• No results found

Other Financial Companies Template Notes:

#: Currently U.S. and Canadian companies only.

General Information

06001 Company Name 06003 Company Name - Short 06014 Acronym

00000 Company Status 06092 Post Office Box 06021 Building

06022 Street 06023 Address City 06024 Address State 06025 Post Code/Zip Code 06026 Nation 06027 Nation Code 06028 Region 06031 Phone Number 06032 TELEX Number 06033 FAX Number 06030 Internet Address 06041 Officer 1 - Name Officer 1 - Title 06051 Officer 2 - Name Officer 2 - Title 06061 Officer 3 - Name Officer 3 - Title 06071 Officer 4 - Name Officer 4 - Title 06081 Officer 5 - Name Officer 5 - Title

18357 Investor Relations - Name 18358 Investor Relations – Address 18356 Investor Relations – E-mail Address

18359 Investor Relations - Phone/Fax 18121 Registrar – Name

18122 Registrar – Address

18123 Registrar – Telephone Number 18124 Registrar – Fax Number 18125 Registrar – Website 18126 Registrar – Email Address 18272 Company Founded Date 18273 Date of Incorporation 11516 Date Added to Product

07033 Full/Limited Coverage Indicator 07034 Indicator – Data Update

07015 Inactive Date

06091 Business Description

06092 Business Description - Extended 07011 Employees

07001 Products 06100 Entity Type

06098 Currency of Analysis 06099 Currency of Document 05350 Date of Fiscal Period End 05352 Month of Fiscal Year End 05351 Length of Fiscal Period

11556 Indicator – Restated Data Exists 11557 Indicator – Restatement Type 11558 Indicator – Early Release

(Restatement)

11559 Indicator – Restatement Reason Code

Industry

06011 Industry Group

06010 General Industry Classification 07040 ICB Code

07022 SIC Code 2 07023 SIC Code 3 07024 SIC Code 4 07025 SIC Code 5 07026 SIC Code 6 07027 SIC Code 7 07028 SIC Code 8

Product Segment Data

19500 Product Segment 1 - Description 19501 Product Segment 1 - Sales 19502 Product Segment 1 - Operating

Income

19503 Product Segment 1 - Assets 19504 Product Segment 1 - Capital

Expenditures

19505 Product Segment 1 - Depreciation 19506 Product Segment 1 - SIC Code 19510 Product Segment 2 - Description 19511 Product Segment 2 - Sales 19512 Product Segment 2 - Operating

Income

19513 Product Segment 2 - Assets 19514 Product Segment 2 - Capital

Expenditures

19515 Product Segment 2 - Depreciation 19516 Product Segment 2 - SIC Code 19520 Product Segment 3 - Description 19521 Product Segment 3 - Sales 19522 Product Segment 3 - Operating

Income

19523 Product Segment 3 - Assets 19524 Product Segment 3 - Capital

Expenditures

19525 Product Segment 3 - Depreciation 19526 Product Segment 3 - SIC Code 19530 Product Segment 4 - Description 19531 Product Segment 4 - Sales

19532 Product Segment 4 - Operating Income

19533 Product Segment 4 - Assets 19534 Product Segment 4 - Capital

Expenditures

19535 Product Segment 4 - Depreciation 19536 Product Segment 4 - SIC Code 19540 Product Segment 5 - Description 19541 Product Segment 5 - Sales 19542 Product Segment 5 - Operating

Income

19543 Product Segment 5 - Assets 19544 Product Segment 5 - Capital

Expenditures

19545 Product Segment 5 - Depreciation 19546 Product Segment 5 - SIC Code 19550 Product Segment 6 - Description 19551 Product Segment 6 - Sales 19552 Product Segment 6 - Operating

Income

19553 Product Segment 6 - Assets 19554 Product Segment 6 - Capital

Expenditures

19555 Product Segment 6 - Depreciation 19556 Product Segment 6 - SIC Code 19560 Product Segment 7 - Description 19561 Product Segment 7 - Sales 19562 Product Segment 7 - Operating

Income

19563 Product Segment 7 - Assets 19564 Product Segment 7 - Capital

Expenditures

19565 Product Segment 7 - Depreciation 19566 Product Segment 7 - SIC Code 19570 Product Segment 8 - Description 19571 Product Segment 8 - Sales 19572 Product Segment 8 - Operating

