4.5 A Condition for the Existence of at Most Two Ergodic Measures
5.1.2 Proof of Proposition 5.8
It may help the reader to refresh the core idea of this subsection, see page 77. Let Λ b Z2 be a simply ∗connected set with ~0 ∈ Λ. We only prove the statement of Proposition 5.8 for this fixed set Λ. Sometimes, we even omit the index Λ, e.g.,m denotes the mapmΛ in the sequel.
Recall that the domain A1 of the map m is defined as
{∃ 0lasso, ~0∈/ CΛmax 0, ∂∗CΛmax 0
1∗
6
←→∂∗CΛmax 1}.
The existence of a 0lasso implies that the maximal 0circuit, which is weakly
0connected to Λc, is larger than every 1circuit (if a 1circuit exists at all), where by saying is weakly 0connected to Λc we mean that its boundary is0connected to
∂(Λc). Moreover, one can find a second 0circuit in intCmax 0
Λ again larger than any
1circuit, since the origin is not contained in the maximal0circuit and the maximal
0circuit is not ∗weakly1∗connected to the maximal1circuit. This implies (in fact it is equivalent) that the maximal 0circuit in intCmax 0
Λ exists and is 0∗connected
to CΛmax 0. Summing up, we can state
A1 ={∃0lasso, ~0∈/ CΛmax 0, ∂∗CΛmax 0
1∗
6
←→∂∗CΛmax 1, CΛmax 0 > CΛmax 1,∅ 6=Cintmax 0Cmax 0
Λ
0∗
←→CΛmax 0, Cintmax 0Cmax 0 Λ > C
max 1
Λ } (5.5)
Figure 5.1 illustrates the properties of a configuration of A1.
After analysing the domain, we state some useful fundamental relations be- tween σ∈A1 and m(σ).
For this task recall the definition of the circuit
iCfill(σ) = miniCCmax 0
Λ (σ)∪σ
−1(1)∩
extCintmax 0Cmax 0 Λ (σ)(σ)
(5.6) for σ ∈ A1, see page 75. In other words, this circuit, iCfill(σ), is the minimal
induced circuit that satisfies the following two conditions:
• It is contained in the union of the maximal 0circuit[σ], Cmax 0
Λ (σ), and the
set of nodes equipped with 1spins[σ], σ−1(1);
• It is strictly larger than the “second largest“ 0circuit[σ], Cmax 0 intCmax 0
Λ (σ)
(σ). Note that this description equates our definition.
0
Figure 5.1: In this figure the white squares represent nodes with 0spins[σ, m(σ)]
and the black squares are nodes with1spins[σ, m(σ)]. The gray squares are nodes equipped with 0spins[σ] and 1spins[m(σ)]. The maximal 0circuit[σ] is indicated by a blue curve and consists of white and gray squares. The circuit iCfill(σ) is indicated by a red curve and consists of black and gray squares. The “second largest” 0circuit[σ],Cmax 0
intCmax 0 Λ (σ)
(σ), is indicated by a green curve.
Remark 5.15 Let σ ∈A1. Then the following properties hold
σ−1(1)∪CΛmax 0(σ)⊃m(σ)−1(1) (5.7) σ−1(0) =m(σ)−1(0)∪CΛmax 0(σ) (5.8) iCfill(σ)∩Cmax 0 Λ (σ)6=∅ (5.9) ∂∗iCfill(σ)σ −1(1)∗ ←→ ∂∗(Λc) (5.10)
Cintmax 0Cmax 0
Λ (σ)(σ)⊂σ −1
(0)∩m(σ)−1(0) (5.11)
CΛmax 0(σ)≥Cextmin 1Cmax 0
Proof: Fix a configurationσ ∈A1. By the definitions of both the configuration
m(σ) = 1σ−1(1)∪iCfill(σ) (5.13)
and the circuit
iCfill(σ) = miniCCmax 0
Λ (σ)∪σ −1
(1)∩extCintmax 0Cmax 0 Λ (σ)(σ)
,
the statements (5.7) and (5.8) are evident.
For the next properties let us first define the ”half-open” respectively ”open” annulus specified by the maximal 0circuit[σ] and the ”second largest“ 0circuit[σ]
by
i
Cintmax 0Cmax 0
Λ (σ)(σ), C max 0 Λ (σ)
i
:=CΛmax 0(σ)∪intCΛmax 0(σ)∩extCintmax 0Cmax 0 Λ (σ)(σ)
respectively
i
Cintmax 0Cmax 0
Λ (σ)(σ), C max 0 Λ (σ)
h
:=intCΛmax 0(σ)∩extCintmax 0Cmax 0
Λ (σ)(σ).
