares 2,134 2,245

Short-term equity shares relate to shares that are to be sold to the managements of portfolio companies within a year.

24. tax assets, tax provisions and deferred taxes

T€ 30 sept. 2015 31 oct. 2014

tax assets

other non-current assets 214 421

income tax assets 5.554 5.335

tax provisions 0 803

tax assets contain imputable taxes and corporation tax assets of deutsche Beteiligungs aG capitalised at net present value. the major portion of income tax assets results from imputable invest-ment income tax of t€4,015 (previous year: t€2,506) arising from a distribution by deutsche Beteiligungsgesellschaft mbH as well as corporation tax credits of deutsche Beteiligungs aG of t€446 (previous year: t€652). another part of tax assets stems from imputable investment income taxes of t€312 arising from interest income on securities and bank accounts, as well as of t€465 from distributions from investments.

Financial StatementS

tax provisions reflect expected tax expenses, without account-ing for imputable taxes and tax prepayments.

deferred tax assets and liabilities are offset in conformity with iaS 12.74. there were no deferred tax liabilities in 2014 / 2015, or in the preceding year.

tax loss carryforwards have been recognised in deferred taxes as follows:

T€ 30 sept. 2015 31 oct. 2014

tax loss carryforward, corporation tax 63,606 57,566

thereof, usable 0 0

tax loss carryforward, trade tax 9,341 9,410

thereof, usable 0 0

Based on the type of business activities and their tax treatment, it is unlikely that the Group companies concerned will achieve sufficient future taxable profits against which the loss carry-forwards can be used.

25. other current assets

T€ 30 sept. 2015 31 oct. 2014

Receivables from reimbursable costs 2,034 4,693

Fees receivable for management services 622 1,638

Fees receivable for advisory services 3 4,827

Receivables from dBaG funds 2,659 11,158

Value-added tax 546 1,026

interest receivable on securities 449 478

loans 433 573

lease security deposit 414 413

Purchase price retention 288 1,879

other receivables 1,055 981

5,844 16,508

Value-added tax pertains to outstanding refunds of input tax credits.

loans chiefly result from deferred purchase price payments ex-ten ded to managers of portfolio companies from disposals of short-term shareholdings in incorporated companies.

the purchase price retention covers possible representation and warranty risks from the divestment of a portfolio company.

other receivables contain prepaid expenses.

26. equity

Subscribed capital / number of shares outstanding