Income

19574 Product Segment 8 - Capital Expenditures

19575 Product Segment 8 - Depreciation 19576 Product Segment 8 - SIC Code 19580 Product Segment 9 - Description 19581 Product Segment 9 - Sales 19582 Product Segment 9 - Operating

Income

19583 Product Segment 9 - Assets 19584 Product Segment 9 - Capital

Expenditures

19585 Product Segment 9 - Depreciation 19586 Product Segment 9 - SIC Code 19590 Product Segment 10 - Description 19591 Product Segment 10 - Sales 19592 Product Segment 10 - Operating

Income

19593 Product Segment 10 - Assets 19594 Product Segment 10 - Capital

Expenditures

19595 Product Segment 10 - Depreciation 19596 Product Segment 10 - SIC Code

Major Shareholders

18370 Major Shareholders

Auditors

07800 Parent Auditor 1

07801 Parent Auditor 1 - Affiliate 1 07802 Parent Auditor 1 - Affiliate 2 07803 Parent Auditor 1 - Affiliate 3 07804 Parent Auditor 1 - Affiliate 4 07805 Parent Auditor 2

07806 Parent Auditor 2 - Affiliate 1 07807 Parent Auditor 2 - Affiliate 2 07808 Parent Auditor 2 - Affiliate 3 07809 Parent Auditor 2 - Affiliate 4

07810 Parent Auditor 3

07811 Parent Auditor 3 - Affiliate 1 07812 Parent Auditor 3 - Affiliate 2 07813 Parent Auditor 3 - Affiliate 3 07814 Parent Auditor 3 - Affiliate 4 07815 Parent Auditor 4

07816 Parent Auditor 4 - Affiliate 1 07817 Parent Auditor 4 - Affiliate 2 07818 Parent Auditor 4 - Affiliate 3 07819 Parent Auditor 4 - Affiliate 4 01801 Auditor Fees

Key Items in US Dollars

07211 Market Capitalization - Current 07210 Market Capitalization

07221 Common Equity - Current 07220 Common Equity 07230 Total Assets

07240 Net Sales or Revenues 07250 Net Income

Stock Data

Current Information

06005 Type of Share 05601 Ticker Symbol 06004 CUSIP 06006 SEDOL 06008 ISIN 06035 Worldscope Identifier 06105 Worldscope Permanent I.D. 06034 Disclosure Company Identifier 06038 I/B/E/S Ticker

06040 Dow Jones Company Symbol

11501 Indicator - Currently a Multiple Share Company

07016 Latest Annual Updated 07013 Year of Fast Update 07035 Latest Interim Date

05427 Stock Exchange(s) Listed 05661 Stock Index Information 11496 Indicator - ADR 05006 Market Price - Current 05009 Date of Current Price

05007 Market Price - Year to Date - High 05008 Market Price - Year to Date – Low 05091 Market Price – 52 Week High 05092 Market Price – 52 Week Low

08003 Market Capitalization (Public) - Current 08005 Market Capitalization - Current

05302 Common Shares Outstanding - Current

05306 Date of Common Shares

05450 Common/Ordinary Shareholders 05449 Date of Common/Ordinary

Shareholders

05474 Closely Held Shares - Current 05473 Date of Closely Held Shares

05255 Earnings per Share - Last 12 Months 05256 Date of Last 12 Months EPS

05145 Dividends per Share - Last 12 Months 05190 Indicated Dividend Rate

05480 Book Value per Share - Current 05510 Cash Flow per Share - Current

Annual Statistics

05001 Market Price - Year End 05002 Market Price - High 05003 Market Price - Low

05004 Market Price - 5 yr avg - High 05005 Market Price - 5 yr avg - Low 08001 Market Capitalization 08004 Market Capitalization - Public 05651 Common Shares Traded - Annual #

08006 Trading Volume ($ Amount) # 08010 Trading Volume - Weekly Average # 08011 Turnover Rate #

05201 Earnings per Share

05210 Earnings per Share – Basic – Year 10010 Earnings per Share – Basic – Fiscal # 05290 Fully Diluted Earnings per Share 10030 Earnings per Share – Fully Diluted –