Next, recall the description of iCfill(σ) after (5.6). In particular, the second con-
dition of this description said that the circuit iCfill(σ) is strictly larger than the "second largest"0circuit[σ],Cmax 0
intCmax 0 Λ (σ)
(σ). Moreover, the first condition, together with minimality of iCfill(σ), immediately implies that iCfill(σ) is smaller than the
maximal 0circuit[σ], CΛmax 0(σ). Summing up, we know that iCfill(σ) lies in the ”half-open” annulus, i.e.,
iCfill(σ)⊂iCmax 0 intCmax 0 Λ (σ)(σ), C max 0 Λ (σ) i . (5.14)
Further, by definition, we know that all nodes of iCfill(σ) not contained in the
maximal 0circuit[σ] are equipped with 1spins[σ], i.e.,
iCfill(σ)∩(Cmax 0 Λ (σ))
c⊂σ−1
(1). (5.15)
In other words, a node ofiCfill(σ)has1spin[σ]if and only if it belongs to the ”open”
annulus, in short for all x∈iCfill(σ)
σ(x) = 1 ⇐⇒ x∈iCintmax 0Cmax 0
Λ (σ)(σ), C max 0 Λ (σ)
h
.
Property (5.9) is a consequence of these two Observations (5.14) and (5.15), together with the choice of
σ ∈A1 (5.5)⊂ {π∈ {0,1}Λ:Cmax 0 intCmax 0
Λ (π)(π) 0∗
i.e., the maximal 0circuit[σ] and the "second largest" 0circuit[σ] are 0∗connected. Since every node of Cmax 0
Λ (σ) is ∗weakly 1∗connected[σ] to Λc, Property (5.10)
follows from Property (5.9).
As before iCfill(σ) is strictly larger than the "second largest" 0circuit[σ], see (5.14). Hence, since we only change spin values in iCfill(σ), see (5.3), inclusion
(5.11) follows.
The last Statement (5.12) is a direct consequence of the facts that iCfill(σ) is smaller than the maximal0circuit[σ], see (5.14), and thatiCfill(σ)is a1circuit[m(σ)]
∗weakly 1∗connected[m(σ)] toΛc, see (5.13) and (5.10).
These remarks enable us to describe the image of m|A1.
Lemma 5.16 Let σ ∈A1. Then mΛ(σ) is an element of
{∃ 1∗lasso, ~0∈/CΛmax 1 6=∅, CΛmax 1
1∗
6←→Cintmax 1Cmax 1
Λ }.
Proof: Let σ∈A1 and recall that
iCfill(σ) = miniCCmax 0
Λ (σ)∪σ −1
(1)∩extCintmax 0Cmax 0 Λ (σ)(σ)
.
A direct consequence of the definition of iCfill(σ) is that the ∗boundary of every
node ofiCfill(σ)is0∗connected[σ, m(σ)]in(iCfill(σ))c toCintmax 0Cmax 0
Λ (σ)(σ), i.e., for all
nodes z ∈iCfill(σ)
∂∗z ←→0∗ Cintmax 0Cmax 0
Λ (σ)(σ) in(
iCfill(σ))c
(5.16) holds.
Since the circuitiCfill(σ)is a 1circuit[m(σ)], see (5.4), which is ∗weakly 1∗con- nected[m(σ)] to Λc, see (5.9) and (5.4), the existence of a 1∗lasso[m(σ)] follows,
i.e.,
m(σ)∈ {∃ 1∗lasso}.
But we have already verified the existence of a 0circuit[m(σ)], e.g.Cmax 0 intCmax 0
Λ (σ)
(σ), see (5.10), which, therefore, has to be smaller than the1circuit[m(σ)]iCfill(σ)that
is∗weakly 1∗connected[m(σ)]toΛc. Consequently, the origin cannot be contained in the maximal1circuit[m(σ)], i.e.,
m(σ)∈ {~0∈/ CΛmax 16=∅}.
Recall that the circuit iCfill(σ) intersects the maximal 0circuit[σ], see (5.9),
which is0connected[σ]to the boundary ofΛc, see (5.5), and that the configuration
σ equals m(σ) outside of iCfill(σ). Hence, there exists a node y∈iCfill(σ) with
i.e., we can find a nodey∈iCfill(σ)that is weakly0connected[σ, m(σ)]toΛc. This,
together with (5.16), implies that y∈iCfill(σ) satisfies
∂(Λc)←→0 ∂∗y←→0∗ Cintmax 0Cmax 0
Λ (σ)(σ)in ( i
Cfill(σ))c. (5.17) Thus, one cannot find two disjoint1circuits[m(σ)]in extCmax 0
intCmax 0 Λ (σ)
(σ),since both would have to intersect the node y. This, together with the fact that iCfill(σ) is a
1circuit[m(σ)], see (5.4), strictly larger than the 0circuit[σ, m(σ)] Cintmax 0Cmax 0 Λ (σ)(σ),
see (5.11), implies
m(σ)∈ {CΛmax 1
1∗
6←→Cintmax 1Cmax 1
Λ },
which concludes the proof.