Fiscal #

05202 Earnings per Share - Fiscal Year End 18193 Earnings per Share - As Reported 05200 Earnings Report Frequency 18208 Earnings per Share – Continuing

Operations - Fiscal

18209 Earnings per Share Including Extraordinary Items - Fiscal

05230 Earnings per Share after Extraordinary Items

05225 Includes Extraordinary Credit/Charge per Share

05226 Extraordinary Credit/Charge per Share 05227 Includes Pre-tax Extraordinary

Credit/Charge per Share

05228 Discontinued Operations per Share 18205 Discontinued Operations – Total – per

Share

18202 Cumulative Effect of Accounting per Share

05240 DVFA Earnings (Germany) 05203 OVFA Earnings per Share (Austria) 05725 Headline Earnings per Share (U.K.) 05260 Earnings per Share - 5 yr avg 05101 Dividends per Share

05140 Dividends per Share - 5 yr avg 05110 Dividends per Share - Fiscal 05102 Dividends per Share - Gross 05100 Dividend Report Frequency 05476 Book Value per Share

05491 Book Value – Outstanding Shares - Fiscal

05501 Cash Flow per Share

05502 Cash Flow per Share - Fiscal 05508 Sales per Share

05509 Operating Profit per Share 18210 Restructuring Expense per Share 18211 Restructuring Expense per Share -

Pre-tax

05505 Capital Expenditure per Share 18100 Enterprise Value

05301 Common Shares Outstanding 05326 Number of Shares Authorized 05303 Treasury Shares

05309 Par Value

05191 Common Shares Used to Calculate EPS

05192 Common Shares Used to Calculate Basic EPS

05194 Common Shares Used to Calculate Fully Diluted EPS

05475 Closely Held Shares 08021 Closely Held Shares % 05576 Stock Split/Dividend Ratio 05575 Stock Split/Dividend Ratio - Fiscal

Weekly Time Series

05652 Common Shares Traded – Weekly 05080 Market Price – Week Close 05081 Market Price – Week High 05082 Market Price – Week Low

Balance Sheet

Assets

02001 Cash & Short Term Investments 02003 Cash

02008 Short Term Investments 02051 Receivables (Net) 02130 Securities Inventory 02132 Custody Securities 02255 Investments - Total 02276 Loans - Net 02271 Loans - Total

02275 Reserve for Loan Losses 02240 Real Estate Assets 02257 Investment in Sales and Direct

Financing Leases 02250 Other Investments

02256 Investments in Associated Companies 02501 Property, Plant & Equipment - Net 02301 Property, Plant & Equipment -

Gross

18375 Land 18376 Buildings 18377 Machinery & Equipment 18378 Rental/Lease Property 18380 Transportation Equipment 18379 Property, Plant & Equipment –

Other

18381 Property, Plant & Equipment under Capitalized Leases 02401 Accumulated Depreciation 18383 Accumulated Depreciation - Land 18384 Accumulated Depreciation - Buildings 18385 Accumulated Depreciation - Machinery & Equipment 18386 Accumulated Depreciation -

Rental/Leased Property 18388 Accumulated Depreciation -

Transportation Equipment 18387 Accumulated Depreciation –

Other Property Plant & Equipment

18389 Accumulated Depreciation - PP&E under Capitalized Lease 02652 Other Assets

02647 Deferred Charges 02648 Tangible Other Assets

02649 Total Intangible Other Assets - Net 02101 Inventories - Total

02999 Total Assets

Supplementary Asset Fields

18214 Exchange Rate Used in Translating Balance Sheet

02005 Cash & Equivalents – Generic 18165 Deferred Tax Asset – Current 02048 Finance Receivables 02205 Treasury Securities

02230 Equity Securities Investment - Total 02211 Securities Purchased under Resale

Agreements

18390 Construction Work in Progress 18392 Accumulated Depreciation –

Construction Work in Progress 18280 Goodwill/Cost in Excess of Assets

Purchased 02502 Goodwill – Gross

02503 Goodwill – Accumulated Amortization 02504 Development Costs – Net

02505 Development Costs - Gross

02506 Development Costs – Accumulated Amortization

02507 Brands, Patents – Net 02509 Brands , Patents – Gross 02508 Brands, Patents – Accumulated

Amortization 02510 Licenses. – Net 02511 Licenses – Gross

02512 Licenses – Accumulated Amortization 18299 Computer Software – Net

02516 Computer Software – Gross 02517 Computer Software – Accumulated

Amortization

02513 Other Intangibles – Net

02514 Other Intangible Assets - Gross

02515 Other Intangible Assets – Accumulated Amortization

02654 Total Intangible Other Assets - Gross 02655 Total Intangible Other Assets –

Accumulated Amortization 02653 Pension Assets – Long Term 02300 Total Assets - As Reported

Liabilities & Shareholders' Equity

03019 Deposits - Total 03255 Total Debt

03051 Short Term Debt & Current Portion of Long Term Debt

03251 Long Term Debt

03245 Long Term Debt Excluding Capitalized Leases

18281 Non Convertible Debt

18282 Convertible Debt

03249 Capitalized Lease Obligations 03260 Provision for Risks and Charges 03262 Deferred Income

03263 Deferred Taxes

18183 Deferred Taxes - Credit 18184 Deferred Taxes - Debit 03257 Deferred Tax Liability in Untaxed

Reserves 03273 Other Liabilities 03351 Total Liabilities 03401 Non-Equity Reserves 03426 Minority Interest 03451 Preferred Stock

03448 Preferred Stock Issued for ESOP 03449 ESOP Guarantees - Preferred

Issued

03501 Common Equity 03480 Common Stock 03481 Capital Surplus

03492 Revaluation Reserves

03493 Other Appropriated Reserves 03494 Unappropriated (Free) Reserves 03495 Retained Earnings

03490 Equity in Untaxed Reserves 03496 ESOP Guarantees 03497 Unrealized Foreign Exchange

Gain/Loss

03498 Unrealized Gain/Loss on Marketable Securities 03499 Treasury Stock

03999 Total Liabilities & Shareholders' Equity

Supplementary Liabilities &

Shareholders’ Equity Fields

03059 Securities Sold but not yet Purchased (Short Call)

18166 Deferred Tax Liability – Current 18232 Current Portion of Long Term Debt 03056 Securities Sold under Repurchase

Agreements 03062 Interest Payable

03506 Common Equity – Fully Diluted 03450 Preferred Stock Treated as Common 18289 Non-Redeemable Preferred Stock 18290 Redeemable Preferred Stock 03491 Goodwill Written Off

18065 Cumulative Goodwill Written Off 03261 Pension/Post Retirement Benefits 18352 Unfunded Pension Liabilities 18141 Lease Commitments – Year 1 18142 Lease Commitments – Year 2 18143 Lease Commitments – Year 3 18144 Lease Commitments – Year 4 18145 Lease Commitments – Year 5 18146 Lease Commitments – Over 5 Years 18852 Comprehensive Income – Hedging

Gain/Loss

18854 Comprehensive Income – Other

18851 Comprehensive Income – Pension Liability

18853 Comprehensive Income – Unearned Compensation

18168 Mandatorily Redeemable Trust Preferred Securities

18167 Other Mandatory Redeemable Instruments

Income Statement

01001 Net Sales or Revenues 01016 Interest Income - Total 01017 Trading Account Income

01018 Foreign Exchange Income 01019 Trusts & Fiduciary

Income/Commission & Fees

01014 Trust Income

01015 Commission & Fees 01006 Investment Income 01020 Other Operating Income 01051 Cost of Goods Sold

01151 Depreciation, Depletion & Amortization 01148 Depreciation

01149 Amortization of Intangibles 01150 Amortization of Deferred Charges 01100 Gross Income

01101 Selling, General & Administrative Expenses

01075 Interest Expense – Total 01271 Provision for Loan Losses 01230 Other Operating Expenses 01249 Operating Expenses - Total 01250 Operating Income

01266 Non-Operating Interest Income 01267 Pre-tax Equity in Earnings 01253 Extraordinary Credit - Pre-tax 01254 Extraordinary Charge - Pre-tax

01262 Other Income/Expense - Net 01301 Reserves - Increase/Decrease 01401 Pre-tax Income

01451 Income Taxes

18186 Current Domestic Income Tax 18187 Current Foreign Income Tax 18188 Deferred Domestic Income Tax 18189 Deferred Foreign Income Tax 18185 Income Tax Credits 01501 Minority Interest