It may help the reader to – once again – refresh the core idea of this subsection described on page 77. Our next step is to “connect” a configuration m(σ) to the original configuration σ∈A1. More precisely, we want to determine both iCfill(σ)
from m(σ)∈m(A1)and
i
Cempty(m(σ)) := maxiC
Cextmin 1Cmax 0
Λ (m(σ))(m(σ))∪m(σ) −1
(0)
= maxiCiCextmin 1Cmax 0
Λ (m(σ))(m(σ))∪m(σ) −1
(0) (5.18) from σ∈A1, where the identity follows from
iCmin 1 extCmax 0 Λ (m(σ))(m(σ))≥C min 1 extCmax 0 Λ (m(σ))(m(σ)) and iCmin 1 extCmax 0 Λ (m(σ))(m(σ))⊂C min 1 extCmax 0 Λ (m(σ))(m(σ)).
Little is known, but iCempty(m(σ)) is the circuit that changes m(σ) into σ if it is
emptied.
Lemma 5.17 Let σ ∈ A1. Then the minimal induced 1circuit[m(σ)] in the exte- rior of the maximal 0circuit[m(σ)], iCmin 1
extCmax 0 Λ (m(σ))
(m(σ)), equalsiCfill(σ) and the
maximal induced 0circuit[σ] iCΛmax 0(σ) equals iCempty(m(σ)), i.e., iCmin 1
extCΛmax 0(m(σ))(m(σ)) =
iCfill(σ) (5.19) iCempty(m(σ)) =iCmax 0
Λ (σ). (5.20)
Proof: Since iCfill(σ) is a 1circuit[m(σ)], see (5.4), that is ∗weakly 1∗connect- ed[σ, m(σ)]toΛc, see additionally (5.10), we know thatCmax 0(m(σ))⊂intiCfill(σ),
which, together with (5.4), leads to
iCmin 1 extCmax 0
Λ (m(σ))(m(σ))≤
On the other hand
i
Cfill(σ) = miniC
CΛmax 0(σ)∪σ−1(1)∩extCintmax 0Cmax 0 Λ (σ)(σ)
= miniC(CΛmax 0(σ)∪σ−1(1))∩extCintmax 0Cmax 0 Λ (σ)(σ)
(5.11)
≤miniC (CΛmax 0(σ)∪σ−1(1))∩extCΛmax 0(m(σ))
(5.7)
≤miniC m(σ)−1(1)∩extCΛmax 0(m(σ)) =iCextmin 1Cmax 0
Λ (m(σ))(m(σ)).
Both inequalities together give (5.19). This in turn implies the following:
m(σ)−1(1) (5.4)= σ−1(1)∪iCfill(m(σ)) (5.19) ⇐⇒ m(σ)−1(0) =σ−1(0)\iCmin 1 extCmax 0 Λ (m(σ))(m(σ)), which verifies
σ−1(0)⊂m(σ)−1(0)∪Cextmin 1Cmax 0
Λ (m(σ))(m(σ)). (5.21)
On the one hand
iCempty(m(σ)) = maxiCCmin 1 extCmax 0 Λ (m(σ))(m(σ))∪m(σ) −1 (0) (5.21) ≥maxiC σ−1(0) =iCΛmax 0(σ)
and on the other hand
iCempty(m(σ)) = maxiCCmin 1 extCmax 0 Λ (m(σ))(m(σ))∪m(σ) −1 (0) (5.12) ≤maxiC CΛmax 0(σ)∪m(σ)−1(0)) (5.8) =iCΛmax 0(σ).
Considering both inequalities yields (5.20). Having established the above “connection” between σ and m(σ), we are ready to see that
m−1 :m(A1)→! A1; m(σ)7→1−1m(σ)−1(0)∪iCempty(m(σ))
!
=σ
is a well-defined promising candidate for the inverse map, which is illustrated in Figure 5.1.
Lemma 5.18 Let σ ∈ A1. Then 1− 1m(σ)−1(0)∪iCempty(m(σ)) = σ, i.e., the map
mΛ|A1 is injective.
Proof: It is sufficient to show
iCfill(σ)∩σ−1
(0)=! iCempty(m(σ))∩m(σ)−1(1)
if we want to prove 1−1m(σ)−1(0)∪iCempty(m(σ))=σ.
"⊂" This inclusion is a consequence of
iCfill(σ)(5.19)= iCmin 1 extCmax 0 Λ (m(σ))(m(σ))⊂m(σ) −1(1) and i
Cfill(σ)∩σ−1(0)(5.1)⊂ iCΛmax 0(σ)(5.20)= iCempty(m(σ)).
"⊃" This inclusion is a consequence of
i Cempty(m(σ))(5.20)= iCΛmax 0(σ)⊂σ−1(0) and iCempty(m(σ))∩m(σ)−1 (1)(5.18)⊂ iCmin 1 extCmax 0 Λ (m(σ))(m(σ)) (5.19) = iCfill(σ),