01503 Equity in Earnings

01504 After Tax Other Income/Expense 01505 Discontinued Operations 01551 Net Income before Extraordinary

Items/Preferred Dividends

01701 Preferred Dividend Requirements 01706 Net Income after Preferred Dividends

(Basic EPS)

01601 Extraordinary Items & Gain/Loss Sale of Assets

Supplementary Income Statement

Fields

18215 Exchange Rate Used in Translating Income Statement/Cash Flow 01024 Rental Income

01251 Interest Expense on Debt 01255 Interest Capitalized

18140 Rental/Operating Lease Expense 01084 Staff Costs

01085 Equipment Expense 01302 Operating Provisions

01204 Taxes other than Income Taxes 01268 Dividend Income - Non-Operating 18227 Restructuring Expense

01152 Amortization of Brands 01153 Amortization of Research and

Development

01154 Amortization of Licenses

01155 Amortization of Other Intangibles 01156 Amortization of Goodwill

01157 Amortization of Computer Software 18224 Amortization and Impairment of

Goodwill

18225 Impairment of Goodwill

18226 Impairment of Other Intangibles 18274 Impairment of Property, Plant &

Equipment

18275 Impairment of Financial Fixed Assets 01265 Monetary Correction

01305 Gain on Sale of Investment 01269 Discontinued Operations - Pre-tax 01306 Gain/loss on Disposal of Assets 01352 Foreign Exchange Transactions 01351 Foreign Currency Translation

Gain/Loss

18191 Earnings before Interest and Taxes (EBIT)

18198 Earnings before Interest, Taxes & Depreciation (EBITDA)

18200 Discontinued Operations – Total 18150 Income from Continuing Operations 18175 Ordinary Profit (Japan)

01651 Net Income - Bottom Line 01751 Net Income Used to Calculate

Earnings per Share

01705 Net Income Used to Calculate Fully Diluted Earnings per Share

18218 Cumulative Effect of Accounting Change

18170 Unconsolidated/Parent Company Sales

18169 Unconsolidated/Parent Company Depreciation

18171 Unconsolidated/Parent Company Pre- tax Income

18172 Unconsolidated/Parent Company Net Profit

18173 Unconsolidated/Parent Company Earnings per Share

Funds Flow Statement per FASB

95

04001 Net Income/Starting Line 04051 Depreciation, Depletion and

Amortization

04049 Depreciation and Depletion 04050 Amortization of Intangible Assets 04101 Deferred Income Taxes and

Investment Tax Credit 04199 Deferred Income Taxes 04100 Investment Tax Credit 04151 Total Other Cash Flow 04201 Funds from Operations 04225 Extraordinary Items

04831 Funds from/for Other Operating Activities 04825 Decrease/Increase in Receivables 04826 Decrease/Increase in Inventories 04827 Increase/Decrease in Accounts Payable 04828 Increase/Decrease in Income Taxes Payable 04829 Increase/Decrease in Other Accruals 04830 Decrease/Increase in Other Assets/Liabilities

04860 Net Cash Flow - Operating Activities 04601 Capital Expenditures (Additions to

Fixed Assets)

04651 Additions to Other Assets 04355 Net Assets from Acquisitions 04760 Increase in Investments 04440 Decrease in Investments 04351 Disposal of Fixed Assets

04797 Other Uses/(Sources) - Investing 04795 Other Uses - Investing

04796 Other Sources - Investing

04870 Net Cash Flow - Investing 04251 Net Proceeds from Sale/Issue of

Common & Preferred

0430 Proceeds from Stock Options 04302 Other Proceeds from

Sale/Issuance of Stock

04751 Com/Pfd Purchased, Retired, Converted, Redeemed

04401 Long Term Borrowings 04701 Reduction In Long Term Debt 04551 Cash Dividends Paid - Total 05376 Common Dividends (Cash) 05401 Preferred Dividends (Cash) 04821 Increase/Decrease in Short Term

Borrowings

04448 Other Source/(Use) - Financing 04446 Other Sources - Financing 04447 Other Uses - Financing 04890 Net Cash Flow - Financing 04840 Effect of Exchange Rate on Cash 04851 Increase/Decrease in Cash & Short

Term Investments